|
|||||
|
|
||||||
© 2001 American Society for Clinical Oncology Primary Chemotherapy for Operable Breast Cancer: Incidence and Prognostic Significance of Ipsilateral Breast Tumor Recurrence After Breast-Conserving SurgeryByFrom the Departments of Surgery, Biostatistics, Oncology, Radiotherapy, and Pathology, Institut Curie, Paris, France. Address reprint requests to Edwige Bourstyn, MD, Department of Surgery, 26 rue dUlm, 75005 Paris, France; email: edwige.bourstyn{at}curie.net
PURPOSE: To determine the incidence and the prognostic value of ipsilateral breast tumor recurrence (IBTR) in patients treated with primary chemotherapy and breast-conserving surgery. PATIENTS AND METHODS: Between January 1985 and December 1994, 257 patients with invasive T1 to T3 breast carcinoma were treated with primary chemotherapy, lumpectomy, and radiation therapy. The median follow-up time was 93 months. To evaluate the role of IBTR in metastase-free survival, a Cox regression multivariate analysis was performed using IBTR as a time-dependent covariate.
RESULTS: The IBTR rates were 16% (± 2.4%) at 5 years and 21.5% (± 3.2%) at 10 years. Multivariate analysis showed that the probability of local control was decreased by the following independent factors: age CONCLUSION: IBTR is a strong predictor for distant metastases. There are implications for conservative surgery after downstaging of the tumor and therapy at the time of IBTR.
PRIMARY CHEMOTHERAPY followed by conservative therapy is an established alternative to mastectomy in the management of large breast tumors.1-4 Encouraging results obtained in clinically advanced breast carcinoma led clinicians to apply primary chemotherapy to smaller tumors.3,5 With long follow-up times, randomized studies comparing primary versus adjuvant chemotherapy did not show any differences in terms of disease-free and overall survival rates but showed that primary chemotherapy led to more frequent breast-conserving surgery.2,6-10 Two of these studies2,7 reported that local relapses were, because of breast-conserving treatment, more frequent in the neoadjuvant group than in the adjuvant group. The pejorative significance of ipsilateral breast tumor recurrence (IBTR) has been demonstrated in early breast carcinoma,11-14 but prognostic significance of local relapse has never been clearly evaluated in breast carcinoma treated by primary chemotherapy and conservative surgery. To identify possible predictive factors for local recurrence and increased risk for distant metastases after primary chemotherapy and conservative surgery, we conducted this retrospective study on 257 T1 to T3 breast carcinoma patients treated by primary chemotherapy and surgery in one center over a 10-year period.
Our breast cancer database was initiated in 1981 to prospectively register diagnostic, prognostic, therapeutic, pathologic, relapse, and survival data for all patients treated for breast cancer at Institut Curie. The database was used to select women referred between January 1, 1985, and December 31, 1994, who were treated by primary chemotherapy followed by surgery. The aim of this therapeutic strategy was to reduce tumor size and increase the feasibility of breast-conserving surgery for most of the patients or to control locoregionally advanced disease before surgery (metastatic involvement of axillary nodes documented by fine-needle aspiration). Patients with tumor size 3 cm after primary chemotherapy were eligible for breast-conserving surgery. Inflammatory, bilateral, T4, and metastatic tumors were excluded from the study. During this period, 460 patients met the criteria of selection: 257 had undergone breast-conserving surgery after chemotherapy, and 203 underwent a mastectomy. For the study, we restricted analysis to the 257 patients treated with breast-conserving surgery. The mean age was 47 years (range, 24 to 74 years). Fifteen patients (5.8%) had T1 tumors, 216 (84.1%) had T2 tumors, and 26 (10.1%) had T3 tumors according to the International Union Against Cancer classification. One hundred fifty-nine patients (61.9%) were clinically N0, 91 (35.4%) were N1, and seven were (2.7%) N2. All T1 patients had cytologically proven metastatic nodes.
