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© 2002 American Society for Clinical Oncology
DNA Microarrays in Clinical OncologyByFrom the Departments of Adult Oncology and Pediatric Oncology, Dana-Farber Cancer Institute, Harvard Medical School, Boston; and Whitehead Institute/MIT Center for Genome Research, Cambridge, MA. Address reprint requests to Todd R. Golub, MD, Dana-Farber Cancer Institute, 44 Binney St, D640, Boston, MA 02115; email: golub{at}genome.wi.mit.edu
ABSTRACT: Aberrant gene expression is critical for tumor initiation and progression. However, we lack a comprehensive understanding of all genes that are aberrantly expressed in human cancer. Recently, DNA microarrays have been used to obtain global views of human cancer gene expression and to identify genetic markers that might be important for diagnosis and therapy. We review clinical applications of these novel tools, discuss some important recent studies, identify promising avenues of research in this emerging field of study, and discuss the likely impact that expression profiling will have on clinical oncology.
CANCER IS A genetic malady, mostly resulting from acquired mutations and epigenetic changes that influence gene expression.1,2 Accordingly, a major focus in cancer research is identifying genetic markers that can be used for precise diagnosis or therapy. Over the last half-century, investigators have used reductionism to discover such markers through the study of simple genetic changes like balanced chromosomal translocations.3 For example, fundamental insights into the nature of the bcr-abl gene translocation product resulted in the precise molecular classification of chronic myelogenous leukemia and recently led to the development of the molecularly targeted tyrosine kinase inhibitor STI571 (Gleevec; Novartis, East Hanover, NJ) for the treatment of this disease.4,5 Ninety percent of human cancers, however, are epithelial in origin and display marked aneuploidy, multiple gene amplifications and deletions, and genetic instability, making resulting downstream effects difficult to study with traditional methods.6 Because this complexity probably explains the clinical diversity of histologically similar tumors, a comprehensive understanding of the genetic alterations present in all tumors is required. The initial sequencing of the human genome,7,8 coupled with technologic advances, now make it possible to embrace the genetic complexity of common human cancers in a global fashion. Tools are currently available, or are being developed, for the identification of all changes that take place in cancer at the DNA, RNA, and protein levels. In particular, the use of DNA microarrays for the comprehensive analysis of RNA expression (expression profiling) in human tumor samples holds much promise. The uses of DNA microarrays for fundamental biomedical research have recently been reviewed elsewhere.9 We discuss clinical applications of DNA microarrays and identify future directions and challenges in applying these new tools to cancer medicine.
Gene expression studies in human cancer can identify genetic markers of malignant transformation. Traditionally, such studies were limited to examining a few genes at a time. However, different methods are now available for large-scale gene expression analysis. Each has both advantages and disadvantages. For example, differential display,10 serial analysis of gene expression,11 and representational differential analysis12 have all proven useful for identifying genes expressed in human tumors. Although these methods are powerful, they are technically difficult, require large-scale DNA sequencing, and only allow for the study of a few different biologic samples at one time. In contrast, DNA microarray-based gene expression profiling relies on nucleic acid hybridization and the use of nucleic acid polymers, immobilized on a solid surface, as probes for complementary gene sequences.13 Expression profiling techniques have been used to simultaneously monitor the expression of thousands of genes from human tumor samples. They are relatively easy to use and can be applied to large numbers of samples in parallel. Although a number of competing microarray technologies exist, two platforms (cDNA and oligonucleotide microarrays) are currently used by a majority of investigators and both are effective (Fig 1).
