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Originally published as JCO Early Release 10.1200/JCO.2003.04.576 on July 7 2003 © 2003 American Society for Clinical Oncology
Meeting Highlights: Updated International Expert Consensus on the Primary Therapy of Early Breast CancerFrom the International Breast Cancer Study Group, Oncology Institute of Southern Switzerland, Lugano; Division of Gynecologic Oncology, Kantonsspital; Zentrum für Tumordiagnostik und Prävention, Silberturm, Grossacker, St Gallen, Switzerland; European Institute of Oncology, Milan, Italy; Department of Surgery, Emory University, Atlanta, GA; Department of Biostatistical Science, Dana-Farber Cancer Institute, Boston, MA; and The Cancer Council Australia, Sydney, New South Wales, Australia. Address reprint requests to Aron Goldhirsch, MD, International Breast Cancer Study Group, European Institute of Oncology, Via Ripamonti 435, 20141 Milan, Italy; e-mail: agoldhirsch{at}sakk.ch.
This account of the highlights of the eighth St Gallen (Switzerland) meeting in 2003 emphasizes new information that has emerged during the 2 years since the seventh meeting in 2001. This article should be read in conjunction with the report of that earlier meeting. Recommendations for patient care are so critically dependent on assessment of endocrine responsiveness that the importance of high-quality steroid hormone receptor determination and standardized quantitative reporting cannot be overemphasized. The International Consensus Panel modified the risk categories so that only endocrine receptorabsent status was sufficient to reclassify an otherwise low-risk, node-negative disease into the category of average risk. Absence of steroid hormone receptors also was recognized as indicating endocrine nonresponsiveness. Some important areas highlighted at the recent meeting include: (1) recognition of the separate nature of endocrine-nonresponsive breast cancerboth invasive cancers and ductal carcinoma-in-situ; (2) improved understanding of the mechanisms of acquired endocrine resistance, which offer exciting prospects for extending the impact of successful sequential endocrine therapies; (3) presentation of high-quality evidence indicating that chemotherapy and tamoxifen should be used sequentially rather than concurrently; (4) availability of a potential alternative to tamoxifen for treatment of postmenopausal women with endocrine-responsive disease; and (5) the promise of newly defined prognostic and predictive markers.
DEVELOPMENT OF expert consensus treatment guidelines for early breast cancer requires comprehensive analysis of the results of randomized clinical trials and the interpretation of their biologic, clinical, social, and personal relevance for individual patients. The series of conferences held in St Gallen (Switzerland) since 1978 has specifically focused on reaching expert consensus on the implications of evidence for patient treatment selection.1 The eighth such meeting, with 3,200 participants from 75 countries, was held in March 2003. New insight into prognosis and prediction of response has come from the extensive work on the urokinase-type plasminogen activator and plasminogen activator inhibitor type 1 system,2,3 and recently introduced technologies including gene profiling47 and cyclin E determination.8,9 However, the exact application of each of these technologies remains to be properly defined. We finally have reliable evidence that sequential administration of tamoxifen after chemotherapy is superior to concurrent use of these modalities.10,11 Additional analyses of the National Surgical Adjuvant Breast and Bowel Project (NSABP) study B-20 in node-negative women12 and the publication of International Breast Cancer Study Group (IBCSG) study IX13 have clarified that tamoxifen alone may be adequate adjuvant therapy for postmenopausal women with node-negative, endocrine-responsive disease. Although much useful information will come from new technologies, there is also a valuable resource of information already available from current studies. Subset analysis is inevitable in deriving information with which to tailor treatment to individual patients. Such analysis is statistically proper provided sufficient numbers of patients are available and provided hypotheses generated in one data set can be independently confirmed. This recently has been done to substantiate greater responsiveness to cytotoxic chemotherapy in tumors lacking estrogen receptors,14,15 and the inadequacy of cytotoxic therapy alone in young patients with endocrine-responsive disease.16,17 Indeed, concentration exclusively on overall average effects produced by pooling biologically different disease entities can result in dangerously misleading advice for individual patients. Within the Early Breast Cancer Trialists Collaborative Group Overview of adjuvant cytotoxic therapy,18 the greater magnitude of benefit observed among older patients with node-negative as distinct from node-positive disease may reflect relative selection into the node-negative cohorts of higher-risk patients with a more chemotherapy-responsive disease associated with lack of steroid hormone receptor expression.19
Although preliminary evidence and laboratory models suggest that overexpression of HER2 may indicate a lower probability of responsiveness to tamoxifen20 and perhaps cyclophosphamide, methotrexate, and fluorouracil (CMF),21 the Panel was not ready to accept this information as currently useful for patient care. Table 1
At the conclusion of the conference, an International Consensus Panel of experts (members are listed in the Appendix) was asked, as at the previous conferences,1 to develop a series of guidelines and recommendations for selection of adjuvant systemic treatments in specific patient populations. The Panel reviewed and modified its previous guidelines and recommendations on the basis of the new evidence that has emerged from clinical research since 2001. Although the final table of treatment recommendations will look remarkably similar to that which appeared 2 years ago, the 2003 Panel gave greater emphasis to our ability to identify factors that allow the tailoring of particular treatments to individual patients in the light of patient preference and tumor characteristics.