Pathologic diagnosis and grading were performed on a tumor tissue sample obtained by core needle biopsy performed before treatment. Carcinomas corresponded to infiltrating ductal in 92% (n = 236), infiltrating lobular in 4% (n = 11), and other types in 4% (medullary, tubular, and colloid carcinoma; n = 10). Histologic grade was performed according to Scarff, Bloom, and Richarson (SBR) method and was I for 33 patients, II for 126, III for 70, and indeterminate for 28. Estrogen receptor (ER) status and S-phase fraction were determined on tumorous cells obtained by fine-needle aspiration cytology before any treatment for 228 (positive, 131; negative, 97) and 169 (83
Treatment in consenting patients consisted of neoadjuvant chemotherapy, including four courses of an intravenous drug combination with anthracycline (n = 138) or without (n = 119). Because of severe toxicity or tumor progression under chemotherapy, 14 and 12 patients received, respectively, three and two courses. Table 1 details the drug combination used during this period. One hundred five patients had been included in randomized trials. Chemotherapy was administered at 28-day intervals or longer, depending on the recovery of bone marrow. Clinical response to chemotherapy was assessed by an oncologist and a surgeon. Patients in whom the initial breast tumor could not be identified on palpation were defined as complete response (n = 11). Partial response was defined as a
For the pathologic analysis of tumor response, the rate of residual epithelial neoplastic cells in the tumor mass, the mitotic index in malignant epithelial cells, and the location of the malignant component (invasive v intraductal) were taken into account.16 The 20 patients who had breast tissue without residual malignant epithelial cells (n = 18) and tumors with residual invasive malignant epithelial cells without mitosis representing less than 5% of the tumor mass (n = 2) were classified in the group of pathologic complete response. Tumors with malignant residual component strictly in situ (n = 18) were classified in the group in situ. The response was considered to be absent when residual invasive malignant epithelial cells represented more than 20% of the tumor mass (n = 197). The response was classified as partial in the remaining cases (n = 22).
Resection margins were assessed after inking and were classified as positive in 10.9% of patients, close (
Twenty-five patients received one to five adjuvant courses of chemotherapy: 14 because they had received After treatment, patients were seen alternatively by an oncologist, a radiotherapist, and a surgeon. They usually were seen every 3 months during the first 2 years, every 6 months during the next 3 years, and yearly thereafter. Median follow-up time from the date of initial histologic diagnosis for all patients alive at the time of analysis was 93 months (range, 14 to 178 months). Ninety-two percent of patients have been followed up for at least 5 years.
Frequency distributions were tested using the
At the time of analysis, 46 patients developed local recurrences. Among these patients, four had synchronous metastases and three had previous metastases. Eighty-eight patients developed distant metastases. Of these patients, 65 had isolated metastases, four had synchronous local recurrences, and 19 had previous local recurrences. Sixteen patients developed contralateral breast carcinomas. These were the first events in nine patients. The 5-year and 10-year overall survival rates of the whole population were, respectively, 79.3% and 65.2% (Fig 1).
Local Failure Local control is represented in Fig 2. The 5-year and 10-year breast recurrence rates were 16% (± 2.4%) and 21.5% (± 3.2%), respectively. Median time to local relapse was 36 (± 3.4) months. Twenty-five recurrences (55%) were localized at or near the site of the original tumor, eight (17%) were in a quadrant distinct from the primary tumor, and the clinical aspect was inflammatory with a dermal involvement or a diffuse involvement of the breast for 13 patients (28%). Local recurrence was treated by mastectomy for 13 patients, systemic treatment for seven patients, and association of mastectomy and systemic treatment for 19 patients. Three patients underwent iterative lumpectomy in association with systemic treatment.
Factors Associated With Local Recurrence Univariate analysis of various clinical and pathologic factors associated with IBTR and with distant failure is presented in Table 2. Young age ( 40 years), clinical size of tumor more than 2 cm at surgery, S-phase fraction of more than 4%, and positive or 2 mm margin status were significantly associated with local recurrence. Positive or 2 mm margin status was significantly associated with clinical size at surgery ( 2 cm v > 2 cm; P < .01) and with clinical evolution under chemotherapy (progressive disease, stabilization, or minor clinical response v partial and complete response; P < .05). The rate of IBTR was greater in patients with SBR III tumor than in those with SBR I, II, or undetermined, but the difference was not significant (P = .09). On multivariate analysis by forward stepwise Cox model regression, age 40 years, margin 2 mm, S-phase fraction of more than 4%, and size of tumor at surgery of more than 2 cm were independent predictors of IBTR (Table 3). The histologic response to chemotherapy was not correlated with local relapse in our study (Table 2).
