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Originally published as JCO Early Release 10.1200/JCO.2006.09.2775 on December 11 2006

Journal of Clinical Oncology, Vol 25, No 1 (January 1), 2007: pp. 118-145
Copyright © 2007 American Society of Clinical Oncology and College of American Pathologists. All rights reserved.

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ASCO SPECIAL ARTICLE

American Society of Clinical Oncology/College of American Pathologists Guideline Recommendations for Human Epidermal Growth Factor Receptor 2 Testing in Breast Cancer

Antonio C. Wolff, M. Elizabeth H. Hammond, Jared N. Schwartz, Karen L. Hagerty, D. Craig Allred, Richard J. Cote, Mitchell Dowsett, Patrick L. Fitzgibbons, Wedad M. Hanna, Amy Langer, Lisa M. McShane, Soonmyung Paik, Mark D. Pegram, Edith A. Perez, Michael F. Press, Anthony Rhodes, Catharine Sturgeon, Sheila E. Taube, Raymond Tubbs, Gail H. Vance, Marc van de Vijver, Thomas M. Wheeler, Daniel F. Hayes

From the American Society of Clinical Oncology, Alexandria, VA; and the College of American Pathologists, Northfield, IL

Address reprint requests to American Society of Clinical Oncology, Cancer Policy and Clinical Affairs, 1900 Duke Street, Suite 200, Alexandria, VA 22314; e-mail: guidelines{at}asco.org

Purpose To develop a guideline to improve the accuracy of human epidermal growth factor receptor 2 (HER2) testing in invasive breast cancer and its utility as a predictive marker.

Methods The American Society of Clinical Oncology and the College of American Pathologists convened an expert panel, which conducted a systematic review of the literature and developed recommendations for optimal HER2 testing performance. The guideline was reviewed by selected experts and approved by the board of directors for both organizations.

Results Approximately 20% of current HER2 testing may be inaccurate. When carefully validated testing is performed, available data do not clearly demonstrate the superiority of either immunohistochemistry (IHC) or in situ hybridization (ISH) as a predictor of benefit from anti-HER2 therapy.

Recommendations The panel recommends that HER2 status should be determined for all invasive breast cancer. A testing algorithm that relies on accurate, reproducible assay performance, including newly available types of brightfield ISH, is proposed. Elements to reliably reduce assay variation (for example, specimen handling, assay exclusion, and reporting criteria) are specified. An algorithm defining positive, equivocal, and negative values for both HER2 protein expression and gene amplification is recommended: a positive HER2 result is IHC staining of 3+ (uniform, intense membrane staining of > 30% of invasive tumor cells), a fluorescent in situ hybridization (FISH) result of more than six HER2 gene copies per nucleus or a FISH ratio (HER2 gene signals to chromosome 17 signals) of more than 2.2; a negative result is an IHC staining of 0 or 1+, a FISH result of less than 4.0 HER2 gene copies per nucleus, or FISH ratio of less than 1.8. Equivocal results require additional action for final determination. It is recommended that to perform HER2 testing, laboratories show 95% concordance with another validated test for positive and negative assay values. The panel strongly recommends validation of laboratory assay or modifications, use of standardized operating procedures, and compliance with new testing criteria to be monitored with the use of stringent laboratory accreditation standards, proficiency testing, and competency assessment. The panel recommends that HER2 testing be done in a CAP-accredited laboratory or in a laboratory that meets the accreditation and proficiency testing requirements set out by this document.

published online ahead of print at www.jco.org on December 11, 2006.

Antonio C. Wolff, M. Elizabeth H. Hammond, Jared N. Schwartz, and Daniel F. Hayes are American Society of Clinical Oncology/College of American Pathologists Expert Panel co-chairs.

Authors' disclosures of potential conflicts of interest and author contributions are found at the end of this article.

This guideline was developed through a collaboration between American Society of Clinical Oncology and College of American Pathologists and has been published jointly by invitation and consent in both the Journal of Clinical Oncology and the Archives of Pathology & Laboratory Medicine. Copyright © 2007 American Society of Clinical Oncology and College of American Pathologists. All rights reserved. No part of this document may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopy, recording, or any information storage and retrieval system, without written permission by American Society of Clinical Oncology or College of American Pathologists.


