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© 2002 American Society for Clinical Oncology New Prognostic Score Based on Treatment Outcome of Patients With Relapsed Hodgkins Lymphoma Registered in the Database of the German Hodgkins Lymphoma Study GroupByFrom the First Department of Internal Medicine, University Hospital Cologne, and German Hodgkins Lymphoma Study Group, Cologne; Medizinische Universitätsklinik Münster, Medizinische Klinik A, Münster; Ludwig-Maximilians-Universität München, Klinikum Großhadern, Medizinische Klinik III, Munich; Klinikum der Albert-Ludwig-Universität Freiburg, Innere Medizin I, Freiburg; and Carl-Thiem-Klinikum Cottbus, II Medizinische Klinik, Cottbus, Germany. Address reprint requests to Andreas Josting, MD, First Department of Internal Medicine, University Hospital Cologne, Joseph-Stelmann-Str 9, 50924 Cologne, Germany; email: andreas.josting{at}uni-koeln.de
PURPOSE: To evaluate salvage treatment outcome of patients with relapsed Hodgkins disease (HD) and to distinguish different risk groups using identified prognostic factors. PATIENTS AND METHODS: From 4,754 patients registered in the German Hodgkins Lymphoma Study Group (GHSG) database between 1988 and 1999, 422 patients with early (n = 170) or late (n = 252) relapsed HD were identified. One hundred seven patients (25%) relapsed after radiotherapy (RT) for early stages, 133 patients (32%) after combined-modality therapy for intermediate stages, and 182 patients (43%) after chemotherapy (CT) and RT to initial bulky disease or residual lymphoma for advanced stages. At relapse, characteristics of these 422 patients (median age, 38 years; range, 17 to 77) were stage III/IV, 45%; B symptoms, 24%; elevated erythrocyte sedimentation rate, 29%; anemia, 13%; and Karnofsky performance score, less than 90 in 13%. At first relapse, salvage treatment was RT in 13%, CT in 54%, and high-dose chemotherapy (HDCT) with autologous stem-cell transplantation (ASCT) in 33%. RESULTS: Median follow-up time after relapse was 45 months. Freedom from second failure (FF2F) and overall survival (OS) were 81% and 89% for relapse after RT, 33% and 46% for early relapse after CT, and 43% and 71% for late relapse after CT, respectively. In multivariate analysis, independent risk factors were time to relapse, clinical stage at relapse, and anemia at relapse. Four subgroups with significantly different FF2F and OS were identified. The prognostic score was predictive for patients who relapsed after RT, CT with conventional CT salvage, and CT with HDCT/ASCT. CONCLUSION: In the GHSG database, time to relapse and clinical stage and anemia at relapse are relevant factors and can be used to form a prognostic score for HD patients at relapse.
DEPENDING ON stage and risk factor profile, up to 95% of patients with Hodgkin disease (HD) at first presentation reach complete remission (CR) after initial standard treatment.1-3 Depending on their initial treatment, patients who relapse after achieving CR have different treatment options, including radiotherapy for localized disease in previously nonirradiated areas, conventional salvage chemotherapy, and high-dose chemotherapy (HDCT) followed by stem-cell transplantation.4 Conventional chemotherapy is the treatment of choice for patients who relapse after radiotherapy for early-stage HD. The survival of these patients is at least equal when compared with advanced-stage patients initially treated with chemotherapy.5-7 In contrast, patients with relapsed HD after primary chemotherapy generally have a poorer prognosis. The therapeutic options include salvage radiotherapy, salvage chemotherapy, and HDCT with stem-cell transplantation. More recently, new approaches, such as sequential HDCT, tandem HDCT, allogeneic stem-cell transplantation, or nonmyeloablative conditioning with allogeneic blood progenitor cell transplantation ("mini-transplants"), have been investigated in relapsed HD.8-10 Since more aggressive approaches are associated with increased toxicity, an accurate pretreatment prognostic assessment of patients is required to help in the selection of the most appropriate therapeutic regimen. In the present study, we retrospectively analyzed patients with relapsed HD registered in the database of the German Hodgkins Lymphoma Study Group (GHSG). Patient characteristics, salvage treatment, and prognostic factors were evaluated at the time of relapse. The purpose of the present analysis was to determine independent factors correlated with treatment outcome. We demonstrate that time to relapse, stage at relapse, and anemia at relapse can be used to construct a prognostic factor model that distinguishes patients with different degrees of prognosis at relapse ranging from good (score 0), moderate (score 1), poor (score 2), to very poor (score 3).
