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© 2002 American Society for Clinical Oncology Results of a Phase II Study With Doxorubicin, Etoposide, and Cisplatin in Patients With Fully Characterized Small-Cell Carcinoma of the ProstateByFrom the Departments of Genitourinary Medical Oncology, Biostatistics, and Pathology, The University of Texas M.D. Anderson Cancer Center, Houston, TX 77030. Address reprint requests to Christos N. Papandreou, MD, PhD, The University of Texas M.D. Anderson Cancer Center, Department of Genitourinary Medical Oncology, 1515 Holcombe Blvd, Box 427, Houston, TX 77030; email: cpapandr{at}notes.mdacc.tmc.edu
PURPOSE: To determine the activity and toxicity of doxorubicin in combination with cisplatin and etoposide in patients with small-cell prostate carcinoma (SCPCa) and to characterize the clinicopathologic features of SCPCa. PATIENTS AND METHODS: Patients with SCPCa (pure or mixed), measurable disease, good organ function, and no prior treatment with doxorubicin, etoposide, or cisplatin were treated every 4 weeks with doxorubicin 50 mg/m2 as a 24-hour intravenous (IV) infusion followed by etoposide 120 mg/m2/d and cisplatin 25 mg/m2/d IV on days 2 to 4. RESULTS: Thirty-eight patients (36 assessable for response) were treated for a median of four cycles. Twenty-nine (81%) of 36 patients had prior hormonal therapy. Study patients had visceral metastases, lytic bone disease, and relatively low serum prostate-specific antigen (PSA). We observed 22 partial responses (response rate, 61% in an intent-to-treat analysis); toxicity was severe (grade 3 or 4 neutropenia 100%, thrombocytopenia 66%, mucositis 21%, and infection 68%). Three patients died of toxicity. Median time to progression and overall survival time were 5.8 months and 10.5 months, respectively. Performance status, serum albumin, and number of organs involved (but not PSA, carcinoembryonic antigen, or neuroendocrine markers) were predictors of survival. CONCLUSION: SCPCa presents unique clinicopathologic features. Addition of doxorubicin to the etoposide/cisplatin regimen caused higher toxicity in this patient population and failed to improve outcome. Given these results, we do not recommend further development of this regimen for patients with SCPCa. Improvement in therapy will come from understanding the biology of SCPCa progression and integrating new targeted therapies into the treatment of SCPCa.
SEVERAL REPORTS OVER the past decade described the clinical and pathologic features of small-cell carcinoma of the prostate (SCPCa)1-4 that differ from those of acinar adenocarcinoma. These features include frequent visceral metastases, lytic bone involvement, relative low serum prostate-specific antigen (PSA) concentration, resistance to androgen ablation, and a high response rate to etoposide/cisplatin chemotherapy.1-3 The histogenesis of SCPCa is still controversial. At least three competing theories have been proposed over the years. Initially, it was postulated that SCPCa is derived from the neural crest line/amine precursor uptake and decarboxylase (APUD) cell system,5 now called neuroendocrine system, but this was not confirmed by embryologic studies, which indicated an endodermal origin.6 In addition, neuroendocrine cells in the normal prostatic epithelium represent postmitotic cells,7 and it is unlikely, therefore, that these cells represent the ancestors of SCPCa. On the basis of the observation that SCPCa coexists sometimes with adenocarcinoma, it was postulated that SCPCa is the product of a final dedifferentiation of the typical adenocarcinoma according to the model of divergent differentiation.3,8,9 The presence of PSA positivity in neuroendocrine cells was viewed as supporting evidence for the prostatic epithelial origin of these cells in dedifferentiated adenocarcinomas but not in SCPCa,10 given the postmitotic nature of neuroendocrine cells. Finally, a recent third theory postulates a direct stem-cell origin for SCPCa based on the lack of immunohistologic characteristics typical of the usual prostatic epithelial cell (PSA expression and androgen receptor positivity) and the extremely high MIB-1 labeling index.11,12 Given the distinct pathologic and clinical features, investigators13-16 have excluded patients with pure or mixed SCPCa from chemotherapy trials for androgen-independent PCa. Such patients have been treated with regimens for small-cell carcinoma of the lung with some success,1,2 although the duration of response was very short. The therapeutic implications of detecting small-cell carcinoma of the prostate have led us to a policy of frequently sampling accessible metastatic sites if the clinical features are characteristic of SCPCa. We assumed that such an approach would improve patient outcome as a consequence of the prompt application of small-cell-carcinomaspecific therapy after detection of a small-cell carcinoma component. In this trial, we wished to expand on this observation by fully characterizing our cases of SCPCa and routinely applying chemotherapy consisting of doxorubicin, etoposide, and cisplatin in combination. We hoped that this combination would improve the response rate in these complex cancers, frequently containing both acinar and small-cell carcinoma elements, over what has been seen with etoposide and cisplatin alone. Ideally, this improved efficacy would be reflected in complete remissions.