Estrogen and progesterone receptor content in the primary tumor are powerful markers to predict endocrine responsiveness in their presence74 and cytotoxic responsiveness in their absence.15,19,20,51,7577 This does not mean that patients with tumors expressing hormone receptors do not benefit from chemotherapy. Gene expression profiling studies47 support a clear separation of steroid hormone receptorabsent disease as an entity distinct from disease showing low or high levels of receptors, whereas some clinical studies already provide empirical data that receptor-absent disease is different from that with even low levels of receptor expression.51,75 Most clinical data, however, use a different grouping that combines receptor-absent disease with that expressing low receptor levels (so-called receptor-negative disease). Recognition of the importance of the receptor-absent group will require a change to current practices in many laboratories from reporting merely positive or negative receptor status (often adopting arbitrary cutoffs) in favor of more quantitative reporting of routine receptor determinations. The implication for tailored treatment advice today depends on the degree of certainty that either modality alone will be sufficient for an individual patient. At one extreme, patients with both receptors absent can only be treated effectively with chemotherapy. The addition of endocrine agents in this population is at best useless and may be actively harmful either by the direct toxicity of the endocrine agent22,78,79 or by interference with cytotoxics.77,8082 At the other extreme, some patients may have such strong receptor expression that the probability of control with endocrine therapy alone is considered sufficiently high that no cytotoxic treatment is required, especially among patients with low risk for recurrence.12,13,83 Between these extremes, there is a gradation in level of uncertainty that endocrine therapy alone will be sufficient. In this in-between group, measures of absolute risk (eg, increased nodal involvement), and factors that might predict resistance to tamoxifen (HER2 overexpression) are relative (although imprecise) indications for the addition of cytotoxic therapy. For patients in lower risk groups such as postmenopausal patients in NSABP Trial B-2012 and IBCSG Trial IX,13 and premenopausal patients in IBCSG Trial 1193,84 endocrine therapy alone may suffice. The Panel considered that, in circumstances in which the need for cytotoxics is uncertain, the addition of other agents such as trastuzumab or the substitution of endocrine agents not affected by a particular form of presumed resistance might reduce the indication for cytotoxics. In considering stage as a factor that modulates the tailoring of treatment, it is noteworthy that the staging itself is being refined and altered by techniques such as sentinel lymph node biopsy and immunohistochemical identification of tumor cells within lymph nodes (both axillary and other nodes), bone marrow, and circulating blood. The new American Joint Committee on Cancer classification includes patients with isolated tumor cells in lymph nodes as having node-negative status.85 This may lead to uncertainty about the proper risk category for such patients.
Patient Preferences, Advocacy, and Psychosocial Considerations
This section and Tables 2
As in previous editions of the Expert Consensus Report, the format used to construct Table 3
The most important feature for determination of baseline prognosis remains the nodal status. For women presenting with node-negative disease, two patient populations have been defined on the basis of the risk for relapse (prognosis). These are described in the rows of Table 2
Table 3
Treatment for patients with node-negative disease varies substantially according to the baseline prognosis. For patients considered to be at average risk, the treatment choice follows an algorithm similar to that for node-positive disease. Chemotherapy for approximately six courses was considered to be the treatment of choice for those patients whose tumors did not express estrogen and progesterone receptors, especially those at higher risk of relapse. For those with tumors expressing estrogen and/or progesterone receptors, endocrine therapy alone (adapted to the menopausal status), or combined chemotherapy in association with (usually followed by) endocrine therapy were both considered appropriate treatment options. Definition of the threshold at which combined-modality treatment is preferred may involve consideration of the level of receptor expression and the presence of factors such as HER2 overexpression (and to some extent also high tumor grade or high proliferation rate), which may reduce confidence in the efficacy of endocrine therapy alone. For patients with minimal-risk disease, the question of whether to treat with tamoxifen depends on a risk-benefit analysis, in which the low relapse rate within the first 10 years and the potential reduction of reappearance of breast cancer in the conserved breast and in the contralateral breast should be taken into account and weighed against risks of endocrine treatment.
The increased risk of relapse and death associated with tumor metastasis to the ipsilateral axilla has in the past significantly influenced the choice of treatment. More intensive cytotoxic courses of treatment were used to attempt a more extensive tumor-cell kill. Even with endocrine-responsive disease, the higher risk of relapse and the presence of endocrine-resistant clones within the tumor, in general, have been taken as indications for the inclusion of cytotoxic chemotherapy in the treatment regimen.
