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© 2003 American Society for Clinical Oncology Dose-Escalating and Pharmacological Study of Oxaliplatin in Adult Cancer Patients With Impaired Renal Function: A National Cancer Institute Organ Dysfunction Working Group Study
From the Medicine Branch at Navy, National Naval Medical Center, and the Investigational Drug Branch, Cancer Therapy Evaluation Program, Division of Cancer Treatment and Centers, National Cancer Institute, Bethesda, MD; Institute for Drug Development, Cancer Therapy and Research Center, University of Texas Health Science Center, San Antonio, TX; Comprehensive Cancer Center at University Hospitals of Cleveland and Case Western Reserve University, Cleveland, OH; Memorial Sloan Kettering Cancer Center, and New York University, New York, and Montefiore Hospital, Albert Einstein College of Medicine, Bronx, NY; University of Pittsburgh Cancer Institute, Pittsburgh, PA; City of Hope, Duarte, CA; University of Wisconsin, Madison, WI; Department of Clinical Metabolism and Pharmacokinetics, Sanofi-Synthelabo, Inc, Malvern, PA, and Alnwick, UK; National Cancer Institute, Bethesda, MD. Address reprint requests to Chris H. Takimoto, MD, PhD, University of Texas Health Science Center at San Antonio, Cancer Therapy and Research Center, 7979 Wurzbach Rd, Room Z415, San Antonio, TX 78229; email: ctakimot{at}idd.org.
Purpose: This study was undertaken to determine the toxicities, pharmacokinetics, and maximum tolerated doses of oxaliplatin in patients with renal impairment and to develop formal guidelines for oxaliplatin dosing in this patient population.
Patients and Methods: Thirty-seven adult cancer patients with variable renal function received intravenous oxaliplatin at 60 to 130 mg/m2 every 3 weeks. Patients were stratified by 24-hour creatinine clearance (CrCL) into four cohorts: group A (controls, CrCL
Results: No dose-limiting toxicities were observed in any patient group during the first cycle of therapy. Escalation of oxaliplatin to the maximum dose of 130 mg/m2 was well tolerated in all patient groups with a CrCL Conclusion: Oxaliplatin at 130 mg/m2 every 3 weeks is well tolerated by patients with mild to moderate degrees of renal dysfunction. These data strongly support the recommendation that dose reductions of single-agent oxaliplatin are not necessary in patients with a CrCL greater than 20 mL/min.
OXALIPLATIN (ELOXATIN, trans-l-1,2,diaminocyclohexane oxalatoplatinum) is a novel diaminocyclohexane (DACH) platinum derivative with activity in advanced colorectal cancer. Oxaliplatin covalently binds to DNA forming inter- and intrastrand cross-links that block DNA transcription and replication, ultimately resulting in cell death. Oxaliplatin-induced DNA adducts have greater cytotoxic potency than those formed by other platinum analogues, such as cisplatin and carboplatin.13 Furthermore, cell lines resistant to cisplatin as a result of defective mismatch repair4 or enhanced replicative bypass activity5 are not cross-resistant to oxaliplatin. In preclinical studies, oxaliplatin is broadly active in human tumor xenograft models of colon,6,7 ovarian,1,6 head and neck,8 breast,7 testicular,9 and lung cancers.8 Oxaliplatin was recently approved by the United States Food and Drug Administration as second-line therapy for patients with advanced colorectal cancer in combination with fluorouracil and leucovorin.10 As a single agent, oxaliplatin is well tolerated with its major side effects consisting of mild myelosuppression, moderate nausea and vomiting, and dose-limiting neuropathies, which can include paresthesias and dysesthesias of the hands, feet, and perioral region (laryngopharyngeal dysesthesia).11,12 Neurological symptoms can be acute and/or cumulative and may be exacerbated by cold exposure. Ototoxicity and nephrotoxicity are not prominent, and extensive intravenous hydration is not required after oxaliplatin administration.12 Oxaliplatin is also active against other malignancies, including