Patient Eligibility and Evaluation Patients with histologically proven SCPCa, either pure or in combination with adenocarcinoma, not curable by surgery or radiation therapy, and bidimensionally measurable disease were considered for this trial. Patients were required to have a life expectancy of at least 12 weeks, an Eastern Cooperative Oncology Group (ECOG) performance status of 0 to 3, an absolute neutrophil count (ANC) 1,500/µL, a platelet count 100,000/µL, AST and ALT levels four times the institutional upper limits of normal (UNL), serum total bilirubin level 2.0 mg/dL, calculated creatinine clearance 40 mL/min, and a left-ventricular ejection fraction of 55% or more. Patients with androgen ablation therapy were eligible if their serum testosterone level was less than 50 ng/dL. Prior chemotherapy was allowed if it did not include doxorubicin, etoposide, or cisplatin. At least 3 weeks had to have elapsed from any prior treatment (surgery, radiation therapy, immunotherapy, or chemotherapy), and patients should have recovered from acute toxic effects of prior therapy. Patients with brain metastases were eligible, provided that the brain disease was controlled by radiation therapy and other measurable disease existed. Patients with serious intercurrent medical illness were excluded from the trial. All patients signed an informed consent form approved by the institutional review board of The University of Texas M.D. Anderson Cancer Center before participating in the trial. The pretreatment evaluation included a complete history and physical examination with performance status. Laboratory studies included an automated blood and platelet count (CBC), coagulation profile, serum electrolytes including magnesium level, a comprehensive screening profile (alkaline phosphatase, lactate dehydrogenase [LDH], AST, ALT, blood urea nitrogen, creatinine, calcium, phosphorus, uric acid, total protein, albumin, and total bilirubin levels), urinalysis, predicted creatinine clearance calculated by the formula of Cockcroft and Gault, carcinoembryonic antigen (CEA), PSA, prostate acid phosphatase (PAP), somatostatin, adrenal corticotrophin hormone (ACTH), antidiuretic hormone (ADH), calcitonin, bombesin, and testosterone serum levels. Other baseline studies included an ECG, ejection fraction (calculated either by a nuclear ventriculogram [MUGA] or a two-dimensional echocardiogram), chest x-ray, computed tomography (CT) scan of the abdomen and pelvis, bone scan, skeletal survey to include the involved areas on the bone scan, bone marrow aspirate and biopsy, and CT scan or magnetic resonance imaging (MRI) of the brain. Patients had a CBC at least once weekly. A comprehensive screening profile was performed and electrolytes, including magnesium level, PSA, CEA, LDH, and alkaline phosphatase were measured at least every course or as frequently as needed to define drug toxicity. Interim history and physical examination including performance status, weight, and calculation of predicted creatinine clearance were recorded before each course. An ECG, ejection fraction assessment, and radiographic studies including a chest x-ray, CT scan of the abdomen and pelvis, and a bone scan were performed every two courses.
Response and Toxicity Criteria The time to progression (TTP) was defined as the time from the start of therapy until evidence of disease progression. Overall survival (OS) was defined as the time from start of therapy until death.
