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© 2001 American Society for Clinical Oncology Purging of Autologous Peripheral-Blood Stem Cells Using CD34 Selection Does Not Improve Overall or Progression-Free Survival After High-Dose Chemotherapy for Multiple Myeloma: Results of a Multicenter Randomized Controlled TrialByFrom the Princess Margaret Hospital, Toronto, Ontario, Canada; West Los Angeles Veterans Affairs Medical Center/University of California at Los Angeles, and Southern California Kaiser Permanente Medical Group, Los Angeles; University of California at San Francisco, San Francisco, CA; University of South Florida, Miami, FL; Johns Hopkins University, Baltimore, MD; University of Texas at San Antonio, San Antonio, TX; University of Pennsylvania, Philadelphia, PA; University of Nebraska, Omaha, NE; Loyola University, Chicago, IL; Washington University School of Medicine, St Louis, MO; Dana-Farber Cancer Institute, Boston, MA; and CellPro, Inc, Bothell, WA. Address reprint requests to A. Keith Stewart, MBCHB, Princess Margaret Hospital, 610 University Ave, Rm 5-126, Toronto, Ontario, Canada M5G 2M9; email: k.stewart{at}uhnres.utoronto.ca
PURPOSE: Although high-dose chemotherapy supported by autologous peripheral-blood progenitor-cell (PBPC) transplantation improves response rates and survival for patients with multiple myeloma, all patients eventually develop progressive disease after transplantation. It has been hypothesized that depletion of malignant plasma cells from autografts may improve outcome by reducing infused cells contributing to relapse. PATIENTS AND METHODS: A randomized phase III study using the CEPRATE SC System (Cellpro, Bothell, WA) to enrich CD34+ autograft cells and passively purge malignant plasma cells was completed in 190 myeloma patients randomized to receive an autograft of CD34-selected or unselected PBPCs. RESULTS: After CD34 selection, tumor burden was reduced by 1.6 to 6.0 logs (median, 3.1), with 54% of CD34-enriched products having no detectable tumor. Median time to count recovery, number of transfusions, transplantation-related mortality, and days in hospital were equivalent between the two transplantation arms. With a median follow-up of 37 months, 33 patients (36%) in the selected and 34 patients (35%) in the unselected arm had died (P = .784). Median overall survival in the selected arm was reached at 50 months and is not reached at this time in the unselected arm (P = .78). Median disease-free survival was 100 versus 104 weeks (P = .82), with 67% of patients in the selected arm and 66% of patients in the unselected arm relapsing. CONCLUSION: This phase III trial demonstrates that although CD34 selection significantly reduces myeloma cell contamination in PBPC collections, no improvement in disease-free or overall survival was achieved.
TREATMENT OF MULTIPLE myeloma with myeloablative therapy and autologous peripheral-blood progenitor-cell (PBPC) transplantation improves response rates, disease-free survival, and overall survival in younger patients when compared with conventional multiagent chemotherapy regimens.1-3 Nevertheless, the vast majority of patients receiving high-dose therapy develop progressive disease, with a median time to relapse of approximately 3 years.3 Because multiple myeloma is characterized by an accumulation of monoclonal plasma cells in the bone marrow and by the presence of circulating malignant cells, PBPC autografting results in the reinfusion of myeloma cells.4-6 The consequences of reinfusing malignant cells are currently unknown, as gene marking studies have to date not been informative in this disease.7,8 One prospective study has previously reported that the presence of circulating myeloma cells in PBPC grafts correlates with poor outcome after transplantation.9 It has therefore been postulated that removing malignant cells from the autograft may improve survival rates, and a number of approaches have been developed aimed at purging contaminating myeloma cells from the graft before PBPC reinfusion.10-12 One such approach is the positive selection of hematopoietic stem cells expressing CD34 using the CEPRATE SC Column (Cellpro, Bothell, WA).13 Because the dominant malignant clone in multiple myeloma does not generally express CD34,14-17 positive selection of CD34-positive cells in autografts should reduce myeloma cell contamination.18,19 In preliminary phase II studies of 37 myeloma patients receiving CD34-selected PBPCs, neutrophil and platelet engraftment were rapid (median, 12 days for both) and sustained if a dose of at least 2 x 106 CD34 cells/kg was infused.20 To further explore the safety and efficacy of CD34 selection as a purging modality, a phase III randomized, controlled, unblinded and multicenter trial was conducted.21 We have previously reported on the primary end points of this study by examining a cohort of 131 patients randomized to receive either CD34-selected PBPC cells or unmanipulated PBPC products. Hematologic and immunologic recovery after transplantation was essentially identical in both arms of the study. Purging efficacy of CD34 selection was also examined, and a statistically significant decline in tumor burden in the selected autografts was evident.21 Here we report an extension of that study to a total of 190 randomized patients and focus on the influence of purging on survival end points. At a median follow-up of 37 months, we demonstrate here that purging of myeloma autografts by CD34 selection does not prolong disease-free or overall survival after high-dose chemotherapy.
