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© 2001 American Society for Clinical Oncology Phase I Safety and Pharmacokinetic Study of Recombinant Human Anti-Vascular Endothelial Growth Factor in Patients With Advanced CancerFrom the Indiana University School of Medicine, Indianapolis, IN; City of Hope National Medical Center, Duarte; Genentech, Inc, South San Francisco, CA; The University of Texas, M.D. Anderson Cancer Center, Houston, TX. Address reprint requests to Michael S. Gordon, MD, Suite 415, 4001 N Third St, Phoenix, AZ 85012; email: msgordon{at}u.arizona.edu
PURPOSE: We investigated the safety and pharmacokinetics of a recombinant human monoclonal antibody to vascular endothelial growth factor (rhuMAb VEGF) in patients with cancer. PATIENTS AND METHODS: Cohorts of patients with metastatic cancer having failed prior therapy entered a phase I trial of rhuMAb VEGF administered by a 90-minute intravenous infusion at doses from 0.1 to 10.0 mg/kg on days 0, 28, 35, and 42. Patients underwent pharmacokinetic sampling on day 0 and had serum samples obtained during the subsequent 28 days. Response assessment was carried out on days 49 and 72. RESULTS: Twenty-five patients with a median Eastern Cooperative Oncology Group performance status of 0 were accrued. There were no grade III or IV adverse events definitely related to the antibody. There were three episodes of tumor-related bleeding. Infusions of rhuMAb VEGF were well tolerated without significant toxicity. Grades I and II adverse events possibly or probably related to study drug included asthenia, headache, and nausea. Pharmacokinetics revealed a linear profile with a half-life of 21 days. There were no objective responses, though 12 patients experienced stable disease over the duration of the study.
CONCLUSION: rhuMAb VEGF was safely administered without dose-limiting toxicity at doses ranging up to 10 mg/kg. Multiple doses of rhuMAb VEGF were well tolerated, and pharmacokinetic studies indicate that doses of
ANGIOGENESIS, OR new blood vessel formation, is critical to tumor growth, invasion, and metastasis.1 Several humoral factors stimulate angiogenesis. These factors act either by inducing the enzymatic breakdown of the perivascular basement membrane or by inducing proliferation and chemotaxis of endothelial cells. Both components are critical for successful neovascularization, and the inhibition of either arm has been hypothesized as having a potential antitumor or antimetastatic effect on malignant cells. Vascular endothelial growth factor (VEGF) is a 43- to 46-kd glycoprotein that induces the proliferation and migration of vascular endothelial cells.2,3 These activities are mediated via the two receptors for VEGF, flt-1 and KDR, which are found predominantly on vascular endothelial cells.2 In preclinical models, VEGF is a potent neovascularization agent for both normal and malignant microvasculature.4,5 Many malignant cells produce VEGF, which serves as an autocrine factor for the induction of neovascularization. Several studies have demonstrated a correlation between high levels of VEGF and increased risk of metastatic disease and overall poor prognosis in a variety of malignancies including nonsmall-cell lung cancer and other cancers. In addition, increased expression of VEGF by malignant tumors is associated with a more invasive phenotype.6-9 In preclinical animal models, the inhibition of VEGF is associated with stabilization of established tumors.10 When administered in conjunction with chemotherapy, a synergistic antitumor activity can be seen in preclinical models.11 Recombinant human monoclonal antibody (rhuMAb) VEGF is a humanized monoclonal antibody that was generated by engineering the VEGF binding residues of a murine neutralizing antibody into the framework of a normal human immunoglobulin G (IgG).12 This antibody binds and neutralizes all biologically active forms of VEGF (including VEGF165, VEGF121, and the thrombin split fragment VEGF110), because it recognizes the binding sites for the two VEGF receptors. The use of anti-VEGF antibodies has been extensively studied in preclinical in vivo models and has demonstrated an inhibition of tumor growth in a dose-dependent manner.13 We now report on the first phase I study with anti-VEGF, which was performed to evaluate its safety and pharmacokinetic profile in patients with relapsed and refractory malignancies. These studies demonstrate that rhuMAb VEGF is safe in the doses and schedule used here and that serum concentrations attained with both single and multiple doses successfully reproduce concentrations necessary for antitumor activity based on preclinical models.