Patient Selection Patients with relapsed HD were retrospectively analyzed using the database of the GHSG. Relapse was distinguished from primary progressive disease by a period of at least 3 months in remission after completion of first-line treatment. Recruitment into the GHSG trials for early stages (HD4 and HD7), intermediate stages (HD5 and HD8), and advanced stages (HD6 and HD9) began in 1988 and continued until 1998 (Table 1).11-15
A total of 4,754 patients were included in these trials. To be eligible, patients between the ages of 16 and 75 years had to have biopsy-proven HD at diagnosis, adequate organ function as defined by a creatinine clearance greater than 60 mL/min, serum transaminase levels less than three times normal, bilirubin less than 2 mg/dL, left ventricular ejection fraction greater than 0.45, forced expiratory volume in 1 second or diffusion capacity of carbon monoxide more than 60% of predicted, WBC count 3,500/µL, hemoglobin level 8 g/dL, and platelet count 100,000/µL. Patients were required to test negative for antibodies against the human immunodeficiency virus and to be free of active infections. All patients gave informed consent based on the institutional review boards guidelines. Patients in localized stages without risk factors received either 40-Gy extended-field radiotherapy or 30-Gy extended-field radiotherapy followed by an additional 10 Gy to involved lymph node regions. Patients in localized stages with risk factors (intermediate stages) received four cycles of chemotherapy (cyclophosphamide, vincristine, procarbazine, and prednisone [COPP]/doxorubicin, bleomycin, vinblastine, and dacarbazine [ABVD] or COPP/doxorubicin, bleomycin, and vinblastine [ABV]/ifosfamide, methotrexate, etoposide, and prednisone [IMEP]) and radiotherapy to the extended or involved field. Patients in advanced stages received eight cycles of chemotherapy (COPP/ABVD or COPP/ABV/IMEP or bleomycin, etoposide, doxorubicin, cyclophosphamide, vincristine, procarbazine, and prednisone [BEACOPP]) and localized radiotherapy to residual or initial bulky disease. Early relapse was defined as CR after first-line therapy lasting 3 to 12 months. Late relapse was defined as CR lasting more than 12 months after completion of induction treatment. A second biopsy at the time of relapse was recommended. This analysis is based on data extracted from the database and patient files from September 1999 to January 2000.
Salvage Therapy
Staging Procedures
Response Definition
Statistics The following factors documented at relapse were analyzed for their prognostic influence: age, sex, histologic subtype at first diagnosis, stage, B symptoms, relapse sites, duration of response, Karnofsky performance score, primary treatment protocol, extranodal involvement, hemoglobin, serum alkaline phosphatase, serum lactate dehydrogenase, serum albumin, WBC count, absolute and relative lymphocyte counts, and erythrocyte sedimentation rate (ESR). Candidate factors were examined by stepwise procedures. Removal and entry levels of significance were .1 and .05, respectively. No adjustment was made for multiple comparisons, and all P values were two-sided. All statistical analyses were performed using SPSS 6.1 software (SPSS, Inc, Chicago, IL). After analyzing the prognostic factors, we investigated prognostic score models combining relevant prognostic factors. OS was the primary end point for assessment of the score, and FF2F was used as a secondary end point. The objective was to identify groups of relapsed patients with particularly aggressive or responsive disease, based on characteristics available at the time of relapse.
Patient Characteristics A total of 471 patients with relapsed HD were identified. Forty-nine patients were excluded from the final analysis for the following reasons: non-Hodgkins lymphoma histology at relapse (n = 24), lack of data on salvage therapy (n = 14), refusal of salvage therapy (n = 6), and palliative radiotherapy, defined as radiotherapy not delivered to all involved sites (n = 5). Thus, 422 patients with early (n = 170) or late (n = 252) relapse were available for the final analysis. Patient characteristics are listed in Table 2.