non-Hodgkins lymphomas13 and ovarian14,15 and nonsmall-cell lung16 cancers. Formal oxaliplatin dosing guidelines in renally impaired patients have not been established; therefore, we initiated this dose-escalating, pharmacokinetic and safety trial of single-agent oxaliplatin in adult cancer patients with renal dysfunction. The primary objective was to determine the maximally tolerated dose of oxaliplatin in patients with renal dysfunction as defined by a 24-hour urinary creatinine clearance (CrCL). The secondary objectives were to define the spectrum and degree of toxicity, to measure pharmacokinetics and pharmacodynamics, and to document any antitumor activity. Rapid accrual of cancer patients to impaired organ function studies is difficult; therefore, the Cancer Treatment Evaluation Program (CTEP) of the National Cancer Institute (NCI) organized the Organ Dysfunction Working Group (ODWG) to study oxaliplatin in special patient populations. A separate NCI ODWG companion study of oxaliplatin in hepatic dysfunction patients was conducted simultaneously.17
Patient Eligibility Enrollment was limited to adult cancer patients with histologically confirmed advanced malignancy. Previous chemotherapy was permitted except for previous treatment with oxaliplatin. Other eligibility criteria included age 18 years, Eastern Cooperative Oncology Group performance status of 0 to 2 (Karnofsky 60%), life expectancy 4 weeks, leukocyte count 3,000/µL, absolute neutrophil count (ANC) 1,500/µL, platelet count 100,000/µL, total bilirubin within normal institutional limits, and hepatic transaminases 1.5 times the upper limit of normal. Peripheral neuropathy judged to be clinically significant by the treating investigator was not permitted. No patients on hemodialysis or peritoneal dialysis were enrolled. Each participating institutions institutional review board approved the protocol, and written informed consent was obtained from all patients.
Study Design
Oxaliplatin was infused through a central or peripheral vein over 2 hours every 3 weeks at the doses listed in Table 1
The definition of DLT was as follows: any grade 3 or 4 nonhematologic or hematologic drug-related adverse events, including grade 3 or worse nausea and/or vomiting that occurred despite antiemetic therapy; grade 3 or worse diarrhea that occurred despite antidiarrheal therapy; or a treatment delay of greater than 4 weeks. The NCI Common Toxicity Criteria, Version 2.0, was used to assess all toxicities (http://ctep.info.nih.gov/CTC3/ctc_ind_term.htm) with the exception of an oxaliplatin-specific sensory neuropathy toxicity scale developed by the NCI and Sanofi-Synthelabo (Table 2
Drug Formulation and Administration Oxaliplatin was supplied by CTEP of the NCI as a sterile freeze-dried powder for intravenous infusion in glass vials containing 50 mg or 100 mg of oxaliplatin and lactose monohydrate. Oxaliplatin was provided to the NCI under a cooperative research and development agreement with Sanofi-Synthelabo. Oxaliplatin was diluted into a volume of 250 to 500 mL of 5% dextrose in water and administered as a 2-hour intravenous infusion within 8 hours of preparation after administration of prophylactic antiemetics.
Sample Acquisition, Handling, and Analytic Methods All assays were performed at the analytic facilities of Sanofi-Synthelabo Research (Alnwick, United Kingdom) using a validated inductively coupled plasmamass spectroscopy assay that measures total atomic platinum in plasma, plasma ultrafiltrate, and urine.19 This method has a limit of quantification of 1 ng/mL in plasma and in plasma ultrafiltrate and 0.1 ng/mL in urine.
Pharmacokinetic Analysis Descriptive statistics (mean ± standard deviation) were calculated for all pharmacokinetic parameters. The relatively small sample sizes of patients precluded formal statistical comparisons of patient groups by organ dysfunction cohort. The relationship between plasma ultrafiltrate platinum clearance and measured CrCL was examined by linear regression.
