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© 1999 American Society for Clinical Oncology Clinical Relevance of Expression of the CIP/KIP Cell-Cycle Inhibitors p21 and p27 in Laryngeal CancerFrom the II Servizio di Anatomia Patologica, Clinica Otorinolaringoiatrica I, Laboratorio Epidemiologico, Laboratorio di Ematologia Sperimentale e Genetica Molecolare, Servizio di Ematologia, Istituto di Scienze Mediche, Università di Milano, Ospedale Maggiore di Milano, Istituto di Ricovero e Cura a Carattere Scientifico (IRCCS), Milan, Italy. Address reprint requests to Antonino Neri, MD, Servizio Ematologia, Centro "G. Marcora," Ospedale Maggiore, IRCCS, Via F. Sforza 35, 20122, Milano, Italy; email sap2{at}imiucca.csi.unimi.it
PURPOSE: To investigate the prognostic relevance of p21 and p27 protein expression in laryngeal squamous cell carcinoma (LSCC).
PATIENTS AND METHODS: We have analyzed by immunohistochemistry p21 and p27 expression in a series of 132 patients who underwent surgical resection of their LSCC and who had previously been investigated for p53 gene mutations and cyclin D1 expression. The tumors were considered low expressors when they had
RESULTS: In 41 cases (31.1%), p21 was expressed in CONCLUSION: Our study provides evidence that the immunohistochemical evaluation of p27 expression is a significant independent predictor of prognosis in laryngeal carcinoma.
TUMOR CELLS TYPICALLY show acquired damage to the genes involved in cell cycle control. Progression from the G1 to S phase in the mammalian cell cycle is closely regulated by the formation of cyclin/cyclin-dependent kinase (cdk) complexes.1 The kinase activity of cdks is inhibited by a number of specific proteins belonging to the INK4 and CIP/KIP families.2 The CIP/KIP family consists of p21 (WAF1/Cip1),3 p27 (Kip1),4 and p57 (Kip2).5 p21 and p27 can induce G1 arrest by inhibiting cyclin D, E, and Adependent kinases.3,4 p21 is a downstream effector of p53-induced cell-cycle arrest6 and apoptosis7 following DNA damage, although there is evidence that other mechanisms induce p21 expression independently of p53.8,9 The intracellular levels of p27 increase in response to contact inhibition as well as to a number of extracellular antimitogenic signals.10 Unlike other inhibitors of cell-cycle progression, genetic alterations of p21 and p27 are uncommon,11,12 but experimental observations have demonstrated that their levels in human tumors may vary as a result of posttranscriptional regulation.13,14 Moreover, it has been suggested that low p27 levels may be due to increased proteasome-mediated degradation activity rather than altered gene expression in nonsmall-cell lung15 and colorectal carcinomas.16 Interestingly, the loss of p21 and p27 expression has been found to be associated with a poor prognosis in a number of different human tumors, including nonsmall-cell lung,15,17 breast,18,19 prostate,20,21 and gastric22,23 carcinomas. However, the clinical relevance of p21 and p27 expression in head and neck cancer has not yet been fully elucidated. p21 expression was found to have no prognostic significance in two different studies based on carcinomas of the pyriform sinus24 and larynx.25 On the other hand, it has been reported that high levels of p21 correlate with an adverse clinical course in a small series of tumors of the head and neck region.26 To the best of our knowledge, the prognostic significance of p27 expression in head and neck tumors has not been investigated so far. To improve our understanding of the role and clinical relevance of p21 and p27 in laryngeal cancer, we have studied, using immunohistochemistry, their expression in a homogeneous series of 132 patients who had previously been investigated for alterations of other genes involved in cell-cycle regulation, such as p5327 and cyclin D1.28
One hundred forty-nine consecutive patients with laryngeal squamous cell carcinoma (LSCC) were selected from the 1983 to 1995 files of Clinica Otorinolaringoiatrica I of Milan's School of Medicine. The patients had to fulfill the following inclusion criteria: no history of previous malignancies, primary squamous cell carcinoma of the larynx only, no previous radiotherapy or chemotherapy, and surgical excision of the tumor by means of partial or total laryngectomy. The patients whose lymph nodes were proved to be metastatic by means of conventional histology underwent postsurgical adjuvant locoregional radiotherapy (50 to 60 Gy). Seventeen of the 149 selected patients were excluded from the study because no tumor samples were available for immunohistochemical analysis. Forty of the remaining 132 patients had previously been investigated for p53 gene mutations27 and all of them were examined for cyclin D1 expression.28 Written informed consent was obtained from each patient included in the study.