Of these 422 patients, 107 patients (25%) had early-stage disease, 133 (32%) had intermediate-stage disease, and 182 (43%) had advanced-stage disease at first diagnosis. There were 257 males (61%) and 165 females (39%) with the following histologic types at first diagnosis: nodular sclerosis, 227 patients (54%); mixed cellularity, 139 patients (33%); lymphocyte-predominant disease, 38 patients (9%); lymphocyte-depleted disease, 12 patients (3%); and nonclassified histology, six patients (1%). One hundred seven patients (25%) had been treated with radiotherapy alone at initial diagnosis, 168 patients (40%) were treated with COPP/ABVD, 107 patients (25%) with COPP/ABV/IMEP, and 39 patients (10%) with BEACOPP (7% BEACOPP baseline; 3% BEACOPP escalated).13,15 Two hundred sixty-three patients (62%) had received both chemotherapy and radiotherapy during first-line treatment. The median age of all patients at relapse was 38 years (range, 17 to 77 years). Relapse was proven by biopsy in 301 patients (71%) and/or demonstrated unequivocally on radiographic studies. Stage at relapse by Ann Arbor criteria was I in 125 patients (30%), II in 107 (25%), III in 48 (11%), and IV in 142 (34%). At relapse, 59 patients (14%) had lung involvement, 51 (12%) had liver involvement, 38 (9%) had bone involvement, 38 (9%) had bone marrow involvement, and 21 (5%) had extranodal disease. Thirty-one patients (13%) had more than one organ involved. Seventy-one (17%) had Karnofsky performance scores less than 90, and 101 patients (24%) had B symptoms at the time of progression.
Time Until Relapse and Localization of Disease at Relapse From a total of 107 patients receiving first-line radiotherapy, relapse occurred after a median period of 19 months (range, 3 to 98 months) after first diagnosis. Twenty-nine patients (27%) had early and 78 patients (73%) had late relapse, respectively, with 12 patients (11%) relapsing after more than 5 years. Stage at relapse after radiotherapy for early-stage disease by Ann Arbor criteria was stage I in 41 patients (39%), II in 25 (23%), III in 11 (10%), and IV in 30 patients (28%). Twenty-five patients (23%) presented with infield relapse, 50 patients (47%) with outfield relapse, and 32 patients (30%) with both in- and outfield relapse.
Salvage Therapy Of the 315 patients who relapsed after first-line chemotherapy who were treated with salvage therapy, 128 patients (40%) received conventional salvage chemotherapy, 47 patients (15%) received salvage radiotherapy, and 140 (45%) received salvage chemotherapy followed by HDCT and ACST (Table 3).
For the 268 patients who received salvage chemotherapy (conventional or followed by HDCT and ASCT), the salvage regimens included dexamethasone, carmustine, etoposide, cytarabine, and melphalan (Dexa-BEAM) in 141 patients (53%), COPP/ABVD-like regimens in 40 patients (15%), ifosfamide-containing regimens (such as ifosfamide, methotrexate, and etoposide or ifosfamide, epirubicin, and etoposide) in 24 patients (9%), cyclophosphamide, etoposide, vindesine, and dexamethasone (CEVD) in 18 patients (6%), dexamethasone, high-dose cytarabine, and cisplatin (DHAP) in 16 patients (6%), and BEACOPP in 13 patients (5%); other second-line salvage chemotherapy regimens were used in 16 patients (6%). The overall response rate after salvage chemotherapy was 70% (63 CRs and 17 PRs). At relapse after first-line chemotherapy, 47 patients (15%) were treated with salvage radiotherapy alone. Salvage radiotherapy as second-line treatment included extended-field radiotherapy in 27 patients, involved-field radiotherapy in 17 patients, and total nodal irradiation in three patients. The median dose of radiotherapy delivered was 40 Gy (range, 30.6 to 50 Gy). At the time of relapse, 29 patients (65%) treated with salvage radiotherapy had stage I disease, 16 patients (30%) had stage II, and two patients (5%) had stage III. The overall response rate after salvage radiotherapy was 96% (92% CR and 4% PR). One hundred forty patients received HDCT and ASCT. The initial salvage chemotherapy regimen was Dexa-BEAM in 90 patients (64%), ifosfamide-containing regimens in 18 patients (13%), DHAP in 14 patients (10%), a COPP/ABVD-like regimen in six patients (4%), BEACOPP in five patients (4%), CEVD in five patients (4%), and other regimens in two (1%). The conditioning regimens used were cyclophosphamide, etoposide, and carmustine in 78 patients (56%), carmustine, etoposide, cytarabine, and melphalan in 44 patients (31%), and others in 17 patients (13%). The stem-cell source was peripheral-blood stem cells in 111 patients (79%), autologous bone marrow in 25 patients (18%), and both in four patients (3%).
