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© 2003 American Society for Clinical Oncology Phase II Study of the Efficacy and Safety of Cisplatin-Epinephrine Injectable Gel Administered to Patients With Unresectable Hepatocellular Carcinoma
From the Chinese University of Hong Kong, Hong Kong SAR, China; Johns Hopkins University Medical Center, Baltimore, MD; Johann Wolfgang Goethe University, Frankfurt, Germany; Mayo Clinic Rochester, MN; Institut Paoli Calmettes, Marseilles, France; Institute of Liver Studies, Kings College Hospital, London, United Kingdom; and Matrix Pharmaceutical, Inc, Fremont, CA. Address reprint requests to Thomas W.T. Leung, MD, Department of Clinical Oncology, Prince of Wales Hospital, The Chinese University of Hong Kong, Shatin, New Territories, Hong Kong SAR, China; email: waitongleung{at}cuhk.edu.hk.
Purpose: To study the efficacy and safety of percutaneous cisplatin-epinephrine (CDDP-EPI) injectable gel in patients with localized unresectable hepatocellular carcinoma (HCC).
Patients and Methods: Eligible patients had histologically proven HCC, no prior treatment except for surgery, and no more than three tumors (each measured Results: From June 1997 to April 2000, 58 patients (median age, 65 years) entered the study. All patients were assessable for safety, and 51 were assessable for efficacy. The median number of treatments was four (range, one to eight treatments). Objective response rate was 53% (27 of 51 patients), including 16 complete and 11 partial responses. Of the 27 responders, 14 (52%) subsequently developed progressive disease, but in most of them (93%), a new tumor arose at untreated liver sites. Median survival was 27 months (range, 18.4 to 35.7 months). The 1-, 2-, and 3-year survival rates were 79%, 56%, and 14% respectively. The procedure was well tolerated with only minor side effects. Conclusion: Percutaneous local ablation with CDDP-EPI injectable gel can induce significant tumor necrosis and local control for localized unresectable HCC, and the treatment is well tolerated.
HEPATOCELLULAR CARCINOMA (HCC) is the fifth most common cancer1 and the most common fatal cancer worldwide. Approximately 315,000 cases of HCC are diagnosed each year, accounting for 4.1% of all new human cancer cases.2 The highest incidence rates occur in Asia and Africa, where there is also a marked increase in younger aged groups,3 but both incidence and mortality rates are increasing in some countries in North America and Europe.4,5 It is widely considered that the only potentially curative treatment of HCC is surgical resection. However, the majority of patients (75% to 90%) are not candidates for resection, either because of the presence of advanced disease, inadequate liver function (up to 80% of HCCs are associated with underlying cirrhosis), or both.69 Nonsurgical treatments for unresectable HCC include chemoembolization, systemic chemotherapy, and radiotherapy, but none has been found to prolong survival in prospective randomized studies. The overall treatment results are poor, and prognosis of unresectable HCC remains dismal.
There is also increasing evidence to suggest that for patients with small localized tumors that are not resectable for various reasons, curative-intent treatment with liver transplantation or local ablative therapies is still possible.10 Local ablative therapy is usually performed under image guidance (either computed tomography [CT] or ultrasonography [US]) by means of ethanol injection,11 radiofrequency ablation (RFA),12 or microwave coagulation.13 These local treatments are indicated for small tumors ( In this study, we evaluated a new form of local intratumoral ablative chemotherapy with a modified-release drug-delivery system, which provides a high intratumoral concentration of cisplatin for extended periods, with significantly reduced systemic exposure.1416 This novel drug, cisplatin-epinephrine (CDDP-EPI) injectable gel (Matrix Pharmaceutical, Inc, Fremont, CA), combines CDDP and EPI, a vasoconstrictive agent, in a biodegradable matrix made of purified, buffered, nonpyrogenic bovine collagen that acts a gellant.16 CDDP-EPI gel has been used to treat a variety of solid tumors.17 An earlier phase I study demonstrated the feasibility of injecting CDDP-EPI gel into liver tumors percutaneously under image guidance.18 The objective of this phase II open-label study was to examine the efficacy and safety of CDDP-EPI gel in the treatment of patients with localized unresectable HCC.