Distant Failure Eighty-eight patients developed metastases in distant organs. Metastases appeared first in the liver in 15 patients, in the lungs and pleura in 12, in the bone in 20, in the supraclavicular lymph node in seven, in the brain in four, and in other sites for 10 patients. Twenty patients had metastases at multiple sites. Distant disease-free rates were, respectively, 65.9% and 59.9% at 5 years and 10 years (Fig 3). In the univariate analysis, young age, pretreatment clinical nodal stage, and pathologic node involvement were predictive of distant failure (Table 2). The Cox regression model showed that age 40, ER-negative status, and pathologic nodal status were predictive of distant disease (Table 4).
Timing of Local and Distant Recurrences When the interactive term for IBTR was introduced into the regression model, the RR of developing distant recurrence after local relapse was 5.34 (95% confidence interval, 3.23 to 8.82). In this model, age 40 years became insignificant. Using a 3-year cutoff to define early versus late recurrence, we found that early recurrence was associated with a higher risk of distant metastases, but a later IBTR was also an independent predictor of distant disease (Table 5).
Risk Factors Associated With Distant Disease After IBTR The risk of metastases after IBTR was 31.4% (± 7.0%) at 2 years and 59.7% (± 8.1%) at 5 years. We were interested in identifying which patients had a greater risk of developing distant disease after IBTR, in order to optimize treatment procedure. The following analysis was performed on the subset of patients with IBTR. Distant disease-free survival was calculated as the time from IBTR until metastases or last follow-up. Patients with previous metastases were excluded. Inflammatory breast relapse (skin involvement) (P = .05), clinical tumor size at primary surgery of more than 2 cm (P = .05), and ER-negative status of the primary tumor (P < .01) were predictors of distant relapse after IBTR (Table 6). Delay between first treatment and IBTR ( 36 months v > 36 months; P = .15) and all the other clinical and pathologic factors were not significantly associated with poor outcome after breast relapse.
No trial has reported a significant difference in disease-free or overall survival rates among patients treated with preoperative or postoperative chemotherapy. One of the aims of the National Surgical Adjuvant Breast and Bowel Project B-18 trial, the largest trial of preoperative versus postoperative chemotherapy, was to determine whether preoperative chemotherapy permits more breast-conserving surgery and also whether it decreases the incidence of IBTR.7 Results of this study demonstrated that preoperative chemotherapy is a model for studying the biology of breast cancer and permits more lumpectomies. But the rate of IBTR was increased in patients who underwent a lumpectomy as a result of downstaging compared with patients who underwent a lumpectomy as planned before randomization. Our results confirm the high frequency of IBTR after breast-conserving surgery in downstaged patients and demonstrate that IBTR is a strong independent predictor of distant disease. Present results were achieved on a series of 257 women for whom initial clinical and follow-up data were prospectively registered in a database. This large series of patients treated in a single institution and followed up for a median of 93 months allows us to draw some conclusions on the risk of local recurrence, distant disease, and the timing between these events. There are obvious limitations in the interpretation of the retrospective study design that must be acknowledged, however. Even if no statistical difference could be observed between the chemotherapy regimens used, heterogeneity of primary chemotherapy regimens is the main limitation of this study. Our results have to be confirmed by studies in which patients receive a uniform chemotherapy protocol. Moreover, whether more aggressive primary chemotherapy, such as integration of doxorubicin and taxanes, will be more efficient in local control has to be assessed by further studies.