Survival and Prognostic Factors
Prognostic factors for OS after relapse were assessed by univariate Kaplan-Meier analysis and by multivariate Cox regression analysis, as described below. The first step was a Cox regression analysis on data from all curatively treated patients (n = 422) using all candidate factors except for the laboratory values, which were frequently incomplete. Both backward and forward selection methods resulted in an identical selection of significant factors as follows: age (P < .0001), primary modality (P < .0001), duration of response (P = .016), stage (P = .022), B symptoms (P = .037), and Karnofsky index (P = .031). Laboratory factors were then tested separately, allowing for significant clinical factors. This analysis identified hemoglobin (P = .019), alkaline phosphatase (P = .028), and ESR (P = .034) as significant factors. Univariate and multivariate regression results are listed in Table 4.
Eighteen patients had extranodal lesions at relapse that were also associated with a worse OS (P = .075) in multivariate analysis. When included as a candidate factor, extranodal disease was selected instead of the Karnofsky index in the stepwise procedure. However, this factor was not considered in our main analysis because of the small number of cases with extranodal lesions. To further assess the impact of time to relapse, we performed a multivariate Kaplan-Meier analysis in which patients were grouped according to time of relapse. This analysis demonstrated poor OS in those patients with very early relapse (3 to 6 months) and early relapse (6 to 12 months). In contrast, those patients with later relapse had a more favorable outcome (13 to 18 months, 19 to 36 months, and > 36 months). Importantly, there was no significant difference in terms of OS in patients within the group of patients with early (< 12 months) or late (> 12 months) relapse. Our analysis of prognostic factors suggests that the prognosis of a patient at relapse can be estimated according to several influential factors. Groups of patients with different prognoses can be defined, possibly requiring salvage treatments of different intensities. We therefore attempted to combine the relevant factors into a single prognostic index or score to allow us to characterize relapsed patients with respect to tumor aggressiveness. Because patients treated with first-line chemotherapy have different salvage options compared with those treated only with first-line radiotherapy, these two groups were considered separately. In addition, as a factor, primary protocol was not explicitly included in the prognostic score. Because age and Karnofsky status are not necessarily related to aggressive disease, these factors were excluded from the prognostic score. This left time to recurrence, stage, B symptoms, hemoglobin, ESR, and alkaline phosphatase as score candidates. The last four factors were highly correlated. Multivariate selection identified ESR as the most significant of these four factors. However, we decided to work with the hemoglobin rather than ESR because ESR is very sensitive to other conditions, such as infection, and it can fluctuate widely from day to day, whereas hemoglobin is relatively stable. This reasoning parallels that of Hasenclever and Diehl17 in the derivation of the international prognostic score for newly diagnosed, advanced-stage HD patients. When ESR was removed from the list of candidate factors, stepwise procedures selected the clinical factors of primary protocol, time to relapse, stage, Karnofsky index, and hemoglobin. Thus, the prognostic score was finally calculated on the basis of time to recurrence, stage, and hemoglobin. Scores were early relapse occurrence (within 12 months of the end of primary treatment), stage III or IV at relapse, and anemia. These risk factors can be combined in a prognostic index to form a score with possible values of 0, 1, 2, and 3 in order of worsening prognosis. Figures 4 and 5 show OS and FF2F for the resulting prognostic groups for all patients. The prognostic score was predictive for patients who relapsed after radiotherapy or after conventional chemotherapy or HDCT followed by ASCT (Figs 6 through 8). We calculated the prognostic score hazard ratios (with SEs) for the various patient groups (initial radiotherapy, initial chemotherapy with conventional salvage treatment, and initial chemotherapy with HDCT salvage). These hazard ratios all lay between 1.95 and 2.22, with no significant differences between groups. In addition, this prognostic index also significantly divided different risk groups when only patients under 60 years of age with a Karnofsky score of at least 90 were included (Fig 9). This underscores the clinical relevance in the group of patients who are major candidates for an intensified salvage treatment.
