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Journal of Clinical Oncology, Vol 18, Issue 21 (November), 2000: 3651-3664
© 2000 American Society for Clinical Oncology

Assessment of Methods for Tissue-Based Detection of the HER-2/neu Alteration in Human Breast Cancer: A Direct Comparison of Fluorescence In Situ Hybridization and Immunohistochemistry

By Giovanni Pauletti, Suganda Dandekar, HongMei Rong, Lilllian Ramos, HongJun Peng, Ram Seshadri, Dennis J. Slamon

From the Department of Medicine, Division of Hematology-Oncology, University of California at Los Angeles, UCLA School of Medicine, Los Angeles, CA; and Flinders Medical Centre, Bedford Park, South Australia, Australia.

Address reprint requests to Dennis J. Slamon, MD, PhD, Division of Hematology and Oncology, UCLA School of Medicine, 11–934 Factor Bldg, Los Angeles, CA 90095-1678; email dslamon{at}mednet.ucla.edu

PURPOSE: To compare the efficacy of fluorescence in situ hybridization (FISH) and immunohistochemistry (IHC) in detecting the HER-2/neu alteration in human breast cancer.

PATIENTS AND METHODS: Unselected stage I, II, and III breast cancer patients (N = 900) were tested for HER-2/neu gene amplification by FISH in paraffin-embedded, formalin-fixed archival material. Of these samples, 856 were tested for HER-2/neu overexpression by non–antigen-retrieval IHC with the polyclonal antibody R60, the sensitivity and specificity of which was preliminarily compared with the United States Food and Drug Administration–approved HercepTest (Dako Corp, Carpinteria, CA). Patient survival was analyzed in relation to the presence of the HER-2/neu alteration as determined by these two methodologies.

RESULTS: A total of 189 (21%) of 900 patients were positive by FISH and 147 (17.2%) of 856 were positive by IHC. This discrepancy is consistent with expected loss of IHC sensitivity associated with tissue fixation/embedding. The HercepTest did not improve sensitivity and introduced false positives. Comparison of R60-based IHC with FISH demonstrates that patient survival is associated progressively to gene amplification level as determined by FISH, whereas for IHC an association is found only in the highest (3+) immunostaining group. Among FISH-negative tumors, 45 (6.6%) of 678 were IHC-positive, with a survival probability similar to that of FISH-negative/IHC-negative cases; FISH-positive/IHC-negative patients have a survival probability similar to that of FISH-positive/IHC-positive cases.

CONCLUSION: IHC does not consistently discriminate patients likely to have a poor prognosis, whereas FISH provides superior prognostic information in segregating high-risk from lower-risk beast cancers. HER-2/neu protein overexpression in the absence of gene amplification occurs infrequently in breast cancer, in which case, patient outcome is similar to that of patients without the alteration.


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G. Konecny, G. Pauletti, M. Pegram, M. Untch, S. Dandekar, Z. Aguilar, C. Wilson, H.-M. Rong, I. Bauerfeind, M. Felber, et al.
Quantitative Association Between HER-2/neu and Steroid Hormone Receptors in Hormone Receptor-Positive Primary Breast Cancer
J Natl Cancer Inst, January 15, 2003; 95(2): 142 - 153.
[Abstract] [Full Text] [PDF]


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JCOHome page
P. Birner, G. Oberhuber, M. F. Press, L. Bernstein, K. Flom, and D. Slamon
Is Fluorescence In Situ Hybridization Really Superior to HercepTest?
J. Clin. Oncol., December 1, 2002; 20(23): 4607 - 4609.
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G. K. Ellis, R. B. Livingston, J. R. Gralow, S. J. Green, and T. Thompson
Dose-Dense Anthracycline-Based Chemotherapy for Node-Positive Breast Cancer
J. Clin. Oncol., September 1, 2002; 20(17): 3637 - 3643.
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Clin. Chem.Home page
P. S. Bernard and C. T. Wittwer
Real-Time PCR Technology for Cancer Diagnostics
Clin. Chem., August 1, 2002; 48(8): 1178 - 1185.
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S. Paik, J. Bryant, E. Tan-Chiu, E. Romond, W. Hiller, K. Park, A. Brown, G. Yothers, S. Anderson, R. Smith, et al.
Real-World Performance of HER2 Testing--National Surgical Adjuvant Breast and Bowel Project Experience
J Natl Cancer Inst, June 5, 2002; 94(11): 852 - 854.
[Abstract] [Full Text] [PDF]


