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Journal of Clinical Oncology, Vol 21, Issue 7 (April), 2003: 1195-1204
© 2003 American Society for Clinical Oncology

Acute Myeloid Leukemia and Myelodysplastic Syndrome After Doxorubicin-Cyclophosphamide Adjuvant Therapy for Operable Breast Cancer: The National Surgical Adjuvant Breast and Bowel Project Experience

Roy E. Smith, John Bryant, Arthur DeCillis, Stewart Anderson

From the National Surgical Adjuvant Breast and Bowel Project Operations Center and Biostatistical Center, Pittsburgh, PA; and Bristol-Myers Squibb, Wallingford, CT.

Address reprint requests to Roy Smith, MD, Medical Affairs and Medical Oversight, National Surgical Adjuvant Breast and Bowel Project, East Commons Professional Building, 4 Allegheny Center, 5th Floor, Pittsburgh, PA 15212-5234.


    ABSTRACT
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 APPENDIX
 REFERENCES
 
Purpose: We reviewed data from all adjuvant NSABP breast cancer trials that tested regimens containing both doxorubicin (A) and cyclophosphamide (C) to characterize the incidence of subsequent acute myeloid leukemia (AML) and myelodysplastic syndrome (MDS).

Materials and Methods: Six complete NSABP trials have investigated AC regimens (B-15, B-16, B-18, B-22, B-23, and B-25). Six distinct AC regimens have been tested and are distinguished by differences in cyclophosphamide intensity and cumulative dose and by the presence or absence of mandated prophylactic support with growth factor and ciprofloxacin. In all regimens, A was given at 60 mg/m2 q 21 days x 4. C was given as follows: 600 mg/m2 q 21 days x 4 ("standard AC"); 1,200 mg2 q 21 days x 2; 1,200 mg/m2 q 21 days x 4; 2,400 mg/m2 q 21 days x 2; and 2,400 mg/m2 q 21 days x 4. Occurrence of AML/MDS was summarized by incidence per 1,000 patient-years at risk and by cumulative incidence. Rates were compared across regimens, by age, and by treatment with or without breast radiotherapy.

Results: The incidence of AML/MDS was sharply elevated in the more intense regimens. In patients receiving two or four cycles of C at 2,400 mg/m2 with granulocyte colony-stimulating factor (G-CSF) support, cumulative incidence of AML/MDS at 5 years was 1.01% (95% confidence interval [CI], 0.63% to 1.62%), compared with 0.21% (95% CI, 0.11% to 0.41%) for patients treated with standard AC. Patients who received breast radiotherapy experienced more secondary AML/MDS than those who did not (RR = 2.38, P= .006), and the data indicated that G-CSF does may possibly also be independently correlated with increased risk.

Conclusion: AC regimens employing intensified doses of cyclophosphamide requiring G-CSF support were characterized by increased rates of subsequent AML/MDS, although the incidence of AML/MDS was small relative to that of breast cancer relapse. Breast radiotherapy appeared to be associated with an increased risk of AML/MDS.


    INTRODUCTION
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 APPENDIX
 REFERENCES
 
IN 1985, the National Surgical Adjuvant Breast and Bowel Project (NSABP) reported its experience with treatment-related leukemia in patients with operable breast cancer after adjuvant chemotherapy and postoperative radiation with regimens containing L-phenylalanine mustard.1 In recent years, adjuvant chemotherapy regimens for operable breast cancer have included alkylating agents other than L-phenylalanine mustard with or without anthracyclines. Other standard therapies include breast radiotherapy after lumpectomy and tamoxifen for patients with hormone-responsive breast cancer.2 Recently, there have been reports of the benefit of regional radiation therapy for axillary node–positive patients3,4 and of the potential benefit of paclitaxel administration after a doxorubicin-cyclophosphamide (AC) regimen.5 In the treatment of operable breast cancer, as in any therapeutic domain, the potential risks and benefits of therapy must be considered for a particular patient. One of the most serious risks associated with cancer therapy is the development of treatment-related acute leukemia and myelodysplastic syndrome (MDS). Leukemia has been reported after therapy with alkylating agents, topoisomerase II inhibitors, and radiation therapy for the treatment of a variety of tumor types.6–10 Recent NSABP studies have often used AC-containing regimens. Two of these studies (NSABP Protocols B-22 and B-25) evaluated dose-intensified cyclophosphamide.11,12 We have previously reported a greater than expected incidence of acute myeloid leukemia (AML) and MDS among patients treated on NSABP Protocol B-25.13 This current report presents the experience with AML and MDS across NSABP clinical studies using AC regimens. The primary issues addressed in this report are the rates of AML and/or MDS as a function of the AC regimen (standard v intensified and increased total-dose cyclophosphamide) and the use of radiation therapy. A discussion of the potential role of growth factors is also included.


