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© 2002 American Society for Clinical Oncology Prognostic Value of Tumoral Thymidylate Synthase and p53 in Metastatic Colorectal Cancer Patients Receiving Fluorouracil-Based Chemotherapy: Phenotypic and Genotypic AnalysesByFrom the Centre Antoine Lacassagne and Centre Hospitalier Universitaire, Nice; LInstitut National de la Santé et de la Recherche Médicale U490, Paris; Institut Paoli Calmette, Marseille; Centre Hospitalier Universitaire, Grenoble; Centre Hospitalier Universitaire, Clermont-Ferrand, France. Address reprint requests to Gerard Milano, PhD, Laboratoire dOncopharmacologie, Centre Antoine Lacassagne, 33 Av de Valombrose, 06189 Nice Cedex 2, France; email: gerard.milano{at}nice.fnclcc.fr
PURPOSE: The aim of this multicenter prospective study was to evaluate the role of intratumoral parameters related to fluorouracil (FU) sensitivity in 103 metastatic colorectal cancer patients receiving FUfolinic acid. PATIENTS AND METHODS: Liver metastatic biopsy specimens were obtained for all patients and primary tumor biopsy specimens for 54 patients. Thymidylate synthase (TS), folylpolyglutamate synthetase, and dihydropyrimidine dehydrogenase were measured by radioenzymatic assays; TS promoter polymorphism (2R/2R v 2R/3R v 3R/3R) was determined by polymerase chain reaction; and p53 protein and mutations were analyzed by immunoluminometric assay and denaturing gradient gel electrophoresis, respectively. RESULTS: p53 mutations were observed in 56.7% of metastases. TS activity was significantly higher in 2R/3R tumors as compared with 2R/2R or 3R/3R. TS activity in metastasis was the only parameter linked to clinical responsiveness (responders exhibited the lower TS, P = .047). Univariate Cox analyses demonstrated that TS activity in primary tumor (the greater the TS, the poorer the survival; P = .040), TS promoter polymorphism in primary tumor (risk of death of 2R/3R v 2R/2R, 2.68; P = .035), and p53 stop mutation in metastasis (risk of death of stop mutations v wild type, 3.14; P = .018) were the only significant biologic predictors of specific survival. Stepwise analysis did not discriminate between TS activity and TS polymorphism. CONCLUSION: Present results confirm the value of tumoral TS activity for predicting FU responsiveness, point out the importance of detailed p53 mutation analysis for predicting survival, and suggest that TS genotype in primary tumor carries a prognostic value similar to that of TS activity.
THE BASIS OF THE chemotherapeutic strategy for the treatment of advanced colorectal cancer is currently broadening with the clinical emergence, among a plethora of potential candidates, of new active drugs such as irinotecan1 and oxaliplatin.2 It follows that fluorouracil (FU) is no longer the sole agent with significant antitumor activity in colorectal cancer. This new therapeutic context heightens the need for objective arguments when choosing the most active drug for a given colorectal tumor. Concerning FU itself3 or new promising FU prodrugs such as capecitabine,4 several tumoral candidates able to predict FU efficacy have been identified. Thymidylate synthase (TS), one of the key enzymes controlling DNA replication, is a target enzyme for numerous anticancer drugs, of which FU is the main one. Importantly, the TS promoter enhancer region is polymorphic, and this polymorphism influences the translation efficiency of TS mRNA.5-7 TS promoter comprises 28-base pair sequences, usually presented as a double-tandem repeat (2R) or a triple-tandem repeat (3R), and it was demonstrated that homozygous 3R/3R cells overexpressed TS mRNA as compared with homozygous 2R/2R cells.6,7 Numerous investigators have demonstrated that a low tumoral TS expression in colorectal cancer patients receiving FU-based chemotherapy was related to clinical responsiveness as well as to longer survival.8-14 Relevance of TS activity15,16 or TS protein17 has been less extensively studied. In contrast to TS expression or activity, few data have been reported on the clinical relevance of TS polymorphism.18 The potential role of tumoral dihydropyrimidine dehydrogenase (DPD) is interesting in terms of controlling FU responsiveness19 because DPD is not only relevant for FU itself but also for new FU prodrugs such as capecitabine or tegafur, which produce FU at the target site. A previous in vitro analysis conducted on 19 human cancer cell lines revealed that DPD activity in tumor cells was significantly related to FU sensitivity, the lower the DPD activity, the greater the FU cytotoxicity.20 This experimental result was confirmed on a human