Inclusion Criteria From May 1, 1997, through July 31, 1997, 25 patients with measurable or assessable solid tumor malignancies were enrolled onto this phase I trial. Eligibility criteria included refractory advanced solid tumors for which no standard curative therapy existed, Eastern Cooperative Oncology Group (ECOG) performance status 1, normal hematologic function as demonstrated by an absolute neutrophil count greater than 1,500 cells/µL, hemoglobin greater than 9 g/dL (transfusion allowed), and a platelet count greater than 100,000/µL, as well as normal renal function (creatinine less than 1.5 mg/dL) and hepatic function (bilirubin < 1.5 times the upper limit of institutional normal). Patients were excluded if they had a known history of CNS metastatic disease with evidence of residual recurrent disease at study entry, had received chemotherapy or immunotherapy within the prior 4 weeks before study entry, or had taken any noncorticosteroidal anti-inflammatory agents within 10 days of study entry. Patients were also excluded if they had undergone invasive surgical procedures including organ biopsies within 2 weeks of study entry or were pregnant or lactating. The institutional review boards for the three participating centers approved the protocol, and voluntary written informed consent was obtained from all patients.
Study Drug Formulation and Administration Response assessment using either radiographic or physical examination evaluation was carried out on days 49 and 72. Patients with objective responses were to be offered continued therapy on a separate extension study.
VEGF and Anti-VEGF Levels
Statistical Analysis Comparison of VEGF, rhuMAb VEGF, and other laboratory studies were performed using a two-sided paired students t test. Individual and mean serum rhuMAb VEGF concentration-time data were plotted by dose group. Serum rhuMAb VEGF disposition was analyzed by compartmental methods. Individual parameter estimates were tabulated and summarized (mean, SD, range). RhuMAb VEGF pharmacokinetics was assessed for dose proportionality by graphic examination. Serum VEGF concentration-time data were analyzed by noncompartmental methods and summarized by time and dose groups. Results are presented as the mean, SD, and minimum and maximum values.
Patient Characteristics Twenty-five patients (eight male, 17 female) were accrued to this study. All were eligible and assessable for safety. Only one patient, treated at the 3-mg/kg dose level, did not receive all four doses of rhuMAb VEGF because of a hemorrhage into a previously undiagnosed cerebral metastasis during the month after the single dose administration. The diagnoses and demographic data are presented in Table 1. The median ECOG performance status was 0 (range, 0 to 1), and the mean age was 51 years (range, 21 to 70 years).
Safety In general, rhuMAb VEGF was well tolerated at all doses studied. There were no Common Toxicity Criteria (CTC) grade 3 or 4 infusion-related toxicities. A small number of patients developed grade 1 or 2 adverse events characterized by asthenia, headache, nausea, or low-grade fever on the first day of rhuMAb VEGF administration ( Table 2). Adverse events over the course of the entire study were similar in nature and predominantly of grades 1 to 2 in severity. These events are outlined in Table 3. Fever occurred in 10 patients, though the relationship to the study drug administration could not be determined in all cases. There was no relationship between the severity of the fever and dose of the rhuMAb VEGF.