    MATERIALS AND METHODS
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 APPENDIX
 REFERENCES
 
The studies examined in this report were approved by local institutional review boards at the study sites and in accord with an assurance filed with and approved by the United States Department of Health and Human Services. All patients in the studies examined provided informed consent.

Patients
Six completed NSABP phase III clinical studies have investigated AC regimens in operable breast cancer patients (Protocols B-15, B-16, B-18, B-22, B-23, and B-25). Data for this report were obtained from all patients in these studies with follow-up who were assigned to AC regimens (Table 1Go). All patients had primary operable breast cancer with T1 to T3, N0–1, M0 tumors and had received no chemotherapy, radiation therapy, or hormonal cancer therapy before entry. Patients who were surgically treated with mastectomy were not to receive subsequent adjuvant radiation therapy before treatment failure, whereas those treated with lumpectomy received adjuvant radiation therapy consisting of 50 Gy to the breast, with an optional 10-Gy boost to the scar, after completion of chemotherapy.


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Table 1. NSABP Trials Testing Doxorubicin-Cyclophosphamide Regimens
 
The studies and the relevant treatment arms are listed in Table 1Go. B-15 included women with histologically positive axillary lymph nodes who were 49 years of age or younger or 50 to 59 years of age with progesterone receptor (PR)–negative tumors (< 10 fmol/mg of cytosol protein). Patients randomly assigned to arm I were treated with AC administered intravenously at doses of 60 and 600 mg/m2, respectively, every 21 days for four cycles ("standard AC"). B-16 was a study for women with histologically positive axillary lymph nodes who were 50 to 59 years of age and had PR-positive tumors or were 60 to 70 years of age regardless of tumor receptor status. Patients randomly assigned to B-16 arm II received standard AC, and tamoxifen was given (10 mg orally twice a day) for at least 5 years. B-18 was a two-arm study comparing postoperative standard AC (arm I) with preoperative standard AC (arm II). Patients who were 50 years of age or older at the time of randomization received tamoxifen for at least 5 years. B-22 was a three-arm study for women with histologically positive axillary lymph nodes. All patients received doxorubicin 60 mg/m2 intravenously every 21 days for four cycles. In arm I, patients received concurrent cyclophosphamide 600 mg/m2 for four cycles (standard AC). In arm II, patients received cyclophosphamide 1,200 mg/m2 for the first two cycles only, and in arm III, patients received cyclophosphamide 1,200 mg/m2 for four cycles. All patients 50 years of age or older received tamoxifen for at least 5 years. B-23 was a study for women with axillary node–negative breast cancer and estrogen receptor (ER)–negative tumors. Patients randomly assigned to arms III or IV received standard AC and 5 years of either tamoxifen or placebo. In Protocol B-25, a study for women with histologically positive axillary lymph nodes, all patients received doxorubicin 60 mg/m2 intravenously every 21 days for four cycles. In arm I, patients received concurrent cyclophosphamide 1,200 mg/m2 for four cycles. In arm II, patients received cyclophosphamide 2,400 mg/m2 for two cycles, and in arm III, patients received cyclophosphamide 2,400 mg/m2 for four cycles. All patients received prophylactic granulocyte colony-stimulating factor (G-CSF), 5 µg/kg starting day 2 of each cycle. G-CSF was continued until the granulocyte count was greater than 10,000/µL after day 7. The dose of G-CSF was doubled in all cycles after the occurrence of severe infection or febrile neutropenia (in this protocol, febrile neutropenia was defined as the occurrence of fever > 38.5°C or systemic infection in the presence of neutropenia requiring hospitalization). If febrile neutropenia recurred, patients also received prophylactic ciprofloxacin 500 mg orally bid. Tamoxifen was administered for 5 years to all patients 50 years of age or older.

AC therapy in these six clinical trials can be grouped into six distinct regimens (Table 2Go). In each regimen, doxorubicin was given at 60 mg/m2 for four cycles. Patients on regimen A (B-15 arm I, B-16 arm II, B-18 arms I and II, B-22 arm I, and B-23 arms III and IV) received cyclophosphamide 600 mg/m2 for four cycles (standard AC). Patients on regimen B (B-22 arm II) received cyclophosphamide 1,200 mg/m2 for two cycles, and those on regimen C (B-22 arm III) received cyclophosphamide 1,200 mg/m2 for four cycles. G-CSF and ciprofloxacin were not mandated in regimens A, B, and C. The cyclophosphamide doses for regimen D (B-25 arm I), regimen E (B-25 arm II), and regimen F (B-25 arm III) were 1,200 mg/m2 for four cycles, 2,400 mg/m2 for two cycles, and 2,400 mg/m2 for four cycles, respectively. Prophylactic G-CSF was mandated in regimens D, E, and F, as was secondary prophylaxis with ciprofloxacin.