Patient Demographics Thirty-seven patients were enrolled at nine sites between December 1999 and March 2001, with 95% of patients enrolling during a 10-month period. Targeted patient accrual goals were met in each organ dysfunction group except in the most severe dysfunction group D. Overall, 12 patients were entered in group A (CrCL 60 mL/min), 10 in group B (CrCL 40 to 59 mL/min), 14 in group C (CrCL 20 to 39 mL/min), and one in group D (CrCL <20 mL/min; Table 1
Clinical Toxicities Toxicity data were assessable in 136 courses of oxaliplatin administered to 37 patients. No DLTs were observed in any patient group during the first cycle of therapy. In the control group A, 12 patients received 52 cycles of oxaliplatin. All were started at 130 mg/m2 of oxaliplatin, and no severe drug-related toxicities were seen. Overall myelosuppression was modest (Table 4
In group B, three patients were treated with a total of 10 cycles at 105 mg/m2, and seven were treated with 26 cycles at 130 mg/m2. Both dose levels were well tolerated (Tables 4
In the moderate renal dysfunction group C, three patients received a total of nine cycles at 80 mg/m2, three patients were treated with six cycles at 105 mg/m2, and eight patients received 31 cycles at 130 mg/m2. Once again, all oxaliplatin dose levels were well tolerated (Tables 4 The only group D patient was an 82-year-old male pancreatic cancer patient with an additional previous history of bladder cancer treated with a cystectomy and diverting urostomy. His CrCL was 13 mL/min; after his second cycle of oxaliplatin at 60 mg/m2, he developed nonneutropenic urosepsis requiring hospitalization. He recovered with supportive care and antibiotics but declined further study treatment. Other common drug-related toxicities seen in all treatment groups at all dose levels included anemia, fatigue, constipation, injection site irritation, hyperglycemia, anorexia, hypocalcemia, thrombocytopenia, lymphopenia, liver transaminase elevations, and abdominal pain. All were reversible and mild to moderate in severity and were easily managed.
The effect of multiple doses of oxaliplatin on renal function was also explored. One group C patient with a history of obstructive uropathy was treated at 80 mg/m2 and experienced a rise in serum creatinine from 1.8 to 3.1 mg/dL after five cycles of therapy. This patient was a 51-year-old woman with a diagnosis of cervical cancer recurrent in the pelvis. She had a history of left-sided nephrostomy tube placements and previous insertion of a left-sided ureteral stent. At the time of study entry, she had a history of chronic mild left-sided hydronephrosis, and after three cycles of oxaliplatin, she was noted to have stable pelvic disease. During her fifth cycle, her serum creatinine began to rise and she noted worsening pelvic pain that was attributed to tumor progression. She was removed from the study, but no follow-up imaging studies of her tumor or kidneys were reported. At 130 mg/m2, another group C patient developed an abrupt rise in serum creatinine from a baseline of 2.6 to 4.2 mg/dL after six cycles of oxaliplatin. This patient was a 47-year-old woman with rectal cancer who developed recurrent pelvic and perineal disease after receiving pelvic radiation and chemotherapy. She had a history of chronic hydronephrosis that was stable after two cycles of oxaliplatin. After her sixth cycle, her creatinine began to rise and a magnetic resonance imaging scan revealed 24% increase in the bidimensional measurements of her pelvic tumor. However, no comment was made regarding her kidneys or hydronephrosis. Thus, both patients had a history of obstructive uropathy, and disease progression was the presumed cause of the rising creatinine in both patients; however, a direct drug-related effect could not be completely excluded. However, when all patients were examined collectively, the mean serum creatinine concentration in each treatment cohort did not worsen as the cumulative dose of oxaliplatin increased (Table 6
Efficacy Evaluation Overall, 33 of the total 37 patients enrolled were evaluated for tumor response. Two patients, one in group A (130 mg/m2) and one in group C (105 mg/m2), withdrew before cycle 2 restaging. Two other patients in group C did not have tumor response data reported. In the evaluated patients, no objective responses were observed; however, 17 patients (46% overall) had stable disease as their best response. One patient in group A with nonsmall-cell lung cancer had stable disease for more than 11 months, and another patient with previously treated colorectal cancer in group B treated with 130 mg/m2 of oxaliplatin had stable disease for more than 7 months. Both had received previous chemotherapy.
