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© 2000 American Society for Clinical Oncology Factors Predicting for Efficacy and Safety of Docetaxel in a Compassionate-Use Cohort of 825 Heavily Pretreated Advanced Breast Cancer PatientsFrom the Paul Brousse Hospital and Institut Gustave Roussy, Villejuif; Cvitkovic & Associés Consultants, Kremlin-Bicêtre; Centre Oscar Lambret, Lille; Saint Louis Hospital, Paris; Centre Léon Bérard, Lyon; Centre Paoli Calmettes, Marseille; and Roger Bellon and Rhône-Poulenc Rorer, Montrouge, France. Address reprint requests to Esteban Cvitkovic, MD, Hôpital Paul Brousse,12 Avenue Paul Vaillant Couturier, 94804 Villejuif Cedex, France; email e.cvitkovic{at}cvitkovic-ac.fr
PURPOSE: To identify predictive factors for efficacy and safety in advanced breast cancer (ABC) patients treated in the French compassionate-use docetaxel program. PATIENTS AND METHODS: A total of 825 ABC patients treated with docetaxel (100 mg/m2 every 3 weeks) were source-reviewed and analyzed for prognostic factors associated with overall response rate (ORR), time to treatment failure (TTF), overall survival (OS), febrile neutropenia, mucositis, and severe fluid retention syndrome by univariate and multivariate analysis. RESULTS: The ORR was 22.9% (95% confidence interval, 20.2% to 26.2%). The median TTF and OS were 4.0 and 9.8 months, respectively. By multivariate analysis, secondary anthracycline-resistant disease was significantly associated (P < .05) with lower ORR and shorter TTF and OS, whereas anthracycline-refractory disease was associated with shorter OS. Poor performance status was associated with lower ORR, shorter TTF, and shorter OS. Liver dysfunction (transaminase levels > 1.5 times the upper limit of normal [ULN] and alkaline phosphatase [AP] level > three times ULN) and time since first relapse less than 24 months were associated with shorter TTF and OS. Other significant correlations included the following: elevated CA 15-3 serum level with lower ORR; more than two involved sites, and minor transaminase and AP level abnormalities with shorter OS; and no previous chemotherapy for ABC with shorter TTF. According to multivariate analysis, ORR, TTF, and OS were not decreased in patients with liver metastases but without liver dysfunction. CONCLUSION: Docetaxel activity was maintained in heavily pretreated ABC patients and in those with liver metastasis; docetaxel must be used cautiously, however, in patients with liver dysfunction in whom high morbidity risk necessitates strict adherence to dose-adaptation guidelines.
ADVANCED BREAST cancer (ABC) is an incurable lethal disease. The use of systemic chemotherapy and hormonal manipulations in ABC improves survival rate and quality of life, but their aim remains mostly palliative.1 Prognostic factors relevant to systemic treatment efficacy and survival in ABC have been extensively studied. The most relevant clinical factors seem to be specific sites of relapse,2-4 number of metastatic sites,3,5 performance status,2,3,6 disease-free interval,2,4,6 and prior adjuvant chemotherapy.7 Liver metastases have been associated with poor overall survival2,4 as well as with decreased response rates for treatment with anthracycline8,9 and vinorelbine.10,11 Anthracycline-based combinations remain the standard first-line treatment for ABC, but despite an objective tumor response in 50% to 60% of patients,1 virtually all of them will develop progressive disease within a few months. The efficacy of further chemotherapy is generally lower than first-line therapy and decreases as more lines of chemotherapy are given. Moreover, tumors that fail to respond to anthracyclines or that relapse quickly are often cross-resistant to unrelated drugs, probably because the tumor cells acquire a multidrug resistance phenotype. Unfortunately, there is no consensus on the clinical definition of anthracycline resistance either in routine clinical practice or in new drug evaluation.12 Docetaxel (Taxotere; Rhône-Poulenc Rorer, Antony, France) is an anticancer agent of the taxane class that has recently become available. It has been highly effective in treating ABC in second- as well as first-line treatment in several phase II studies.13-18 Of particular interest is the fact that early trials showed similar response rates in patients considered to be anthracycline-resistant15,17,18 and in patients with liver metastasis.13-17 The principal severe clinical adverse events were fluid retention syndrome (FRS) and febrile neutropenia. The FRS, characterized by peripheral edema, weight gain, and sometimes nonmalignant serious effusions, was related to the cumulative dose of docetaxel administered. Its incidence and severity were reduced by a 3-day corticosteroid regimen, starting the day before the administration of docetaxel.19 However, the pathophysiology of FRS remains poorly understood, and reliable predictive factors for its occurrence are needed. Febrile neutropenia occurred in 10% to 20% of patients in early trials. Hepatobiliary extraction is the major elimination route for docetaxel.20 Concomitant elevations of transaminase levels greater than 1.5 times the upper limit of normal (ULN) and of alkaline