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Table 2. Doxorubicin-Cyclophosphamide Regimens by Dose-Intensity, Cumulative Dose, and Mandated Use of Growth Factors
 
Data Management
Patients on the NSABP clinical trials listed in Table 1Go are followed from the time of randomization until death. Submission of treatment data was requested on a per-cycle basis. Submission of follow-up data is required on a protocol-specific schedule: at a minimum, submissions were required every 3 months for the first year, every 6 months through year 5, and annually thereafter. In addition to treatment failures and deaths, NSABP participating institutions report all second primary cancers to the NSABP Biostatistical Center. Beginning in February 1996, reports of AML and MDS are also submitted to the National Cancer Institute using the Secondary AML/MDS Report Form. All reported blood dyscrasias undergo a centralized medical review of clinical records submitted by the participating institution (including reports of bone marrow examinations, pathology reports, laboratory values, and death records). The diagnoses of leukemia and MDS presented in this report are based on the investigators’ assessment in conjunction with headquarters medical review of the submitted pathology reports and other source documents. All analyses in this report are based on follow-up data received at the Biostatistical Center as of March 31, 2001.

Data Analysis and Statistical Methods
In primary analyses, patients were considered to be at risk for the diagnosis of AML/MDS from the date of first treatment until death or last follow-up. Secondary analyses are also presented in which follow-up data were administratively censored by prior treatment failures or other second primary cancers. Analyses were based on randomized treatment assignments (intent to treat). In cases for which the date of first treatment could not be directly ascertained from submitted treatment data forms, the intended date of first treatment reported at registration was used.

Incidence rates per 1,000 patient years (PYs) at risk were computed by regimen and by patient cohorts defined by age at surgery (<= 49 years, >= 50 years) and surgical procedure (mastectomy, lumpectomy). Confidence intervals (CIs) were constructed under the assumption that occurrences of AML/MDS were distributed according to the Poisson distribution, conditional on PYs at risk. Cumulative incidence curves were constructed using the nonparametric method, and SEs were based on the formula of Korn and Dorey.14 CIs for cumulative incidence were based on the approximate normality of the estimator after logarithmic transformation.

Comparisons of AML/MDS failure rates across regimens or other patient cohorts and calculation of relative risks (RRs) were based on stratified log-rank analyses. For example, comparison of the incidence of AML/MDS between lumpectomy patients (who received breast radiotherapy) and mastectomy patients (for whom radiotherapy was prohibited) was carried out by a log-rank analysis stratified by the six regimens of Table 2Go and by age at surgery (<= 49 years, >= 50 years). Because the number of events was not large, P values were computed by conditioning on the numbers of patients in each group who were at risk at each diagnosis time. In this case, the total numbers of failures in each group are sums of approximately independent hypergeometric random variables, so that the log-rank P values may be obtained by Monte Carlo simulation.15


    RESULTS
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 APPENDIX
 REFERENCES
 
A total of 8,563 patients with follow-up were randomized to AC regimens in Protocols B-15, B-16, B-18, B-22, B-23, and B-25. These patients have contributed a total of 61,810 PYs of follow-up before death or last follow-up. The distribution of follow-up across the six different AC regimens is shown in Table 3Go. For each regimen, Table 3Go lists the average patient age at surgery, the percentage of patients aged <= 49 years, the percentage of patients receiving lumpectomies, the number of reported cases of AML/MDS, and incidence of AML/MDS both in terms of rates per 1,000 PYs and 8-year percent cumulative incidence. The table also gives the standardized incidence rate, defined as the cohort incidence rate expressed as a multiple of the incidence rate in an age-matched Surveillance, Epidemiology, and End Results (SEER) Registry population.


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Table 3. AML/MDS Rates as a Function of Assigned Regimen
 