With cDNA arrays, polymerase chain reaction products of cDNA clone inserts representing genes of interest are spotted systematically on nitrocellulose filters or glass slides.14 Spotted arrays are constructed using cDNA collections (ie, libraries) that can be focused on genes expressed in a particular context or cell type (eg, the lymphochip, which contains genes known to be important in lymphocyte biology). The primary benefit of spotted arrays is that they can be made by individual investigators, are easily customizable, and do not require a priori knowledge of cDNA sequence because clones can be used and then sequenced later if of interest. Practically speaking, however, managing large clone libraries can be a daunting task for most laboratories, and making high-quality arrays can be difficult. Oligonucleotide microarrays differ in a number of important ways. Oligonucleotide probes for different genes can be deposited or synthesized directly on the surface of a silicon wafer in a patterned manner.15 Oligonucleotides offer greater specificity than cDNAs, because they can be tailored to minimize chances of cross-hybridization, and sequences up to 60 nucleotides have been used effectively.16 Major advantages of this approach include uniformity of probe length and the ability to discern splice variants. Until recently, the design of specific oligonucleotides has been limited by sequence availability, but the initial sequencing of the human genome should make probe design easier in the future. Another advantage particular to the commonly used Affymetrix GeneChip system (Affymetrix, Santa Clara, CA) is the ability to recover samples after hybridization to a chip. This allows for a single biologic sample to be sequentially hybridized to multiple arrays, a considerable advantage when dealing with limited biologic material. The hybridization of a test sample to an array can be detected in one of two ways. cDNA microarrays are commonly queried simultaneously with cDNAs derived from experimental and reference RNA samples that have been differentially labeled with two fluorophores to allow for the quantification of differential gene expression, and expression values are reported as ratios between two fluorescent values. Alternatively, the Affymetrix oligonucleotide system uses a single color fluorescent label, where experimental mRNA is enzymatically amplified, biotin-labeled for detection, hybridized to the wafer, and detected through the binding of a fluorescent compound (streptavidin-phycoerythrin) (Fig 1). Advances in chip technology or design and decreasing costs are making affordable, commercially available whole genome arrays commonplace. The major challenge now is the effective application of these tools to clinical questions. Outlined below are a number of experimental considerations that must be kept in mind before embarking on such clinical studies.
Biologic Material Currently, these considerations present major limitations in most clinical settings. There is a critical need for the prospective identification, collection, and storage of high-quality tissue that is broadly available to qualified investigators. Ideally, collected tissues should be linked to clinical information in the context of ongoing clinical trials, while safeguarding patient confidentiality. Such resources would allow for correlative studies of tumor gene expression profiles and natural history, response to therapy, survival, and other clinically meaningful end points.
Tumor Sampling The most obvious method for sample selection involves careful histopathologic examination of specimens before microarray analysis. In addition, numerous groups are attempting to focus on the malignant components of this heterogeneous cellular mix using a variety of microdissection techniques. Laser capture microdissection allows for the isolation of individual cells from a tumor section and has been used to isolate cancer cell RNA for microarray studies.18,19 However, it is difficult to obtain adequate amounts of high-quality RNA for expression profiling with this technique, thus limiting its utility. Further refinement of this and other approaches to isolating pure-cell populations should be encouraged. However, a theoretical limitation of focusing only on malignant tumor components relates to the growing appreciation that tumor-stroma, tumor-endothelial, and tumor-immune cell interactions play critical roles in tumor progression. Expression signatures from nonmalignant cells may also be informative. For these reasons, we currently favor using whole tumors enriched in malignant cells.
Variability In general, biologic variation is the major source of variation in gene expression experiments. Increasing the sample number can help in understanding the range of biologic variation in an experiment. Variation due to technical factors can be addressed by replicating sample preparation or array hybridization.20 Although most high throughput expression profiling centers have informal criteria for what constitutes bad data, there are no generally accepted guidelines.
Data Analysis To date, the computational analysis of gene expression data has centered on two approaches (Fig 2). Unsupervised learning, or clustering, involves the aggregation of a diverse collection of data into clusters based on different features in a data set.23,24 For example, one could divide a group of people into clusters based on any combination of eye color, waist size, or height. Similarly, one can gather data about the various expressed genes in a collection of tumor samples and then cluster the samples as best as possible into groups based on the similarity of their aggregate expression profiles. Alternatively, one could cluster genes across all samples, to identify genes that share similar patterns of expression in varying biologic contexts. Such approaches have the advantage of being unbiased and allow for the identification of structure in a complex data set without making any a priori assumptions. However, because many different relationships are possible in a complex data set, the predominant structure uncovered by clustering may not necessarily reflect clinical or biologic distinctions of interest.
