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© 2003 American Society for Clinical Oncology Clinical Features and Outcome of Primary Effusion Lymphoma in HIV-Infected Patients: A Single-Institution Study
From the Divisions of Medical Oncology A and Pathology, and Epidemiology and Microbiology Units, National Cancer Institute, Aviano, Italy. Address reprint requests to Umberto Tirelli, MD, Division of Medical Oncology A, National Cancer Institute, Via Pedemontana Occidentale 12, 33081 Aviano (PN), Italy; e-mail: omaoffice{at}cro.it.
Purpose: To describe the clinical features and outcome of HIV-associated primary effusion lymphoma (PEL) and to compare them with those of the other HIV-associated non-Hodgkins lymphomas (NHLs). Patients and Methods: From April 1987 to June 2002, 277 patients with HIV infection and systemic NHL were diagnosed and treated in our institution. Clinical features and outcome of PEL patients were compared with the features and outcomes of 162 patients belonging to the following histologic subtypes: plasmoblastic lymphoma of oral cavity (PBLOC, n = 11), immunoblastic lymphoma (IBL, n = 76), and centroblastic B-cell lymphoma (CBCL, n = 75). Results: Among the 277 NHL patients, PEL was diagnosed in 11 patients (4%). Eight of 11 patients were treated with a cyclophosphamide, doxorubicin, vincristine, and prednisone (CHOP)like regimen. Complete remission was reached in 42% of patients, with a median survival time of 6 months. When the clinical features and outcome of 11 PEL patients were compared with the other three groups of patients affected by NHL, at the onset of the disease, no statistically significant differences were observed in demographic data, CD4 absolute number, HIV viremia plasma levels, and clinical characteristics. When we compared the outcome of PEL patients with the CBCL group, a statistically significant worse outcome was observed; however, the clinical outcome of PEL patients was not significantly different from the outcome observed in the other two groups (PBLOC and IBL groups). Conclusion: PEL is a rare HIV-associated NHL type occurring as a late manifestation of HIV infection with a poor clinical outcome and a shorter overall survival compared with CBCL patients.
PRIMARY EFFUSION lymphoma (PEL) is a peculiar clinicopathologic entity characterized by human herpesvirus 8 (HHV-8) infection of tumor clone and by a peculiar tropism of the serous body cavities.1,2 HHV-8 occurs in 100% of patients and is frequently, although not always, associated with Epstein-Barr virus infection.37 At the clinicopathologic level, PEL is characterized by growth in the liquid phase in the absence of detectable tumor masses spreading along serous membranes without infiltrative growth patterns. Extraserous involvement of PEL has been reported. Some cases of PEL extend into tissues underlying the serous cavities, including the omentum and the lymph nodes, mediastinum, and lung.1,2,5,6,8 Moreover, some cases of extracavitary nodal presentation with a subsequent development of effusion have been reported.5 PEL usually displays a non-B or non-T phenotype, but immunogenotypic studies have defined its B-cell origin. Morphologically, PEL bridges immunoblastic anaplastic features and displays a certain degree of plasma-cell differentiation as shown by immunoglobulin positivity for CD138/syndecan-1, a plasma cellspecific antigen.1,6,7,912 The differential diagnosis of PEL from other non-Hodgkins lymphomas (NHLs) involving body cavities is not feasible on pure clinical and morphologic grounds, but it is enhanced by biologic characteristics, such as positivity for HHV-8 sequences on biopsies.13,14 PEL is a rare subset of large B-cell lymphoma that mainly occurs in AIDS patients and less frequently occurs in other groups, including elderly patients and organ transplantation recipients.13,1519 HIV patients affected by PEL usually have advanced AIDS, and they have been described as poor candidates for aggressive chemotherapy (CT).10 In previous multi-institutional clinical series, the median survival time has been reported to be no longer than 3 months.5,10 The aim of our study was to describe the clinical features and outcome of HIV-associated PEL diagnosed and treated in our institution from April 1987 to June 2002. Moreover, we compared the clinical characteristics and outcome of HIV-associated PEL with those of the other HIV-associated NHLs diagnosed and treated during the same period in our institution.
The PEL relative incidence was calculated from the overall number of patients with HIV infection who had systemic NHL that was diagnosed and treated at the Aviano Cancer Center (Aviano, Italy) from April 1987 to June 2002. The clinical features and the outcome of 11 PEL patients were compared with 162 patients affected by the following histologic subtypes: plasmoblastic lymphoma of oral cavity (PBLOC, n = 11), immunoblastic lymphoma (IBL, n = 76), and centroblastic B-cell lymphoma (CBCL, n = 75). Seventy-four cases of Burkitts and Burkitts-like lymphomas were not included in the analysis. PEL patients are different from patients with Burkitts lymphomas because of clinical presentation and phenotypic and molecular genetics characteristics.2 Moreover, our group has recently reported the clinical characteristics and response to therapy of our series of patients with Burkitts lymphoma associated to HIV infection.20 Thirty patients with other histologic subtypes, according to 2001 WHO tumor classification,21 were excluded from the analysis.