Diagnoses of AML/MDS
In total, 43 patients (0.50%) have presented with either AML or MDS (Appendix, available online at www.jco.org). An additional five patients have been diagnosed with other hematologic malignancies: one patient with acute lymphoblastic leukemia, one patient with chronic lymphocytic leukemia, two patients with chronic myelogenous leukemia, and one patient with essential thrombocytosis. Only diagnoses of AML or MDS are considered in the remainder of this report. Individual characteristics of the patients are summarized in the Appendix, including protocol and regimen, type of dyscrasia, cytogenetics, latency period, vital status at last follow-up, age at initial surgery, total doses of doxorubicin and cyclophosphamide, presence or absence of adjuvant radiotherapy, treatment with G-CSF, presence or absence of treatment failure or other second primary cancer before diagnosis of leukemia, and additional treatment before leukemia, if any. Of the 43 patients, 20 presented with AML, whereas 23 presented with MDS (eight of whom subsequently progressed to AML). Latency periods (time from initiation of therapy to diagnosis of AML/MDS) ranged from 1 to 125 months (median, 38 months). For 28 patients, the diagnosis of AML or MDS was the first protocol-defined event, whereas 15 patients had either a prior breast cancer recurrence or other cancer. Of these 15 patients, 13 received additional hormonal (four patients), cytotoxic (10 patients), and/or radiation (six patients) therapy before their AML or MDS. One patient was treated with surgery only, and a second patient received no further therapy. Six of the 43 patients were alive at last follow-up.

AML and MDS are classified morphologically according to the widely accepted French-American-British (FAB) criteria. In this classification system, AML is categorized by the degree of differentiation along different cell lines and the extent of cell maturation.16–18 M1, M2, and M3 leukemia show predominantly granulocytic differentiation and differ from one another in the extent and nature of granulocytic maturation: M4 shows both granulocytic and monocytic differentiation, M5 shows predominantly monocytic differentiation, and M6 shows predominantly erythroblastic differentiation. M7 is associated with leukemic megakaryocytes. MDS is classified according to the degrees of disordered hematopoiesis, frequencies of transformation to acute leukemia, and prognosis.19–21 Patients with refractory anemia (RA) or refractory anemia with ringed sideroblasts (RARS) have a relatively good prognosis and show minimal dysplasia and macrocyctic changes in the blood and bone marrow. However, in patients with RARS, at least 15% of the RBC precursors are ringed sideroblasts. In patients with RA and RARS, progression to acute leukemia is infrequent. In contrast, refractory anemia with excessive blasts (RAEB) and refractory anemia with excessive blasts in transformation (RAEB-t) show a more disordered myelopoiesis and erythropoiesis than that seen in RA. In RAEB, the bone marrow shows 5% to 20% myeloblasts, and 1% to 5% myeloblasts may circulate in the blood. On the other hand, RAEB-t is characterized by 20% to 30% myeloblasts in the bone marrow, more than 5% myeloblasts in the blood, and frequently the presence of Auer rods. Chronic myelomonocytic leukemia (CMML) has normal-appearing erythrocytic precursors, 5% to 20% myeloblasts in the bone marrow, and an increased circulating monocyte count. Among patients with these subtypes of MDS, progression to leukemia is common (RAEB, 40%; RAEB-t, 75%; CMML, 30%) and their prognoses are poor.

French-American-British (FAB) subtypes were reported for 20 of the 28 patients who were either diagnosed with AML or who subsequently progressed to AML before death or last follow-up (Table 4Go). Sixteen of these patients received dose-intensified and dose-increased therapy (B-22 arms II and III and B-25 arms I, II, and III). Of these, 10 of 16 had FAB subtypes most likely to be either M4 or M5. In contrast, the four patients receiving standard AC with reported FAB subtypes were classified as M1, M2, M3, and M2 versus M5.


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Table 4. FAB Subtypes
 
Unfortunately, the application of the widely accepted FAB classification to treatment-related MDS is often confounded because bone marrow samples from these patients often do not demonstrate the expected proportion of blasts or degree of dysmyelopoiesis.22,23 Nevertheless, when the criteria of the FAB classification are rigidly applied, RAEB and RAEB-t have been found to be the most common types of treatment-related MDS.23,24 Both RAEB and RAEB-t have a substantial risk of progressing to AML.25

Cytogenetic studies were available for 27 of the patients diagnosed with MDS/AML (Appendix, available online at www.jco.org). At the standard doses of doxorubicin and cyclophosphamide, three patients had simple cytogenetic abnormalities (deletions, duplications, or inversions of one or two chromosomes) involving chromosomes 7, 8, and the 11q23 locus. Among the 24 patients registered on the dose-intensified and dose-increased arms of protocols B-22 and B-25 for whom cytogenetic analysis was performed, 15 had more complex cytogenetic abnormalities involving multiple chromosomes (including 7, 8, 9, 11, 15, 23, and 24). Four of these patients also had chromosomal abnormalities involving the 11q23 locus, and two patients had a t(8;21) rearrangement.