Study Design One hundred ninety-three patients with multiple myeloma 70 years of age or younger were enrolled onto a phase III open-label, randomized trial at 15 sites in North America. Sample size was determined using a 90% power to detect a reduction of 12% in the percentage of patients with successful neutrophil engraftment by day 14 posttransplantation, assuming that 95% of patients in the unselected arm achieve neutrophil engraftment by day 14. Although not designed with disease-free survival as a primary end point, the hazards ratio for this sample size is 1.65 with a power of 80%, alpha = 0.05, or approximately an 18% difference in disease-free survival at 3 years. The hazards ratio for overall survival with 80% power is 1.99, or a difference in survival at 3 years of 20%. The study design was approved by the institutional review boards of all participating institutions and by the United States Food and Drug Administration under an investigational device exemption. All patients gave written informed consent to participate. All patients had a diagnosis of multiple myeloma Durie-Salmon stage II or III. Patients were required to have stable or responsive disease after a minimum of three cycles of standard-dose chemotherapy. Patients who had received more than 3 months of alkylator-based therapy, greater than 6 months of any other prior chemotherapy, or who exhibited disease progression at any time were ineligible for study entry. Figure 1 shows a schema of the study. Collection of autologous PBPCs occurred within 3 weeks of the patients evaluation for eligibility. The mobilization regimen consisted of cyclophosphamide 2.5 g/m2 administered intravenously on the first day of mobilization, prednisone 2 mg/kg/d administered orally on the first 4 days, and granulocyte colony-stimulating factor (G-CSF) 10 µg/kg/d administered subcutaneously beginning on the second day and continuing until the last day of leukapheresis. Before leukapheresis, patients were randomized to receive either CD34-selected (the selected arm) or unselected PBPCs (the unselected arm). Randomization was stratified by patient age (using 55 years as a cutoff) and site. According to the protocol, the first 58 patients (28 in the selected arm and 30 in the unselected arm) began leukapheresis no sooner than day 15 of PBPC mobilization and had to have a WBC count 1,000/µL on two occasions more than 24 hours apart and a platelet count 30,000/µL. This schema was chosen based on results of prior phase II trials. Because of concerns that peak collection times were being missed, the remaining 76 patients began leukapheresis as soon as the hematologic parameters outlined above were met. Leukapheresis was performed daily until at least 5.0 x 108 nucleated cells/kg were obtained (minimum of 2 days). For patients randomized to receive a CD34-selected autograft, there was an additional stopping criteria of at least 4.0 x 106 nucleated cells/kg in the selected product after processing. This was based on the assumption that the selected product would contain at least 50% CD34+ cells. After completing PBPC collection, patients received a myeloablative high-dose chemotherapy regimen consisting of busulfan and cyclophosphamide. A total dosage of 14 mg/kg of busulfan (0.875 mg/kg administered orally four times daily for 4 days) and 120 mg/kg of cyclophosphamide (60 mg/kg administered intravenously daily for 2 days) was administered to all patients. Patients received the thawed CD34-selected or unselected products 2 days after the last infusion of cyclophosphamide. To speed hematologic recovery, granulocyte-macrophage colony-stimulating factor (GM-CSF) at 250 µg/m2 (maximum of 500 µg) was administered daily until the patients absolute neutrophil count was at least 1,000/µL for 2 consecutive days. Each site used its own standardized supportive care protocols for patients on both arms of the study.
Study End Points Primary study end points relevant to this report included an examination of the reduction of tumor cell contamination in the PBPC product after processing with the CEPRATE SC System. Successful purging was defined as greater than a two-log reduction in the number of contaminating tumor cells. Secondary end points of the study relevant to this report included the number of tumor cells infused and the rate of progression-free and overall survival posttransplantation in the two arms.