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Related Correspondence

  • Human Epidermal Growth Factor Receptor 2 Testing in Breast Cancer
    Kirsten Vang Nielsen, Jan T. Jørgensen, Andreas Schønau, and Anne Øster
    JCO 2007 25: 4020 [Full Text]
  • Human Epidermal Growth Factor Receptor 2 Testing Recommendation
    Adekunle Raji
    JCO 2007 25: 4020-4021 [Full Text]


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Guidelines for Human Epidermal Growth Factor Receptor 2 Testing: Biologic and Methodologic Considerations
J. Clin. Oncol., March 10, 2009; 27(8): 1323 - 1333.
[Abstract] [Full Text] [PDF]


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Am J Clin PatholHome page
L. Sun, D. Wang, J. T. Zubovits, M. J. Yaffe, and G. M. Clarke
An Improved Processing Method for Breast Whole-Mount Serial Sections for Three-Dimensional Histopathology Imaging
Am J Clin Pathol, March 1, 2009; 131(3): 383 - 392.
[Abstract] [Full Text] [PDF]


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J. Clin. Pathol.Home page
A Paradiso, I O Ellis, F A Zito, E Marubini, S Pizzamiglio, and P Verderio
Short- and long-term effects of a training session on pathologists' performance: the INQAT experience for histological grading in breast cancer
J. Clin. Pathol., March 1, 2009; 62(3): 279 - 281.
[Abstract] [Full Text] [PDF]


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JNMHome page
A. Orlova, H. Wallberg, S. Stone-Elander, and V. Tolmachev
On the Selection of a Tracer for PET Imaging of HER2-Expressing Tumors: Direct Comparison of a 124I-Labeled Affibody Molecule and Trastuzumab in a Murine Xenograft Model
J. Nucl. Med., March 1, 2009; 50(3): 417 - 425.
[Abstract] [Full Text] [PDF]


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Ann OncolHome page
F. Cappuzzo, P. A. Janne, M. Skokan, G. Finocchiaro, E. Rossi, C. Ligorio, P. A. Zucali, L. Terracciano, L. Toschi, M. Roncalli, et al.
MET increased gene copy number and primary resistance to gefitinib therapy in non-small-cell lung cancer patients
Ann. Onc., February 1, 2009; 20(2): 298 - 304.
[Abstract] [Full Text] [PDF]


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JCOHome page
T. Takano, S. Ota, A. Hori, N. Seki, and K. Eguchi
Can Epidermal Growth Factor Receptor-Fluorescent in Situ Hybridization Predict Clinical Benefit From Cetuximab Treatment in Patients With Non-Small-Cell Lung Cancer?
J. Clin. Oncol., January 20, 2009; 27(3): 464 - 465.
[Full Text] [PDF]


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Am J Clin PatholHome page
J. M.S. Bartlett, M. Ibrahim, B. Jasani, J. M. Morgan, I. Ellis, E. Kay, Y. Connolly, F. Campbell, A. O'Grady, S. Barnett, et al.
External Quality Assurance of HER2 FISH and ISH Testing: Three Years of the UK National External Quality Assurance Scheme
Am J Clin Pathol, January 1, 2009; 131(1): 106 - 111.
[Abstract] [Full Text] [PDF]


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Am Soc Clin Oncol Ed BookHome page
S. Sinclair, A. S. Zimmer, and S. M. Swain
HER-2 Targeting Agents and Antiangiogenic Therapy: Evolution of Adjuvant Therapy in Breast Cancer
ASCO Educational Book, January 1, 2009; 2009(1): 3 - 10.
[Abstract] [Full Text] [PDF]


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Clin. Cancer Res.Home page
M. Dowsett and A. K. Dunbier
Emerging Biomarkers and New Understanding of Traditional Markers in Personalized Therapy for Breast Cancer
Clin. Cancer Res., December 15, 2008; 14(24): 8019 - 8026.
[Abstract] [Full Text] [PDF]