cancer xenograft model demonstrating significant relationships between FU efficacy and tumoral DPD activity or expression.21 Clinical confirmation of the predictive role of DPD was provided by Salonga et al,8 who reported that DPD gene expression in colorectal tumors was associated with FU responsiveness, with responding patients having lower DPD expression than nonresponding patients. Because FU requires elevated cellular concentrations of reduced folates in polyglutamate form in order to achieve maximal TS inhibition,22 important for FU cytotoxic activity is the enzyme folylpolyglutamate synthetase (FPGS), which controls the intracellular concentration of polyglutamated reduced folates.23 We previously demonstrated in vitro24 as well as in a preliminary study on 44 liver metastatic colorectal cancer patients receiving FU-based therapy25 that tumoral FPGS activity was a potential predictor of FU efficacy. Experimental studies have demonstrated that FU-induced TS inhibition mediates apoptosis mainly through the Fas system.26,27 Data from Maecker et al28 have demonstrated that p53 status may regulate the Fas expression level. Thus, the central role of p53 at the crossroads between apoptosis and cell proliferation, along with the high proportion of p53-mutated colorectal tumors, highlights p53 as a potential candidate for predicting FU efficacy in colon cancer patients.29 With TS, p53, DPD, and FPGS, one thus disposes of a set of complementary parameters, which could faithfully reflect different aspects of FU tumoral resistance. So far, multifactorial pharmacologic investigations designed to predict FU antitumor efficacy at the clinical level have been rare. This lack of multifactorial studies is accounted for by the fact that such investigations, in order to achieve sufficient statistical power, necessitate large numbers of patients. We thus conducted a prospective multicentric study on a homogenous group of Dukes D colorectal cancer patients with unresectable hepatic metastasis treated by FUfolinic acid chemotherapy. Liver metastatic biopsy specimens were available for all patients. Additionally, biopsy specimens of the primary tumor were obtained in 54 patients. The aim of the present study was to evaluate the predictive value on clinical responsiveness and the prognostic role on specific survival of TS, DPD, and FPGS activities, TS promoter polymorphism, and p53 (evaluated both as intracellular protein concentration and mutation status). This is one of the first studies to include both phenotypic and genotypic investigations of TS and p53.
Patients From January 1994 to November 1998, 103 patients (60 men, 43 women; mean age, 63.7 years, range, 27 to 82 years) were included. This French prospective multicenter study was conducted in four medical centers: Hopital Pasteur, Centre Hospitalier Universitaire (CHU) de Nice (n = 35); Hopital Albert Michallon, CHU de Grenoble (n = 39); Hotel Dieu, CHU de Clermont Ferrand (n = 19), and Institut Paoli Calmettes, Cancer Center of Marseille (n = 10). All patients exhibited Dukes D colorectal cancer with isolated synchronous (n = 90) or metachronous (n = 13) liver metastases assessable by computed tomography scan. Primary tumor location was left colon and sigmoid for 49 patients, right colon for 14 patients, transverse colon for two patients, and rectum for 38 patients. Liver metastases were single in 11 patients and multifocal in 92 patients. Inclusion criteria excluded patients who had received previous FU-based chemotherapy. All patients had a laparotomy, either for primary tumor resection or for an unsuccessful attempted removal of liver metastasis. In both situations, a liver metastatic biopsy specimen was taken at that time for diagnostic and pharmacologic purposes. In addition, for 54 patients, we obtained a tissue sample of the primary tumor. For each biopsy specimen, a slice was cut off for histologic control. After laparotomy, all patients received chemotherapy combining FU and folinic acid (Fol) (racemic form) given intravenously: 74 patients received a 5-day infusion associating FU (350 mg/m2/d) and Fol (200 mg/m2/d), three cycles at 4-week intervals; nine patients received 12 cycles of weekly 24-hour infusion of FU (1,300 mg/m2) plus Fol (200 mg/m2), and 20 received a 2-hour infusion of Fol (200 mg/m2/d), followed by an FU bolus (400 mg/m2/d) and 22-hour FU infusion (600 mg/m2/d) for 2 days every 14 days (six cycles administered). Three months after the start of chemotherapy, a new abdominal computed tomography scan was performed to assess the variation in size of hepatic lesions compared with the first tomography, without