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Journal of Clinical Oncology, Vol 21, Issue 21 (November), 2003: 3948-3954
© 2003 American Society for Clinical Oncology

Clinical Features and Outcome of Primary Effusion Lymphoma in HIV-Infected Patients: A Single-Institution Study

Cecilia Simonelli, Michele Spina, Roberta Cinelli, Renato Talamini, Rosamaria Tedeschi, Annunziata Gloghini, Emanuela Vaccher, Antonino Carbone, Umberto Tirelli

From the Divisions of Medical Oncology A and Pathology, and Epidemiology and Microbiology Units, National Cancer Institute, Aviano, Italy.

Address reprint requests to Umberto Tirelli, MD, Division of Medical Oncology A, National Cancer Institute, Via Pedemontana Occidentale 12, 33081 Aviano (PN), Italy; e-mail: omaoffice{at}cro.it.


    ABSTRACT
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 AUTHORS’ DISCLOSURES OF...
 REFERENCES
 
Purpose: To describe the clinical features and outcome of HIV-associated primary effusion lymphoma (PEL) and to compare them with those of the other HIV-associated non-Hodgkin’s lymphomas (NHLs).

Patients and Methods: From April 1987 to June 2002, 277 patients with HIV infection and systemic NHL were diagnosed and treated in our institution. Clinical features and outcome of PEL patients were compared with the features and outcomes of 162 patients belonging to the following histologic subtypes: plasmoblastic lymphoma of oral cavity (PBLOC, n = 11), immunoblastic lymphoma (IBL, n = 76), and centroblastic B-cell lymphoma (CBCL, n = 75).

Results: Among the 277 NHL patients, PEL was diagnosed in 11 patients (4%). Eight of 11 patients were treated with a cyclophosphamide, doxorubicin, vincristine, and prednisone (CHOP)–like regimen. Complete remission was reached in 42% of patients, with a median survival time of 6 months. When the clinical features and outcome of 11 PEL patients were compared with the other three groups of patients affected by NHL, at the onset of the disease, no statistically significant differences were observed in demographic data, CD4 absolute number, HIV viremia plasma levels, and clinical characteristics. When we compared the outcome of PEL patients with the CBCL group, a statistically significant worse outcome was observed; however, the clinical outcome of PEL patients was not significantly different from the outcome observed in the other two groups (PBLOC and IBL groups).

Conclusion: PEL is a rare HIV-associated NHL type occurring as a late manifestation of HIV infection with a poor clinical outcome and a shorter overall survival compared with CBCL patients.


    INTRODUCTION
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 AUTHORS’ DISCLOSURES OF...
 REFERENCES
 
PRIMARY EFFUSION lymphoma (PEL) is a peculiar clinicopathologic entity characterized by human herpesvirus 8 (HHV-8) infection of tumor clone and by a peculiar tropism of the serous body cavities.1,2 HHV-8 occurs in 100% of patients and is frequently, although not always, associated with Epstein-Barr virus infection.3–7 At the clinicopathologic level, PEL is characterized by growth in the liquid phase in the absence of detectable tumor masses spreading along serous membranes without infiltrative growth patterns. Extraserous involvement of PEL has been reported. Some cases of PEL extend into tissues underlying the serous cavities, including the omentum and the lymph nodes, mediastinum, and lung.1,2,5,6,8 Moreover, some cases of extracavitary nodal presentation with a subsequent development of effusion have been reported.5 PEL usually displays a non-B or non-T phenotype, but immunogenotypic studies have defined its B-cell origin. Morphologically, PEL bridges immunoblastic anaplastic features and displays a certain degree of plasma-cell differentiation as shown by immunoglobulin positivity for CD138/syndecan-1, a plasma cell–specific antigen.1,6,7,9–12 The differential diagnosis of PEL from other non-Hodgkin’s lymphomas (NHLs) involving body cavities is not feasible on pure clinical and morphologic grounds, but it is enhanced by biologic characteristics, such as positivity for HHV-8 sequences on biopsies.13,14