Diagnosis In all samples, the immunophenotypic and immunogenotypic characterization was also performed, as well as the determination of tumor infection by Epstein-Barr virus and HHV-8 according to previously reported methods.3,6,23 All NHL cases were reviewed (A.G. and A.C.) for the purpose of this study and were classified according to the 2001 WHO Classification of Tumors of Hematopoietic and Lymphoid Tissues.21
Staging
Treatment Highly active antiretroviral therapy (HAART) was introduced in our institution at the beginning of 1997; since then, patients with HIV-related NHL were treated with CT and concomitant HAART every time the clinical conditions and CT-related toxicity allowed it, irrespective of CD4 count and HIV viral load. Antiretroviral regimens were selected based on patient prior therapy, usually two reverse transcriptase inhibitors plus one protease inhibitor or one nonnucleoside reverse transcriptase inhibitor.
Response Evaluation
Statistical Methods
Patients From April 1987 to June 2002, 277 patients with HIV infection and systemic NHL were diagnosed and treated at the Aviano Cancer Center. PEL was diagnosed in 11 patients (4%), PBLOC was diagnosed in 11 patients (4%), and diffuse large B-cell lymphoma were diagnosed in 151 patients (54.5%), who were divided into two subtypes and morphologic variants (IBL, n = 76, 27.4%; CBCL, n = 75, 27%). Burkitts and Burkitts-like lymphomas were identified in 74 patients (26.8%), whereas in 30 patients (11%), the diagnosed lymphoma belonged to other histologic subtypes according to 2001 WHO tumor classification.21
Clinical Characteristics and Outcome of PEL
Pleural effusions were the unique primary site of lymphoma in six patients, whereas peritoneal effusions were the primary site in three patients; one patient each had pleura-peritoneal effusions and pleural-pericardial effusions as the primary site of lymphoma. As described in other series,1,2,5,6 we observed visceral involvement in five out of 11 patients (gastrointestinal involvement, n = 3; myocardium and neck soft tissue, n = 1; lung involvement, n = 1).
At the onset of the lymphoma disease, mean values of CD4 count were equal to 98/µL. HIV viremia was available only in patients diagnosed after 1997 (five of 11 patients), and its mean value was 41,662 copies/mL (Table 2
When the PEL diagnosis was made before the definition of PEL as a new peculiar clinical entity, the latency period before the correct diagnosis was long, up to 11 months, and in one patient, the diagnosis was made postmortem (data not shown). Until the actual diagnosis of PEL was made, two patients were treated for another type of lymphoma because the disease was classified as large-cell immunoblastic lymphoma. Both patients were reclassified as PEL based on the detection of HHV-8 DNA sequences in their tumor cells.
Eight of 11 patients were treated with CHOP-like regimens. After 1997, when the protease inhibitors became available in Italy, patients were treated with CHOP-like regimens plus HAART (five of eight CT-treated patients). One patient was treated with HAART alone, and two patients were not treated with CT (one patient because, as mentioned above, the diagnosis was made postmortem and one because the clinical condition did not allow any aggressive approach, Table 3
Complete response was reached in three patients (two patients treated with CHOP-like regimens plus HAART and one treated with HAART alone). Six of eight CT-treated patients died because of PEL progression (one patient died because of toxicity related to CT, and one patient died because of other causes not related to PEL and HIV infection progression; Table 3
Clinical Features and Outcome of PEL Versus Clinical Features and Outcome of the Other HIV-Related NHLs The clinical features and outcome of patients affected by PEL were compared with the features and outcomes of 162 patients affected by other NHLs who were diagnosed and treated in the same observational period and who belonged to the following histologic subtypes: PBLOC, n = 11; IBL, n = 76; and CBCL, n = 75. Seventy-four patients with Burkitts and Burkitts-like lymphoma were not included in the analysis, along with 30 NHL patients belonging to other histologic subtypes according to 2001 WHO tumor classification.21
The demographic data and HIV infection characteristics at the onset of NHL of the PEL patients and of the others three groups of NHL patients are listed in Table 2
At baseline, the mean value of the CD4 count was higher in patients affected by the other three groups of NHL compared with patients affected by PEL (mean CD4 count: 163/µL in the PBLOC group, 133/µL in the IBL group, and 200/µL in the CBCL group; Table 2
At the onset of lymphoma, we investigated the following clinical features of the neoplastic disease: performance status, stage according to Ann Arbor system, systemic symptoms, International Prognostic Index, and lactate dehydrogenase levels above the normal range. No significant differences were observed between the groups regarding these features except for stage (Table 5
At the onset of lymphoma, no CNS involvement was observed in the PEL group; whereas one case of CNS involvement was observed in the PBLOC group, six cases were observed in the IBL group, and six cases were observed in the CBCL group (data not shown). Moreover, no significant differences were found in the outcome comparing the PEL group with the PBLOC and IBL groups, as shown in Fig 1