Leukapheresis, Cell Processing, and Cryopreservation
Myeloma Immunoglobulin Gene Identification
Assessment and Quantification of Tumor Contamination
Statistical Methods
Patient Demographics and Baseline Risk Factors Between January 1995 and June 1996, 193 patients were enrolled at 15 sites throughout North America. Three patients were not randomized: one patient elected to receive an allogeneic transplantation, another patient died before randomization, and the third developed disease progression before randomization. There were therefore 190 patients randomized in the intent-to-treat population, and 188 patients underwent transplantation. Two patients in the CD34-selected arm withdrew consent before transplantation. The treatment arms were equivalent at the time of the premobilization registration visit with respect to age, performance status, disease remission status, hemoglobin, WBC, total lymphocyte or platelet counts, beta-2 microglobulin levels, C-reactive protein, serum immunoglobulin isotype and level, and the number of previous cycles of chemotherapy (Table 1). There was a significantly higher proportion of females in the selected arm (47% v 30%; P = .014). There was no difference on the day of randomization between the absolute levels of circulating CD4+, CD19+, or CD56+ cells (data not shown); however, a lower median CD4/CD8 ratio (1.4 v 1.7; P = .063) and the higher median CD8 count (421/µL v 330/µL; P = .069) in the selected arm approached significance.
Infused Product, Transplantation-Related Complications, and Late Events A median of three (range, two to eight) versus 2.4 (range, two to six) apheresis collections were required to reach target nucleated cell numbers in the selected versus unselected arms. The median number of infused CD34 cells was 8.54 x 106/kg in the unselected arm versus 5.61 x 106/kg in the selected arm (P < .001). Products were compared for sterility; there were 13 (1.3%) of 1,185 positive cultures in the selected versus two (0.6%) of 354 positive cultures in the unselected arm before freezing. After thawing, there were four positive cultures (two in each processing arm). No clinically relevant differences were noted in engraftment times after transplantation for platelets or neutrophils (median 12 days) between the two arms, although more patients in the selected arm received a platelet transfusion in the 100 days after transplantation (4.4 platelet transfusions v 3.0; P < .001). At day 100 posttransplantation, no statistical differences were noted between the arms with respect to neutrophil or platelet engraftment, although a trend to slower engraftment was noted for the selected arm; eg, four (5%) of 86 versus 0 of 87 patients had a neutrophil count of less than 1.0 x 103/µL at day 100 (P = .052) and 23 (26%) of 87 versus 13 (15%) of 89 (P = .052) had a platelet count of less than 100 x 103/µL at day 100. Long-term engraftment rates were equivalent for all parameters at 6 months and 1 year posttransplantation. Immune reconstitution as measured by lymphocyte subsets, Ig levels, or immune function (proliferative responses, serologic reactivity) was identical in both the arms at 1 year. Similarly, infection rates (bacterial, viral, and fungal) posttransplantation were also equivalent at all time points out to 1 year, which argues against any long-term immune sequelae of CD34-selected autografting.
Tumor Purging Efficacy of the CEPRATE SC System
Clinical Response, Progression-Free Survival, and Overall Survival Disease status and survival were assessed at the day 100, 6-month, and ongoing yearly follow-up visits after transplantation. In addition, patients showing signs of progressive disease between these time points were completely restaged. Before transplantation, complete response rates were higher in the unselected arm (16% v 8%; P = .17); this difference persisted at day 100 posttransplantation (29% v 11%). If anything, the unselected transplantation group seemed to have been more chemotherapy sensitive. With a median follow-up of surviving patients of 37 months, the percentage of patients in complete remission, defined by a lack of detectable monoclonal protein on serum and urine immunoelectrophoresis and less than 5% plasma cells within the bone marrow, was 15% in the selected versus 16% in the unselected arm (Table 3). A total of 61 (67%) of 91 patients in the CD34-selected arm and 64 (66%) of 97 patients in the unselected arm had experienced disease progression or died by the last update, including 58 patients in each group who showed evidence of progression. The Kaplan-Meier estimates of progression-free survival time are shown in Fig 2. There is no apparent difference between the arms with respect to progression-free survival time (P = .821). A total of 33 (36%) of 91 patients in the CD34-selected arm and 34 (35%) of 97 patients in the unselected arm had died (P = .784). The Kaplan-Meier estimates of overall survival are provided in Fig 3 and demonstrate no significant difference between the two arms.