Comparison of AML/MDS Incidence Rates Across Regimens
Table 3Go and Fig 1Go compare regimens A through F in terms of the incidence of AML/MDS per 1,000 PYs at risk. A log-rank test comparing incidence rates across the six regimens is highly significant (P = .0002, controlling for differences in patient age and adjuvant radiotherapy). Estimated relative risks (RRs), using the standard AC regimen as a baseline, are as follows: regimen B, 2.45 (95% CI, 0.78 to 7.76); regimen C, 3.54 (95% CI, 1.30 to 9.63); regimen D, 2.68 (95% CI, 0.84 to 8.54); regimen E, 6.81 (95% CI, 2.84 to 16.30); regimen F, 5.46 (95% CI, 2.16 to 13.82; Fig 2Go). Table 3Go and Fig 3Go show the cumulative incidence of AML/MDS. For clarity in the figure, regimens E and F have been combined (two or four cycles with cyclophosphamide 2,400 mg/m2/cycle with G-CSF), as have regimens B, C, and D (two or four cycles with cyclophosphamide 1,200 mg/m2/cycle with or without G-CSF). Figure 3Go also shows that for standard AC, the cumulative incidence at 8 years is estimated to be 0.27% (95% CI, 0.15% to 0.48%), compared with 0.49% (95% CI, 0.27% to 0.88%) for combined regimens B, C, and D, and 1.07% (95% CI, 0.68% to 1.69%) for combined regimens E and F. The standardized incidence rates in Table 3Go indicate that the incidence of AML/MDS is considerably higher in breast cancer patients treated with all six AC regimens than in the general SEER population. It is not clear whether the difference entirely results from the effects of treatment or whether it may in part result from the breast cancer status of these patients.



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Fig 1. Incidence rate of acute myeloid leukemia/myelodysplastic syndrome with 95% confidence intervals. G-CSF, granulocyte colony-stimulating factor; PYs, patient years.

 


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Fig 2. Relative risk of acute myeloid leukemia/myelodysplastic syndrome with 95% confidence intervals. GCS-F, granulocyte colony-stimulating factor.

 


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Fig 3. Cumulative incidence of acute myeloid leukemia/myelodysplastic syndrome by cyclophosphamide intensity (mg/m2/cycle). AML/MDS, acute myeloid leukemia/myelodysplastic syndrome; TX, treatment.

 
Association With Age and Adjuvant Radiotherapy
Patients who underwent mastectomy were not to receive subsequent adjuvant radiation therapy, whereas breast irradiation was mandated in those who were treated with lumpectomy. Therefore, rates of AML/MDS were compared by method of surgery. Table 5Go shows incidence of AML by regimen and method of operation. The crude incidence of AML/MDS among lumpectomy patients (1.00/1,000 PYs) was more than twice as large as that for mastectomy patients (0.49/1,000 PYs), and the trend is consistent across regimens. After stratification for regimen (A, B, C, D, E, F) and age at surgery (<= 49 years, >= 50 years), the estimated RR for lumpectomy patients relative to mastectomy patients was 2.38 (95% CI, 1.29 to 4.40; P = .006). Similarly, age at surgery was associated with incidence of AML/MDS, with greater incidence in women aged >= 50 years at surgery than among younger women. After stratification for regimen and method of operation, the estimated RR was 2.37 (95% CI, 1.26 to 4.44; P = .008).


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Table 5. AML/MDS Rates as a Function of Regimen and Operation
 
Because the administration of tamoxifen was based on age in most protocols (Table 1Go), there was concern that the association of age with incidence of AML/MDS that was noted in the previous paragraph could be confounded with tamoxifen treatment. To test this, a stratified proportional hazards model was used to relate the hazard of AML/MDS to tamoxifen usage (no, yes) and age at surgery (linear). After stratification for regimen and method of operation, there was no evidence that increased incidence of AML/MDS was related to treatment with tamoxifen (RR = 1.23; 95% CI, 0.47 to 3.25; P = .67). The magnitude of the estimated age effect was clinically significant (4% increase in risk per year of age; 95% CI, -0.4% to 9%) but was only marginally statistically significant (P = .08) because of the age-tamoxifen confound. When tamoxifen usage was dropped from the model, the estimated effect of age did not change much (5% increase in risk per year of age; 95% CI, 2% to 8%) but became strongly statistically significant (P = .001).

Treatment Failures or Second Primary Cancers Before Diagnosis of AML/MDS
Fifteen of the 43 patients diagnosed with AML/MDS experienced an event (either a treatment failure or a second primary cancer) before their diagnosis of AML/MDS, and 13 of these patients were determined to have received either hormonal, chemotherapeutic, or radiation therapy as a result. Therefore there was concern that comparisons of AML incidence across regimens or patient cohorts could be biased by factors associated with subsequent therapy. As a check, the analyses described above were repeated after administratively censoring all follow-up subsequent to a patient’s first event. Table 6Go lists the incidence of AML/MDS as first events; the general pattern of incidence rates is similar to that in Table 3Go, and RRs based on the administratively censored data are comparable to those based on uncensored data. In particular, the comparison of AML/MDS incidence rates across the six treatment regimens remains highly significant (P = .0002). The estimated RR for lumpectomy patients relative to mastectomy patients is similar to the previous estimate (RR = 2.26; 95% CI, 1.06 to 4.83), although the P value becomes only marginally significant (P = .045), because the number of events was small. The effect of age remains strongly significant (RR = 3.69; 95% CI, 1.57 to 8.71; P = .002).