The IBTR rates in our series were 16% at 5 years and 21.5% at 10 years after neoadjuvant chemotherapy and breast-conserving surgery (Fig 2). In comparison, the 5-year and 10-year local relapse rates were 5.8% and 11.6%, respectively, for the 203 patients registered in our database during the same period and treated by primary chemotherapy and mastectomy (data not shown). The IBTR rates after breast-preserving surgery in our series are similar to those reported by Mauriac et al2 comparing preoperative versus postoperative chemotherapy in breast carcinoma larger than 3 cm (22.6% at 10 years) and by the National Surgical Adjuvant Breast and Bowel Project B-18 trial7 (approximately 15% at 5 years in downstaged patients considered as candidates for mastectomy before entering the trial). In contrast, IBTR rate was 6.8% at 5 years in the retrospective study of the Milan Cancer Institute although only women with tumors that measured
In accordance with series studying local recurrence after lumpectomy for early breast cancer, we demonstrated that the majority of IBTR developed near the site of the primary tumor. Positive or
Several studies have documented higher local and distant relapses in young breast cancer patients either in early breast carcinoma or breast carcinoma treated by neoadjuvant chemotherapy.7,18-20 Whereas age
This study clearly demonstrates for the first time that, as it has been reported for local relapse after lumpectomy for early breast cancer,11-14,24 IBTR is a powerful independent predictor of distant disease (Table 5). The rates of distant disease-free survival after IBTR were lower in our series (68.6% at 2 years and 40.3% at 5 years) than in series studying IBTR after lumpectomy for early breast cancer in which disease-free rates of 47% to 78% at 5 years have been reported after IBTR.13,24-28 In our series, we compared early (
In conclusion, our study suggests that an improvement of local control may be achieved by carefully selecting patients eligible for conservative treatment. Our results have to be confirmed by studies where systemic and radiation treatment modalities were given in a uniform fashion. Local therapy after primary chemotherapy has never been evaluated by randomized studies, and prospective studies are needed to evaluate whether breast-conserving surgery is a feasible treatment of downstaged tumors, particularly in women aged 40 years or younger or with residual tumors of more than 2 cm. Risk factors of IBTR determined from this study (age
1. Scholl SM, Fourquet A, Asselain B, et al: Neoadjuvant versus adjuvant chemotherapy in premenopausal patients with tumours considered too large for breast-conserving surgery: Preliminary results of a randomised trialS6. Eur J Cancer 30A: 645-652, 1994
2.
Mauriac L, MacGrogan G, Avril A, et al: Neoadjuvant chemotherapy for operable breast carcinoma larger than 3 cm: A unicentre randomized trial with a 124-month median follow-up. Ann Oncol 10: 47-52, 1999
3.
Fisher B, Brown A, Mamounas E, et al: Effect of preoperative chemotherapy on local-regional disease in women with operable breast cancer: Findings from National Surgical Adjuvant Breast and Bowel Project B-18. J Clin Oncol 15: 2483-2493, 1997
4.
Bonadonna G, Valagussa P, Brambilla C, et al: Primary chemotherapy in operable breast cancer: Eight-year experience at the Milan Cancer Institute. J Clin Oncol 16: 93-100, 1998
5.
Powles TJ, Hickish TF, Makris A, et al: Randomized trial of chemoendocrine therapy started before or after surgery for treatment of primary breast cancer. J Clin Oncol 13: 547-552, 1995 6. Broet P, Scholl SM, de la Rochefordiere A, et al: Short- and long-term effects on survival in breast cancer patients treated by primary chemotherapy: An updated analysis of a randomized trial. Breast Cancer Res Treat 58: 151-156, 1999[Medline] 7. Fisher B, Bryant J, Wolmark N, et al: Effect of preoperative chemotherapy on outcome of women with operable breast cancer. J Clin Oncol 16: 2672-2685, 1998[Abstract]
8.
Makris A, Powles TJ, Ashley SJ, et al: A reduction in the requirements for mastectomy in a randomized trial of neoadjuvant chemoendocrine therapy in primary breast cancer. Ann Oncol 9: 1179-1184, 1998 9. Danforth D, Jacobson J, OShaughnessy J, et al: Effect of preoperative chemotherapy on axillary lymph node metastases in stage II breast cancer: A prospective randomized trial. Proc Am Soc Clin Oncol 14: 128, 1995 (abstr 213)
10.
Semiglazov ZF, Topuzov EE, Bavli JL, et al: Primary (neoadjuvant) chemotherapy and radiotherapy compared with radiotherapy alone in stage IIb-IIIa breast cancer. Ann Oncol 5: 591-595, 1994 11. Chauvet B, Reynaud-Bougnoux A, Calais G, et al: Prognostic significance of breast relapse after conservative treatment in node-negative early breast cancer. Int J Radiat Oncol Biol Phys 19: 1125-1130, 1990[Medline] 12. Fisher B, Anderson S, Fisher ER, et al: Significance of ipsilateral breast tumor recurrence after lumpectomy. Lancet 338: 327-331, 1991[Medline] 13. Touboul E, Buffat L, Belkacemi Y, et al: Local recurrences and distant metastases after breast-conserving surgery and radiation therapy for early breast cancer. Int J Radiat Oncol Biol Phys 43: 25-38, 1999[Medline]
14.