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JAMAHome page
K. A. Phillips
Closing the Evidence Gap in the Use of Emerging Testing Technologies in Clinical Practice
JAMA, December 3, 2008; 300(21): 2542 - 2544.
[Full Text] [PDF]


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JCOHome page
R. L. Camp, V. Neumeister, and D. L. Rimm
A Decade of Tissue Microarrays: Progress in the Discovery and Validation of Cancer Biomarkers
J. Clin. Oncol., December 1, 2008; 26(34): 5630 - 5637.
[Abstract] [Full Text] [PDF]


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Clin. Chem.Home page
C. M. Sturgeon, M. J. Duffy, U.-H. Stenman, H. Lilja, N. Brunner, D. W. Chan, R. Babaian, R. C. Bast Jr., B. Dowell, F. J. Esteva, et al.
National Academy of Clinical Biochemistry Laboratory Medicine Practice Guidelines for Use of Tumor Markers in Testicular, Prostate, Colorectal, Breast, and Ovarian Cancers
Clin. Chem., December 1, 2008; 54(12): e11 - e79.
[Abstract] [Full Text] [PDF]


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Clin. Cancer Res.Home page
M. F. Press, R. S. Finn, D. Cameron, A. Di Leo, C. E. Geyer, I. E. Villalobos, A. Santiago, R. Guzman, A. Gasparyan, Y. Ma, et al.
HER-2 Gene Amplification, HER-2 and Epidermal Growth Factor Receptor mRNA and Protein Expression, and Lapatinib Efficacy in Women with Metastatic Breast Cancer
Clin. Cancer Res., December 1, 2008; 14(23): 7861 - 7870.
[Abstract] [Full Text] [PDF]


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J. Mol. Diagn.Home page
A. Carbone, G. Botti, A. Gloghini, G. Simone, M. Truini, M. P. Curcio, P. Gasparini, A. Mangia, T. Perin, S. Salvi, et al.
Delineation of HER2 Gene Status in Breast Carcinoma by Silver in Situ Hybridization is Reproducible among Laboratories and Pathologists
J. Mol. Diagn., November 1, 2008; 10(6): 527 - 536.
[Abstract] [Full Text] [PDF]


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The OncologistHome page
D. C. Allred
Commentary: Hormone Receptor Testing in Breast Cancer: A Distress Signal from Canada
Oncologist, November 1, 2008; 13(11): 1134 - 1136.
[Full Text] [PDF]


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JCOHome page
I. Vanden Bempt, P. Van Loo, M. Drijkoningen, P. Neven, A. Smeets, M.-R. Christiaens, R. Paridaens, and C. De Wolf-Peeters
Polysomy 17 in Breast Cancer: Clinicopathologic Significance and Impact on HER-2 Testing
J. Clin. Oncol., October 20, 2008; 26(30): 4869 - 4874.
[Abstract] [Full Text] [PDF]


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JCOHome page
C. L. Rosenberg
Polysomy 17 and HER-2 Amplification: True, True, and Unrelated
J. Clin. Oncol., October 20, 2008; 26(30): 4856 - 4858.
[Full Text] [PDF]


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Clin. Cancer Res.Home page
R. Simon
The Use of Genomics in Clinical Trial Design
Clin. Cancer Res., October 1, 2008; 14(19): 5984 - 5993.
[Abstract] [Full Text] [PDF]


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Clin. Cancer Res.Home page
N. Personeni, S. Fieuws, H. Piessevaux, G. De Hertogh, J. De Schutter, B. Biesmans, W. De Roock, A. Capoen, M. Debiec-Rychter, J.-L. Van Laethem, et al.
Clinical Usefulness of EGFR Gene Copy Number as a Predictive Marker in Colorectal Cancer Patients Treated with Cetuximab: A Fluorescent In situ Hybridization Study
Clin. Cancer Res., September 15, 2008; 14(18): 5869 - 5876.
[Abstract] [Full Text] [PDF]


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JNMHome page
D. L. Costantini, K. Bateman, K. McLarty, K. A. Vallis, and R. M. Reilly
Trastuzumab-Resistant Breast Cancer Cells Remain Sensitive to the Auger Electron-Emitting Radiotherapeutic Agent 111In-NLS-Trastuzumab and Are Radiosensitized by Methotrexate
J. Nucl. Med., September 1, 2008; 49(9): 1498 - 1505.
[Abstract] [Full Text] [PDF]