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Table 6. AML/MDS Rates as a Function of Assigned Regimen: Data Administratively Censored at First Event
 
Use of G-CSF in Protocol B-25
In theory, the effect of mandated G-CSF can be tested by comparing regimens C (B-22 arm III) and D (B-25 arm I), but the number of events is too small to be of use (10 in total). In addition, three of the six patients in regimen C actually did receive G-CSF, after recurrence but before the diagnosis of AML/MDS, so the comparison is unclear. However, some indirect evidence correlating use of G-CSF to subsequent presentation of AML/MDS can be obtained from Protocol B-25, where use of growth factor was mandated and daily doses of G-CSF were recorded.

Although use of G-CSF was mandated in all B-25 patients, there was nevertheless considerable variation in total G-CSF doses across patients. This resulted from differences in the number of days required to achieve granulocyte counts in excess of 10,000/µL and also from dose increases dictated by the protocol after incidents of febrile neutropenia or severe infection. A log-rank analysis was carried out in the cohort of B-25 patients to determine whether the total G-CSF dose (per kilogram, dichotomized as either <= median dose or > median dose) during adjuvant treatment was correlated with the subsequent incidence of AML/MDS. This analysis controlled for AC regimen (arms I, II, III), patient age (<= 49 years, >= 50 years), and operation (mastectomy, lumpectomy), and an exact P value was computed as previously described. To avoid potential difficulties in interpretation based on the possibility of treatment failures interrupting the delivery of chemotherapy and G-CSF, the analysis was made conditional on being disease-free 16 weeks after the initiation of therapy (this restriction eliminated only 17 patients, none of whom subsequently presented with AML/MDS).

Eighteen of the 22 B-25 patients diagnosed with AML/MDS received G-CSF doses in excess of the median dose administered to all B-25 patients (242 µg/kg). Controlling for treatment arm, patient age, and operation, the estimated risk of AML/MDS for patients receiving more than the median dose of G-CSF, relative to those receiving the median dose or less, was 3.58 (95% CI, 1.18 to 10.90; P = .02).

Six of the 18 patients receiving more than 242 µg/kg of G-CSF experienced first events before diagnosis of AML/MDS, whereas none of the four patients receiving the median dose or less had prior events. Thus the result described above is sensitive to the inclusion or exclusion of AML/MDS after treatment failures or second primary cancers. If follow-up subsequent to first events is administratively censored, the estimated RR is reduced to 2.34 (95% CI, 0.72 to 7.55; P = .19). This computation still suggests a clinically significant RR, but the result is no longer statistically significant.


    DISCUSSION
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 APPENDIX
 REFERENCES
 
In this cross-protocol analysis, we present the incidence of AML/MDS from 8,563 patients (representing 61,810 PYs of follow-up) treated on six NSABP operable breast cancer studies using AC regimens. The chemotherapy regimens were defined according to their differences in cyclophosphamide intensity, cumulative cyclophosphamide dose, and the presence or absence of growth factor support. Forty-three patients (0.50%) developed AML/MDS. The incidence of AML/MDS associated with standard AC therapy was 0.32 cases per 1,000 PYs (95% CI, 0.16 to 0.57). The incidence of AML/MDS was sharply elevated in the more intense regimens compared with the incidence with standard AC; in patients receiving two or four cycles of cyclophosphamide at 2,400 mg/m2 with G-CSF support, the incidence rate was 1.75 cases per 1,000 PYs (95% CI, 1.04 to 2.77), corresponding to an RR of 6.16 (P < .0001). The corresponding cumulative incidence of AML/MDS at 5 years was 1.01% (95% CI, 0.63% to 1.62%) for patients receiving the more intense regimens, compared with 0.21% (95% CI, 0.11% to 0.41%) for patients treated with standard AC.