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Clin. Cancer Res.Home page
A. Di Leo, D. Gancberg, D. Larsimont, M. Tanner, T. Jarvinen, G. Rouas, S. Dolci, J.-Y. Leroy, M. Paesmans, J. Isola, et al.
HER-2 Amplification and Topoisomerase II{alpha} Gene Aberrations as Predictive Markers in Node-positive Breast Cancer Patients Randomly Treated Either with an Anthracycline-based Therapy or with Cyclophosphamide, Methotrexate, and 5-Fluorouracil
Clin. Cancer Res., May 1, 2002; 8(5): 1107 - 1116.
[Abstract] [Full Text] [PDF]


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J. S. Coon, E. Marcus, S. Gupta-Burt, S. Seelig, K. Jacobson, S. Chen, V. Renta, G. Fronda, and H. D. Preisler
Amplification and Overexpression of Topoisomerase II{alpha} Predict Response to Anthracycline-based Therapy in Locally Advanced Breast Cancer
Clin. Cancer Res., April 1, 2002; 8(4): 1061 - 1067.
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Clin. Cancer Res.Home page
D. G. Thomas, T. J. Giordano, D. Sanders, J. S. Biermann, and L. Baker
Absence of HER2/neu Gene Expression in Osteosarcoma and Skeletal Ewing's Sarcoma
Clin. Cancer Res., March 1, 2002; 8(3): 788 - 793.
[Abstract] [Full Text] [PDF]


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A. J. Khan, B. L. King, B. D. Smith, G. L. Smith, M. P. DiGiovanna, D. Carter, and B. G. Haffty
Characterization of the HER-2/neu Oncogene by Immunohistochemical and Fluorescence in Situ Hybridization Analysis in Oral and Oropharyngeal Squamous Cell Carcinoma
Clin. Cancer Res., February 1, 2002; 8(2): 540 - 548.
[Abstract] [Full Text] [PDF]


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E. A. Perez, P. C. Roche, R. B. Jenkins, C. A. Reynolds, K. C. Halling, J. N. Ingle, and L. E. Wold
HER2 Testing in Patients With Breast Cancer: Poor Correlation Between Weak Positivity by Immunohistochemistry and Gene Amplification by Fluorescence In Situ Hybridization
Mayo Clin. Proc., February 1, 2002; 77(2): 148 - 154.
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Annals of Clinical & Laboratory ScienceHome page
D. W. Nichols, D. J. Wolff, S. Self, J. S. Metcalf, D. Jacobs, R. Kneuper-Hall, and J. C. Cate IV
A Testing Algorithm for Determination of HER2 Status in Patients with Breast Cancer
Ann. Clin. Lab. Sci., January 1, 2002; 32(1): 3 - 11.
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Annals of Clinical & Laboratory ScienceHome page
W. K. Funkhouser and K. Kaiser-Rogers
Significance of, and Optimal Screening for, HER-2 Gene Amplification and Protein Overexpression in Breast Carcinoma
Ann. Clin. Lab. Sci., October 1, 2001; 31(4): 349 - 358.
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P. A. Bunn Jr., B. Helfrich, A. F. Soriano, W. A. Franklin, M. Varella-Garcia, F. R. Hirsch, A. Baron, C. Zeng, and D. C. Chan
Expression of Her-2/neu in Human Lung Cancer Cell Lines by Immunohistochemistry and Fluorescence in Situ Hybridization and its Relationship to in Vitro Cytotoxicity by Trastuzumab and Chemotherapeutic Agents
Clin. Cancer Res., October 1, 2001; 7(10): 3239 - 3250.
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J. Baselga
Is Circulating HER-2 More Than Just a Tumor Marker?
Clin. Cancer Res., September 1, 2001; 7(9): 2605 - 2607.
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The OncologistHome page
F. J. Esteva, V. Valero, L. Pusztai, L. Boehnke-Michaud, A. U. Buzdar, and G. N. Hortobagyi
Chemotherapy of Metastatic Breast Cancer: What to Expect in 2001 and Beyond
Oncologist, April 1, 2001; 6(2): 133 - 146.
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Cancer Res.Home page
S. Braun, G. Schlimok, I. Heumos, G. Schaller, L. Riethdorf, G. Riethmüller, and K. Pantel
erbB2 Overexpression on Occult Metastatic Cells in Bone Marrow Predicts Poor Clinical Outcome of Stage I-III Breast Cancer Patients
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[Abstract] [Full Text]



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