Pharmacokinetics
Clearance of ultrafilterable platinum decreased with increasing renal impairment and strongly correlated with measured CrCL (r2 = 0.765) in cycle 1 (Fig 2
Full doses of single-agent oxaliplatin at 130 mg/m2 every 3 weeks are well tolerated in patients with 24-hour urinary CrCLs above 20 mL/min. These data strongly suggest that oxaliplatin dose modification is not required for patients with mild or moderate renal dysfunction. In addition, there is no evidence for cumulative oxaliplatin nephrotoxicity in this patient population, although the number of patients treated with multiple cycles of therapy was small (Table 6 Our results are in close agreement with an earlier pharmacokinetic and safety study performed by Massari et al20 that compared 10 patients with an estimated CrCL less than 60 mL/min (median CrCL, 42 mL/min) with a control group of 13 patients (median CrCL, 70.5 mL/min) After a single dose of 130 mg/m2 of oxaliplatin, significantly lower plasma ultrafiltrate platinum clearances were observed in the renally impaired patients (14.23 ± 6.04 L/h v 25.70 ± 8.53 L/h; P = .005); however, no increase in clinical toxicity was seen. These investigators also concluded that oxaliplatin dose adjustments were not required for this degree of renal dysfunction. However, in their study, 90% of patients received only one dose of oxaliplatin, and CrCL was estimated instead of measured. In our study, patients with diminished renal function were exposed to greater amounts of circulating unbound platinum than patients with normal renal function; however, no corresponding increase in oxaliplatin toxicity was observed. Because the unbound platinum fraction is usually considered to be biologically active, this creates an apparent paradox. However, the inductively coupled plasmaspectroscopy assay used in the current study does not distinguish between active and inactive platinum species in ultrafiltrates. In plasma, oxaliplatin is quickly converted into reactive biotransformation products that rapidly form inactive conjugates.21 This biotransformation process occurs rapidly after the drug is infused, and the resulting inactive low-molecular-weight platinum species are then excreted by glomerular filtration. Thus, the increased platinum exposure seen in renally impaired patients is to nonreactive drug byproducts. In this regard, oxaliplatin resembles cisplatin in its high plasma reactivity, high protein binding, and rapid biotransformation to inactive drug forms. In contrast, carboplatin is less rapidly inactivated and is less highly protein bound, resulting in greater renal clearance of the active drug. Consequently, carboplatins measured platinum AUC is more closely linked to its biologic activity.22
In a recent review, Graham et al23 demonstrated that the kinetics of oxaliplatin platinum in plasma ultrafiltrates are well described by a triexponential model with a short initial alpha-phase half-life of 0.28 hours, a longer beta-phase of approximately 16.3 hours, and a very long terminal gamma-phase of 273 hours. The short initial alpha-phase half-life of platinum in plasma ultrafiltrate likely represents the rapid clearance of the biologically relevant intact oxaliplatin and its reactive biotransformation products via reactions with large macromolecules and via distribution into tissue compartments.21 We hypothesize that these processes are independent of renal function and are more relevant to systemic exposures to the pharmacologically active drug species. In our study, all patients who were treated at 130 mg/m2, regardless of renal function, had comparable platinum exposures during the first 2 hours of drug infusion as evidenced by the uniform Cmax values (Table 7
Our patients were stratified by their CrCL uncorrected for body size; however, oxaliplatin dosing was individually scaled to body-surface area (BSA; mg/m2). Several prominent experts have denounced the uncritical application of BSA-adjusted drug dosing in medical oncology in general2528 and in our study specifically.29 In retrospect, it would have been logical to stratify our patients by CrCL indexed for BSA (expressed as mL/min/1.73m2) to match the BSA-based dosing scheme. Indexing CrCL to a standard BSA of 1.73 m2 is a common practice in nephrology29 and would avoid penalizing smaller patients by placing them in lower categories of renal function. Future studies of this type should strongly consider the routine use of corrections for BSA when stratifying patients by CrCL. In the current report, we have recalculated all clearance parameters in terms of BSA (Table 7 Finally, completion of this oxaliplatin renal dysfunction study was relatively rapid for this difficult-to-accrue patient population. This multicenter trial highlights how close collaboration among industry, academia, and the federal government can address fundamentally important clinical questions in a timely manner for the benefit of cancer patients. Currently, the second generation of NCI-sponsored Organ Dysfunction Group clinical trials of novel anticancer agents in patients with liver and renal dysfunction is ongoing, and future studies are planned.
In summary, full doses of single-agent oxaliplatin at 130 mg/m2 can be safely administered repeatedly every 3 weeks to patients with mild to moderate renal dysfunction (measured CrCL
We thank Dr William G. Price, Jr at Theradex (Princeton, NJ) and Dr Bennett Kauffman, Dr Carolyn Nagler, and Dr Jane H. Ransom at TRI/PSI (Bethesda, MD) for invaluable support in the conduct of this study and to Stuart McDougall, Peter White, and Jane Atkinson at Sanofi-Synthelabo for excellent technical help in providing the platinum bioanalytical data. We also recognize the efforts of NIH-supported General Clinical Research Centers that provided support for the pharmacokinetic monitoring of patients enrolled in this trial (MO1 RR-00080).
Supported in part by National Cancer Institute (Bethesda, MD) grants U01CA069853, U01CA062502, U01CA069856, U01CA076642, U01CA062505, U01CA062491, and U01CA069855.
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Copyright © 2003 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
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