PEL is a rare subset of large B-cell lymphoma that mainly occurs in AIDS patients and less frequently occurs in other groups, including elderly patients and organ transplantation recipients.13,15–19 HIV patients affected by PEL usually have advanced AIDS, and they have been described as poor candidates for aggressive chemotherapy (CT).10 In previous multi-institutional clinical series, the median survival time has been reported to be no longer than 3 months.5,10

The aim of our study was to describe the clinical features and outcome of HIV-associated PEL diagnosed and treated in our institution from April 1987 to June 2002. Moreover, we compared the clinical characteristics and outcome of HIV-associated PEL with those of the other HIV-associated NHLs diagnosed and treated during the same period in our institution.


    PATIENTS AND METHODS
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 AUTHORS’ DISCLOSURES OF...
 REFERENCES
 
The PEL relative incidence was calculated from the overall number of patients with HIV infection who had systemic NHL that was diagnosed and treated at the Aviano Cancer Center (Aviano, Italy) from April 1987 to June 2002. The clinical features and the outcome of 11 PEL patients were compared with 162 patients affected by the following histologic subtypes: plasmoblastic lymphoma of oral cavity (PBLOC, n = 11), immunoblastic lymphoma (IBL, n = 76), and centroblastic B-cell lymphoma (CBCL, n = 75). Seventy-four cases of Burkitt’s and Burkitt’s-like lymphomas were not included in the analysis. PEL patients are different from patients with Burkitt’s lymphomas because of clinical presentation and phenotypic and molecular genetics characteristics.2 Moreover, our group has recently reported the clinical characteristics and response to therapy of our series of patients with Burkitt’s lymphoma associated to HIV infection.20 Thirty patients with other histologic subtypes, according to 2001 WHO tumor classification,21 were excluded from the analysis.

Diagnosis
PEL diagnosis was achieved as follows. Samples of lymphomatous effusions were collected under sterile conditions during diagnostic procedures after centrifugation, and the effusion sediments were used to prepare smears and cell blocks. For morphologic studies, cytospin smears were routinely fixed and stained by Papanicolaou method for cell-block preparations22; cell pellets were Bouin fixed and treated according to a standard regimen used at the Division of Pathology in Aviano. The sectioned material from cell blocks was stained with hematoxylin and eosin. In all cases, the smears and cell blocks showed a tumor cell population of 95% or greater, as evaluated by morphologic and immunophenotypic analysis.

In all samples, the immunophenotypic and immunogenotypic characterization was also performed, as well as the determination of tumor infection by Epstein-Barr virus and HHV-8 according to previously reported methods.3,6,23 All NHL cases were reviewed (A.G. and A.C.) for the purpose of this study and were classified according to the 2001 WHO Classification of Tumors of Hematopoietic and Lymphoid Tissues.21

Staging
At diagnosis, all patients were evaluated for extent of HIV disease and NHL by physical examination, including height and weight, performance status according to the Eastern Cooperative Oncology Groups scale (0 to 4), measurement of all involved palpable lesions, complete blood cell count, blood chemistry, chest radiography, computed tomography of the thorax and abdomen, bone marrow aspiration and biopsy, lumbar puncture for spinal fluid, ECG and left ventricular ejection fraction evaluation, and CD4 cell count. HIV viral load was measured only in patients diagnosed and treated after January 1997. Stages for lymphomas were assigned according to the Ann Arbor classification of disease stages.24 The revised classification system for HIV infection by the Centers for Disease Control was used for the AIDS diagnosis; according to WHO, only Centers for Disease Control clinical criteria were adopted.25

Treatment
Patients were treated with cyclophosphamide, doxorubicin, vincristine, and prednisone (CHOP)–like regimens every time the clinical conditions allowed chemotherapeutic treatment according to phase II and III therapeutic protocol running in our institution at that time. Since June 1998, NHL CD20-positive patients were treated with rituximab plus infusional cyclophosphamide, etoposide, and doxorubicin.26

Highly active antiretroviral therapy (HAART) was introduced in our institution at the beginning of 1997; since then, patients with HIV-related NHL were treated with CT and concomitant HAART every time the clinical conditions and CT-related toxicity allowed it, irrespective of CD4 count and HIV viral load. Antiretroviral regimens were selected based on patient prior therapy, usually two reverse transcriptase inhibitors plus one protease inhibitor or one nonnucleoside reverse transcriptase inhibitor.