No clinically significant changes were seen in biochemical, coagulation, or hematologic parameters. Although surgical interventions were limited to necessary procedures only, no patient demonstrated objective impairment of wound healing as a result of rhuMAbVEGF therapy. Minor changes in blood pressure were noted to be associated with rhuMAb VEGF administration. Systolic and diastolic blood pressures in patients treated at the 3 and 10 mg/kg dose levels increased an average of more than 10 mm Hg at some point during therapy. No significant changes in other vital signs were noted. Adverse events graded as 3 or 4 on the CTC scale occurred in four patients (Table 3). These included a patient with anemia at the 0.1 mg/kg dose level and one patient with dyspnea at the 0.3 mg/kg dose level. In both of these cases, the events were attributable to progression of the patients underlying malignancy. In addition, there were two episodes of serious bleeding, both at the 3.0 mg/kg dose level. The first of these patients was a 29 year-old female with a history of hepatocellular carcinoma. The patient had undergone a previous trisegmentectomy and subsequently developed multiple pulmonary metastases. She was treated with combination chemotherapy including carboplatin, doxorubicin, and cyclosporine with her best response being progressive disease. She received her first dose of rhuMAb VEGF at a dose of 3.0 mg/kg and on day 14 of cycle 1 was bicycling when she experienced a grand mal seizure and an acute cerebrovascular accident. She was evaluated with a CT scan of the head that demonstrated a cerebrovascular bleed and underwent emergent surgery for the evacuation of the hemorrhage. Pathologic evaluation of the surgical specimen revealed residual hepatocellular carcinoma consistent with hemorrhage into a previously unrecognized brain metastasis. An extensive review of the literature revealed a high-rate of tumor associated hemorrhage as the presenting sign in up to 87.5% in one series.14 Based on these findings, it was decided in conjunction with the sponsor that the event was disease-related. The second patient was a 38-year-old female with a primary diagnosis of an epithelioid sarcoma of the right thigh. Sites of disease included a large right thigh mass and multiple pulmonary metastases. She had received extensive prior therapy with multiple chemotherapy regimens as well as external beam radiation therapy and brachytherapy. On approximately study day 39, she noted increasing pain and swelling in her right thigh with discoloration of the tumor area. This area continued to expand and eventually ruptured resulting in a severe hemorrhagic complication requiring local therapy for control. This patient also experienced an uncomplicated episode of hemoptysis on day 57. Both of these episodes were related to the necrosis of existing tumors and were not believed to be reflect adverse events related to the study drug. Based on the dose escalation schema defined in the protocol, expansion of the cohort was deemed as indicated if the two serious adverse events occurred in the first 28 days of the study. Although the event related to the CNS metastasis bleed was within this 28-day period, the second occurred beyond this point and therefore did not qualify to indicate a need for cohort expansion. Two other patients (liposarcoma and breast cancer) reported episodes of minor hemoptysis. These occurred on days 57 and 2 of therapy, respectively, and spontaneously resolved. Both patients had recognized pulmonary metastases, and in both cases, it was believed that the bleeding was related to their underlying disease, though an association to the study drug could not be ruled out. Neither of the two premenopausal women experienced menstrual abnormalities during or after participation in this study.
Efficacy
Antibodies to rhuMAb VEGF
Pharmacokinetic Studies of rhuMAb VEGF
The mean rhuMAb VEGF clearance for the 0.1 mg/kg dose group (9.29 mL/kg/d) was higher than the clearance for all other dose groups (range 2.75-5.07 mL/kg/d); the larger mean resulted primarily from two of the patients whose clearances were greater than 14 mL/kg/d. Clearance values for the other three subjects were consistent with those estimated at higher doses. Over the range of doses of 0.3 to 10.0 mg/kg, the kinetics of rhuMAb VEGF seems to be linear, with a t1/2 of approximately 21 days. Overall, the pharmacokinetic profile indicates that when rhuMAb VEGF was administered once followed by a 28-day washout period and then weekly for 3 weeks at doses ranging from 0.1 to 10 mg/kg, the disposition was characterized by a low clearance and a volume of distribution consistent with limited extravascular distribution.