Analyses of Factors Influencing Progression-Free and Overall Survival The treatment arms were comparable with respect to demographics, with the exception of a significantly higher percentage of females entered in the CD34-selected arm (47%) than in the unselected arm (30%; P = .014). There is no known clinical implication of this difference with respect to the end points of this study, nor was this a significant factor in any of the analyses performed in this report. The potential effect of disease-related baseline variables on survival and progression-free survival was assessed using all available data for the 188 intent-to-treat patients who underwent transplantation. Table 4 lists the variables included in the analyses of factors influencing survival and progression-free survival. The effect of each of the variables on survival and progression-free survival was investigated using a proportional hazards regression model. Only high beta-2-microglobulin at registration had a significant adverse effect (P = .012) on overall and progression-free survival (Table 5). Higher WBC count (P = .036) and platelet count (P = .023) at time of registration were predictive of a better survival.
Autografts collected from patients with multiple myeloma,22 breast cancer,23 non-Hodgkins lymphoma,24 and other malignancies can contain malignant cells. The contribution of such cells to disease relapse has been indirectly suggested in studies reporting a correlation between disease relapse rate and the presence of malignant cells in the graft.9,24 However, the presence of malignant cells in the graft may also be a surrogate marker indicative of disease with a worse prognosis. Direct evidence for the contribution of graft-derived cells to relapse was reported in studies in acute myeloid leukemia, chronic myeloid leukemia, and neuroblastoma in which tumor cells genetically marked ex vivo were shown to contribute to relapse.25,26 Survival of transplanted malignant cells has also been observed in humans in utero27,28 or after organ transplantation.29 Thus clear evidence of successful adoptive transfer of malignant cells has been obtained. In the face of this evidence, it seems prudent to explore mechanisms of purging PBPC or bone marrow autografts free of contaminating tumor before use. Achieving this goal safely would presumably lessen the chance of reinfused malignant cells contributing to relapse. We report here the results of the first prospective randomized controlled trial to examine the influence on survival of purging autografts in myeloma patients. PBPC grafts were passively purged using the CEPRATE SC CD34 selection device which concentrates normal CD34 positive hematopoietic progenitor cells. As previously reported, patients randomized to the selected arm received 3.3 logs fewer infused tumor cells than the unselected arm.21 Where PCR-detectable myeloma cells were eliminated in CD34 selected samples, the minimum detection limit of the PCR assay was used in calculations of tumor cells infused. Consequently, the data we have reported are, if anything, likely to be an underestimate of purging efficacy. As previously reported, purging was achieved without adversely affecting the ability of the hematopoietic stem cells to restore hematopoiesis. Time to neutrophil engraftment was not significantly different between the two arms. Time to platelet engraftment was positively related to numbers of CD34 cells infused (higher CD34 cells, shorter time to engraft) and although platelet recovery after transplantation was statistically slower in the selected arm of this trial, the difference was not clinically relevant.21 Patients receiving a CD34-selected autograft also had a lower incidence of toxicities associated with the autograft infusion and had no greater incidence of infections or bleeding events when compared with patients receiving an unselected autograft. Thus CD34 selection is safe, results in lower infusion-related toxicities,30 and successfully purges PBPC grafts of contaminating myeloma cells. Despite the successful depletion of tumor cells in the processed grafts, at a median follow-up of 37 months posttransplantation, disease-free or overall survival was not significantly different between the CD34-selected and unselected arms. The most likely explanation for this finding is a failure to eradicate myeloma cells in the host with high-dose chemoradiotherapy. This conclusion is supported by studies examining long-term follow-up of myeloma patients undergoing allogeneic, and thus tumor-free, transplantation in which only nine (7.4%) of 121 patients were alive and disease-free at 4 years posttransplantation.31 Thus, because myeloma is relatively resistant to current high-dose chemotherapeutic regimens, the use of purged autologous PBPC transplants cannot be recommended until protocols are developed that markedly reduce the residual host tumor burden. In the trial reported here, median relapse-free survival was 102 weeks (2 years), whereas median overall survival was 202 weeks (4 years). These figures are somewhat lower than those reported in other phase III trials of early transplantation1 and may reflect the transplantation conditioning regimens used or the lack of maintenance therapy employed. Eradicating residual tumor cells resistant to the effects of high-dose chemotherapy is therefore an important focus of current clinical research. Increasing the intensity of myeloablative chemoradiotherapy using standard chemotherapy agents before stem-cell transplantation does not seem to be a fruitful strategy at this time, as increased toxicity rates seem to balance any survival advantages conferred.32 Some new approaches to improved myeloablative therapy (eg, using bone marrowtargeted radiotherapy) are now under study and may overcome the limitations to dose-escalated therapy conferred by toxicity.33 Increasing the number or timing of autologous transplantation procedures has also been advocated, and although it has not yet been convincingly demonstrated to improve outcome in myeloma patients,3 randomized trials evaluating this tandem transplantation approach are advanced. An alternative strategy of posttransplantation maintenance chemotherapy aimed at eliminating minimal residual disease is also being applied in many centers using conventional chemotherapies, novel agents such as thalidomide, or immune-based myeloma vaccine strategies. If such approaches do indeed improve remission rates and survival in myeloma patients undergoing high-dose chemotherapy, PBPC purging may once again emerge as an important strategy in myeloma therapy. To this end, a number of novel purging techniques have recently been developed that enhance the efficacy of current purging technologies.10-12 In conclusion, use of CD34 selection as a purging modality has no general utility in prolonging disease-free or overall survival in multiple myeloma patients undergoing intensive therapy with PBPC support at this time.