Treatment and Dose Modifications
Statistical Methods and Study Design
Patient Characteristics From January 1, 1992, through October 1, 1999, 38 patients were enrolled. Although the study design called for accrual of a maximum of 45 patients, the study was closed after accrual of 38 patients because of a low accrual rate and excessive treatment-related morbidity. These factors and the absence of any sustained complete remission reduced the enthusiasm for continuing the trial and led to its early closure. Thirty-six patients were assessable for response. Response in two patients could not be assessed because the diagnosis of small-cell carcinoma could not be confirmed on review. Baseline patient characteristics, pathologic findings, and biochemical parameters are listed in Tables 1 to 3. The median age was 65 years, and the average ECOG performance status was 1. Twenty-nine (81%) of the 36 patients had prior hormonal treatment; 26 patients (72%) had androgen-independent progression of their prostate carcinoma with a median duration of response to androgen ablation of 17 months (range, 1.5 months to 9 years). After the recognition of the antiandrogen withdrawal effect,25 antiandrogens were routinely discontinued if patients were receiving combined androgen blockade therapy. None of the 13 patients who underwent antiandrogen withdrawal had a response. The majority of patients (32 of 36, 89%) had metastatic disease, but the distribution was different than that seen in typical adenocarcinoma: patients commonly had liver (50%) and lung (19%) metastases whereas bone metastases were seen in 61% of patients (nearly half of whom had lytic disease). Finally, 25 (69%) of 36 patients had disease-related symptoms (bone pain requiring opioid analgesics and urinary symptoms).
Nearly one third of the patients had mixed (SCPCa and adenocarcinoma) pathology. Twenty (69%) of 29 and 20 (74%) of 27 pathologic specimens available for immunohistologic analysis stained positive for chromogranin A and synaptophysin, respectively. Adenocarcinoma preceded the diagnosis of SCPCa in 27 (75%) of the 36 patients with a median time to histologic confirmation of 20 months (range, 1.5 to 120 months) (Table 2). Only a minority (31%) of the 36 patients had an elevated pretreatment serum PSA level, whereas serum CEA and LDH levels were elevated in 53% and 39% of the patients, respectively. Neuroendocrine markers were frequently elevated in the serum of these patients (Table 3).
Response to Treatment
Serum tumor marker response is depicted in Table 4. Briefly, 36% of assessable patients achieved a 50% decline in PSA, whereas 37%, 67%, and 43%, respectively, had normalization of previously elevated serum CEA, LDH, and alkaline phosphatase levels. Among the 22 patients with osseous metastases, nine (41%) had lytic disease. The overall best responses as demonstrated on bone scans were improvement in six (27%) of 22 patients, stable disease in 10 (46%), and progression in six (27%). On an intent-to-treat analysis, 22 (61%; 95% CI, 43% to 77%) of 36 patients achieved partial response in measurable disease. There were no complete responses (Table 4). Organ-specific measurable disease response is shown in Table 5. Responses were equally common in patients without (four of seven) or with (18 of 29) prior hormonal therapy. All patients with measurable disease regression and/or improvement or stability of bone disease by bone scan also had a concomitant decrease in PSA, CEA, and LDH concentrations of 50% or more from baseline value.
Although we did not formally study quality of life and pain in this trial, 21 (84%) of the 25 symptomatic patients had pain reduction with concomitant decrease in their daily opioid analgesic requirements. During the follow-up period, seven (19%) of the 36 patients developed symptomatic brain metastases in a median time of 6 months (range, 5 to 13 months) from the initiation of chemotherapy, despite the fact that all patients had a normal CT scan or MRI of brain at study entry and no prior history of CNS metastases.
Survival and TTP Analyses The following variables were assessed as potential predictive covariates in Cox model analyses of TTP and OS: age, performance status, duration of hormonal response, hemoglobin (Hb), serum albumin, pretreatment serum PSA concentration, CEA, LDH, alkaline phosphatase, serum bombesin, calcitonin, ACTH, somatostatin, number of treatment cycles given, number of organs involved, and specific site of organ involvement (bone, liver, lung, lymph node/soft tissue, or prostate). Performance status, Hb, log of pretreatment serum PSA, log of number of organs involved, and number of treatment cycles were statistically significant predictors for TTP. In the multivariate Cox model performance status, serum albumin, and log of number of organs involved were statistically significant predictors (P < .05) of OS. Having one or two cycles of treatment was a marginally significant predictor (P < .099) of OS (Table 6).