phosphatase (AP) levels greater than 2.5 times ULN are correlated with a 27% decrease in docetaxel clearance.21 A high risk of febrile neutropenia has been reported in patients exhibiting such abnormalities in liver biochemical tests.22 Positive results in the initial clinical studies led Rhône-Poulenc Rorer to submit a marketing authorization dossier for docetaxel to the European Medical Agency in July 1994. From this date until the marketing of docetaxel in France in December 1995, Rhône-Poulenc Rorer and the French Agence du Médicament made docetaxel available to practicing oncologists through a compassionate-use program, with the aim of providing the drug to patients with relapsing ABC, for whom no standard salvage treatment was available and who could not be entered onto ongoing clinical trials with docetaxel. The objective of this study is to identify predictive factors for docetaxel efficacy and for the occurrence of the main adverse events (febrile neutropenia, mucositis, and severe FRS) in this patient cohort by means of relevant univariate and multivariate statistical analyses. In particular, we have assessed whether docetaxel efficacy, as determined by overall response rate (ORR), median time to treatment failure (TTF), and overall survival (OS), is influenced by liver metastases, severe liver impairment, and strictly defined anthracycline resistance.
Between August 8, 1993, and December 31, 1995, 889 patients with ABC were treated with docetaxel in 67 French centers through a compassionate-use program sponsored by Roger Bellon and Rhône-Poulenc Rorer Laboratories (Montrouge, France), which became a formal program sponsored by the French Agence du Médicament in July 1994 (25 of these patients were treated between August 1993 and July 1994). All patients registered on the program were reported to and comonitored by the Agence du Médicament. All patients included in this program were to have received at least one standard chemotherapy regimen for advanced disease and could not be candidates for anthracycline treatment because of the identification of anthracycline-resistant disease, medical contraindication, or the patients attainment of the maximum permitted cumulative dose. Moreover, patients had to be ineligible for inclusion in ongoing docetaxel studies. Patients with serum bilirubin levels greater than 1.5 times ULN, transaminase levels greater than five times ULN, platelet counts less than 100 x 109/l, or neutrophil counts less than 2 x 109/L were not to be included in the compassionate-use program. The recommended dose of docetaxel was 100 mg/m2 every 3 weeks. However, a 25% dose reduction (ie, 75 mg/m2 every 3 weeks) was recommended in the case of abnormal liver function tests: grade 3 bilirubin, transaminase levels greater than three times ULN, or transaminase levels greater than 1.5 times ULN associated with AP levels greater than 2.5 times ULN. Premedication with dexamethasone (4 mg orally bid) starting the day before treatment and lasting for 5 days was recommended before each administration. A retrospective analysis of safety and efficacy data has already been performed.23 The data were obtained from two sources. First, a prospective review of data concerning safety was performed by the treating physicians. In addition, once the accrual was closed, a retrospective and complementary review of data was undertaken through the examination of hospital records concerning pretreatment characteristics, treatment, safety, and efficacy for all patients treated in centers that had recruited more than five patients. Nineteen patients were excluded from all of the analyses because of insufficient data. Therefore, from the initial data collection, 870 patients were assessable for adverse events. Forty-five patients were excluded from the clinical source-record review because they were from centers that enrolled fewer than five patients. The analyses of factors predicting for efficacy and safety were therefore carried out in 825 patients and source-reviewed by a team of oncologists. Response was assessed from clinical record data according to World Health Organization (WHO) criteria.24 Being a compassionate-use program, this study included no strict guidelines regarding frequency or thoroughness of antitumor activity assessment (at least two were expected to be carried out, one at the start and another at the end of the treatment). Such assessment was performed by each investigator according to his or her customary practice. Investigator assessments of disease progression or treatment failure (clinical, biologic, and/or iconographic) made during the assessment of docetaxel were also source-verified. TTF was calculated based on the time between the first day of treatment and the date of the first event considered as treatment failure (progression, discontinuation of treatment before the fourth cycle [whatever its cause], or death). OS was calculated based on the time between the first day of treatment and the time of death. Adverse events were graded, according to a three-level clinical system, as mild (National Cancer Institute common toxicity criteria [NCI-CTC] grade 1), moderate (NCI-CTC grade 2), or severe (NCI-CTC grades 3 and 4).