Response Evaluation
Complete remission was defined as the complete absence of clinically detectable tumors and normalization of previously abnormal radiographic findings persisting for at least 4 weeks. Partial remission was defined as the reduction of at least 50% in the product of the perpendicular diameters of all tumors assessed by physical examination or radiographic check-up persisting for more than 1 month with no new lesions occurring. Stable disease was described as a lower than 25% change in the product of the perpendicular diameters of all tumors. Progressive disease was defined as a higher than 25% increase in the measured lesions or the occurrence of new lesions.

Statistical Methods
Significant tests for proportions were computed by Fisher’s exact test, and differences between quantitative parameters were determined by the Wilcoxon rank sum test. Results were considered to be statistically significant when P <= .05 (two-sided).27 Survival duration was calculated from the date of CT initiation to death or to the last known examination; only the treated patients were included. Survival curves were estimated by the Kaplan-Meier method, and differences between subgroups were assessed using the log-rank test.28


    RESULTS
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 AUTHORS’ DISCLOSURES OF...
 REFERENCES
 
Patients
From April 1987 to June 2002, 277 patients with HIV infection and systemic NHL were diagnosed and treated at the Aviano Cancer Center. PEL was diagnosed in 11 patients (4%), PBLOC was diagnosed in 11 patients (4%), and diffuse large B-cell lymphoma were diagnosed in 151 patients (54.5%), who were divided into two subtypes and morphologic variants (IBL, n = 76, 27.4%; CBCL, n = 75, 27%). Burkitt’s and Burkitt’s-like lymphomas were identified in 74 patients (26.8%), whereas in 30 patients (11%), the diagnosed lymphoma belonged to other histologic subtypes according to 2001 WHO tumor classification.21

Clinical Characteristics and Outcome of PEL
The epidemiologic characteristics and the clinical features of the 11 PEL patients are listed in Table 1Go. Briefly, 10 of 11 patients were male; seven of 11 patients reported homosexual intercourse as a risk factor for HIV infection; seven of 11 patients were diagnosed with full-blown AIDS at the time of PEL onset; and four of 11 patients had another HHV-8–associated disease (Kaposi’s sarcoma, n = 3; Castleman disease, n = 1).


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Table 1. Epidemiologic and Clinical Characteristics of PEL Patients
 
Pleural effusions were the unique primary site of lymphoma in six patients, whereas peritoneal effusions were the primary site in three patients; one patient each had pleura-peritoneal effusions and pleural-pericardial effusions as the primary site of lymphoma. As described in other series,1,2,5,6 we observed visceral involvement in five out of 11 patients (gastrointestinal involvement, n = 3; myocardium and neck soft tissue, n = 1; lung involvement, n = 1).

At the onset of the lymphoma disease, mean values of CD4 count were equal to 98/µL. HIV viremia was available only in patients diagnosed after 1997 (five of 11 patients), and its mean value was 41,662 copies/mL (Table 2Go).


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Table 2. Demographic Data and HIV Infection Characteristics at Onset of Lymphoma by Histologic Subtypes
 
When the PEL diagnosis was made before the definition of PEL as a new peculiar clinical entity, the latency period before the correct diagnosis was long, up to 11 months, and in one patient, the diagnosis was made postmortem (data not shown). Until the actual diagnosis of PEL was made, two patients were treated for another type of lymphoma because the disease was classified as large-cell immunoblastic lymphoma. Both patients were reclassified as PEL based on the detection of HHV-8 DNA sequences in their tumor cells.

Eight of 11 patients were treated with CHOP-like regimens. After 1997, when the protease inhibitors became available in Italy, patients were treated with CHOP-like regimens plus HAART (five of eight CT-treated patients). One patient was treated with HAART alone, and two patients were not treated with CT (one patient because, as mentioned above, the diagnosis was made postmortem and one because the clinical condition did not allow any aggressive approach, Table 3Go).