Associations Among Covariates A high baseline serum ACTH level was associated with the presence of liver metastases (P = .07) and subsequent development of symptomatic brain metastases (P = .04). The probability of symptomatic brain metastases was statistically significantly higher (P = .01) in patients with established liver metastases (39% v 0%). Serum LDH and CEA levels were highly positively associated with the number of organs involved, whereas serum calcitonin level was associated with the presence of bone metastases (P = .05).
Toxicity
These data confirm the high response rate of the small-cell variant of prostate cancer to systemic chemotherapy. However, no patient achieved a durable complete remission, and the median TTP was very short. Given the increase in toxicity without obvious proportional therapeutic gain, we believe that the addition of doxorubicin to etoposide/cisplatin is not an improvement. The response rate is similar to that seen in small-cell carcinoma arising in other organ sites (lung or bladder).26,27 This suggests that the presence of the small-cell phenotype takes precedence over the anatomic origin in predicting response to treatment and cancer progression. Our patients were selected based on pathologic criteria (presence of small-cell elements). Nine (25%) of the 36 patients enrolled in the study presented at initial diagnosis with SCPCa, either pure (three of 36) or mixed with high-grade adenocarcinoma (six of 36). The remaining 27 patients had a prior diagnosis of adenocarcinoma (eight moderately differentiated and 19 poorly differentiated). There is a trend, although not statistically significant, for a longer interval from first diagnosis to the recognition of the small-cell component in patients with an initial diagnosis of moderately differentiated (42.5 months; range, 14 to 119 months) compared with those with high-grade adenocarcinoma (18 months; range, 1 to 96 months). A repeat biopsy in the patients with preexisting adenocarcinoma was prompted by the recognition of previously described1-3 clinical features that predict for a small-cell component. One or more of these clinical features were shared by the majority (32 of 38, 84%) of our patients: a short or no response to androgen ablation before histologic transformation to SCPCa; high prevalence of lytic bone metastases; rapidly progressive disease in a seemingly stable patient; marked clinical symptomatology, usually in association with visceral metastases, large prostatic/pelvic mass, or bulky lymphadenopathy; and/or a serum PSA level disproportionately low relative to tumor volume assessed radiographically (Tables 1 and 3). Objective response was seen in 61% of patients and included all organs involved, regardless of the hormonal status of the patients. Clinical response paralleled symptom improvement and normalization of elevated tumor-associated marker levels (PSA, CEA, alkaline phosphatase, and LDH). Although we observed a high response rate and significant palliation, the TTP was short, and the survival remained disappointedly brief. In fact, the OS did not improve over that previously reported with etoposide and cisplatin alone.2 The addition of doxorubicin added to the toxicity of the regimen, with significant myelosuppression and mucositis that contributed to a high rate of neutropenic infections and 8% mortality. The excessive toxicity observed may have been related to the combination chemotherapy, the poor reserves of some of these patients, or both. Thus, neither awareness of the SCPCa clinical phenotype nor the histologic recognition of the SC component or the addition of doxorubicin helped alter the short duration of response. In this study, we confirmed the importance of biologic characteristics and the predictive value of identifying small-cell carcinoma. Several parameters were analyzed as predictors of response and survival time. Performance status, serum albumin level, and log of number of organs involved by metastases were predictors of survival time in multivariate analysis. Levels of serum PSA, CEA, LDH, alkaline phosphatase, and markers of neuroendocrine differentiation (bombesin, calcitonin, ACTH, and somatostatin) or chromogranin A and/or synaptophysin positivity by immunohistochemistry were not independent prognostic factors for survival. The importance and predictive value of the small-cell component is highlighted by the fact that patients with mixed histology (adenocarcinoma and small-cell carcinoma) lived 3 months longer overall compared with patients with pure SCPCa (12.3 months v 9.16 months). Also, a higher pretreatment PSA level carried a lower relative risk and was a positive predictor for time to failure. A plausible explanation for this is that pretreatment PSA levels may reflect the percentage and the histologic maturity of the adenocarcinoma component coexisting with SCPCa, which in turn may dictate the overall biologic behavior of the hybrid tumor. Finally, none of the 13 patients who underwent antiandrogen withdrawal responded. This observation is in accordance with the fact that SCPCa and prostate cancer with neuroendocrine differentiation are deprived of androgen receptor.28-30 We, therefore, do not recommend a waiting period for antiandrogen withdrawal in patients with SCPCa before