Supported by CellPro, Inc. Support for updated statistical analysis was provided by Baxter Health Care, Deerfield, IL. We thank Brian Clark, PhD, for assistance with manuscript preparation.
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Desikan R, Barlogie B, Sawyer J, et al: Results of high-dose therapy for 1000 patients with multiple myeloma: Durable complete remissions and superior survival in the absence of chromosome 13 abnormalities. Blood 95: 4008-4010, 2000 4. Schneider U, van Lessen A, Huhn D, et al: Two subsets of peripheral blood plasma cells defined by differential expression of CD45 antigen. Br J Haematol 97: 56-64, 1997[Medline]
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Kay NE, Leong T, Kyle RA, et al: Circulating blood B cells in multiple myeloma: Analysis and relationship to circulating clonal cells and clinical parameters in a cohort of patients entered on the Eastern Cooperative Oncology Group phase III E9486 clinical trial. Blood 90: 340-345, 1997 6. Zandecki M, Bernardi F, Genevieve F, et al: Involvement of peripheral blood cells in multiple myeloma: Chromosome changes are the rule within circulating plasma cells but not within B lymphocytes. Leukemia 11: 1034-1039, 1997[Medline] 7. Stewart AK, Sutherland DR, Nanji S, et al: Engraftment of gene-marked hematopoietic progenitors in myeloma patients after transplant of autologous long-term marrow cultures. Hum Gene Ther 10: 1953-1964, 1999[Medline]
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Szczepek AJ, Bergsagel PL, Axelsson L, et al: CD34+ cells in the blood of patients with multiple myeloma express CD19 and IgH mRNA and have patient-specific IgH VDJ gene rearrangements. Blood 89: 1824-1833, 1997 18. Rasmussen T, Jensen L, Honore L, et al: Circulating clonal cells in multiple myeloma do not express CD34 mRNA, as measured by single-cell and real-time RT-PCR assays. Br J Haematol 107: 818-824, 1999[Medline]
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Rill DR, Santana VM, Roberts WM, et al: Direct demonstration that autologous bone marrow transplantation for solid tumors can return a multiplicity of tumorigenic cells. Blood 84: 380-383, 1994 26. Brenner MK, Rill DR, Moen RC, et al: Gene-marking to trace origin of relapse after autologous bone-marrow transplantation. Lancet 341: 85-86, 1993[Medline] 27. Richkind KE, Loew T, Meisner L, et al: Identical cytogenetic clones and clonal evolution in pediatric monozygotic twins with acute myeloid leukemia: presymptomatic disease detection by interphase fluorescence in situ hybridization and review of the literature. J Pediatr Hematol Oncol 20: 264-267, 1998[Medline] 28. Osada S, Horibe K, Oiwa K, et al: A case of infantile acute monocytic leukemia caused by vertical transmission of the mothers leukemic cells. Cancer 65: 1146-1149, 1990[Medline] 29. Penn I: Transmission of cancer from organ donors. Ann Transplant 2: 7-12, 1997[Medline]
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Bjorkstrand BB, Ljungman P, Svensson H, et al: Allogeneic bone marrow transplantation versus autologous stem cell transplantation in multiple myeloma: A retrospective case-matched study from the European Group for Blood and Marrow Transplantation. Blood 88: 4711-4718, 1996 32. Abraham R, Chen C, Tsang R, et al: Intensification of the stem cell transplant induction regimen results in increased treatment-related mortality without improved outcome in multiple myeloma. Bone Marrow Transplant 24: 1291-1297, 1999[Medline]
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Bayouth JE, Macey DJ, Kasi LP, et al: Pharmacokinetics, dosimetry and toxicity of holmium-166-DOTMP for bone marrow ablation in multiple myeloma. J Nucl Med 36: 730-737, 1995 Submitted July 27, 2000; accepted May 7, 2001.
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Copyright © 2001 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
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