knowledge of the molecular results. Assessment of objective response was made according to the criteria of the World Health Organization.30 Complete response (CR) was defined as disappearance of all lesions, and partial response (PR) was defined as regression of at least 50% of all lesions. Stabilization (St) corresponded to tumor regression less than 50% or tumor progression less than 25%. Progression (Pg) corresponded to appearance of new lesion or tumor size increase greater than 25%. The same chemotherapy regimen was maintained until disease progression. None of the patients underwent liver metastasis resection (for patients with PR, resection was impracticable as a result of multifocal liver metastases or poor general status). Second-line treatments were as follows: raltitrexed alone (n = 3), irinotecan alone (n = 6), oxaliplatin alone (n = 4), and oxaliplatin-FU combination (n = 5). Duration of survival was calculated from the start of chemotherapy. For specific survival, the end point was cancer-related death, excluding chemotherapy-related death. Only one patient was lost to follow-up. The median follow-up duration was 52.8 months for patients who did not die. At the time of analysis, 84 patients had died from their disease, and four had died from other causes. Median overall survival was 16.0 months (95% confidence interval, 13.6 to 18.5 months) and median specific survival was 16.4 months (95% confidence interval, 14.0 to 18.9 months).
Investigation of Tumor
TS Activity Assay
FPGS Activity Assay
DPD Activity Assay
TS Promoter Polymorphism
p53 Protein Assay
p53 Mutation Analyses
Statistical Analysis
Description of Tumoral Parameters Table 1 lists the wide variability observed for all parameters, both in primary tumors and liver metastases. TS activity was approximately two-fold higher in primary tumor as compared with metastasis (geometric mean, 325 v 150 fmol/min/mg protein, P = .037) and DPD activity was significantly lower in primary tumor as compared with liver metastasis (mean 100 v 166 pmol/min/mg protein, P < .001). Interestingly, with the exception of DPD, significant positive correlations were observed between primary tumor and metastasis for all parameters, the strongest relationship being observed for p53 protein (Table 1).
p53 mutations were screened in liver metastases only. Among the 97 patients analyzed, 55 exhibited p53 mutations (ie, 56.7%), as detailed in Table 2. Stop mutations represented 14.5% of all mutations (eight cases). The frequency of p53 mutation was not significantly different between synchronous and metachronous metastases. Figure 1 illustrates the distribution of p53 protein concentrations as a function of p53 mutations in liver metastases. p53 protein concentrations were significantly higher in p53 mutated samples as compared with p53 wild-type samples; geometric mean was 1.65 ng/mg for p53 mutated samples (stop + nonstop) versus 0.24 ng/mg for p53 wild-type samples (P < .001).
Interestingly, TS activity measured in metastases was two-fold lower in p53 wild-type tumors (n = 42, geometric mean 104; Q1 to Q3, 25 to 471 fmol/min/mg protein) than in p53 mutated tumors (n = 56, geometric mean 207; Q1 to Q3, 61 to 706 fmol/min/mg protein, P = .046). Liver metastases with p53 stop mutations exhibited intermediary TS activities as compared with biopsy specimens with nonstop mutations or p53 wild-type specimens (geometric mean, 126 v 225 v 104 fmol/min/mg protein, respectively; analysis of variance, P = .09). TS activity did not significantly correlate with p53 protein concentration, neither in metastases (P = .066) nor in primary tumors (P = .63). TS promoter polymorphism was investigated in 88 liver metastases and 50 primary tumors. Distribution of TS genotype was 20.0% 2R/2R, 40.0% 2R/3R, and 40.0% 3R/3R in primary tumors and 23.9% 2R/2R, 43.2% 2R/3R, and 33.0% 3R/3R in metastases. The above distributions were in close agreement with those predicted by the Hardy-Weinberg equilibrium. In patients with TS polymorphism analyzed both in primary tumor and metastasis, TS genotype was superimposable between primary tumor and derived metastasis. Allelic loss was observed in 50% of heterozygous primary tumor biopsy specimens and in 47% of heterozygous liver metastases. Each allele was lost at a similar rate. Analysis of allelic imbalances revealed discordance between primary tumor and metastasis for three patients. TS genotype was finally considered after correction for allelic loss (ie, 2R/3R were classified as 2R/2R or 3R/3R, depending on the allele lost). Distribution of TS genotype after correction for the allelic loss is listed in Table 3.
