Journal of Clinical Oncology, Vol 21, Issue 24
(December), 2003: 4496-4504
© 2003 American Society for Clinical Oncology
6-Thioguanine, Cytarabine, and Daunorubicin (TAD) and High-Dose Cytarabine and Mitoxantrone (HAM) for Induction, TAD for Consolidation, and Either Prolonged Maintenance by Reduced Monthly TAD or TAD-HAM-TAD and One Course of Intensive Consolidation by Sequential HAM in Adult Patients at All Ages With De Novo Acute Myeloid Leukemia (AML): A Randomized Trial of the German AML Cooperative Group
Thomas Büchner,
Wolfgang Hiddemann,
Wolfgang E. Berdel,
Bernhard Wörmann,
Claudia Schoch,
Christa Fonatsch,
Helmut Löffler,
Torsten Haferlach,
Wolf-Dieter Ludwig,
Georg Maschmeyer,
Peter Staib,
Carlo Aul,
Andreas Grüneisen,
Eva Lengfelder,
Norbert Frickhofen,
Wolfgang Kern,
Hubert L. Serve,
Rolf M. Mesters,
Maria Cristina Sauerland,
Achim Heinecke
From the Department of Medicine, Hematology/Oncology, University of Münster, Münster, Germany.
Address reprint requests to Thomas Büchner, MD, PhD, University Medical Center, Department of Medicine, Hematology and Oncology, Albert-Schweitzer-Str 33, D-48129 Münster, Germany; e-mail: buechnr{at}uni-muenster.de.
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ABSTRACT
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Purpose: To examine the efficacy of prolonged maintenance chemotherapy versus intensified consolidation therapy for patients with acute myeloid leukemia (AML).
Materials and Methods: Eight hundred thirty-two patients (median age, 54 years; range, 16 to 82 years) with de novo AML were randomly assigned to receive 6-thioguanine, cytarabine, and daunorubicin (TAD) plus cytarabine and mitoxantrone (HAM; cytarabine 3 g/m2 [age < 60 years] or 1 g/m2 [age 60 years] x 6) induction, TAD consolidation, and monthly modified TAD maintenance for 3 years, or TAD-HAM-TAD and one course of intensive consolidation with sequential HAM (S-HAM) with cytarabine 1 g/m2 (age < 60 years) or 0.5 g/m2 (age 60 years) x 8 instead of maintenance.
Results: A total of 69.2% patients went into complete remission (CR). Median relapse-free survival (RFS) was 19 months for patients on the maintenance arm, with 31.4% of patients relapse-free at 5 years, versus 12 months for patients on the S-HAM arm, with 24.7% of patients relapse-free at 5 years (P = .0118). RFS from maintenance was superior in patients with poor risk by unfavorable karyotype, age 60 years, lactate dehydrogenase level greater than 700 U/L, or day 16 bone marrow blasts greater than 40% (P = .0061) but not in patients with good risk by complete absence of any poor risk factors. Although a survival benefit in the CR patients is not significant (P = .085), more surviving patients in the maintenance than in the S-HAM arm remain in first CR (P = .026).
Conclusion: We conclude that TAD-HAM-TAD-maintenance first-line treatment has a higher curative potential than TAD-HAM-TAD-S-HAM and improves prognosis even among patients with poor prognosis.
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INTRODUCTION
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AS DEMONSTRATED in recent trials of patients with acute myeloid leukemia (AML), postremission treatment with high-dose cytarabine produces longer relapse-free survival (RFS) and survival (SV) than standard-dose cytarabine,1 in addition to superior RFS, when used in induction treatment.2,3 Autologous transplantation results in superior RFS when compared with intensive chemotherapy4 or no further treatment.5 Similarly, RFS from allogeneic transplantation is significantly longer than that achieved with intensive chemotherapy.4
Other trials, however, have failed to confirm the superiority of autologous or allogeneic transplantation.6,7 Furthermore, the effect of high-dose cytarabine was restricted to favorable and intermediate-risk patients when administered postremission8 but was restricted to poor-risk patients when used in induction.9
A question remains regarding the relative value of prolonged myelosuppressive monthly maintenance chemotherapy in the context of current intensification strategies. In the 1981 trial of the German Acute Myeloid Leukemia Cooperative Group (AMLCG), patients were randomly assigned to receive maintenance chemotherapy according to a study by the Cancer and Leukemia Group B CALGB10 after consolidation with 6-thioguanine, cytarabine, and daunorubicin (TAD) or consolidation alone. The RFS in adult patients of all ages was 18% at 10 years in the maintenance arm and 6% in the no maintenance arm (P = .0001).11,12
Combining maintenance chemotherapy with the double-induction strategy led to a 5-year RFS rate of 32% in patients 16 to 60 years of age; incorporating high-dose cytarabine into double induction improved overall survival (OS), specifically in patients with poor prognosis (P = .012).9 On the basis of TAD and high-dose cytarabine and mitoxantrone (HAM) double induction and TAD consolidation, with prolonged maintenance as the standard, the present trial compared maintenance chemotherapy with intensive consolidation (IC).