This multicenter study was conducted in North America, Europe, and Asia. The test product was CDDP-EPI injectable gel; 1 mL of CDDP-EPI gel contains 4 mg of cisplatin and 0.1 mg of EPI.
Eligibility Criteria Patients were excluded if they exhibited any of the following: New York Heart Association Class III or IV cardiovascular symptoms; obesity; tumor location(s) that prevented adequate imaging of tumor(s); known hypersensitivity to cisplatin, bovine collagen, EPI, sulfites, or radiographic contrast agents; history of hepatic encephalopathy or bleeding gastroesophageal varices; and pregnancy, breast feeding, or reluctance to use adequate birth control. Patients who had received systemic chemotherapy, radiation, or other cancer therapies were not allowed to enter into the study. However, prior surgical resection for the primary lesion was allowed.
Treatment Plan Study treatment consisted of weekly intratumoral injections of CDDP-EPI gel to a maximum of four treatments within a 6-week period. Response was evaluated by CT scan at 2 weeks after treatment. At the discretion of the physician, a second four-treatment cycle within a 6-week periodfor a maximum of eight treatmentswas permissible but only for previously treated tumors. No new emergent tumors were treated during the study. Response was again evaluated at 2 weeks after treatment. If response occurred, CT scans were repeated within a 28- to 36-day period for confirmation. Patients who had a complete response (CR) or partial response (PR) to treatment were then observed monthly to monitor the duration of response; CT scans were repeated at 2, 4, and 6 months, and every 3 months thereafter while the objective response continued. All patients were observed for survival, including patients scheduled for liver transplantation.
Drug Administration Systemic hydration was administered before injection. Local anesthetics, local-regional nerve blocks, and systemic agents could be used for pain control; however, anesthetics containing EPI were prohibited. Concurrent systemic chemotherapy, other investigational cancer therapy, immunomodulators, or drugs that interact with CDDP (eg, probenecid and thiazide) were prohibited during the treatment or re-treatment phases. Pretreatment anxiolytics and analgesics could be used to manage anxiety or transient hypertension.
Efficacy Evaluation
Response to treatment was defined as change in viable tumor volume sustained for
Safety Evaluation
Statistical Analyses
Patient Characteristics Between June 1997 and April 2000, 58 patients with unresectable primary HCC were enrolled onto this open-label, phase II clinical trial. Fifty-one patients were included in the per-protocol efficacy analyses. Of the seven patients excluded from the efficacy analyses, one patient never received drug because of inaccessibility of the tumor, one had insufficient evidence of HCC at screening, one had a benign regenerative nodule treated, three patients died within 28 days after their first treatment visit, and one patient entered the study with ascites and elevated bilirubin levels and was discontinued immediately after the first visit.
Patient characteristics are listed in Table 1
Tumor Response and Survival The median total viable tumor volume per patient at baseline was 25 cm3 (range, 2 to 314 cm3). Variation was noted in tumor size by the following geographic areas: Europe, median tumor size, 41 cm3 (range, 3 to 314 cm3); United States, median tumor size, 22 cm3 (range, 2 to 240 cm3); and Asia, median tumor size, 17 cm3 (range, 2 to 98 cm3). As shown in Table 2
Twenty-nine (57%) of 51 patients received between one and four treatments, and 15 (52%) of 29 had objective responses. Of the patients who continued on to receive additional treatments (one patient received five treatments, six received six treatments, and 15 received eight treatments), 12 (55%) of 22 patients responded. During cycle 1 (one to four treatments), dose levels ranged from 8 to 9 mL (32 to 36 mg CDDP, respectively); during cycle 2 (five to eight treatments), the dose levels ranged from 7.3 to 8.1 mL (32 to 40 mg CDDP, respectively). The cumulative median dose for all patients was 36.5 mL of gel (range, 2.5 to 80 mL) and 146 mg of CDDP (range, 10 to 320 mg).
