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© 1999 American Society for Clinical Oncology
Comparison of Fluorescence In Situ Hybridization and Immunohistochemistry for the Evaluation of HER-2/neu in Breast CancerFrom the Department of Pathology, Beth Israel Deaconess Medical Center and Harvard Medical School, Boston, MA; and PhenoPath Laboratories and IRIS, Seattle, WA. Address reprint requests to Stuart J. Schnitt, MD, Department of Pathology, Beth Israel Deaconess Medical CenterEast Campus, 330 Brookline Ave, Boston, MA 02215; email sschnitt{at}caregroup harvard.edu. ABSTRACT PURPOSE: To compare fluorescence in situ hybridization (FISH) and immunohistochemistry (IHC) in the determination of HER-2/neu status of breast cancers. MATERIALS AND METHODS: FISH and IHC for HER-2/neu were performed on formalin-fixed paraffin sections of 100 consecutive invasive breast cancers. FISH was performed at Beth Israel Deaconess Medical Center, Boston, MA, using the Oncor/Ventana INFORM kit (Ventana Medical Systems, Tucson, AZ; formerly sold by Oncor, Inc, Gaithersburg, MD) in a laboratory certified as proficient in this procedure. IHC was performed at PhenoPath Laboratories, Seattle, WA, using a polyclonal antibody to the HER-2/neu protein. FISH and IHC were analyzed in a blinded fashion, and the results were then compared. Procedure and interpretation times and reagent costs for FISH and IHC were also compared. RESULTS: HER-2/neu was amplified by FISH in 26% of cases, and 23% were HER-2/neupositive by IHC. FISHand IHC were both assessable in 90 cases. Concordance between FISH and IHC results was seen in 82 of these cases (91%, P < .001). The FISH procedure required more technologist time and more interpretation time per case for the pathologist than IHC. Reagent costs were substantially higher for FISH than for IHC. CONCLUSION: There is a high level of correlation between FISH and IHC in the evaluation of HER-2/neu status of breast cancers using formalin-fixed paraffin-embedded specimens. Although the choice of which assay to use should be left for individual laboratories to make based on technical and economic considerations, our results may make it difficult to justify the routine use of FISH for determination of HER-2/neu status in breast cancer. IN 1987, SLAMON et al1 first reported a significant relationship between amplification of the HER-2/neu (c-erbB-2) oncogene and adverse clinical outcome in patients with breast cancer. Although subsequent studies have largely confirmed this association in patients with node-positive disease,2-22 whether or not HER-2/neu gene amplification or overexpression is an independent prognostic factor in patients with node-negative breast cancer remains a matter of controversy.6-11,14-16,19,22-37 More recently, there has been considerable interest in the potential role of HER-2/neu gene amplification and overexpression as a predictor of response or resistance to various therapeutic modalities in patients with breast cancer. In particular, the results of recent clinical trials have indicated that treatment with a monoclonal antibody to the HER-2/neu protein (trastuzumab [Herceptin, Genentech, Inc, South San Francisco, CA]) may be useful in prolonging the survival of patients with metastatic disease.38-40 Furthermore, some studies have indicated that tumors that overexpress HER-2/neu may show resistance to certain forms of cytotoxic therapy14,21,28,41-43 and sensitivity to others.44-47 Finally, some recent experimental and clinical studies have suggested that HER-2/neu overexpression is associated with resistance to tamoxifen.43,48-51 As a result of this information, there is a growing clinical demand for HER-2/neu analysis of current and archived breast cancer specimens. There are a variety of methods available to determine the HER-2/neu status of breast cancers. These include assays to evaluate gene amplification, including Southern blot,1,2 slot blot,52,53 and dot blot analyses,19,54 polymerase chain reaction,55,56 in situ hybridization,57 and fluorescent in situ hybridization (FISH)53,58,59; assays to determine mRNA overexpression, such as Northern blot analysis,2 slot blot analysis,52 and in situ hybridization52; and methods to assess protein overexpression, including Western blot analysis,2 immunoassays,60 and immunohistochemistry (IHC).2,61-64 Many of these methods are beyond the scope of most pathology laboratories for technical reasons. Furthermore, most of these assays require prospective collection of fresh tissue and are not applicable to archival material. Therefore, the most viable choices for HER-2/neu analysis in both routine clinical practice and in clinical research studies are FISH or IHC, performed on sections cut from formalin-fixed, paraffin-embedded specimens. Although each of these methods has its advantages and disadvantages, direct comparisons of these two assays have been few and are limited by small numbers of cases.65-69 The purpose of this study, therefore, was to compare FISH and IHC in a single cohort of invasive breast cancers. MATERIALS AND METHODS
Study Design
FISH for HER-2/neu Gene Amplification