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MATERIALS AND METHODS
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Patients
Patients 16 years of age and older with AML by common classification13,14 who had never received antileukemic therapy were eligible for study. As in the previous trial of the AMLCG9 and similar to other comparable trials,1,2,4,15 patients with a history of myelodysplasia or other antecedent hematologic disorder and related abnormal blood counts for at least 6 months or previous exposure to cytotoxic drugs or radiotherapy were excluded from study, as were patients with preexisting nonleukemia-related severe and refractory liver, renal, heart, and other organ failure. Patients with promyelocytic leukemia and translocation t(15;17) were excluded and treated in a separate trial.16 The study was approved by a university ethical committee, and written informed consent was obtained from each patient entering the trial.
Study Design
Before treatment started, all patients were randomly assigned by phone call to the statistical center. Patients then received the first induction course, consisting of cytarabine 100 mg/m2 by continuous intravenous (IV) infusion daily on days 1 and 2 and by 30-minute infusion every 12 hours on days 3 through 8, daunorubicin 60 mg/m2 by 30-minute IV infusion on days 3, 4, and 5, and 6-thioguanine 100 mg/m2 administered orally every 12 hours on days 3 through 9 (TAD), as published.9,17 On day 16 of therapy, bone marrow was examined for the percentage of blasts. On day 21, all patients younger than 60 years of age received a second induction course (double induction). In the older patients, the second course was given only if bone marrow contained 5% blasts on day 16, irrespective of its cellularity. For the second course, cytarabine 3 (age < 60 years) or 1 (age 60 years) g/m2 was administered by 3-hour IV infusion every 12 hours on days 1 through 3, with mitoxantrone 10 mg/m2 by 30-minute IV infusion on days 3, 4, and 5 (HAM).18 If bone marrow continued to contain 5% blasts after HAM or if similar features reappeared in weekly bone marrow sampling, then the patient was treated off study. After entering complete remission (CR), patients started with a consolidation course of TAD 2 to 4 weeks later. After TAD, patients were given either maintenance chemotherapy or one course of IC according to their initial randomization. Although maintenance chemotherapy started at reachievement of CR criteria after TAD consolidation, IC started 6 weeks later. Maintenance chemotherapy was as published,9,11 with monthly courses of cytarabine 100 mg/m2 injected subcutaneously every 12 hours for 5 days, as with a second drug, daunorubicin, 45 mg/m2 by 30 minute IV infusion on days 3 and 4 (course 1), 6-thioguanine 100 mg/m2 orally administered every 12 hours on days 1 to 5 (course 2), cyclophosphamide 1 g/m2 IV on day 3 (course 3), 6-thioguanine again (course 4), and restarting with course 1. If absolute neutrophil count decreased to less than 500/µL and/or platelets to less than 20,000/µL after each of two sequential courses, the doses of all antileukemic drugs were reduced by 50%, permanently. Using this policy it was found that from the third maintenance course, almost all patients required adjustment and continued at 50% dosage, whereas further reductions were possible accordingly. Maintenance chemotherapy continued until patients had been in remission for 3 years,11 which was largely fulfilled in the majority of patients achieving RFS of at least 3 years. IC consisted of cytarabine 1 (age < 60 years) or 0.5 (age 60 years) g/m2 by 3-hour IV infusion every 12 hours on days 1, 2, 8, and 9, with mitoxantrone 10 mg/m2 30-minute IV infusion on days 3, 4, 10, and 11 (sequential HAM [S-HAM]).19 As alternative to maintenance or IC chemotherapy, allogeneic transplantation in first CR was offered to all patients up to 50 years of age who had a histocompatible sibling.