Fortin A, Larochelle M, Laverdiere J, et al: Local failure is responsible for the decrease in survival for patients with breast cancer treated with conservative surgery and postoperative radiotherapy. J Clin Oncol 17: 101-109, 1999
15.
Remvikos Y, Beuzeboc P, Zajdela A, et al: Correlation of pretreatment proliferative activity of breast cancer with the response to cytotoxic chemotherapy. J Natl Cancer Inst 81: 1383-1387, 1989 16. Vincent-Salomon A, Carton M, Freneaux P, et al: ERBB2 overexpression in breast carcinomas: No positive correlation with complete pathological response to preoperative high-dose anthracycline-based chemotherapy. Eur J Cancer 36: 586-591, 2000 17. Mariani L, Salvadori B, Marubini E, et al: Ten-year results of a randomised trial comparing two conservative treatment strategies for small-size breast cancer. Eur J Cancer 34: 1156-1162, 1998 18. De La Rochefordiere A, Asselain B, Campana F, et al: Age as prognostic factor in premenopausal breast carcinoma. Lancet 341: 1039-1043, 1993[Medline] 19. Smith IE, Jones AL, OBrien ME, et al: Primary medical (neo-adjuvant) chemotherapy for operable breast cancer. Eur J Cancer 29A: 1796-1799, 1993 20. Touboul E, Buffat L, Lefranc JP, et al: Possibility of conservative local treatment after combined chemotherapy and preoperative irradiation for locally advanced noninflammatory breast cancer. Int J Radiat Oncol Biol Phys 34: 1019-1028, 1996[Medline]
21.
Nixon AJ, Neuberg D, Hayes DF, et al: Relationship of patient age to pathologic features of the tumor and prognosis for patients with stage I or II breast cancer. J Clin Oncol 12: 888-894, 1994 22. Braud AC, Asselain B, Scholl S, et al: Neoadjuvant chemotherapy in young breast cancer patients: Correlation between response and relapse? Eur J Cancer 35: 392-397, 1999 23. Walker RA, Lees E, Webb MB, et al: Breast carcinomas occurring in young women (< 35 years) are different. Br J Cancer 74: 1796-1800, 1996[Medline]
24.
Veronesi U, Marubini E, Del Vecchio M, et al: Local recurrences and distant metastases after conservative breast cancer treatments: Partly independent events. J Natl Cancer Inst 87: 19-27, 1995 25. Kurtz JM, Amalric R, Brandone H, et al: Local recurrence after breast-conserving surgery and radiotherapy. Cancer 63: 1912-1917, 1989[Medline] 26. Abner AL, Recht A, Eberlein T, et al: Prognosis following salvage mastectomy for recurrence in the breast after conservative surgery and radiation therapy for early-stage breast cancer. J Clin Oncol 11: 44-48, 1993[Abstract] 27. Haffty BG, Reiss M, Beinfeld M, et al: Ipsilateral breast tumor recurrence as a predictor of distant disease: Implications for systemic therapy at the time of local relapse. J Clin Oncol 14: 52-57, 1996[Abstract] 28. Voogd AC, van Tienhoven G, Peterse HL, et al: Local recurrence after breast conservation therapy for early stage breast carcinoma. Cancer 85: 437-446, 1999[Medline] 29. Fourquet A, Campana F, Zafrani B, et al: Prognostic factors of breast recurrence in the conservative management of early breast cancer: A 25-year follow-up. Int J Radiat Oncol Biol Phys 17: 719-725, 1989[Medline] 30. Haffty BG, Fischer D, Beinfeld M, et al: Prognosis following local recurrence in the conservatively treated breast cancer patient. Int J Radiat Oncol Biol Phys 21: 293-298, 1991[Medline] Submitted January 9, 2001; accepted May 31, 2001.
This article has been cited by other articles:
|
|||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
|||||||||||
|
Copyright © 2001 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
|