Slides were evaluated for HER-2/neu gene copy number using a Zeiss Axioscope fluorescence microscope (Zeiss, Inc, Thornwood, NY) by one observer (T.W.J.). Each slide was examined using DAPI, dual-band pass, and triple-band pass filters. Slides were scanned at low power (10x objective) using the DAPI filter to identify areas with optimal tissue digestion and nonoverlapping nuclei. Twenty randomly selected invasive tumor nuclei in each of two separate, distinct microscopic areas were evaluated (ie, a total of 40 nuclei per case). Cases were scored as amplified by FISH when the mean number of fluorescent signals per nucleus was greater than four. Cases with
IHC for HER-2/neu Protein Expression
All slides were scored by one observer (A.M.G.). Only membrane staining intensity and pattern were evaluated using a 0 to 4+ scale (0, completely negative; 1+, faint membranous positivity; 2+, moderate membranous positivity; 3+, strong, circumferential membranous positivity; and 4+, extremely strong, circumferential membranous positivity). Cytoplasmic immunostaining was noted but not incorporated into the final scoring. For each case, infiltrating carcinoma and adjacent normal epithelium (if available) were separately scored. A final subtracted score of the tumor minus normal epithelium was used to correct for variability in background staining of normal epithelium (which should not overexpress the HER-2/neu protein). Either a final subtracted score of
Procedure Time, Interpretation Time, and Reagent Costs
Statistical Methods RESULTS
Patient Data and Histologic Features of Carcinomas
FISH for HER-2/neu
IHC for HER-2/neu
Comparison of HER-2/neu FISH and IHC
The FISH procedure required more technologist time than did IHC (10.4 hours over 2 days v 6 hours on 1 day). Pathologist interpretation time per case was longer for FISH than for IHC (mean 8.9 minutes v 2.5 minutes). Reagent costs were substantially higher for FISH than for IHC (Table 2). A total of nine Oncor/Ventana INFORM kits were required for 108 FISH assays (100 cases, eight of which were repeated a second time) at a cost of $2,000 per kit (total cost of $18,000). Therefore, the average cost per case for FISH was $166.67 ($18,000 divided by 108). In contrast, the total cost of the IHC reagents required for 103 assays (100 cases, three of which were repeated a second time) was $608 (primary antibody, $208; detection system, $350; diaminobenzidine [chromagen], $50). The average cost per case for IHC was, therefore, $5.90 ($608 divided by 103).
DISCUSSION The results of this study indicate that there is a high level of correlation between FISH and IHC in the evaluation of HER-2/neu status of invasive breast cancers using formalin-fixed, paraffin-embedded tissue. The levels of HER-2/neu gene amplification (26%) and overexpression (23%) found in our study are in keeping with the published range of 20% to 30%.1,72 In addition, the level of concordance of FISH and IHC (91%) is similar to that seen in prior studies comparing assays of HER-2/neu gene amplification with those of HER-2/neu protein expression.2,53,55,58,59,73 When FISH and IHC results were compared, five cases interpreted as negative by IHC were scored as amplified by FISH. All but one of these cases had a mean of fewer than 10 fluorescent signals per nucleus (range, 4.2 to 8.4 signals per nucleus) by FISH. In a study by Ciocca et al,73 the HER-2/neu gene was amplified (as measured by Southern blot analysis) without overexpression of protein (as measured by Western blot analysis) in 9% of cases. However, these authors did not distinguish invasive from in situ carcinoma. Of cases that showed HER-2/neu gene amplification by Southern blot, Slamon et al2 found discordance (ie, no overexpression) on Western blot in 6%, Northern blot in 2%, and IHC in 1%. However, at least one assay of gene expression was concordant with the Southern blot results in these cases. At the cellular level, Szollosi et al74 found good overall correlation between HER-2/neu oncoprotein expression and gene copy number. However, on a cell-by-cell basis, heterogeneity was found between these parameters. It is possible that in cases with low-level gene amplification, gene transcription and posttranscriptional and translational events could be abnormal or downregulated, leading to low HER-2/neu oncoprotein expression or abnormal protein or epitope production. Alternatively, the low gene copy number (< 10 mean signals/nucleus) could represent aneuploidy for chromosome 17 rather than gene amplification per se. In a study correlating HER-2/neu gene expression and DNA ploidy, cases that were negative for HER-2/neu oncoprotein by IHC had DNA indices that ranged from diploid to up to three times normal.75 Use of a reference probe, such as to chromosome 17 alpha-satellite DNA or D21S16 on 17q,53 could resolve the ploidy status of such cases. However, the Oncor/Ventana INFORM kit does not include such a probe, which precluded testing for this in our study. Three cases interpreted as HER-2/neupositive by IHC were scored as nonamplified by FISH. This could represent single-copy overexpression of the HER-2/neu gene at the mRNA transcription level and/or beyond, with resultant overexpression of