Serum Levels of VEGF
The use of antiangiogenic agents as anticancer therapy has been the focus of numerous clinical investigations over the past several years. The ability to inhibit neovascularization and prevent tumor growth and metastases has the potential to open a new forum for the treatment of cancer. Vascular endothelial growth factor (VEGF) is a potent inducer of endothelial cell proliferation and migration.5 Increased serum levels of VEGF have been associated with poor prognosis in a variety of malignancies, which further enhances the hypothesis that VEGF may serve as an autocrine growth factor for malignant neovascularization.15,16 In addition, the deregulation of VEGF as is seen with many cases of sporadic renal cell carcinoma or in von Hippel-Lindau syndrome related to mutations in the VHL gene indicate a possible pathophysiologic role for VEGF in certain malignancies.17,18 We performed a phase I trial of a recombinant human monoclonal antibody directed against VEGF. Pre-clinical studies with this molecule have demonstrated an excellent safety profile with the inhibition of ovulation and slight growth retardation in female and male cynomolgus monkeys, respectively, as the only evident adverse events. We saw a similarly excellent safety profile with no dose-limiting toxicity experienced by our patients at doses ranging from 0.1 to 10 mg/kg. Adverse events including asthenia, headache, and nausea were seen in a minority of patients and were mild in nature. Mild increases in systolic and diastolic blood pressures (10 to 15 mm Hg) were seen at the 3 and 10 mg/kg dose levels. The specific mechanism of action for this effect remains unclear and further research will need to be conducted to elucidate this mechanism if subsequent trials demonstrate this as a reproducible effect. Several bleeding episodes, all tumor-related were seen in this study. It is unclear what role the inhibition of VEGF may have played in these cases, though an effect on rapidly proliferating tumor vascularity cannot be completely ruled out. Minor bleeding problems, such as hemoptysis in patients with pulmonary metastases, was seen in two patients but was self-limiting in both cases. There have been no preclinical models demonstrating an increased risk of bleeding or thrombosis associated with VEGF inhibition. Recently presented clinical trials, using various inhibitors of VEGF, have suggested a potential increased risk of bleeding or thrombosis in specific clinical settings.19-21 The exact mechanism and its potential relationship to VEGF inhibition remain to be defined. Kubo et al22 have recently published data demonstrating that VEGF is involved in the maintenance of endothelial cell integrity of tumor microvasculature. The blockade of VEGF receptor-3 results in an increased rate of apoptosis of these endothelial cells leading to the exposure of subendothelial tissue that may trigger a coagulation cascade. It is certainly possible that tumor-related bleeding may in part be related to such a phenomenon though further studies will need to be carried out to define an association. There was no clear association between elevated baseline serum VEGF levels and risk of bleeding though the small number of cases precludes any statistical analysis of this association. The potential for a synergistic effect when rhuMAbVEGF is combined with effective chemotherapy where rapid shrinkage of tumors may occur needs to be considered with regard to risk of bleeding.
After the administration of a single dose of rhuMAb VEGF, pharmacokinetic studies demonstrated a half-life of approximately 21 days at doses
Although antitumor response was not a primary objective of the study, we evaluated all patients for potential antitumor activity of this therapy. Although no objective responses were seen, two patients had a minor response, suggesting potential antitumor activity. In addition, 12 of 23 patients experienced stable disease during the 70-day period of the study. It is interesting that five of these patients had renal cell cancer, a disease that in its sporadic form is characterized by elevated expression of VEGF related to the deregulation of VEGF degradation resulting from mutations in the VHL gene. The renal cell patients on this study had baseline serum VEGF levels similar to those of the other diagnoses accrued. It was interesting to note, however, that patients with stable disease seemed to have mildly higher baseline serum VEGF levels compared with those patients with progressive disease. Unfortunately, this study did not treat enough patients at any single dose to adequately characterize a relationship between response and baseline VEGF profiles. It is interesting to hypothesize, however, that elevated endogenous VEGF concentrations may indicate tumors that are more VEGF driven and, therefore, may be better targets for VEGF inhibition. Evaluation of this relationship will need to be explored in single agent or combination phase II trials. It is certainly possible that more prolonged or higher-dose exposure to antiangiogenic agents will be necessary to induce objective responses or meaningful prolongation of progression-free survival in patients with established tumors, and hence, we cannot rule out the possibility that further treatment of stable patients could result in objective tumor shrinkage. This is certainly suggested by the published experience of interferon- In conclusion, although the role of antiangiogenic therapy in cancer therapy has not yet been well defined, the potential for these agents to prevent tumor progression or even induce tumor regression is evident. Our study demonstrated that rhuMAb VEGF can be safely administered and is not associated with clinically significant infusion-related side effects common to other antibodies. The pharmacokinetic profile for this agent is favorable and, with its safety profile, suggests that serial infusions on a weekly or every other week basis need to be explored. Additional phase I and II studies evaluating rhuMAb VEGF in combination with a variety of cytotoxic chemotherapy regimens and phase II studies of monotherapy in refractory malignancies are ongoing.
Funded by Genentech, Inc, and supported in part by Public Health Service grant no. MO1 RR750. We thank Dr Przemyslaw Twardowski for his contribution to the discussion of the article.
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