The main clinical and pathologic characteristics of the patients are shown in Table 1: 129 (97.7%) were male and three (2.3%) were female; their mean age was 61.5 years (SD, 10.2; range, 23 to 90 years; median age, 62 years). All of the patients had been exposed to risk factors such as tobacco smoke and/or alcohol consumption. The information regarding smoking included smoking status (never or current smoker), the duration of exposure, and the number of pack-years of smoking. The duration of exposure ranged from 15 to 60 years (mean, 30.3 years; median, 30 years; SD, 11.2 years); the patients were grouped into three classes on the basis of the number of pack-years of smoking (0 to 19 pack-years, 20 to 45 pack-years, and > 45 pack-years). Forty-nine patients (37.1%) had smoked for 0 to 19 pack-years, 42 patients (31.8%) for 20 to 45 pack-years, and 41 patients (31.1%) for more than 45 pack-years. The information regarding alcohol consumption included the number of drinks per day before diagnosis (one drink corresponding to 150 mL of wine or 30 mL of hard liquor). Sixty-one patients (46.2%) were classified as heavy drinkers (
The clinical staging and identification of the anatomic site of the tumors were based on the International Union Against Cancer's tumor-node-metastasis staging system.29 Seventy-three tumors (55.3%) were supraglottic and 59 (44.7%) were glottic. Thirty-nine tumors (29.6%) were in stage I, 35 (26.6%) were in stage II, 29 (21.9%) were in stage III, and 29 (21.9%) were in stage IV. Diagnosis and assessment of the grade of differentiation of the tumors according to the method of Shanmugaratnam et al30 showed that there were 23 (17.4%) well (G1), 69 (52.3%) moderately (G2), and 40 (30.3%) poorly (G3) differentiated squamous cell carcinomas. The follow-up of the patients ranged from 4 to 181 months (mean follow-up, 75.8 months; median, 74.0 months; SD, 48.2 months). During the follow-up period, 43 tumors (32.6%) relapsed. Forty patients (30.3%) died because of the disease, and eight (6.1%, who were disease-free) died of other causes; of the 84 surviving patients (63.6%), 81 were free of disease, and three were alive with disease.
Immunohistochemistry
The immunoreactive cells were independently evaluated by two of us (G.P. and N.C.), who did not know the clinicopathologic features and the patients' clinical course. At least 20 high-power fields were analyzed for each case, and all of the immunoreactive cells were considered positive; the percentage of p21 and p27 positive cells was expressed as a ratio of positive cells to the total number of cells counted. In accordance with previous studies,18,32,33 tumors with
Statistical Analysis
p21 and p27 Immunoreactivity in Normal Mucosa and LSCC The mean proportions of p21 and p27 expression in normal mucosa adjacent to infiltrative tumors were, respectively, 18.8% ± 4.7% (95% CI, 17.5% to 20.2%; range, 14% to 30%; median, 18%) and 46.4% ± 8.0% (95% CI, 44.0% to 48.6%; range, 30% to 60%; median, 49%). There was no statistically significant difference in p21 and p27 expression between the mucosa of normal subjects and that adjacent to infiltrative tumors (data not shown). The patterns of expression of p21 and p27 in laryngeal epithelium were exclusively nuclear. p21 was expressed within the intermediate layers, whereas the basal and superficial layers were usually unreactive (Fig 1A). p27 was expressed throughout the epithelium, with the exception of the most superficial layers (Fig 1B). The anti-p21 and -p27 antibodies variably labeled the nuclei of fibroblasts, smooth muscle fibers, and seromucinous glands and ducts; furthermore, nuclear p27 expression was invariably seen in small lymphocytes and plasma cells, whereas the germinal centers of the mucosa-associated lymphoid tissue were unreactive (Fig 1B and 1E and data not shown).