In primary tumors, TS activity was significantly higher in heterozygous as compared with homozygous tumors (Table 3 and Fig 2). Because TS activity was related to p53 mutation status, the comparison of TS activity in metastases between TS genotype classes was performed with and without adjustment on p53 status; the difference was close to significance only after adjustment on p53 mutations (P = .055, Table 3). No relationship was observed between TS genotype and p53 status according to mutation analysis ( 2 test) or protein concentration (analysis of variance).
Analysis of Clinical Responsiveness Clinical response on liver metastasis was assessable for 102 patients. Four CR, 35 PR, 21 St, and 42 tumor progressions were observed, giving an objective response rate of 38.2%. A description of quantitative parameters measured in metastases as a function of responsiveness is listed in Table 4. Tumor responsiveness was not linked to the clinical characteristics of metastases (synchronous v metachronous; single v multifocal). p53 protein in metastases was not significantly different between responding and nonresponding patients (Table 4). Accordingly, response rates were not significantly different between p53 mutated and p53 wild-type tumors (36.4% v 36.6%, 2 P = .59). Similar results were observed when stop mutations or mutations affecting the zinc-binding domain were considered.
TS activity measured in metastasis was the only parameter significantly related to tumor responsiveness, with responding patients exhibiting lower TS activities than nonresponding patients (Tables 4 and 5). In contrast, analysis of TS promoter polymorphism in metastasis revealed comparable objective response rates between 2R/2R, 2R/3R, and 3R/3R tumors (36.7% v 36.8% v 36.8%, respectively).
Application of our previously established TS and FPGS cutoff values for discriminating responsive patients (320 and 1,100 units, respectively; from Chazal et al25) confirmed the significance of TS: objective response rate was 20.5% in patients with TS more than 320 fmol/mn/mg versus 49.2% in patients with TS less than 320 fmol/mn/mg (P = .005, odds ratio, 3.75). In contrast, the predictive value of FPGS was not confirmed (31.1% response rate in patients with FPGS < 1,100 fmol/mn/mg v 43.9% in patients with FPGS > 1,100 fmol/mn/mg, P = .19). Finally, the combination of TS and FPGS, considered as categorical variables, slightly improves the predictive value of TS (odds ratio, 4.34), whereas that of FPGS was still NS (multivariate logistic regression). DPD and p53 considered as categorical variables (lower v greater than median value) did not predict clinical responsiveness. Importantly, none of the parameters measured in primary tumor was linked to clinical response on liver metastasis (Table 5).
Analysis of Survival
The existence of p53 mutations was not related to survival when considered globally (mutated v wild type, determined in metastases only) or indirectly via p53 protein content. Of notealbeit based on a small number of patientsall patients exhibiting p53 stop mutations died from their disease, with a significantly shorter specific survival than p53 wild-type patients (relative risk of death, 3.14; P = .018; Table 6). Median survivals were 11.3 months for patients with stop mutations, 17 months for patients with nonstop mutations, and 16.9 months for patients without mutation (log rank P = .011, Fig 4).
The prognostic values of TS activity and genotype in primary tumor and p53 stop mutations were then tested separately, taking into account the clinical parameters related to survivalthat is, metastasis characteristics (multifocal v single; synchronous v metachronous) and patient age. Such multivariate analyses revealed that TS activity (P = .061), TS genotype (P = .070), and p53 stop mutations (P = .059) remained close to significance, thus pointing out their prognostic value independently of classical prognostic factors. Last, because TS activity in primary tumor was linked to clinical responsiveness, it was relevant to know whether TS prognostic value was independent from clinical response or not. In fact, survival of colorectal cancer patients with liver metastases is known to be closely related to clinical response on metastasis, as presently confirmed (univariate Cox regression for St + Pg v CR + PR gave P < .001, with a relative risk at 2.47). A multivariate analysis taking into account clinical parameters related to survival (metastasis characteristics and patient age), along with clinical response, confirmed the prognostic value of TS activity (P = .045) independently of clinical responsiveness.