Evaluation
Patients underwent full physical examinations and assessment of blood counts and liver and renal function tests before each chemotherapy course. Bone marrow examinations were performed before the start of maintenance and IC and then every 3 months, unless earlier bone marrow examinations were indicated by peripheral-blood changes inconsistent with CR.
Criteria for Response
As published,9 a CR was defined by bone marrow with normal hematopoiesis of all cell lines and less than 5% blasts and peripheral blood with at least 1,500 neutrophils and 100,000 platelets per microliter. Therapeutic failures were classified as persistent leukemia, death fewer than 7 days after completion of the first induction therapy course (early death), and death during treatment-induced bone marrow hypoplasia, irrespective of the time after chemotherapy (hypoplastic death). Relapse was defined as reinfiltration of the bone marrow by 5% leukemic blasts or a proven leukemic infiltration at any other site. RFS was measured from the achievement of CR until relapse or death in remission, and freedom from relapse counted from the achievement of CR until relapse. SV and OS were recorded from randomization until death.
Cytogenetics
Cytogenetic examination was performed on pretreatment bone marrow specimens as published.9 Chromosome analyses were conducted after short-term cultures using standard protocols for G- or R-banding technique. Karyotype changes were interpreted according to the 1995 International System for Human Cytogenetic Nomenclature.20 All cytogenetic results were centrally reviewed. Similarly, as in other large series,8,21 karyotypes classified as favorable included translocations t(8;21) and inversion/translocation of chromosome 16, whereas deletions and losses of chromosomes 5 and 7, abnormalities involving 11q23, and complex karyotypes with three or more numerical or structural abnormalities were considered unfavorable. All other karyotypes were considered as intermediate.
Statistical Analysis
The primary objective of the study was the randomized comparison of the two alternative sequences of treatment regimens TAD-HAM-TAD plus maintenance and TAD-HAM-TAD plus IC according to RFS. The number of eligible patients and of responders per year was expected to be 150 and 100, respectively, and the expected median RFS was approximately 16 months. Setting the upper limit of probability of the type I error to alpha = .05, the accrual time to at least 6 years, and the additional follow-up period to at least 2 years, this resulted in a power of 80% to detect a difference in the median RFS of 5 months. The distributions of the time-to-event variables were estimated using the Kaplan-Meier method,22 and comparisons were based on the log-rank test.23 All P values reported are two-sided. Potential prognostic factors were tested using the Cox proportional hazards model,24 including the dichotomized variables age (< 60 v 60 years), karyotype (favorable v unfavorable), lactate dehydrogenase (LDH; 700 v > 700 U/L), WBC ( 40,000 v > 40,000/µL), and day 16 bone marrow blasts ( 40% v > 40%). The comparator groups for the calculation of relative risk were the respective counterparts of the dichotomized variables, whereas interactions with other factors were not accounted for.
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RESULTS
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Patient Population
Between December 1992 and June 1999, a total of 946 patients at all ages from 47 institutions were entered onto the trial. One hundred fourteen patients were excluded according to protocol criteria, such as medical contraindications in 79 patients and nonrandomized treatment in 35 patients. A total of 832 patients were eligible and randomly assigned to treatment (Fig 1 ). The 88% eligibility compares with 92% in the previous trial9 in patients younger than 60 years.

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Fig 1. Flow diagram showing assessable patients according to treatment arms and numbers of patients receiving the assigned treatment. TAD, 6-thioguanine, cytarabine, and daunorubicin; HAM, high-dose cytarabine and mitoxantrone; CR, complete remission; allo BMT, allogeneic bone marrow transplantation.
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Patient Characteristics
The pretreatment characteristics of patients in the two randomized arms are listed in Table 1 for all patients entering and for all patients who achieved CR. Cytogenetics of the bone marrow cells were obtained from 66% of patients. Data on serum LDH with a normal range of up to 240 U/L were available from 93% of patients.