The Panel recognized two general levels of cytotoxic therapy regimens, as discussed in Table 1
Ovarian Ablation and Ovarian Endocrine Function Suppression The Early Breast Cancer Trialists Collaborative Group Overview results103 indicated a beneficial effect of ovarian ablation. This treatment significantly improved long-term survival for women younger than 50 years of age, at least in the absence of chemotherapy.56 Long-term side effects, mainly for young women, are still a significant issue when this treatment is offered especially because the safety of treatments for menopausal symptoms is unknown. For premenopausal women with endocrine-responsive disease, ovarian function suppression (goserelin) with54 or without55 tamoxifen appeared to be at least as effective as CMF chemotherapy alone, and information is available that the addition of tamoxifen to goserelin is more effective than goserelin alone, at least in the presence of chemotherapy.56 The sequential use of goserelin after CMF appeared better than either modality alone in patients with node-negative disease, at least in subset analyses for women with estrogen receptorpositive breast cancer and those younger than 40 years.57 The combination of bilateral oophorectomy followed by tamoxifen was effective compared with no adjuvant treatment even among patients with tumors overexpressing HER2.32 Chemotherapy alone was insufficient for younger patients (< 35 years of age) with steroid hormone receptorpositive tumors in retrospective analyses conducted in parallel across multiple cooperative groups,17 presumably because such patients received inadequate endocrine therapy from the ovarian effects of their cytotoxic treatment.
Aromatase Inhibitors in Postmenopausal Patients
Radiation Therapy in Early Breast Cancer
The International Consensus Panel attempted to answer many questions related to the best use of treatments investigated in randomized clinical trials. New available information from clinical trials enhanced the role of endocrine treatments, especially in premenopausal women, for whom the endocrine effects of cytotoxics was also evident. The Panel members were more than ever convinced that much more can be achieved to increase knowledge about the disease and improve patient care, if participation in clinical trials were to become more acceptable to the public and the medical community.105 International cooperation on trials and their evaluation must concentrate on the investigation of critical biologic principles rather than merely establishing the superiority of particular pharmaceuticals for regulatory purposes. A collaborative approach involving the development of new agents and their careful scientific study by investigator-controlled clinical trials groups to determine their optimal integration into adjuvant therapy programs will best ensure progress for improved patient care. Patients with early breast cancer deserve no less.
Members of the International Consensus Panelare listed below. All members had a significant input to the discussion and manuscript. Kathy S. Albain, MD, Loyola University Medical Center, Cardinal Bernardin Cancer Center, Maywood, IL; Harry Bartelink, MD, the Netherlands Cancer Institute, Radiation Therapy, Amsterdam, the Netherlands; Jonas Bergh, MD, Department of Oncology, Radiumhemmet, Karolinska Institute and Hospital, Stockholm, Sweden; Monica Castiglione-Gertsch, MD, International Breast Cancer Study Group Coordinating Center, Bern, Switzerland; Alan S. Coates, MD, The Cancer Council Australia and University of Sydney, Sydney, Australia; Alberto Costa, MD, Department of Breast Surgery, Fondazione S. Maugeri, Pavia, Italy; Jack Cuzick, PhD, Imperial Cancer Research Fund, Mathematics, Statistics, and Epidemiology, London, United Kingdom; Nancy Davidson, MD, Sidney Kimmel Cancer Center of Johns Hopkins, Baltimore, MD; Richard D. Gelber, PhD, Department of Biostatistical Science, Dana-Farber Cancer Institute, Boston, MA; John H. Glick, MD, University of Pennsylvania Cancer Center, Philadelphia, PA; Aron Goldhirsch, MD, International Breast Cancer Study Group, Oncology Institute of Southern Switzerland, Lugano, Switzerland, and European Institute of Oncology, Milan, Italy (Chairperson); Anthony Howell, MD, CRC Department of Medical Oncology, Christie Hospital, Manchester, United Kingdom; James N. Ingle, MD, Mayo Clinic, Rochester, MN; Raimund Jakesz, MD, University of Vienna, Department of General Surgery, Vienna, Austria; Jacek Jassem, MD, Medical University of Gdansk, Department of Oncology and Radiotherapy, Gdansk, Poland; Manfred Kaufmann, MD, Department of Gynecology and Obstetrics, Goethe University, Frankfurt am Main, Germany; Monica Marrow, MD, Lynn Sage Comprehensive Breast Center, Northwestern Memorial Hospital, Chicago, IL; Henning T. Mouridsen, MD, Department of Oncology, Rigshospitalet, Copenhagen, Denmark; Moise Namer, MD, Centre Antoine Lacassagne, Nice Cedex, France; Martine J. Piccart-Gebhart, MD, PhD, Department of Chemotherapy, Institut Jules Bordet, Brussels, Belgium; Trevor Powles, MD, the Royal Marsden Hospital, Surrey, United Kingdom; Beat Thürlimann, MD, Medizinische Onkologie Kantonsspital, St Gallen, Switzerland; Giuseppe Viale, MD, Department of Pathology, European Institute of Oncology and University of Milan, Milan, Italy; William C. Wood, MD, Department of Surgery, Emory University School of Medicine, Atlanta, GA (Chairperson).
We thank the Participants of the Eighth International Conference on Primary Therapy of Early Breast Cancer; Professor Umberto Veronesi, Professor Bernard Fisher, Dr Marco Colleoni, Dr Daniel Vorobiof, Dr Angelo DiLeo, Dr Anne Hamilton, Dr Franco Nolè, Dr Silvia Dellapasqua, Dr Matti Aapro, and Shari Gelber for their thoughtful contributions.
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