Data Collection and Classification of Patients
Biochemical liver tests and CA 15-3 serum level were evaluated as the ratio of the measured value to the ULN. Liver dysfunction was defined as AP levels greater than three times ULN associated with transaminase levels greater than 1.5 times ULN. Patients with transaminase and/or AP levels Patients were considered to have anthracycline-resistant disease if they relapsed within 6 months or showed disease progression within 3 months after the completion of adjuvant or palliative anthracycline-based treatment. Such patients were further considered to have anthracycline-refractory disease if the best response to anthracycline-based chemotherapy for advanced disease was tumor progression or if they had relapsed during anthracycline-based adjuvant treatment. Patients whose disease was anthracycline-resistant but not anthracycline-refractory were considered to have secondary anthracycline-resistant disease. Patients who had never been treated with anthracyclines or whose disease progressed more than 6 months after anthracycline-containing adjuvant chemotherapy or more than 3 months after anthracycline-based palliative chemotherapy were all classified as having nonresistant disease.
The time since first relapse was computed as the interval between the date of the diagnosis of the first advanced disease assessment and the date of the first cycle of docetaxel. This period of time was arbitrarily divided into two ranges (< 24 months and
Data Analysis
Patient Characteristics The main characteristics of the 825 patients are listed in Table 1. Nine men treated with docetaxel for ABC were included in the analysis. Tumoral hormonal receptor status was available for 478 patients (57.9%) only, 59.6% of whom had positive estrogen receptor and/or progesterone receptor status. One hundred sixty-nine patients (20.6%) had a PS of 2 or 3 at the start of docetaxel treatment. Six hundred five patients (73.5%) had visceral involvement, with liver metastases present in 404 (49.1%). At the start of treatment, minor abnormalities of transaminase and/or AP levels ( 1.5 times ULN) were recorded in 217 patients (28%), whereas 74 patients (9.6%) had liver dysfunction as defined above. Twenty-eight patients (3.7%) had increased bilirubin levels ( 1.5 times ULN). Of these 28, 20 had liver dysfunction, five had minor abnormalities in their transaminase or AP levels, and three had transaminase and AP levels that were normal or unknown. All 825 patients had previously been treated by chemotherapy: 410 patients (50.4%) had received adjuvant chemotherapy, 205 (24.9%) had received one line of chemotherapy for ABC, and 531 (64.4%) had received at least two lines. Out of 413 patients (50.8%) classified as anthracycline-resistant and/or refractory, 87 were considered to have anthracycline-refractory disease, according to the aforementioned definition. The 88 patients who had not received previous chemotherapy for advanced disease were not eligible for anthracycline treatment, mainly because they had failed anthracycline-containing adjuvant therapy during treatment or within 6 months of its discontinuation.
Docetaxel Efficacy Objective responses. The overall activity of docetaxel is summarized in Table 2. An objective response to docetaxel was reported in 189 patients (22.9%; 95% confidence interval [CI], 20.2% to 26.2%), including 13 complete responses. Response rates according to various factors are listed in Table 3. According to univariate analysis, the ORR was lower in patients with liver dysfunction and in those with minor abnormalities in transaminase and AP levels (ORRs of 13.5% and 19.8%, respectively, v an ORR of 26.5% in patients with normal liver tests, P = .02), whereas it was not significantly different for those with liver metastases. Lack of anthracycline resistance was significantly (P = .02) positively correlated with response rate (ORR = 27.0% [95% CI, 22.6% to 31.4%] for nonanthracycline-resistant patients v 18.1% [95% CI, 13.9% to 22.3%] for the secondary anthracycline-resistant ones). Positive hormonal receptor status, good PS (WHO grades 0 to 1), and normal CA 15-3 serum levels were also positively correlated with ORR.