In 41 cases (31.1%), p21 was expressed in
Relationship Between p21 and p27 Expression and p53 Status
Relationship Between p21 and p27 Expression and Cyclin D1 Expression
Low levels of p21 expression (
Finally, low levels of p27 protein (
p21, p27, and Clinicopathologic Features High levels of p27 expression (> 50% of the neoplastic cells) were significantly more frequent in T1 to T2 tumors (P =.005) and in clinical stages I to II (P = .018). Finally, high levels of p27 expression were more frequent in glottic tumors (just above the statistical significance threshold, P = .080).
Disease-Free Survival
At multivariate analysis, cyclin D1 (P = .0053) and p27 (P = .0001) were the only statistically significant independent predictors of disease-free survival. In particular, the patients with p27 expression in less than 5% and in 5% to 50% of neoplastic cells had a relative risk of relapse of, respectively, 7.04 (95% CI, 3.12 to 15.90) and 4.55 (95% CI, 1.96 to 10.53) in comparison with those with p27 expression in more than 50% of neoplastic cells. Cyclin D1positive cases had a relative risk of 2.43 (95% CI, 1.30 to 4.52) in comparison with the negative cases.
Overall Survival
A Cox proportional hazards model including all of the clinicopathologic variables that had proved to be significant at univariate analysis showed that cyclin D1 overexpression (P = .0494) and low p27 expression (P = .0009) were the only statistically significant covariates. In particular, patients with p27 expression in less than 5% and in 5% to 50% of neoplastic cells had a relative risk of dying of 4.67 (95% CI, 2.08 to 10.48) and 3.39 (95% CI, 1.45 to 7.93), respectively, in comparison with cases with p27 expression in more than 50% of neoplastic cells. Patients with cyclin D1 overexpression had a relative risk of 1.80 (95% CI, 1.00 to 3.24) in comparison with negative cases.
p27 and Cyclin D1 Expression and Survival
In this study, we investigated by immunohistochemistry the clinical relevance of the expression of the members of the CIP/KIP family of cell-cycle inhibitors, p21 and p27, in a homogeneous series of 132 laryngeal carcinoma patients. The clinical relevance of p21 expression in human tumors is still controversial: low levels of p21 expression have been found to correlate with a worse prognosis in lung,17 breast,18 prostate,20 gastric,22 bladder,39 uterine cervix,40 and, at a borderline significant level, endometrial33 carcinomas, but not in colorectal,32 pancreatic,41 and hepatocellular42 adenocarcinoma. With regard to head and neck tumors, high levels of p21 expression have been found to correlate with a worse clinical course in a small series of 42 tumors of the head and neck region,26 but no association with prognosis was found in studies of the pyriform sinus24 and larynx carcinomas.25 We did not find any prognostic relevance of p21 expression in terms of disease-free and overall survival, despite the fact that low p21 levels were associated with the presence of lymph node metastases (P = .028), which is considered to be a predictor of poor prognosis in laryngeal cancer. However, in our series, this parameter did not show prognostic relevance on disease-free and overall survival. The reason for this may be that our therapeutic approach included postsurgical adjuvant locoregional radiotherapy for the subgroup of patients with lymph node metastases. Furthermore, the association between low p21 levels and advanced clinical stages, which turned out to have a significantly worse outcome, was above the statistical significance threshold (P = .089). Finally, the disease-free and overall survival curves of the patients with low levels of p21 lay just above those of patients with high levels, although the pattern was very similar (P = .6157 and P = .6797). We found a different immunostaining pattern between p21 and p27 expression. In normal epithelium, p21 was expressed within the intermediate layers, whereas the basal and superficial layers were usually unreactive. Similar findings have been reported in colonic, small intestine, gastric, and esophageal mucosae,43 where p21 expression is limited to the postreplicative compartment. Moreover, in accordance with recently reported findings in laryngeal cancer,44 we found that p21 expression was significantly reduced in poorly differentiated carcinomas (P = .001 and P = .001 for trend) and more pronounced in the keratinizing cells of neoplastic nodules, a pattern closely resembling that observed in normal mucosa. Taken together, these data support the hypothesis that, as has already been found in in vitro studies,45 p21 may also be involved in the process of cell differentiation in vivo. On the contrary, p27 was expressed throughout the laryngeal epithelium, including the basal proliferative compartment. This may seem to be somewhat surprising, because p27 is known to be a negative regulator of the cell cycle,10 but it is nevertheless in keeping with the