Of the 27 patients who responded to treatment with CDDP-EPI gel, 14 subsequently had progressive disease (Table 4
The median survival for all 51 assessable patients was 27 months (range, 18.4 to 35.7 months). The 1-, 2-, and 3-year survival rates were 79%, 56%, and 14% respectively. The Kaplan-Meier actuarial survival curve for all the patients is shown in Fig 1
Histologic Confirmation of Tumor Response The pathology of six treated lesions in three patients was examined histologically. Two patients received orthotopic liver transplantation after treatment, and the third patient had an autopsy (Table 5
Safety At each visit, physicians were required to evaluate seven symptoms commonly reported for patients with liver tumors (ie, anergy, anorexia, ascites, jaundice, local pain, malaise, and intratumoral hemorrhage). Intratumoral hemorrhage was neither present at baseline nor did it occur in any patients during the study. In general, the other six symptoms remained unchanged during treatment. Table 6
During this study, three of 29 deaths were considered to be either possibly related or related to study drug (25 were unrelated to treatment, and in one patient, the relationship is unknown). One patient with a history of intravenous drug abuse and severe liver cirrhosis died 1 day after treatment because of rupture of the hepatoma; the death was considered to be possibly related to the study drug. Another self-admitted drug abuser with an extensive medical history, including hepatic perforation from a gunshot wound, died on the day of his third treatment, and the possibility of hypersensitivity reaction was investigated; the death was considered possibly drug related. Another patient with esophageal varices, chronic hepatitis, and cirrhosis lapsed into coma from hepatic failure 1 week after treatment; although the physician deemed the event not related to drug, the study sponsor considered that a contributory effect could not be ruled out. Ten other patients had adverse events that were considered serious; nine recovered without sequelae, and one patient was hospitalized with profound abdominal pain and vomiting, and treatment was terminated.
With the improvement in imaging modalities for small hepatic lesions and screening programs for high-risk individuals (those with chronic liver disease or who are carriers of hepatitis B or C), it is likely that more cases of HCC will be diagnosed at an early stage. These early HCCs are often localized to the liver and are potentially curable with surgery. However, not all are amenable to surgery because of limited liver reserve. Currently, local ablation with ethanol or thermal treatment (RFA or microwave coagulation) can be effective, and they are the choice of treatment if the tumor size is small and the number of lesions few.10 For tumors less than 5 cm, the percentage of necrosis after microwave coagulation or RFA is more than 90%.19,20 From a recent prospective study on 102 patients randomized to either RFA or ethanol injection for tumors less than 5 cm, the 2-year survival rates for RFA and ethanol injection were 98% and 88%, respectively.21 Although the overall survival has no significant difference, the recurrence-free survival was longer for the RFA arm, which was statistically significant.21 For patients with even smaller tumors (< 2 cm) treated with either ethanol injection or microwave coagulation, the 5-year survival rate was 78%.22 These treatment results are actually quite comparable with surgical resection. However, for lesions that are close to the main portal vein, heart, or intestine, thermal ablation may not be feasible. Heat carried away by the high blood flow in the region (heat sink problem) damps down the thermal effect. Heat may also cause damage to nearby vital organs. In these circumstances, percutaneous ethanol or intratumoral drug injection can be an option. However, the efficacy of ethanol injection is probably inferior to RFA in terms of percentage of tumor necrosis and survival,21,23 which is probably because ethanol can disperse easily if it gets into relatively large blood vessels. It is also difficult to see where the ethanol stays by imaging methods, and the volume of ethanol used is quite arbitrary. An improved intratumoral drug delivery system, which can induce a high degree of tumor necrosis, is visible under an imaging modality, and has a good safety profile, can be the choice of treatment for patients not suitable for thermal ablation or for patients in places where thermal ablation is not available. Intratumoral injection of cytotoxic drugs for treatment of localized cancer was not successful until an improved delivery system was developed that allows slow release of the drug into the tumorous tissue.15 The CDDP-EPI injectable gel was the first such approach to be successfully developed and taken to clinical trials for gastric, esophageal, head and neck, metastatic liver, and breast cancers and melanoma.18,2430 In this study, a uniform cohort of patients with treatment-naive, localized, unresectable HCC was treated with intratumoral CDDP-EPI injectable gel; activity of the compound with respect to induction of tumor necrosis was demonstrated. Histologic examination of six treated lesions from three patients was performed. Five of these lesions showed either complete or nearly complete necrosis, and in three of five lesions, this was