initiation of chemotherapy. We found an intriguing statistically significant association between brain and liver metastases. Patients with liver metastases had a much higher probability (39%) of subsequent development of symptomatic brain metastases compared with those without liver metastases (0%). In addition, high serum ACTH levels were associated with higher rates of both liver metastases (P = .07) and brain metastases (P = .04), a fact that could be exploited clinically. However, because of our small sample size, these findings are only suggestive. It is interesting to note that the precursor of ACTH (NH2-terminal portion of pro-opiomelanocortin) has been reported to correlate with the presence of liver metastases and disease recurrence in patients with small-cell lung cancer.31 We speculate that the metastatic pattern in these patients may be attributed to the presence of ligand/receptor pairs that are not randomly distributed in various anatomic sites. Specifically, SCPCa cells expressing high-affinity receptors for bombesin, calcitonin, and insulin-like growth factor (IGF)-I32-34 metastasize toward organ sites (liver and brain), which express a rich milieu of the respective ligands/growth factors (calcitonin, bombesin, and IGF-I/II).35-38 Whether acquisition of a neuroendocrine phenotype (ACTH, bombesin, calcitonin) along with a possible host-tissue specific conditioning of SCPCa cells in the liver environment enables them to increase their metastatic potential to the brain is unclear. None of the neuroendocrine markers (bombesin, calcitonin, ACTH, chromogranin A, or synaptophysin), however, was a predictor of TTP or OS. As discussed, all patients in this study shared the clinical phenotype characteristics of SCPCa. In addition, in most patients (75%), conventional adenocarcinoma preceded or coexisted with a small-cell component, representing the occurrence of the well-described, time-related dedifferentiation of PCa.39 These data suggest that small-cell anaplastic prostate cancer represents a clinicopathologic continuum, whereby a characteristic biologic/clinical phenotype reflects the histologic continuum of the disease. This observation also raises the question of whether some patients with adenocarcinoma of the prostate (without small-cell elements) who present with similar clinical and laboratory characteristics would share a prognosis similar to that of patients with an established SCPCa diagnosis. Empirically, we have encountered patients in whom the clinical phenotype led us to perform tumor biopsies in expectation of detecting small-cell elements. However, these patients did not always have histologic features of small-cell cancer. Whether patients with the clinical phenotype without histologic evidence of small-cell cancer are responsive to etoposide/platinum-based therapy is an important question that needs to be addressed. Such investigation may be facilitated by the study of the specific histologic features that are mechanistically implicated in or correlated with neuroendocrine progression. These markers may identify a broader subset of patients with adenocarcinoma of the prostate who may develop a clinical phenotype akin to the fully developed small-cell carcinoma picture. Most (81%) of the patients in our study were treated with androgen ablation before the emergence of the small-cell phenotype with neuroendocrine features. Whether such hormonal manipulation facilitates the transition to a more aggressive phenotype is currently unknown. However, there are preclinical data to suggest that androgen withdrawal may result in the acquisition of neuroendocrine features40 and progression to androgen independence which at least in part, could be attributed to the loss of neutral endopeptidase (CD10 and NEP)41 and the resultant decrease in the catalytic degradation of neuropeptides (bombesin, neurotensin, endothelin, and so on) known to be autocrine growth factors for androgen-independent prostate cancer.42-44 If the role of androgen withdrawal in the progression to androgen independence were to be verified at the clinical level, it would then make sense to evaluate whether early treatment of prostate cancer with chemohormonal therapy directed against the androgen-dependent and -independent (presumably chemotherapy-sensitive) components of the disease could suppress clonal selection and the emergence of disease with anaplastic/small-cell features. In conclusion, we believe that further improvement in therapy will come from understanding the biology of small-cell carcinoma, predicting its occurrence, and integrating new therapies into the treatment of this disease. The development of specific markers of SCPCa will be extremely valuable in the follow-up of patients with prostatic carcinoma, first as a prognostic tool but most importantly as a way to explore novel therapeutic targets (neutral endopeptidase-targeted therapy, growth factor inhibitors, and tyrosine kinase inhibitors) that will hopefully translate in improved clinical outcome.
Supported in part by the American Cancer Society grant no. CTRG-98-051-CCE (to C.N.P.).
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Copyright © 2002 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
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