The following findings emerged from this study: (1) The outcome of patients with relapsed HD registered in the database of the GHSG strongly depends on first-line treatment and time of recurrence. For patients who relapsed after first-line radiotherapy, the 4-year FF2F and OS were 81% and 88%, respectively. In contrast, patients with early relapse after first-line polychemotherapy had 4-year FF2F and OS of 36% and 44%, respectively. Those with late relapse had 4-year FF2F and OS of 44% and 72%, respectively. (2) Additional prognostic factors for OS that were predictive at the time of relapse include age, Karnofsky performance score, B symptoms, stage, anemia, and ESR. (3) Using time to recurrence, stage, and anemia, a prognostic score was developed classifying patients into four subgroups with significantly different FF2F and OS. The prognostic score was predictive for the whole group of patients, including those who relapsed after radiotherapy and those who relapsed after chemotherapy (both conventional-dose regimens and HDCT). Patients with localized HD who relapse after radiotherapy alone have satisfactory results when treated with conventional-dose polychemotherapy. The 10-year OS is 57% to 71%, as reported in large series.5-7 However, stage at relapse is an important prognostic variable in radiotherapy failures. A study from Stanford including more than 100 patients with relapsed HD after subtotal or total nodal irradiation showed that conventional salvage chemotherapy is sufficient in patients with limited stages who have no B symptoms on recurrence (stages IA and IIA). After 10 years, 90% of these patients remained disease-free.18 In contrast, the 10-year disease-free survival for those with advanced stages at the time of relapse (III or IV) or with B symptoms was 58% and 34%, respectively. An analysis using the International Database on Hodgkins Disease showed a worse prognosis for patients whose relapse included an extranodal site and stage IV at relapse and for those patients older than 40 years.19 The overall prognosis is worse for patients who relapse after first-line chemotherapy when treated with conventional chemotherapy. At present, HDCT followed by ASCT is the treatment of choice for patients with relapsed HD after first-line polychemotherapy. In phase II studies, HDCT followed by ASCT has been shown to produce 30% to 65% long-term disease-free survival in selected patients with refractory and relapsed HD.20-23 Two randomized studies performed by the British National Lymphoma Investigation and the GHSG/European Bone Marrow Transplantation Group (HDR-1) have shown improved outcome in patients with relapsed HD treated with HDCT.24,25 Although the results reported with HDCT in patients with late relapse have been superior to those reported in most series of conventional chemotherapy, the use of HDCT in late relapses had been an area of controversy. Patients with late relapse have satisfactory second CR rates when treated with conventional chemotherapy, with OS ranging from 40% to 55%. However, the HDR-1 trial showed improved FF2F after HDCT compared with conventional chemotherapy in patients with late relapse. Therefore, HDCT should be considered as standard treatment for all patients with previous chemotherapy, including those with late relapse.25 Although these results indicate the superiority of HDCT compared with conventional chemotherapy in patients with relapsed HD, a proportion of patients with early relapse will develop recurrent disease after HDCT. On the other hand, a considerable number of good-risk patients might be overtreated with HDCT. Thus, an effective assessment of prognostic factors, assessable at the time of relapse, is required to guide the physician in selecting the most appropriate therapeutic regimen and to evaluate new experimental approaches in very poor-risk relapses. The results and usefulness of a prognostic factor analysis are naturally limited by the selection of candidate factors for consideration in the analysis. In the present investigation, we investigated those factors that were documented at relapse and that we believed to be potentially relevant, either because they were widely recognized as prognostic at initial diagnosis of HD or prognostic relevance had been demonstrated in previous investigations. One of the most important prognostic factors for these patients is the duration of the initial remission.26,27 In 1992, the National Cancer Institute updated their experience with the long-term follow-up of patients who had relapsed after polychemotherapy. On this basis, patients for whom chemotherapy had been unsuccessful were divided into two subgroups: early relapses occurring within 12 months of CR and late relapses after CR lasting more than 12 months. Using conventional chemotherapy for patients with early relapse or late relapse, the projected 11-year survival rates were 11% and 22%, respectively. Derived primarily from treatment failure after mechlorethamine, vincristine, procarbazine, and prednisone (MOPP) and MOPP variants, the conclusions are relevant to other chemotherapy programs