In contrast, supervised learning incorporates the knowledge of class label information to make distinctions of interest. A training data set is used to select those features that best make a distinction. These features are then applied to an independent test data set to validate the ability of selected features to make that distinction. For example, one could select a subset of expressed genes that are best able to distinguish between two cancer types and build a computational model that uses these selected genes to sort an independent, unlabelled collection of those tumor types into the two groups of interest. However, supervised learning is dependent on accurate sample labels, which can be an issue given the limitations of histopathologic cancer diagnosis. Sometimes, results from unsupervised and supervised learning on a single data set can overlap, but this does not have to be the case. An important issue with either analytic approach is that of statistical significance of observed correlations. A typical microarray experiment yields expression data for thousands of genes from a relatively small number of samples, and gene-class correlations, therefore, can be revealed by chance alone. This issue can be addressed by collecting more samples for each class studied, but this is often difficult with clinical cancer samples. Another approach is to perform exploratory data analysis on an initial data set and apply findings to an independent test set. Findings confirmed in this fashion are less likely a result of chance. Permutation testing, which involves randomly permuting class labels and determining gene-class correlations, has also been used to determine statistical significance. Observed gene-class correlations that are stronger than those seen in permuted data are considered statistically significant.25,26
CLINICAL APPLICATION OF MICROARRAYS Cancer Diagnosis The use of expression profiling for cancer diagnosis was recently demonstrated using oligonucleotide microarrays to study the expression of 6,817 human genes in 72 acute leukemia samples.40 Using unsupervised learning, leukemia samples are neatly clustered into the known subsets of acute myelogenous leukemia (AML) and acute lymphocytic leukemia (ALL) solely on the basis of gene expression. In addition, using supervised learning, gene sets that are differentially expressed in AML and ALL were used to correctly classify a group of unknown samples into the correct categories, again solely on the basis of gene expression. Significantly, many markers that were both known, such as myeloperoxidase and terminal transferase, and unknown, were useful for making this distinction. Although the distinction between AML and ALL generally is not clinically difficult using modern histopathology and cell surface phenotypes, this study provided strong evidence that tumor expression profiles can be used for cancer classification. However, it also raised a number of questions. AML and ALL are derived from distinct cellular precursors likely accounting for the robust expression signatures that distinguish these two cancers. More highly related cancers might be difficult to distinguish using this approach. In addition, class discovery in this case required prior biologic knowledge of AML and ALL to make sense of the observed clusters. The interpretation of new classes discovered with clustering is more difficult in the absence of known biologic or clinical correlates. More recently, Armstrong et al41 used both unsupervised and supervised learning to establish the globally distinct nature of mixed-lineage leukemia, a leukemia subset with a decidedly unfavorable prognosis that is defined by a chromosomal translocation involving the mixed-lineage leukemia gene. Importantly, molecular markers differentially expressed by this leukemia compared with both ALL and AML, such as the receptor tyrosine kinase FLT3, immediately suggest novel strategies for molecularly targeted treatment in this treatment-refractory cancer. Expression-based class discovery has also been used for solid tumors. Bittner et al42 studied 31 patients with malignant melanoma, for which there are no molecularly defined subsets. Cluster analysis defined two putative subsets, and they were able to define marker genes that were differentially expressed between these two subsets. They noted that one of these gene sets was differentially expressed in uveal melanoma cell lines with more aggressive tissue invasion potential, as measured by the in vitro formation of primitive tubular networks. This suggested that primary cancers might be less or more invasive depending on the subset to which they belong. Using a variety of in vitro assays, they demonstrated that subset membership was indeed associated with differing tissue invasion potential. This study demonstrated that class discovery is possible in the absence of prior knowledge and that such findings can be validated using cancer cell line models. Unfortunately, the patients in this study had uniformly poor prognosis, and it was not possible to define patient subsets with different natural histories. Future work should determine whether these new subsets describe tumors with distinct natural histories. Two additional studies have explored expression-based breast cancer classification. Perou et al43 reported the molecular classification of 65 breast adenocarcinoma specimens from 42 individuals. Hierarchical cluster analysis defined three separate subtypes in this highly heterogeneous tumor class, based on patterns of gene expression. One subtype was known (Erb-B2+ cancers), and two others were previously unknown (estrogen receptorpositive/luminal-like cancers