This prospective study was performed on the largest homogenous population of liver metastatic colorectal cancer patients (n = 103) published to date. All patients received first line FUfolinic acid chemotherapy, and none of them underwent liver metastasis resection. Importantly, the pharmacologic parameters potentially related to FU sensitivity (TS, DPD, FPGS, p53) were investigated in the treatment-targeted tissue (liver metastasis) for all patients, as well as in primary tumor when possible (metastasis synchronous with primary cancer). Based on the observed variability of tumoral parameters, calculation of the statistical power to detect differences between responders and nonresponders indicated that adequate statistical power was reached for DPD, FPGS, and TS activities, whereas a weaker power was detected for p53 protein (data not shown). Contrary to a previous study by our group on head and neck cancer patients receiving FU-based therapy,35 the present study does not demonstrate a significant role of tumoral DPD activity on clinical response (Tables 4 and 5) or on survival (Table 6). This result contrasts with that of a study8 that reported that DPD gene expression in colorectal cancer was a significant predictor of FU responsiveness. Also, present data (Tables 4 and 5) do not confirm the previously reported value of FPGS activity for predicting FU responsiveness in colorectal cancer patients.25 This latter observation could be accounted for by the fact that patients received folinic acid, thus lessening the role of FPGS. From the present study, DPD and FPGS evaluated as enzymatic activities do not play a major role for predicting FU responsiveness or survival of colorectal cancer patients. Among the pharmacologic factors related to fluoropyrimidine sensitivity, TS expression or activity has been the most thoroughly investigated parameter over the last decade.8-17 Few data have been reported on the clinical interest of TS promoter polymorphism.18,36 TS activity was presently investigated, along with TS polymorphism, in primary tumor and metastasis tissue samples. TS promoter genotypes were concordant between primary tumors and derived liver metastases, with the exception of different allelic imbalances in three patients: two patients exhibited an allelic loss in primary tumor not present in the corresponding metastasis, and one patient demonstrated different allelic losses in primary tumor and metastasis. These discrepancies could be explained by different contamination rates from normal cells in primary tumors and metastases. The latter case (allelic loss different in primary tumor and metastasis) could be explained by early metastatic dissemination occurring before allelic loss in the primary tumor. Present data clearly demonstrate that TS activity was higher in heterozygous as compared with homozygous patients, both in primary tumor and metastases (Table 3 and Fig 2). This result contrasts with the data of Horie et al6 and Kawakami et al7 and suggests the existence of additional posttranscriptional regulatory pathways. TS activity measured in metastasis, and not TS promoter polymorphism, was the only significant predictor of treatment efficacy, with responding patients exhibiting lower TS activity than nonresponding patients (Tables 4 and 5). This result contrasts with the findings by Villafranca et al18 and McLeod et al36 suggesting that TS genotype may be related to FU-based responsiveness. Numerous experimental and clinical studies have demonstrated that elevated tumoral TS is related to FU resistance.8-16 Even though TS promoter polymorphism may modulate the basal level of TS protein,5-7 present results clearly demonstrate that TS genotype cannot serve as a substitute for TS activity in order to predict FU responsiveness. Besides, although TS activity in metastasis is correlated to TS activity in primary tumor, the latter is not predictive of FU efficacy on liver metastasis, in line with data from Aschele et al.37 Considering the tumoral evolution from initial tumor to distant metastasis, it is not surprising that measurement at the target level is the most relevant approach. Regarding the influence of TS on specific survival, both TS activity and TS genotype measured in primary tumor were significant survival predictors (Table 6). Heterozygous patients, exhibiting the highest TS activities, had the poorest prognosis (Fig 3). In order to select the strongest factor between TS activity and TS genotype, we performed a bivariate stepwise analysis (backward and forward), which did not allow one of these two factors to be discriminated, suggesting that TS activity and TS genotype carried similar prognostic values. Interestingly, TS activity (P = .061) and TS genotype (P = .070) remained close to significance after stratification on metastasis characteristics. Of note is the fact that TS activity (P = .045) and not TS genotype (P = .14, data not shown) remained a significant survival predictor when combined with clinical responsiveness. The independence of TS activity