protein. Alternatively, it may be due to gene amplification that is below the detection level of the FISH assay. These scenarios were alluded to in the study of Slamon et al,2 in which low HER-2/neu DNA levels were found with overexpression of mRNA and protein levels in 10% of cases. Similar findings of absent HER-2/neu gene amplification with protein expression have been reported in 3% to 7% of cases in other studies.53,58,59 Regardless of the molecular mechanisms involved, the findings of discordant gene and gene product results may have therapeutic implications, because the gene product (ie, HER-2/neu oncoprotein) is now being used as the target for treatment modalities, such as the anti-HER-2 monoclonal antibody, trastuzumab (Herceptin).38-40,76 Therefore, IHC may well be the more biologically relevant assay on the basis of these considerations. A number of previous studies have suggested that IHC for HER-2/neu lacks sensitivity and specificity and that this assay is subject to considerable interobserver variability in the interpretation of the results.63,77-79 The largest and perhaps the most widely cited study in this regard is that of Press et al.63 These investigators performed HER-2/neu IHC on formalin-fixed paraffin-embedded tissue, comparing the sensitivity and specificity of 28 different antibodies. The results were compared with known Southern blot, Northern blot, Western blot, and frozen section IHC for the cases. The sensitivity of the various antibodies studied ranged from 6% to 82%, and with one antibody, the rate of tumor positivity was as low as 2%. However, there are several important limitations to the IHC assays used in that study. First, epitope retrieval methods were not used for 27 of the 28 antibodies evaluated. It is now clear that epitope retrieval is important for obtaining optimal staining of formalin-fixed paraffin-embedded tissue with at least some of the commercially available HER-2/neu antibodies.80 Second, the peroxidase/antiperoxidase method was used as the detection system. This method has substantially lower sensitivity than the avidin-biotin complex systems that are currently in widespread use. Finally, only a very small tissue sample was evaluated for each case, because the authors used multitumor tissue blocks. This could have resulted in cases that exhibited regional variation in HER-2/neu staining being erroneously categorized as negative. Therefore, it is difficult to extrapolate the results of the study of Press et al63 to studies of HER-2/neu IHC that use current reagents and methodology. In this study, the FISH assay required more technologist time and more interpretation time by the pathologist than did IHC. Moreover, FISH requires the use of a fluorescence microscope and often required re-review of the hematoxylin- and eosin-stained sections to definitely identify areas of invasive carcinoma. IHC interpretation is performed using a standard light microscope and permits simultaneous evaluation of immunostaining and morphology on the same slide. The FISH slides must be stored at -20°C or lower and are subject to quenching of the fluorescent signal, whereas IHC-stained slides can be stored in standard slide files and the reaction product is permanent. Finally, the cost of the FISH procedure is substantially greater than that of the IHC assay. In summary, we have documented a high level of concordance between FISH and IHC in the evaluation of HER-2/neu status on the same cases of invasive breast carcinoma. The technical and interpretation times and reagent costs per case are substantially lower for IHC compared with FISH. However, there are a number of important caveats in the interpretation of our results. First, our findings are based on the analysis of consecutive breast cancer cases that were fixed and processed in a relatively uniform manner in a single pathology department. It remains to be determined if similar results can be obtained in laboratories that analyze specimens that are subject to more variability in tissue fixation and processing, such as reference laboratories that receive specimens from a variety of different institutions. It is also not known which of these procedures (IHC or FISH) is subject to greater interlaboratory concordance with regard to both performance of the assay and interpretation of the results, and studies are needed to address this important issue. Finally, it is imperative that these two assays be compared directly in the same study population to determine which, if either of these, has greater clinical relevance with regard to predicting prognosis and response to therapy. Although the choice of which assay to use for evaluating the HER-2/neu status of breast cancers should be left for individual institutions to make based on technical and economic considerations, our results may make it difficult to justify the routine use of FISH for the determination of HER-2/neu status in breast cancer. ACKNOWLEDGMENTS We thank Oncor Corp, Gaithersburg, MD, and Dako Corp, Carpinteria, CA, for generously supplying the reagents for the FISH and IHC assays, respectively. REFERENCES
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