and basal-like cancers). The clinical significance of the two novel cancer subsets remains an open question. A unique feature of this study was the presence of 20 primary tumors that were biopsied before and after a 16-week course of doxorubicin chemotherapy and two primary/lymph node metastases pairs. Using clustering, they showed that paired samples are more highly related to each other than to tumors from other individuals, despite chemotherapy or metastatic evolution. This study also identified gene expression correlates of different cellular features of these tumors. For example, a number of genes known to play roles in cellular proliferation were coordinately expressed by different tumors, and their expression could be correlated with mitotic index. They also identified eight independent gene clusters that seemed to reflect contributions of specific cell types present within tumors such as endothelial cells or B lymphocytes. This finding is of considerable interest, because some investigators have proposed whole tumor studies followed by computational techniques to infer the transcriptional fingerprint of each cellular component of a tumor. Such in silico studies have the potential to reveal the complex molecular and cellular interactions that drive tumor growth without the need for separation of tumor components. More recently, this group has extended its findings to a larger set of tumors.44 Hedenfalk et al45 used expression profiling to study seven spontaneous and 15 hereditary breast adenocarcinomas with mutations in either BRCA1 or BRCA2. Using supervised learning, they were able to identify a number of differentially expressed genes between BRCA1-mutated and BRCA2-mutated tumors and use these genes to accurately categorize these samples. Cyclin D1, an important cell cycle regulator known to be overexpressed in certain breast cancers, was one of the genes with increased expression in BRCA2 mutationpositive tumors, and this finding was confirmed using immunohistochemistry. Interestingly, one spontaneous tumor was classified as having a BRCA1-mutated phenotype. Direct sequencing of the BRCA1 gene in this patient showed no mutation, but the promoter of this gene showed aberrant methylation resulting in silencing of gene expression. Because epigenetic events can be important in oncogenesis, this intriguing finding points to the use of expression profiling for identifying such events in the absence of germline information. Most published studies have applied expression profiling to single cancer types. However, recent efforts have focused on developing multiclass classifiers capable of distinguishing between multiple common human malignancies. This approach holds much promise for the uniform, molecular, and database-driven classification of all human tumors.46-48 For example, we have trained a multiclass molecular classifier capable of predicting the identity of primary and metastatic cancers from 14 different tumor classes with high accuracy. Interestingly, poorly differentiated cancers have dramatically different gene expression profiles compared with their well-differentiated counterparts and cannot be classified accurately, suggesting that these tumors are distinct entities. These findings imply that the expression-based diagnosis of some clinically problematic samples (ie, metastases) is feasible, whereas other histopathologically difficult samples (ie, poorly-differentiated cancers) might elude classification by site of origin. In addition, there is much clinical heterogeneity that is not explained using traditional histopathologic distinctions, such as site of origin. An alternate approach is to ignore traditional distinctions and try to classify tumors using distinct gene expression patterns. For example, Hanahan and Weinberg49 have proposed that cancer arises from the cooperative dysfunction of distinct biologic pathways responsible for a variety of physiologic functions such as growth, programmed cell death, or angiogenesis. An intriguing question is whether a molecular taxonomy of cancer such as this exists, based purely on tumor gene expression rather than on histopathologic appearance. This type of taxonomy might reveal unexpected relationships between individual tumors. For example, using expression-based molecular descriptions, an individual colonic adenocarcinoma might prove to be more related to a given pancreatic adenocarcinoma rather than to another colorectal tumor based on molecular patterns. Additionally, the presence or absence of different molecular pathways might correlate with differential outcome within individual classes. Outcome Prediction Presently, it is difficult to predict whether chemotherapy will be effective for individual patients. DNA microarrays offer the opportunity to ask whether tumor expression profiles can be used to predict chemosensitivity. The NCI60 panel of 60 cancer cell lines is used extensively at the National Cancer Institute as a screen for drug sensitivity. These lines have been treated with more than 70,000 agents, one at a time and independently. Scherf et al50 attempted to correlate gene expression and drug sensitivity patterns for 118 drugs with known mechanisms of action in the NCI60 panel using clustering. They described correlations between the expression of certain genes with sensitivity or resistance of the NCI60 panel to several drugs. For example, dihydropyrimidine dehydrogenase expression, the rate-limiting enzyme in fluorouracil metabolism, was inversely correlated with sensitivity to fluorouracil. More recently, Staunton et al51 used supervised learning to demonstrate that statistically significant prediction of chemosensitivity