These findings are consistent with previous reports indicating that exposure to certain chemotherapeutic agents is associated with genomic insult and an increased risk of AML/MDS.6,26 Fisher et al1 determined that the risk of AML was sharply elevated in breast cancer patients treated with surgery followed by melphalan-containing chemotherapy, relative to those treated with surgery alone. The cumulative risk for developing AML after receiving melphalan-containing regimens was estimated to be 1.29% at 10 years, as compared with 0.27% in patients treated with surgery alone. Several other studies indicate that the risk for developing AML/MDS among patients with early breast cancer who are treated with adjuvant chemotherapy containing standard-dose cyclophosphamide is somewhat higher than in the general population.27–31 Case-controlled studies evaluating the influence of the cumulative dose or the duration of alkylating agent therapy on patients with breast cancer or non-Hodgkin’s lymphoma indicate that in both circumstances, increased exposure heightens the risk for the development of AML/MDS.27,32 The risk of developing AML/MDS is also increased in patients receiving bone marrow–ablative chemotherapy regimens.33

Chemotherapy-induced AMLs have been reported to exhibit characteristics that differentiate them from primary leukemias.34,35 Alkylating agent–related AMLs often occur after an average interval of 5 to 7 years, are usually preceded by MDS, and are frequently described as being either M1 or M2 according to the FAB classification. Karyotypic analysis shows alterations of chromosomes 5 and 7 in 60% to 90% of cases. The most common cytogenetic findings are losses of chromosomes 5 or 7 and deletions at 7q.36 Conversely, AML/MDS associated with topoisomerase II inhibitor (doxorubicin, epipodophyllotoxin) treatment present after a much shorter interval from therapy (2 to 3 years) as either FAB M4 or M5 and are frequently associated with translocation of the long arm of chromosome 11 (11q23).36–42 RAEB and RAEB-t have been found to be the most common types of chemotherapy-induced MDS.23,24

In our data, the cytogenetic abnormalities observed were most consistent with a mixed leukemogenic effect from both cyclophosphamide and doxorubicin. This is evidenced by the presence of monosomy 5 or 7 or trisomy 8 and the presence of defects at the 11q23 locus. The presence of more complex genomic defects seemed to be more frequent among patients treated with the dose-intense regimens than in those treated with standard AC, implying the presence of a greater genomic insult. However, it is possible that this apparent difference may have resulted from the more extensive cytogenetic testing that was performed in the later protocols and, in particular, Protocol B-25. The presentation of our patients was mixed between those with either AML (nonmyelodysplastic phase) or MDS (myelodysplastic phase), and this is consistent with the presence of both a cyclophosphamide and doxorubicin genomic effect.

Among patients receiving standard AC, only one of four patents had an FAB subtype that was arguably M5 (M2 v M5). In contrast, in those patients receiving the more intense regimens (B through F), the M4/M5 subtypes were frequently observed (nine of 14 subtyped cases). Putatively, this is consistent with a cyclophosphamide-induced promotion of a doxorubicin-associated leukemogenic effect.

Although an increased rate of AML/MDS is associated with the more intense regimens, interpretation is difficult because it is not clear which aspects of the dosing schedules are most associated with that increase. Differences in the six regimens are characterized in terms of increased dose-intensity of cyclophosphamide, increased total cyclophosphamide dose, and mandated use of growth factors, but because these three aspects are highly correlated, unambiguous attribution is not possible. In the data of Table 3Go, there is little evidence of an association between cumulative dose and incidence of AML/MDS, after controlling for dose-intensity and use of G-CSF. This can be seen by comparing regimen F to regimen E (compare two v four cycles, each having dose-intensity of 2,400 mg/m2/cycle, with G-CSF support) and regimen C to regimen B (compare two v four cycles, each having dose-intensity of 1,200/mg/m2/cycle, without mandated G-CSF support). For neither comparison is there an apparent difference in AML/MDS incidence (Table 3Go).

The data are more consistent with the hypothesis of an association between dose-intensity and incidence of AML/MDS, after controlling for cumulative dose and use of G-CSF. This follows by comparing regimen E to regimen D (compare two cycles at 2,400 mg/m2/cycle with four cycles at 1,200 mg/m2/cycle, both with G-CSF support) and regimen B to regimen A (compare two cycles at 1,200 mg/m2/cycle with four cycles at 600 mg/m2/cycle, without mandated G-CSF support). Here the estimated effect of doubling dose-intensity is large (RR = 2.21), but the result only approaches statistical significance (P = .07).

Recently there has been speculation that growth factors may be leukemogenic and that the increased risk of AML/MDS associated with aggressive chemotherapy may, in part, result from growth factor use.43 Factor exposure either alone or in combination with intensified chemotherapy might increase the patient’s risk for developing AML/MDS.

In Protocol B-25, a positive association was seen between total dose of G-CSF and the subsequent incidence of AML/MDS. However, even if such an association were reproducible, various interpretations are possible because the result is not based on a randomized comparison. The use of G-CSF was undoubtedly correlated with other factors that could not be adequately accounted for, including the treatment with ciprofloxacin or other antibiotics, the use of which was not documented in the research data. It is also possible that patients achieving an unusually high plasma level of doxorubicin and/or cyclophosphamide are at higher risk for AML/MDS and are simultaneously at higher risk for febrile neutropenia and severe infection. In this case, an association would be induced between use of G-CSF and subsequent incidence of AML/MDS that may have no causal basis.