Drug Delivery
The second induction course HAM was given to 626 patients (496 patients younger than 60 years and 130 patients older than 60 years). Equally in the maintenance and in the IC arm, 90% of all younger patients and of those older patients with 5% or more blasts in their bone marrow on day 16 received HAM, with the rest (to 100%) not receiving HAM because of prior toxicity or early death. Among the 576 patients (Fig 1 ) achieving CR (397 patients 16 to 60 years of age and 179 patients 60 years of age or older), 480 received TAD consolidation (335 younger and 145 older patients). The reasons for not receiving TAD consolidation in the maintenance and IC arms were as follows: early relapse in 10 and 11 patients (six and seven younger patients and four and four older patients), respectively; early death in CR in two and one younger patients, respectively; toxicity in induction treatment in 26 and 20 patients (12 and 15 younger patients and 14 and five older patients), respectively; refusal of consolidation by two and four patients (one and two younger patients and one and two older patients), respectively; and planned transplantation in five and three younger patients, respectively. In five and seven patients, respectively, the reasons for not receiving TAD consolidation are unknown (four and five younger patients and one and two older patients, respectively). Among the 294 responders in the maintenance arm, maintenance chemotherapy started in 190 patients (130 younger and 60 older patients), and among the 282 responders in the IC arm, IC was given to 135 patients (90 younger and 45 older patients). The reasons for not proceeding to the assigned maintenance and IC were death in remission in 13 and eight patients (five and five younger patients and eight and three older patients), respectively; toxicity in TAD consolidation in 22 and 28 patients (12 and 19 younger patients and 10 and nine older patients), respectively; refusal of maintenance or IC by three and nine patients (one and seven younger patients and two and two older patients), respectively; relapse in 39 and 58 patients (24 and 42 younger patients and 15 and 16 older patients), respectively; and planned transplantation in 24 and 28 younger patients, respectively. The median duration of maintenance chemotherapy in patients overall is 14 months. Among 62 patients achieving an RFS of 3 to 9 years, 5% had received maintenance for 6 to 11 months, 8% for 12 to 17 months, 9% for 18 to 23 months, 10% for 24 to 29 months, and 37% for 30 to 35 months. Thirty-one percent of the 62 patients received maintenance for 36 months or longer, because maintenance chemotherapy was exceeded by a median of 3 months (range, 1 to 15 months) in 16 patients (26%) with long-term CR as a result of individual decisions. Twenty-three patients in the maintenance arm and 17 patients in the IC arm underwent allogeneic transplantation in first CR, respectively: five and two patients without having received TAD consolidation and 18 and 15 after having received TAD consolidation, respectively. Against randomization, three patients received IC instead of maintenance chemotherapy and 16 patients received maintenance chemotherapy instead of IC.
Therapeutic Outcome by Randomization
The essential data on patient outcome are listed in Table 2 . The median observation time for patients alive in CR is 4.5 years and for patients alive is 3.8 years. Kaplan-Meier life-table plots comparing patients in the maintenance arm with those in the IC arm are shown for RFS in Figure 2 . The OS of all patients entering the trial is shown in Figure 3 , and the survival of all responders is shown in Figure 4 . Among the 429 and 403 patients assigned to maintenance chemotherapy and IC (272 and 263 younger patients and 157 and 140 older patients), respectively, 292 and 288 have died (165 and 173 younger patients and 127 and 115 older patients, respectively). Among the 294 and 282 patients achieving CR (197 and 200 younger patients and 97 and 82 older patients), 153 and 171 experienced relapse (94 and 110 younger patients and 59 and 61 older patients), respectively, and another 30 and 28 patients died in remission (17 and 21 younger patients and 13 and seven older patients), respectively.

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Fig 2. Relapse-free survival according to randomization in patients at all ages. Tick marks indicate patients alive in remission. S-HAM, sequential high-dose cytarabine and mitoxantrone; CR, complete remission.
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Fig 3. Overall survival in all patients entering the trial according to randomization. Tick marks indicate patients alive. S-HAM, sequential high-dose cytarabine and mitoxantrone.
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Fig 4. Survival of complete responders at all ages. Tick marks indicate patients alive. S-HAM, sequential high-dose cytarabine and mitoxantrone.