from clinical responsiveness for predicting survival suggests a dual role of TS, having a prognostic value linked to its intrinsic tumor aggressiveness potential, as well as a role toward clinical responsiveness likely linked to the pharmacologic interaction between TS and the FU anabolite fluorodeoxyuridine monophosphate. By contrast, when measured in metastasis, TS activity and TS genotype were not related to patient survival (Table 6). Regarding TS genotype, this discrepancy is explained by discordant allelic imbalances in the three patients with a different allele loss between primary tumor and metastasis: analyses performed in the subset of 44 patients with TS genotype evaluated both in primary tumor and metastasis (data not shown) confirmed that TS genotype remained significant in primary tumor (P = .051) and nonsignificant in metastasis (P = .99). TS activity was two-fold lower in p53 wild-type metastases than in p53 mutated metastases, corroborating clinical data from Lenz et al12 that was based on reverse transcriptasePCR mRNA quantification. Such observations are in line with a study by Lee et al38 suggesting in a mouse model that p53 wild-type protein could downregulate TS. Conversely, Chu et al39 reported a specific interaction between the TS protein and the protein-coding region of p53 mRNA and drew the conclusion that TS could downregulate the expression of p53 at the translational level. In this context, we looked at a possible negative correlation between TS activity and p53 protein in the subgroup of p53 wild-type patients and did not observe any significant relationship (data not shown). p53 mutations were analyzed in metastases and the concentration of the p53 protein was determined both in metastases and primary tumor. p53 protein concentrations, reflecting the protein cellular retention, were significantly higher in p53-mutated metastases as compared with wild type (approximately seven-fold, Fig 1), in line with the literature.40 In concordance with the data by Belluco et al,10 we observed a significant positive correlation between p53 protein measured in primary tumors and derived metastases (r2 = .28, P < .001, Table 1). p53 mutations were observed in 56.7% of metastatic tissue samples (Table 2). p53 protein concentrations (measured in metastasis or in primary tumor) were not significantly different in responding and nonresponding patients (Table 4). Accordingly, response rates were similar between p53 mutated and p53 wild-type tumors (36.4% v 36.6%). The value of p53 for predicting FU responsiveness is conflicting, as emphasized in the review by Ferreira et al.29 In addition, neither p53 protein nor p53 mutations considered globally were significant survival predictors (Table 6). A new finding arising from the present study is that patients with mutations leading to a putative truncated p53 protein (stop mutations) exhibited a dramatically reduced survival, with a relative risk of death of 3.14 as compared with p53 wild-type patients (Table 6 and Fig 4). Moreover, survival of patients with nonstop mutations was comparable to that of p53 wild-type patients (Fig 4). A multivariate analysis taking into account the clinical parameters related to survival demonstrated that p53 stop mutation status remained close to significance (P = .059). However, these results must be considered carefully because stop mutations accounted for a small number of patients (14.5% of mutated samples). The clinical relevance of p53 stop mutations for predicting patient outcome thus merits further confirmation on a larger set of patients. The present observation concords well with data41 demonstrating that a large number of p53 mutations do not promote disease progression in colorectal cancer and demonstrating that some mutations, particularly in exons 5 to 9, may even counteract negative effects of other p53 structural alterations. In conclusion, the present study clearly confirms the value of TS activity measured in the treatment-targeted tissue, and not TS genotype, for predicting FU responsiveness in patients with advanced colorectal cancer. Present data suggest that TS activity as well as TS genotype, both measured in primary tumor, are prognostic factors close to significance, independent of classical prognostic factors (metastasis characteristics and patient age). In addition, this study suggests that p53 stop mutation analysis might represent a promising approach for predicting colorectal cancer patient outcome. Considering the small number of patients with p53 stop mutations, along with the fact that a limited subset of patients (18 of 103) received second-line chemotherapy, the above results on prognostic factors must be given careful consideration and deserve further confirmation.
Supported in party by grants from the French Research Ministry (Programme Hospitalier de Recherche Clinique 1996).
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Copyright © 2002 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
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