is possible for some compounds using this NCI60 cell-line system. These findings are intriguing but their interpretation is complicated by a number of issues. Cell lines were necessarily used for these studies but are highly selected entities. Cell-line studies also ignore the potential role of the tumor microenvironment in drug resistance. Additionally, host pharmacokinetics and pharmacodynamics can govern in vivo responses to chemotherapy, and posttranslational mechanisms of drug resistance are not directly measured with DNA microarrays. It remains unclear whether in vitro drug sensitivity correlations can be validated in clinical studies. It is likely that whole-tumor expression profiling will only partially predict chemotherapy responses. However, when coupled with germ-line analysis of sequence variation within genes important for drug metabolism, expression profiling might provide important information regarding the susceptibility of a tumor to a given drug assuming optimal delivery of the agent. Nevertheless, early attempts to predict treatment outcome in cancer patients seem encouraging. Investigators have demonstrated the utility of using pretreatment gene expression profiling to determine prognosis. In a retrospective study of 38 patients with diffuse large B-cell lymphoma (DLBCL), Alizadeh et al52 clustered cDNA microarray data to define new subtypes of this lymphoma. They found that these subtypes differentially express genes that correlate with either an activated peripheral-blood B-cell (AB) or a normal germinal center B-cell (GCB) phenotype. Because all patients were uniformly treated with anthracycline-based chemotherapy, they then correlated treatment outcome with these two subsets. Although overall 5-year survival was 52%, 76% of GCB DLBCL patients were alive at 5 years compared with 16% of AB DLBCL patients. They also demonstrated that expression profiling can add value to existing clinical prognostic indices. In considering 24 patients with low-risk DLBCL tumors, as defined by the International Prognostic Index ([IPI] score 0 to 2), the AB subtype was again at higher risk of dying despite standard treatment in comparison with those with the GCB subtype (Fig 3). Although a small study, this work was the first to demonstrate expression-based correlates of outcome. Shipp et al53 have also reported the use of expression profiling to substratify IPI low- and low-intermediaterisk DLBCL patients into subgroups with markedly differing survival (5-year overall survival, 75% v 32%).53 These findings confirm that expression profiles should be useful for outcome prediction in lymphoma patients beyond currently available clinical criteria.
Expression-based outcome prediction is now being explored in a variety of other cancer types.54-57 For example, Dhanasekaran et al58 used cDNA arrays to examine the gene expression profiles of 50 normal and neoplastic prostate specimens and identify markers that were differentially expressed in tumor versus normal tissue. Hepsin, a transmembrane protease, and pim-1, a serine/threonine kinase, were both found to be overexpressed in prostate cancer at the RNA level. They then used tissue microarrays to validate this marker at the protein level in 738 prostate tissue and tumor samples. Interestingly, absence of pim-1 expression in prostatic adenocarcinoma was correlated with a greater risk of prostate-specific antigen failure after radical prostatectomy independent of Gleason score. In addition, Pomeroy et al59 studied the use of gene expression profiling for classification and outcome prediction in childhood medulloblastoma, a tumor type with highly variable responses to chemotherapy and radiation. Using gene expression profiles from 60 similarly treated patients for whom biopsies were obtained before treatment, a classifier capable of predicting outcome was generated. Patients who were predicted to be survivors had a 5-year overall survival of 80% compared with 17% for patients predicted to have poor outcome. Notably, this outcome predictor outperformed all other available measures, including clinical stage and Trk-C status, a single gene marker that has prognostic value.60
Because a major determinant of poor outcome is metastatic spread, MacDonald et al61 used expression profiling of 23 nonmetastatic and metastatic medulloblastoma specimens to identify 85 genes that are differentially expressed between these tumor states. They found that platelet-derived growth factor receptor
FUTURE CHALLENGES Future studies in expression-based cancer classification should be coupled with clinically meaningful end points, such as survival. Presumably, genetic markers that correlate with different phenotypes or clinical outcomes will be useful for both prognostication and understanding the molecular basis of disease progression. Prospective clinical studies will be required to fully explore the possibility that all cancers can be divided into molecularly defined subtypes using expression profiles with variable natural history and response to treatment. For most studies, the availability of sufficient numbers of patient samples is presently a limiting factor. Future work will require large numbers of tumors annotated with clinical information and might also include microdissected specimens. Given the costs inherent in such an undertaking and the rarity of certain clinical specimens, this makes performing definitive large studies difficult. Large-scale, cooperative expression profiling efforts, suitably linked with existing clinical trials groups, might represent attractive alternatives. Data generated from such a pooled effort could be made publicly available and would allow