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Table 3. Therapy, Response, and Outcome in HIV Patients With PEL
 
Complete response was reached in three patients (two patients treated with CHOP-like regimens plus HAART and one treated with HAART alone). Six of eight CT-treated patients died because of PEL progression (one patient died because of toxicity related to CT, and one patient died because of other causes not related to PEL and HIV infection progression; Table 3Go). The median overall survival time was 6 months (Table 4Go).


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Table 4. Outcome and Follow-Up of Lymphomas at Onset by Histologic Subtypes
 
Clinical Features and Outcome of PEL Versus Clinical Features and Outcome of the Other HIV-Related NHLs
The clinical features and outcome of patients affected by PEL were compared with the features and outcomes of 162 patients affected by other NHLs who were diagnosed and treated in the same observational period and who belonged to the following histologic subtypes: PBLOC, n = 11; IBL, n = 76; and CBCL, n = 75. Seventy-four patients with Burkitt’s and Burkitt’s-like lymphoma were not included in the analysis, along with 30 NHL patients belonging to other histologic subtypes according to 2001 WHO tumor classification.21

The demographic data and HIV infection characteristics at the onset of NHL of the PEL patients and of the others three groups of NHL patients are listed in Table 2Go. We observed the following statistically significant differences between the groups: in regard to the distribution of risk factors for HIV infection, the PEL group had a statistically significant higher percentage of homosexual men compared with the CBCL group (54% v 17%, respectively; P = .009); and the PEL group had a statistically significant higher percentage of patients (64%) with a diagnosis of full-blown AIDS at the onset of lymphoma compared with all three groups of patients (Table 2Go).

At baseline, the mean value of the CD4 count was higher in patients affected by the other three groups of NHL compared with patients affected by PEL (mean CD4 count: 163/µL in the PBLOC group, 133/µL in the IBL group, and 200/µL in the CBCL group; Table 2Go). As with PEL patients, the HIV viremia was available only in patients diagnosed after 1997 (mean: 125,232 copies/mL in the PBLOC group, 57,867 copies/mL in the IBL group, and 80,399 copies/mL in the CBCL group; Table 2Go).

At the onset of lymphoma, we investigated the following clinical features of the neoplastic disease: performance status, stage according to Ann Arbor system, systemic symptoms, International Prognostic Index, and lactate dehydrogenase levels above the normal range. No significant differences were observed between the groups regarding these features except for stage (Table 5Go).


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Table 5. Clinical Features of Lymphomas at Onset by Histologic Subtypes
 
At the onset of lymphoma, no CNS involvement was observed in the PEL group; whereas one case of CNS involvement was observed in the PBLOC group, six cases were observed in the IBL group, and six cases were observed in the CBCL group (data not shown). Moreover, no significant differences were found in the outcome comparing the PEL group with the PBLOC and IBL groups, as shown in Fig 1Go.



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Fig. 1. Survival by histology: (——), primary effusion lymphoma (n = 9); (— - —), plasmoblastic lymphoma of oral cavity (n = 11); (- - - -), immunoblastic lymphoma (n = 68); (. . . . .), centroblastic B-cell lymphoma (n = 69).

 
The PEL group showed a higher percentage of death as a result of NHL progression compared with the other three groups of NHL histologic subtypes, but this difference was not statistically significant (Table 4Go). However, when we compared the outcome of PEL with CBCL, a statistically significant worse outcome was observed in PEL patients (overall survival time at 2 years, 33% v 53%, respectively; P = .0002; Fig 1Go).