One or more variables (except hormonal receptor status) were unknown in 218 patients, who were thus excluded from the multivariate analysis. Therefore, 607 patients were analyzed using the multivariate logistic model for the proportion of responses (Table 4). Lower PS (WHO grades 2 to 3), secondary anthracycline-resistant disease, and elevated CA 15-3 serum levels were confirmed as being associated with a lower probability of response to docetaxel (odds ratios of 0.22, 0.57, and 0.60, respectively), whereas liver metastases were associated with a higher probability of response (odds ratio, 1.57).
TTF. Among the 825 patients, the median TTF was 4 months (95% CI, 3.6 to 4.3 months). According to univariate analysis (Table 3), TTF was not influenced by the presence of liver metastasis but was significantly decreased in patients with abnormal transaminase or AP levels (medians of 3.6 and 2.3 months in patients with minor abnormalities and liver dysfunction, respectively, compared with 4.3 months for those with normal levels, P = .0001) and in patients with hyperbilirubinemia (0.9 v 4.1 months for those without, P = .00001). Anthracycline resistance was also associated with a decreased median TTF (3.3 and 3.4 months for refractory and secondary resistant patients, respectively, v 4.6 months for those not anthracycline-resistant). Other factors significantly associated with shorter TTF were as follows: age at initial diagnosis 50 years, negative hormonal receptor status, poor PS, more than two involved sites, no previous chemotherapy for ABC, and less than 24 months since first relapse.
Five hundred eighty-three patients were analyzed using the multivariate proportional hazards model for TTF (Table 4). Independent variables associated with a higher probability of the treatment failure of docetaxel (hazard ratio, > 1) included poor PS (hazard ratio, 2.15), liver dysfunction (hazard ratio, 1.69), and secondary anthracycline-resistant disease (hazard ratio, 1.18; P = .07). Of note, minor abnormalities in transaminase and AP levels were not associated with the probability of treatment failure, nor was anthracycline-refractory disease. Two variables were associated with a lower probability of treatment failure (hazard ratio < 1): having received one or more previous chemotherapy lines for ABC (compared with none) and time since first relapse
OS.
At the cutoff date of June 30, 1997, with a median follow-up of 17.9 months (range, 0 to 32.7 months), 192 patients (23.3%) were still alive. Among the 825 patients, the median OS was 9.8 months (95% CI, 8.8 to 10.7 months). By univariate analysis (Table 3), a statistically significant shorter survival time was associated with liver metastasis (median OS of 8.2 v 11.2 months for those without), with abnormal transaminase or AP levels (median OS of 6.7 and 4.1 months, for patients with minor abnormalities and liver dysfunction, respectively, v 12.1 months for those with normal liver function), and with hyperbilirubinemia (median OS of 2.8 v 10.2 months for those without). Anthracycline resistance was also significantly associated with a decreased median OS (8.6 and 7.7 months for refractory and secondary resistant patients, respectively, v 12 months for those who were considered not to be anthracycline-resistant). Other factors significantly associated with a shorter OS were as follows: age at initial diagnosis
Multivariate analysis for OS was performed in 582 patients (Table 4). Independent variables associated with higher probability of death were as follows: liver dysfunction (hazard ratio, 2.57), minor abnormalities in transaminase or AP levels (hazard ratio, 1.50), altered PS (hazard ratio, 2.51), more than two involved sites (hazard ratio, 1.38), and secondary anthracycline-resistant disease (hazard ratio, 1.37). Anthracycline-refractory disease was weakly associated with probability of death (P = .09). Time since first relapse
Docetaxel Safety
A multivariate logistic model was used to analyze 771 patients (93.5%) for the occurrence of febrile neutropenia (Table 6). Two independent factors affected the probability of febrile neutropenia: liver dysfunction (odds ratio, 1.86) and at least two previous palliative chemotherapy lines for ABC (odds ratio, 2.18). Liver metastasis and minor abnormalities in transaminase or AP levels were not, however, associated with an increased risk of febrile neutropenia.