fact that p27 expression has been detected in the basal layers of colonic,31 prostatic,46 and bronchial15 mucosae, in exponentially growing human cancer cell lines,47 and in a large proportion of human tumors,17,19,21,23,31,46 thus suggesting that replicative cells may tolerate high levels of p27 expression. In a subset of cases (and consequently at a lower power level), we investigated the relationship between p21 expression and p53 gene mutations. We did not find any statistically significant association between p21 protein expression and p53 gene status (P = .648), although high p21 levels were more frequent in the cases with p53 mutations (61.5%) than in those bearing the wild-type p53 gene (48.2%). Our data are in accordance with those obtained from in vitro studies,8,9 as well as from studies of different tumor types,22,32,33,44,48,49 and further confirm that the induction of p21 protein expression in laryngeal cancer may be regulated by p53-independent pathways. p27 is a potential prognostic factor because its downregulation has recently been associated with a poor prognosis in a number of different malignancies, including nonsmall-cell lung,15 colon,16 breast,19 prostate,21 gastric,23 and ovarian34 carcinomas, malignant melanomas,50 and non-Hodgkin's lymphomas.51 In this regard, it has to be underscored that there is no complete agreement in the literature concerning its division into classes, but most authors have used a cutoff point of less than 50% of immunoreactive neoplastic cells in defining low expressors. In our study, the reliability of this scoring method was further confirmed by the observation that, as in the cases of oral mucosa,52 the median value of p27 expression in morphologically normal mucosa was 49%. Using a two-class subdivision, we found that low p27 expression was significantly associated with the unfavorable clinicopathologic parameters of tumor extension and advanced clinical stage, as well as with tumor recurrence and reduced overall survival. Furthermore, in accordance with previous studies,15,16,19 we also considered a classification that divided p27 low expressors into two subclasses (< 5% and 5% to 50%). In this case, the worst prognosis was found in the small subgroup of patients with very low p27 expression (< 5%), thus suggesting that a three-class subdivision may be a better model for assessing the clinical relevance of p27 expression in human tumors, although this has to be confirmed in larger series of patients. p27 is capable of blocking progression from the G1 to the S phase of the cell cycle by binding cyclin Ecdk2 and cyclin Acdk2.10 D-type cyclins and cdk4 competitively bind and downregulate the activity of p27 and may thereby act on a pathway that reverses cdk2 inhibition and enables G1 progression.53 We found a statistically borderline inverse correlation between p27 and cyclin D1 expression (P = .092). In this regard, it has been reported that in mantle-cell lymphomas that constitutively express cyclin D1 as a result of a t(11;14) translocation, p27 protein is immunohistochemically undetectable because of binding by cyclin D1.54 This suggests that the absence of p27 protein expression in vivo might be due to sequestering by cyclin D1 and that the balance between these two opposing regulators of the cell cycle may be the determining factor in cell proliferation. We analyzed the clinical behavior of patients classified on the basis of p27 and cyclin D1 expression and found that the group of patients with low levels of cyclin D1 and high levels of p27 (a phenotype recapitulating that observed in normal mucosa) had the best disease-free and overall survival probability; we also found that the group of patients with the opposite pattern (high levels of cyclin D1 expression and low levels of p27 expression) had the poorest disease-free and overall survival probability. These findings are further supported by the presence of a trend in both disease-free and overall survival (the patients with low levels of cyclin D1 and p27, as well as those with high levels of cyclin D1 and p27, had an intermediate survival probability) and lead to the speculation that multiple alterations in the genes involved in cell-cycle control are associated with greater tumor aggressiveness. In conclusion, our data suggest that the immunohistochemical evaluation of p27 expression in laryngeal carcinomas may be a further useful prognostic marker for selecting subgroups of patients with a low prognostic score who can be treated with more aggressive surgical approaches, adjuvant radiotherapy, and chemotherapy, as well as for identifying those who require closer follow-up.
Supported by grants from the Associazione Italiana Ricerca sul Cancro (to A.N.) and from IRCCS Ospedale Maggiore of Milan (to R.B.). The authors are indebted to Barbara Digiuni and Carmelo Arizzi for their excellent technical assistance.
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