    DISCUSSION
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 AUTHORS’ DISCLOSURES OF...
 REFERENCES
 
NHL is still one of the major causes of morbidity and mortality in HIV-infected patients.29 It has been extensively reported that the majority of AIDS-related NHLs are diffuse B-cell lymphomas of the following types: small noncleaved-cell lymphomas, Burkitt’s and non-Burkitt’s lymphomas (40%), large-cell lymphomas (30%), and large-cell immunoblastic plasmacytoid lymphomas (30%). It is well known that PEL is a less common type of NHL.1,5,10,30,31 In our institution, from April 1987 to June 2002, we diagnosed and treated 277 patients with AIDS-related NHL belonging to the following histologic types: PEL, n = 11 (4%); PBLOC, n = 11 (4%); IBL, n = 76 (27.4%); CBCL, n = 75 (27%); Burkitt’s and Burkitt’s-like lymphomas, n = 74 (26.8%); and other histologic types, n = 30 (11%).

Our series confirmed the previous reported PEL incidence (4% in HIV-infected patients).2,32 But the incidence seems to be much higher than the incidence (0.13%) reported by a recent United States population-based AIDS and cancer registry study focused on the identification of AIDS-associated NHL in serous body cavity sites as a surrogate for PEL.33 Of course, the discrepancy between the two incidences might be a result of the different methodologic characteristics of the studies. The principal limitation of the United States study was its reliance on registry data; the lack of a morphology code for PEL and inaccuracies in the coding of lymphoma site could have led them to miss some cases of PEL. Moreover, the registry reported only primary sites, and the authors did not include pericardial lymphomas. However, we can not completely rule out the hypothesis that the different incidences in PEL between United States and Italy might be the result of a different distribution of HHV-8 infection.34 Moreover, in the United States, HAART was introduced into clinical practice earlier than in Italy; therefore, we can not exclude the possibility that the earlier use of HAART could have affected PEL distribution in the United States HIV population because PEL is so strictly related to immune depletion. We analyzed the PEL incidence according to the date of HAART introduction in our institution, and we observed a slight increase in the PEL incidence in the post-HAART era. In fact, we observed five cases of PEL (3.1%) of 161 overall NHLs diagnosed pre-HAART and six cases of PEL (5.2%) of 115 overall NHLs diagnosed post-HAART. However, it is of note that, in the post-HAART era, none of the patients were receiving HAART for longer than 4 weeks before PEL onset (data not shown).

In regard to the clinical characteristics of PEL, our data confirmed the data reported in other multi-institutional series.1,5,10 In fact, PEL occurred mainly in homosexual men (63%) and in the late stage of HIV infection; 64% of the patients had a full-blown AIDS diagnosis, and this percentage was statistically significantly higher than the percentages observed in the other three subgroups of HIV patients affected by other NHLs (Table 2Go). Immunodepletion seemed to be much more important in the PEL group (mean CD4 cell count, 98/µL) compared with HIV patients affected by one of the other three groups of NHL, even if no statistically significant differences were observed. We believe that the statistical significance could have been missed because of the small size of the PEL group. At the onset of PEL, four (36.6%) of 11 patients had another HHV-8–associated disease (Kaposi’s sarcoma, n = 3; and Castleman disease, n = 1); whereas five (45%) of 11 patients had visceral involvement. When we compared the clinical characteristics of the lymphoma at the onset of the disease, no statistically significant differences regarding systemic symptoms, International Prognostic Index, and lactate dehydrogenase levels above the normal range were seen between PEL and the other three groups of NHL (Table 5Go). However, regarding the distribution of lymphoma stage, we found a statistically significant difference between PEL patients and the other HIV patients affected by other NHLs, but PEL disease is classified as stage IV by definition.

As previously reported,8 at diagnosis, six patients were evaluated using conventional computed tomography scans of the chest and abdomen. In all patients, computed tomography scan confirmed chest x-ray findings (unilateral or bilateral effusion in the absence of parenchymal opacities or mediastinal enlargement); but in addition, in all six patients, computed tomography revealed a slight thickening of the parietal pleural, and it showed a pericardial thickening in four patients.