confirmed by the CT findings. In addition, evidence of tumor necrosis after treatment with CDDP-EPI gel is supported by a magnetic resonance imaging (MRI) evaluation of a subset of 11 patients (17 lesions) from this study.31 Viable tumor volume and degree of necrosis were examined before and after treatment using turbo spin-echo MRI, including a dynamic study of gadolinium-enhanced T1-weighted sequences. MRI showed no viable tumor in 15 (88%) of 17 lesions and only 11% and 15% viable tumor in the two remaining lesions. The effect of direct intratumoral injection of CDDP-EPI gel on tumor cell death has also been studied in a rabbit model of liver cancer.32 Percent tumor necrosis as measured by histology was 85% in tumors receiving two injections and 75% in tumors receiving one injection versus 52% for control lesions with no treatment. The fraction of tumor necrosis estimated by contrast-enhanced CT imaging correlated well with that found by histologic examination. Although these lesions may have shown only static disease according to conventional radiologic response criteria, extensive necrosis was documented, indicating activity of the compound. The extent of tumor necrosis and changes in degree of contrast enhancement in CT scans after treatment have been widely used as an index of response in other forms of local ablative therapies.2023 From our study, we confirmed by histology that such an approach is valid. This may have implications for new compounds put into clinical trials; conventional response criteria focusing on changes in size of lesion may not reflect the true activity of the drug. The objective response rate was 53% (25 of 51 patients), including 16 CRs and nine PRs. Five out of the 16 patients with CR have relatively small-volume disease, but they had unresectable disease before entering onto the study. The reason for unresectability was because of advanced liver cirrhosis. Although liver resection is still considered to be curative for early-stage and small-volume disease, it is often not feasible because of poor liver function. Treatment-related adverse events were mainly local pain and fever. These symptoms were usually mild or moderate in severity, and their duration was brief. Severe side effects were uncommon. Approximately 5% of patients had a significant increase in blood pressure during treatment. This can be explained by apprehension of the treatment and can easily be treated by anxiolytics before treatment. Hypertension was, however, severe in three patients and is likely a result of EPI reaching the systemic circulation through the hepatic vein. Although the drug distribution within the tumor can be visualized by imaging methods during the injection procedure, it is not possible to preclude the occasional venous uptake of EPI released from the gel preparation. Some patients experienced nausea and vomiting during and after treatment, which is probably a result of premedications or the emetogenic effect of the CDDP. A simple antiemetic agent is all that was required to control vomiting. Caution was required when treating large vascular tumors that were close to the liver surface because of the risk of rupture. This happened in one of the studied subjects in this study. In another patient who had an autopsy performed, collagen fibrils were retrieved from the pulmonary vasculature. This can be explained by shunting of the collagen material from the treated lesion to the lungs through abnormal arteriovenous shunt. Therefore, patients with large arteriovenous shunts as demonstrated by imaging or angiogram should not be considered for this treatment. One of the unique features of the CDDP-EPI gel is that it is readily visible under US because of the echogenic nature of the gel. This can aid the physician in proper placement of the therapy, make it easier to determine how much drug is placed in the tumor, and allow the physician to get closer to margins. Because it does not involve heat, and the extent of drug infiltration is clearly visible, less irritation of the liver capsule and, hence, less pain may be caused than with other local ablative therapies. Most of the failure of treatment is because of new tumors occurring in the untreated sites. This is no different from other local ablative therapies, including surgery. A study from Japan showed that the recurrence-free survival rate for percutaneous ethanol injection or microwave coagulation was 30% to 39% at 4 years, and most recurrences are intrahepatic.22 Further treatment of new lesions with CDDP-EPI gel is possible and should be investigated in subsequent studies. In conclusion, we found that intratumoral injection of CDDP-EPI gel is effective for localized unresectable HCC. Side effects are tolerable. CDDP-EPI gel can be an option for lesions not suitable for thermal ablation or in places where thermal ablation is not available.
We thank David Karlin, MD, and Karen Mosher for assistance in conducting the study. Ann Olmstead, PhD, provided statistical expertise and Jonathan Squire, PhD, provided statistical programming. Andrea Dorey and Caren Rickhoff assisted with the development of the manuscript.
Supported in part by Matrix Pharmaceutical, Inc, Fremont, CA.
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Copyright © 2003 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
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