Moderate and severe mucositis. Among the 825 patients, 140 (17.0%) experienced moderate or severe mucositis. By univariate analysis, the factors associated with the risk of mucositis (Table 5) were visceral metastasis, liver metastasis, and elevated transaminase or AP levels. By multivariate analysis, liver dysfunction was the most important factor associated with an increased probability of moderate-to-severe mucositis (odds ratio, 2.25), but minor abnormalities in transaminases or AP levels were also weakly associated (odds ratio, 1.46; P = .07). Severe FRS. Among the 825 patients, 61 (7.4%) experienced severe FRS. Only the number of lines of prior chemotherapy administered for ABC exhibited a statistically significant correlation with an increased risk of severe FRS (Table 5). Thus, no multivariate analysis was performed.
The aim of this compassionate-use program was to provide docetaxel to heavily pretreated patients for whom no adequate salvage treatment was yet available. Given that patients included in this program had to be ineligible for ongoing phase II to III trials and that selection criteria were only moderately restrictive, the main characteristics of the patient cohort reported here are different from those usually described in clinical trials. Clinical trials impose strict eligibility criteria, often related to the likelihood of both toxicity/morbidity and the achievement of objective response. Thus, 20.6% of patients had poor PS (WHO grades 2 to 3) and 64.4% had received two or more lines of chemotherapy for ABC. Moreover, 9.6% displayed evidence of liver dysfunction and 3.7% had hyperbilirubinemia. Again, about 1% of the patients who received treatment in this study were men, a subset of ABC patients rarely included in clinical trials, even though this percentage represents the proportion of men as part of the total breast cancer population. Thus, this cohort study, which more closely reflects the patient population actually treated in everyday practice and which was conducted during the early period of availability of a new active agent, offered a rare opportunity to reliably and relevantly identify factors predicting the efficacy and safety of docetaxel. Several acknowledged prognostic factors for the efficacy and survival of systemic chemotherapy2-7 did not seem to be modified by the administration of docetaxel. Indeed, lower PS remained an independent predictive factor for low ORR, as well as short TTF and OS. Moreover, the efficacy and survival rate associated with docetaxel were lower in patients with large tumor burdens. According to multivariate analysis, an elevated CA 15-3 serum level (for which a significant relationship with the overall tumor load has been previously shown27 ) was significantly associated with a low ORR and having more than two metastatic sites with a short OS. In patients with liver metastasis, TTF and ORR were not significantly decreased. This result agrees with previous clinical trials reporting docetaxel efficacy in patients with liver involvement. According to our univariate analysis, patients with liver metastasis have a significantly shorter survival time (median OS of 11.2 v 8.2 months for those without). However, when multivariate analysis was performed that included elevated levels of AP and transaminase, liver metastases were no longer associated with a higher probability of death. Liver dysfunction was an independent predictive factor of a high probability of docetaxel failure (hazard ratio, 1.69) and death (hazard ratio, 2.57), whereas minor liver function abnormalities were correlated only with a higher probability of death (hazard ratio, 1.49). According to our multivariate analysis, liver dysfunction was also an important predictive factor for the probability of febrile neutropenia (odds ratio, 1.86) and mucositis (odds ratio, 2.25). Bonneterre et al23 have previously reported, concerning the same patient cohort, that nearly one half of the 74 patients presenting with liver dysfunction each received a dose of more than 75 mg/m2 every 3 weeks. In addition, among the 10 patients who died from sepsis during a neutropenic period, six had presented with severe liver function impairment and three had received a dose of more than 75 mg/m2 every 3 weeks.23 Similar results have been reported among 53 patients with liver dysfunction who were treated with docetaxel at 100 mg/m2 every 3 weeks in several phase I to II trials.22 These results, taken together with the population pharmacokinetics/pharmacodynamics study data,28 confirm that the decrease in docetaxel clearance observed in patients with liver dysfunction is responsible for an increased risk of severe myelotoxicity, mucositis, and infection when the drug is used at a dose of 100 mg/m2 every 3 weeks. A 25% dose reduction (ie, 75 mg/m2 every 3 weeks) should normalize the exposure of docetaxel in patients with liver dysfunction and is currently recommended. In agreement with Klink-Alakl et al,22 we did not find an increased risk of febrile neutropenia in patients with liver metastasis but without liver dysfunction, which confirms the report by Bruno