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J. Clin. Pathol.Home page
S Di Palma, N Collins, M Bilous, A Sapino, M Mottolese, N Kapranos, F Schmitt, and J Isola
A quality assurance exercise to evaluate the accuracy and reproducibility of chromogenic in situ hybridisation for HER2 analysis in breast cancer
J. Clin. Pathol., June 1, 2008; 61(6): 757 - 760.
[Abstract] [Full Text] [PDF]


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JCOHome page
D. C. Allred
Problems and Solutions in the Evaluation of Hormone Receptors in Breast Cancer
J. Clin. Oncol., May 20, 2008; 26(15): 2433 - 2435.
[Full Text] [PDF]


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JCOHome page
S. S. Badve, F. L. Baehner, R. P. Gray, B. H. Childs, T. Maddala, M.-L. Liu, S. C. Rowley, S. Shak, E. D. Perez, L. J. Shulman, et al.
Estrogen- and Progesterone-Receptor Status in ECOG 2197: Comparison of Immunohistochemistry by Local and Central Laboratories and Quantitative Reverse Transcription Polymerase Chain Reaction by Central Laboratory
J. Clin. Oncol., May 20, 2008; 26(15): 2473 - 2481.
[Abstract] [Full Text] [PDF]


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JNCI J Natl Cancer InstHome page
D. F. Hayes, V. Stearns, J. Rae, D. Flockhart, and on behalf of the Consortium on Breast Cancer Pharm
A Model Citizen? Is Tamoxifen More Effective Than Aromatase Inhibitors if We Pick the Right Patients?
J Natl Cancer Inst, May 7, 2008; 100(9): 610 - 613.
[Full Text] [PDF]


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Ann OncolHome page
M. V. Karamouzis, P. A. Konstantinopoulos, and A. G. Papavassiliou
ErbB/HER receptor family in breast cancer--the more we search the more we learn
Ann. Onc., May 1, 2008; 19(5): 1020 - 1021.
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Cancer Res.Home page
A. Jimeno, A. C. Tan, J. Coffa, N.V. Rajeshkumar, P. Kulesza, B. Rubio-Viqueira, J. Wheelhouse, B. Diosdado, W. A. Messersmith, C. Iacobuzio-Donahue, et al.
Coordinated Epidermal Growth Factor Receptor Pathway Gene Overexpression Predicts Epidermal Growth Factor Receptor Inhibitor Sensitivity in Pancreatic Cancer
Cancer Res., April 15, 2008; 68(8): 2841 - 2849.
[Abstract] [Full Text] [PDF]


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CarcinogenesisHome page
H. Sugimura
Detection of chromosome changes in pathology archives: an application of microwave-assisted fluorescence in situ hybridization to human carcinogenesis studies
Carcinogenesis, April 1, 2008; 29(4): 681 - 687.
[Abstract] [Full Text] [PDF]


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The OncologistHome page
F. J. Esteva
Commentary: Can Circulating HER-2 Extracellular Domain Predict Response to Trastuzumab in HER-2-Negative Breast Cancer?
Oncologist, April 1, 2008; 13(4): 370 - 372.
[Full Text] [PDF]


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NEJMHome page
S. Paik, C. Kim, and N. Wolmark
HER2 Status and Benefit from Adjuvant Trastuzumab in Breast Cancer
N. Engl. J. Med., March 27, 2008; 358(13): 1409 - 1411.
[Full Text] [PDF]


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JCOHome page
M. Kyndi, F. B. Sorensen, H. Knudsen, M. Overgaard, H. M. Nielsen, and J. Overgaard
Estrogen Receptor, Progesterone Receptor, HER-2, and Response to Postmastectomy Radiotherapy in High-Risk Breast Cancer: The Danish Breast Cancer Cooperative Group
J. Clin. Oncol., March 20, 2008; 26(9): 1419 - 1426.
[Abstract] [Full Text] [PDF]



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