for systematic molecular diagnosis, classification, and prognostication. Ideally, these studies should be coupled with ongoing efforts to understand molecular changes that are present at the DNA and protein levels in malignant tissue. Microarray-based comparative genomic hybridization, tissue microarrays, and emerging proteomic technologies are high-throughput methods that hold much promise, and studies that integrate such approaches with gene expression profiling should yield truly comprehensive molecular profiles of human cancer.62-65 Data Mining Despite initial sequencing of the human genome, we still have only a rudimentary knowledge of the physiologic roles of most genes. This represents a significant bottleneck in linking gene expression profiles to molecular mechanisms of transformation. There is a need for integrated databases, with complete annotation, comprehensive gene descriptions, and links to relevant genetic and proteomic information. In addition, as expression studies are performed in various species, integration of this information should prove as illuminating as inter-species gene sequence comparisons. Such databases will allow for an understanding of gene expression in the context of all other available biologic information. Although a number of commercial sources have started to create such databases, there is much room for improvement. As expression profiling technologies mature, the identification of statistically significant patterns from relatively sparse and noisy data sets remains a major challenge. Although sophisticated data-mining techniques are already being used to analyze expression data, most of these techniques achieve robust performance with a large number of samples and a small number of variables. However, gene expression data sets generally contain small numbers of samples, many profiled genes, and multiple sources of variation. Future advances will require adapting analytic and statistical techniques to this type of data. Another important area relates to the integration of data sets generated in different laboratories using different profiling technologies. Many human cancer studies involve valuable or rare clinical specimens and are difficult to repeat. Ideally, one should be able to compare expression data sets obtained in any center, at any time, using any platform. However, this goal remains unrealized. Spotted array data is usually reported as ratios between experimental and control expression values and cannot be easily compared with oligonucleotide microarray data. Multiple expression profiling technologies require more sophisticated methods for data comparison and integration. Drug Development A major goal is the use of expression profiles to accelerate and refine the clinical evaluation of chemotherapy drugs. New drugs are traditionally evaluated for efficacy in clinically defined cancer types irrespective of mechanisms of transformation. However, a common theme is the low response rates seen in many early clinical studies. This often leads to the branding of a new agent as ineffective. An exciting prospect is the coupling of gene expression profiling with clinical studies of new agents. Such efforts could potentially turn negative studies into positive studies through the identification of gene expression correlates of drug responsiveness and resistance in individual patients. These markers might then be used to prospectively identify populations of patients likely to respond to the agent. Far fewer patients would be required for subsequent clinical trials to prove efficacy, streamlining the drug development process. Microarrays in the Clinic Microarrays are often viewed as screens to identify markers for traditional diagnostics, such as immunohistochemistry, for routine clinical use. However, immunohistochemistry is generally nonquantitative, identification of antibodies can be laborious, and multiplexing is not easy. More sophisticated and high-throughput validation methods are required. An alternative view would be to actually use microarrays in the clinic. This would require either custom arrays for different indications or whole genome analysis of every sample coupled with an analysis of relevant genes. As commercially available, low-cost, technically simple arrays and easy-to-use analytic software become available, their routine clinical use can be explored. In addition, the resulting data could populate large expression databases that would serve as growing, centralized, and standardized references to which new cancer samples could be compared. The feasibility of routine clinical use of microarrays, however, has yet to be established. In conclusion, expression profiling is ripe for application to a multitude of clinical problems. So, what can the practicing oncologist expect in the future? Diagnosis by tumor gene expression database is conceivable. Encoded in this information would be a pathogenetic description of a tumor, its likely natural history, and its chemosensitivity. Additionally, new drug development and evaluation will likely be accelerated both through the identification of novel molecular targets and through the selection of patients for clinical trials with specific tumor gene expression profiles. Although many challenges remain ahead, whole genome approaches are poised to change the face of clinical oncology.
We thank all past and present members of the Cancer Genomics Group, Whitehead/MIT Center for Genome Research for many valuable and ongoing discussions.
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Copyright © 2002 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
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