et al28 that docetaxel clearance is unchanged in this subset of patients. Therefore, docetaxel can probably be safely given at the full recommended dose of 100 mg/m2 every 3 weeks in patients with liver metastases but without liver dysfunction. By univariate analysis, hyperbilirubinemia was found to be significantly associated with a short median TTF (0.9 v 4.1 months for those without hyperbilirubinemia) and median OS (2.8 v 10.2 months), whereas its relationship with ORR, febrile neutropenia, and mucositis did not achieve statistical significance, probably because of the small number of patients under consideration. Hyperbilirubinemia reflects severe intrahepatic cholestasis and/or severe impairment of liver function, which seriously alter docetaxel clearance.29 However, there is little known about the pharmacokinetics of docetaxel in patients with hyperbilirubinemia because it has been an exclusion criterion in all previous clinical trials. According to multivariate analysis, secondary anthracycline-resistance was an independent predictive factor for low ORR to docetaxel as well as for short TTF and OS. However, docetaxel activity remained clinically relevant in this subset of patients, with an ORR of 18.1% and a median TTF of 3.4 months. The absence of any prognostic significance of the anthracycline-refractory disease may be a result of the small size of this subgroup. Nonetheless, in multivariate analysis, anthracycline-refractory disease was not associated with a worse prognosis than was secondary-resistant disease.
Several phase II clinical trials with taxanes performed in ABC patients whose disease is considered to be anthracycline-resistant have been reported, in which were used several different definitions of such resistance. Three studies with docetaxel have been performed specifically with anthracycline-resistant patients15,17,18 and are summarized in Table 7. The higher response rates and survival reported in these three studies compared with our patient cohort are not surprising, given the fact that all patients included in these clinical studies had fulfilled formal eligibility criteria, including a PS
In a comparative phase III trial, docetaxel efficacy (ORR and TTF) and survival were found to be similar in patients who had received only one previous chemotherapy line for ABC and in those who had received two or more.37 Surprisingly, according to both the uni- and multivariate analyses, patients in our cohort who had received docetaxel as first-line treatment had similar ORR and OS as well as shorter TTF when compared with pretreated patients. According to the accrual guidelines, patients included in the compassionate-use program had to be ineligible for anthracycline therapy, in particular because of the resistance of the disease. Consequently, patients who received docetaxel as first-line therapy for ABC had most often relapsed during anthracycline-based adjuvant chemotherapy or just a few months after its completion. The well-known poor prognosis for this subset of patients could explain our paradoxical results.38 In fact, it seems that anthracycline resistance is a better predictive factor for docetaxel resistance than is the number of previous chemotherapy regimens. According to multivariate analysis, patients with a time since first relapse 24 months exhibited significantly longer TTF and survival. In large series of ABC patients, the median survival since first relapse is approximately 2 years.39,40 Patients who are still alive after 2 years of advanced disease probably have a slowly proliferating disease, usually confined to bone and/or soft tissues.4 Patients who received at least two prior lines of chemotherapy for ABC were at increased risk for febrile neutropenia, probably because of the effect of extensive prior treatment on bone marrow reserve. Surprisingly, prior treatment for ABC was also the sole parameter correlated with the risk of severe FRS according to univariate analysis. There is no clear explanation for this result. However, the cumulative dose of docetaxel received, which is the most important known predictive factor, was not integrated into the statistical analysis. Among the 825 ABC patients treated in this compassionate-use program, docetaxel activity was maintained in patients with liver metastases and in those heavily pretreated by chemotherapy. Thus, our study supports the results of phase II and III trials, confirming in a treatment context that reflects the realities of clinical practice that docetaxel is an active treatment choice for patients with liver metastasis who relapse after anthracycline therapy. However, in patients with severe liver impairment, docetaxel must be used with care, given the associated high severe toxicity and morbidity rates. Results are needed from prospective and ongoing trials on the efficacy and safety of lower docetaxel doses to draw up dose-adjustment guidelines appropriate for this subset of patients.
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Copyright © 2000 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
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