Eight of 11 patients were treated with CHOP-like regimens, whereas one of 11 patients was treated with HAART alone. Three patients reached complete response, and the median overall survival time was 6 months, longer than the one observed in previous PEL AIDS-related series.1,5,10 It is of note that two of three patients (patients 6 and 10, Table 3Go) with complete responses were treated with CT and HAART; these patients showed a long survival too (30 and 35 months, respectively). Moreover, one patient treated with HAART alone achieved a complete response, and she is still alive without any relapse. This is not the only observation reporting complete response in AIDS-related PEL treated without antiblastic drugs. In two case reports, Oksenhendler et al35 and Hocqueloux et al36 observed two complete remissions in two patients affected by AIDS-related PEL; one patient was treated with two reverse transcriptase inhibitors, and the other patient was treated with HAART plus cidofovir plus interferon alpha. The mechanism through which HAART might control PEL progression is not clear. Because of the extremely low incidence of PEL, little information is available about the effect of HAART on HHV-8 viral load in the peripheral blood or in the effusion.37,38 We studied the HHV-8 viral load in the effusions of two of our patients during the few weeks of HAART before CT. We observed a transient decrease of HHV-8 viral load in the pleural effusion of one of the two patients.37 In five of 11 patients diagnosed after 1997, plasma samples were available to measure HHV-8 plasma viremia; in all five patients, HHV-8 plasma viremia was detectable before starting specific therapy (CT or HAART, data not shown).38

PEL patients (patients 1 to 5, Table 3Go) diagnosed and treated before the introduction of HAART in clinical practice (1997) showed a poor response to CT and a worse outcome (survival time range, 0.5 to 4.5 months; Table 3Go). HAART is able to improve the prognosis of AIDS-related lymphomas,39–42 and our experience and the experiences of Oksenhendler et al35 and Hocqueloux et al36 are the first clinical evidences for the potential benefit of HAART in the treatment of PEL.

PEL showed a statistically significant worse outcome compared with the CBCL group (overall survival at 2 years, 33% v 53%, respectively; P = .0002; Fig 1Go); however, no significant differences regarding overall survival were seen between the PEL, PBLOC, and IBL groups (Figs 1Go). Even if no statistically significant differences in the overall survival were observed between the PEL and the PBLOC group, from a the clinical point of view, we can affirm that the PBLOC group seems to have a better prognosis than PEL, one more similar to the CBCL group. In fact, no significant differences were noticed between the overall survivals of the PBLOC and CBCL groups (data not shown). However, the IBL group seems to have a poor clinical outcome, which is similar to the PEL group; and in fact, the IBL group has a significantly worse outcome when compared with the CBCL group (data not shown). It is important to point out that all patients included in the analysis were treated with CHOP-like regimens, and the percentages of patients treated during the HAART era were 63%, 54%, 36%, and 61% in the PEL, PBLOC, IBL, and CBCL groups, respectively. In addition, we would like to mention that we did not include in the analysis the Burkitt’s lymphoma group because the characteristics and the response to therapy of our institutional series of Burkitt’s lymphomas in the pre-HAART era have been reported elsewhere.22 In the pre-HAART era, the median overall survival time of our series of Burkitt’s lymphoma was 7 months, which was not significantly different from the overall survival time observed in the present series of PEL (6 months). The analysis of Burkitt’s lymphoma associated with HIV infection during the HAART era is still ongoing.

In conclusion, our single-institution study showed that PEL is a rare HIV NHL type that occurs as a late manifestation of HIV infection and has a poor clinical outcome and a shorter overall survival compared only with the CBCL group. However, there are some clinical evidences that, even in this rare NHL subtype, the introduction of HAART could improve the clinical outcome of PEL as it has for the other NHL subtypes.39–43


    AUTHORS’ DISCLOSURES OF POTENTIAL CONFLICTS OF INTEREST
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 AUTHORS’ DISCLOSURES OF...
 REFERENCES
 
The authors indicated no potential conflicts of interest.


    ACKNOWLEDGMENTS
 
We thank Daniela Furlan for her expert assistance in the revision and preparation of the manuscript.


    NOTES
 
Supported by grants from the Associazione Italiana per la Ricerca sul Cancro and Istituto Superiore Di Sanita.


    REFERENCES
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 AUTHORS’ DISCLOSURES OF...
 REFERENCES
 
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Submitted June 3, 2003; accepted August 11, 2003.


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