that include HDCT and ASCT.28 Many other prognostic factors have been described for patients who relapse after first-line chemotherapy. These include age, sex, histology, relapse sites, stage at relapse, B symptoms, performance status, and extranodal relapse. The impact of these factors is difficult to assess due to confounding factors, such as small number of patients and inclusion of primary progressive HD. In addition, multivariate analyses were not performed systematically. Lohri et al29 observed favorable outcome for patients with favorable risk factors, such as no stage IV at diagnosis, absence of B symptoms at relapse, and initial remission duration of more than 12 months. The 5-year failure-free survival rate was 82% for those lacking all three (n = 22) and 17% for those who had one or more factors (n = 49). Fermé et al30 analyzed 100 patients with relapsed or refractory HD who were treated with salvage therapy before high-dose therapy. By univariate analysis, patients with a long initial (< 12 months) remission, untreated relapse, and good performance status showed improved OS. Reece et al21 reported an analysis on 58 patients treated with HDCT and ASCT at the same institution. Four prognostic subgroups were identified according to the presence of the following parameters at relapse: B symptoms, extranodal disease, and initial remission duration less than 12 months. Patients with no risk factor had a 3-year progression-free survival rate of 100%, compared with 81% in patients with one factor, 40% in those with two factors, and 0% in patients with all three factors. Brice et al31 performed one of the largest studies evaluating prognostic factors in relapsed HD. One hundred eighty-seven patients who relapsed after a first CR were included. At first relapse, treatment was conventional (chemo- and/or radiotherapy) in 44% and HDCT followed by ASCT in 56%. Two prognostic factors were identified by multivariate analysis as correlating with both FF2F and OS: initial duration of first remission (ie, < 12 months or > 12 months; P < .0001) and stage at relapse (I to II v III to IV; P = .0013). The FF2F rates for the two factors were 62% and 32% and the OS rates were 44% and 87% according to the presence of zero or two parameters, respectively. Laboratory data were not available in this retrospective analysis.31 The present analysis included a much larger number of relapsed patients than previously reported. Our analysis of prognostic factors suggests that the prognosis of a patient with relapsed HD can be estimated according to several factors. We combined the most relevant factors into a prognostic score. This score was calculated on the basis of time to recurrence, stage, and anemia. Early recurrence within 3 to 12 months after the end of primary treatment, stage III or IV relapse, and hemoglobin at relapse (< 10.5 g/dL for females and < 12 g/dL for males) were counted in a score with possible values of 0, 1, 2, and 3 in order of worsening prognosis. Although the separation of the survival curves for patients with different scores varies between groups of patients, this variation seems to be no more than would be expected due to chance. For patients who had radiotherapy initially, in particular, the curves look different, but (1) the prognosis for these patients is much better overall and (2) the number of events is small, leading to relatively large change variations in the survival curves. We calculated the prognostic score hazard ratios (with SEs) for the various patient groups (initial radiotherapy, initial chemotherapy with conventional salvage, and initial chemotherapy with HDCT salvage). These hazard ratios all lay between 1.95 and 2.22, with no significant differences among groups.
In summary, the prognostic score makes it possible to distinguish patients with different FF2F and OS. The actuarial 4-year FF2F and OS rates for patients who relapsed after chemotherapy with three unfavorable factors were 17% and 27%, respectively. In contrast, patients with none of the unfavorable factors had FF2F and OS rates at 4 years of 48% and 83%, respectively. In addition, the prognostic score was also predictive for patients who relapsed after radiotherapy, for patients who relapsed after conventional chemotherapy or HDCT followed by ASCT, and for patients under 60 years old with a Karnofsky performance score In conclusion, our prognostic factor score uses clinical characteristics that can be easily collected at the time of relapse. It separates groups of patients with substantially different outcomes. The prognostic factors identified may be useful to tailor the therapy for subgroups of patients, to define homogeneous cohorts for prospective randomized trials, and to identify more precisely patients with poor-risk relapse who should be treated with innovative approaches.
Supported by grants from the Bundesministerium für Forschung und Technologie and the Deutsche Krebshilfe.
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Copyright © 2002 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
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