The PEL group showed a higher percentage of death as a result of NHL progression compared with the other three groups of NHL histologic subtypes, but this difference was not statistically significant (Table 4
NHL is still one of the major causes of morbidity and mortality in HIV-infected patients.29 It has been extensively reported that the majority of AIDS-related NHLs are diffuse B-cell lymphomas of the following types: small noncleaved-cell lymphomas, Burkitts and non-Burkitts lymphomas (40%), large-cell lymphomas (30%), and large-cell immunoblastic plasmacytoid lymphomas (30%). It is well known that PEL is a less common type of NHL.1,5,10,30,31 In our institution, from April 1987 to June 2002, we diagnosed and treated 277 patients with AIDS-related NHL belonging to the following histologic types: PEL, n = 11 (4%); PBLOC, n = 11 (4%); IBL, n = 76 (27.4%); CBCL, n = 75 (27%); Burkitts and Burkitts-like lymphomas, n = 74 (26.8%); and other histologic types, n = 30 (11%). Our series confirmed the previous reported PEL incidence (4% in HIV-infected patients).2,32 But the incidence seems to be much higher than the incidence (0.13%) reported by a recent United States population-based AIDS and cancer registry study focused on the identification of AIDS-associated NHL in serous body cavity sites as a surrogate for PEL.33 Of course, the discrepancy between the two incidences might be a result of the different methodologic characteristics of the studies. The principal limitation of the United States study was its reliance on registry data; the lack of a morphology code for PEL and inaccuracies in the coding of lymphoma site could have led them to miss some cases of PEL. Moreover, the registry reported only primary sites, and the authors did not include pericardial lymphomas. However, we can not completely rule out the hypothesis that the different incidences in PEL between United States and Italy might be the result of a different distribution of HHV-8 infection.34 Moreover, in the United States, HAART was introduced into clinical practice earlier than in Italy; therefore, we can not exclude the possibility that the earlier use of HAART could have affected PEL distribution in the United States HIV population because PEL is so strictly related to immune depletion. We analyzed the PEL incidence according to the date of HAART introduction in our institution, and we observed a slight increase in the PEL incidence in the post-HAART era. In fact, we observed five cases of PEL (3.1%) of 161 overall NHLs diagnosed pre-HAART and six cases of PEL (5.2%) of 115 overall NHLs diagnosed post-HAART. However, it is of note that, in the post-HAART era, none of the patients were receiving HAART for longer than 4 weeks before PEL onset (data not shown).
In regard to the clinical characteristics of PEL, our data confirmed the data reported in other multi-institutional series.1,5,10 In fact, PEL occurred mainly in homosexual men (63%) and in the late stage of HIV infection; 64% of the patients had a full-blown AIDS diagnosis, and this percentage was statistically significantly higher than the percentages observed in the other three subgroups of HIV patients affected by other NHLs (Table 2 As previously reported,8 at diagnosis, six patients were evaluated using conventional computed tomography scans of the chest and abdomen. In all patients, computed tomography scan confirmed chest x-ray findings (unilateral or bilateral effusion in the absence of parenchymal opacities or mediastinal enlargement); but in addition, in all six patients, computed tomography revealed a slight thickening of the parietal pleural, and it showed a pericardial thickening in four patients.
Eight of 11 patients were treated with CHOP-like regimens, whereas one of 11 patients was treated with HAART alone. Three patients reached complete response, and the median overall survival time was 6 months, longer than the one observed in previous PEL AIDS-related series.1,5,10 It is of note that two of three patients (patients 6 and 10, Table 3
PEL patients (patients 1 to 5, Table 3
PEL showed a statistically significant worse outcome compared with the CBCL group (overall survival at 2 years, 33% v 53%, respectively; P = .0002; Fig 1 In conclusion, our single-institution study showed that PEL is a rare HIV NHL type that occurs as a late manifestation of HIV infection and has a poor clinical outcome and a shorter overall survival compared only with the CBCL group. However, there are some clinical evidences that, even in this rare NHL subtype, the introduction of HAART could improve the clinical outcome of PEL as it has for the other NHL subtypes.3943
The authors indicated no potential conflicts of interest.
We thank Daniela Furlan for her expert assistance in the revision and preparation of the manuscript.
Supported by grants from the Associazione Italiana per la Ricerca sul Cancro and Istituto Superiore Di Sanita.
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Copyright © 2003 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
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