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Toxicity
Adverse events during the period of induction and consolidation treatment were classified according to the World Health Organization criteria and are listed for grades 3 and 4 in Table 3 . Adverse events associated with the intensive S-HAM consolidation are listed for comparison with those from TAD consolidation and from induction treatment. Myelotoxicity was measured by the recovery time of blood neutrophils and platelets from the end of the last chemotherapy course until 500/µL absolute neutrophils and 50,000/µL platelets were reached. The median time to recovery for those who recovered was 24 days (range, 0 to 147 days) after TAD consolidation and 46 days (range, 0 to 180 days) after IC (P < .001). A total of 25.2% of patients after TAD consolidation and 33.3% after IC did not fulfill criteria of recovery during the observation period. The corresponding recovery times for younger patients are 25 days (range, 0 to 108 days) after TAD consolidation and 47 days (range, 0 to 137 days) after IC (P < .0001), as compared with recovery times in older patients of 18 days (range, 0 to 147 days) and 36 days (range, 0 to 180 days; P < .001), respectively. There was no significant difference in recovery times between younger and older patients. Toxicity data according to World Health Organization criteria were not available for patients receiving maintenance chemotherapy, which was generally given on an outpatient basis. Potentially treatment-related deaths in association with maintenance chemotherapy and IC occurred in 4% and 7% of patients, respectively.
Therapeutic Outcome by Treatment Given
The median RFS in 138 patients who started IC and 206 patients who started maintenance chemotherapy is 17 and 26 months, respectively, with 37% and 45% at 3 years (P = .14), including the three patients who received IC and the 16 patients who started maintenance chemotherapy against their randomization. As compared with maintenance chemotherapy, there is a positive selection associated with IC, which is explained by its later scheduling after more (58 v 39) early relapses had occurred. Adjusting for this imbalance, Figure 5 shows the RFS in patients who did receive IC and in those who did receive at least two courses of the multiple-course maintenance chemotherapy.

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Fig 5. Relapse-free survival in patients who did receive sequential high-dose cytarabine and mitoxantrone (S-HAM) consolidation or at least two courses of multiple-course maintenance. Tick marks indicate patients alive in remission. CR, complete remission.
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Outcome by Treatment Randomization in Prognostic Groups
As in the previous trial by the German AMLCG,9 a multiple regression analysis identified unfavorable karyotype, day 16 blasts, and LDH as prognostic factors independently predicting the duration of RFS. This was reproduced in the present trial,25,26 which also included patients 60 years of age and older so that age could be added to the list of independent prognostic factors (Table 4 ). WBC count and favorable karyotype failed to reach significance as independent prognostic factors. On the basis of these results (Table 5 ), good- and poor-risk groups were defined, and patient outcome is compared between the two treatment arms separately in the good- and poor-risk groups and in the remaining patients. RFS is compared between the two arms for good- and poor-risk patients in Figures 6 and 7 .

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Fig 7. Relapse-free survival according to randomization in the poor prognostic group including patients with unfavorable karyotype or age > 60 years or day 16 blasts > 40% or LDH > 700 U/L. Tick marks indicate patients alive in remission. S-HAM, sequential high-dose cytarabine and mitoxantrone; CR, complete remission.
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DISCUSSION
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The German AMLCG investigated two versions of a chemotherapeutic regimen for de novo AML in adult patients of all ages. An experimental arm containing TAD-HAM induction, TAD consolidation and S-HAM IC was compared with a standard arm of TAD-HAM-TAD and prolonged maintenance. Components of the regimen had been established in previous trials such as monthly myelosuppressive maintenance chemotherapy,11 TAD-HAM induction,9 and S-HAM salvage therapy.19 As the main result, IC failed to improve patient outcome over maintenance chemotherapy. In contrast, maintenance chemotherapy resulted in an RFS superior to that achieved with IC (P = .012). The lack of benefit from IC is not a result of inadequate intensity or cytotoxicity. Thus the median neutrophil and platelet recovery time after IC was as long as 46 days, compared with 24 days after the preceding TAD consolidation regimen. This also explains why there was a somewhat more frequent individual decision of patients or physicians against IC than against maintenance chemotherapy (18% v 10%). The later scheduling of IC as compared with that of the start of maintenance left more time for early relapses and deaths, thus precluding the delivery of S-HAM. But even if these differences in timing and selection were adjusted for, the RFS at 3 years is 37% in patients who received IC versus 48% in those who received at least two courses of maintenance chemotherapy (P = .021).
Because all patients were randomly assigned up front for their complete therapy, a selection bias resulting from exclusions at later randomizations was avoided. This design provided an investigation of complete preselected treatment strategies, including their therapeutic effects, toxicity, practicability, and acceptance on the basis of intent to treat in a multicenter setting.
The difference in RFS cannot be explained by imbalances in the prognostic groups according to karyotype, day 16 blasts, age, and LDH. Although there is a tendency in the total population to a more frequent favorable karyotype (P = .057) and less frequent unfavorable karyotype (P = .080), in the maintenance arm this tendency becomes still less expressed in the target group of CR patients (P = .082 and .129). Notably, favorable karyotype excluding t(15;17) failed to be an independent risk factor. Furthermore, both arms were equal in the rates of CR, persistent leukemia, and early or hypoplastic death. Thus the only variable to be considered is the different first-line treatment strategy according to randomization, with maintenance chemotherapy reducing the risk of relapse more effectively than IC (56% v 68% at 3 years; P = .0094).
The superior RFS and freedom from relapse in the maintenance versus IC arm did not improve the average responders SV (P = .085). Influences from the salvage treatment not being part of the present protocol may account for this discrepancy. However, 111 of 128 patients surviving in the maintenance arm compared with 83 of the 110 patients surviving in the IC arm (P = .026) are still in their first CR. These data suggest that despite a similar SV so far, first-line treatment using maintenance chemotherapy in this setting provides a higher curative potential than IC.
The present trial also showed that the benefit from maintenance chemotherapy in RFS was most expressed in the poor-risk subgroup according to karyotype, day 16 blasts, age, and LDH. Other groups had reported previously that high-dose cytarabine in the postremission period8 and autologous transplantation5 improved remission duration mainly in good-risk patients according to cytogenetics8 or additional early response.5 These discrepancies in responsive groups suggest that there may be scheduling effects of treatment intensification. After first data about a specific effect of high-dose cytarabine in poor-risk patients,9 present data on maintenance chemotherapy again confirm an improvement of a poor prognosis by adequate chemotherapy. Good-risk patients, indeed, seemed not to further benefit from maintenance chemotherapy versus IC in their RFS (P = .28) and freedom from relapse (P = .66). Excluding the 20% good-risk patients would result in a 3-year RFS of 37% versus 21% (P = .0005) in favor of maintenance chemotherapy, also translating into a SV benefit of 47% versus 30% (P = .0085).
In conclusion, by a strict intent-to-treat comparison, maintenance chemotherapy as part of first-line treatment proved superior to IC in providing continuing first CR in the overall patient group and in poor-risk patients.
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AUTHORS DISCLOSURES OF POTENTIAL CONFLICTS OF INTEREST
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The authors indicated no potential conflicts of interest.
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ACKNOWLEDGMENTS
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We thank Wolfgang Köpcke, PhD, University of Münster, for his biostatistical advice, and Sandra Cebulla for assistance in the preparation of the manuscript. We also thank the following clinicians for their cooperation: W. Augener, M. Baldus, L. Balleisen, D. Bartholomäus, H. Bartels, K. Becker, I. Blau, D. Braumann, R. Dengler, V. Diehl, I. Dörges, R. Donhuijsen-Ant, H. Eimermacher, B. Emmerich, J. Fischer, A. Föller, R. Fuchs, H.G. Fuhr, W. Gassmann, A. Giagounidis, D. Haase, F.G. Hagmann, A. Harms, J. Hartlapp, A. Heyll, W.D. Hirschmann, G. Just, J. Karow, C. Kerschgens, H. Kreiter, U. Kubica, A. Lang, M. Notter, B. Pahnke, A. Peyn, H.J. Pielken, M. Planker, H. Rasche, H.E. Reis, C. Schadeck-Gressel, B. Schlag, U. Schmitz-Hübner, G. Schott, S. Sommer, A. Thomalla, G. Trenn, A. Trittin, M. Uppenkamp, D. Urbanitz, M. Welslau, K. Ziegert.
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NOTES
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Supported by Deutsche Krebshilfe, Bonn, Germany, grant no. M 17/92/Bü 1.
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Submitted February 24, 2003;
accepted September 30, 2003.

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T. Haferlach, A. Kohlmann, S. Schnittger, M. Dugas, W. Hiddemann, W. Kern, and C. Schoch
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W. Kern, D. Voskova, C. Schoch, W. Hiddemann, S. Schnittger, and T. Haferlach
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T. Buchner, W. E. Berdel, and W. Hiddemann
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