An additional caveat is based on the observation that six of the 18 patients receiving more than 242 mg/kg of G-CSF experienced first events before diagnosis of AML/MDS, whereas none of the four patients receiving the median dose or less had prior events. When follow-up subsequent to first events was administratively censored, the estimated RR was reduced to 2.34 (95% CI, 0.72 to 7.55; P = .19), which is a clinically significant but no longer statistically significant RR.

In NSABP trials B-15, B-16, B-18, B-22, B-23, and B-25, breast irradiation was mandated for patients having a lumpectomy; patients treated with mastectomy were not to receive radiation. We therefore had the opportunity to investigate the effect of low-volume irradiation on the incidence of AML/MDS in patients receiving AC chemotherapy. We found that in patients who underwent breast radiotherapy, AML/MDS occurred at more than twice the rate than in patients who underwent no radiotherapy (RR = 2.38; P = .006 on the basis of all follow-up; RR = 2.26, P = .045 if follow-up was administratively censored after patients experienced a treatment failure or second primary cancer).

Exposure to ionizing radiation has previously been associated with genomic insult and an increased risk of AML/MDS.6,26 Fisher et al1 reported an increased risk of AML in patients receiving regional radiotherapy in early NSABP trials using both melphalan-based chemotherapy and no systemic treatment. In a case-controlled study of a cohort of 82,700 women with breast cancer, Curtis et al27 detected a 2.4-fold increase in risk for AML among those women receiving regional radiotherapy relative to those receiving no radiotherapy. In an analysis of the SEER registry, Anderson and Bryant (unpublished work) similarly report an increased risk of secondary AML owing to radiotherapy in operable breast cancer.

In a population-based study, Chaplain et al44 recently reported an increased risk of acute leukemia after adjuvant chemotherapy with radiotherapy. A cohort of 3,093 women with primary breast cancer was evaluated. The study was limited by the small number of patients with acute leukemia that occurred in this cohort (12 patients in total; 10 patients before breast cancer recurrence or second primary breast cancer). The risk of acute leukemia was significantly increased in patients treated with regimens that included mitoxantrone (standardized incidence ratio relative to the general population = 64.7; 95% CI, 25.9 to 133.2). The data suggested that commonly used regimens containing anthracyclines may be less leukemogenic than those containing mitoxantrone. Among women receiving regimens that contain an anthracycline, the standardized incidence ratio relative to the general population was 11.4 (95% CI, 0.3 to 63.7).

To the best of our knowledge, this is the first report of elevated risk of AML/MDS in patients receiving breast (as opposed to regional) radiotherapy. As a caveat, Fisher et al1 found no incidence of increased risk in an analysis of NSABP Protocol B-06, in which patients were randomly assigned to receive mastectomy alone, lumpectomy alone, or lumpectomy followed by breast radiotherapy. Node-negative patients on Protocol B-06 received no systemic chemotherapy, whereas node-positive patients received melphalan. In addition, prolonged follow-up of B-06 patients subsequent to Fisher’s report has failed to suggest such an effect. As of March 31, 2001, eight cases of AML/MDS have been reported among B-06 patients randomized to receive mastectomy alone (two of which were preceded by contralateral events), three among those receiving lumpectomy alone and four among those randomized to receive lumpectomy followed by breast radiotherapy. Twelve of these patients received melphalan chemotherapy. The discrepancy between the B-06 results and those reported here could result from chance or, speculatively, could reflect a differential effect of the combination of doxorubicin and cyclophosphamide as compared with melphalan alone.

We found a statistically significant increase in secondary AML/MDS among patients 50 years of age or older, relative to those 49 years of age or younger at surgery. An age-related increase in risk of secondary AML/MDS has previously been reported in patients treated with alkylating agents and radiotherapy for Hodgkin’s disease.45–47 Similar evidence in breast cancer patients is not as strong. Fisher et al1 noted a somewhat greater proportion of AMLs in breast cancer patients 50 years of age or older at surgery than among younger patients. Similarly, Anderson and Bryant (unpublished work) noted a significant increased risk of secondary AML in older breast cancer patients relative to younger patients on the basis of data obtained from the SEER registry.

In our data, the use of tamoxifen was confounded with patient age at surgery. In protocols B-18, B-22, and B-25, patients 50 years of age or older received tamoxifen, whereas those 49 years of age or younger did not. Similarly, entry criteria for protocol B-16 (in which patients received tamoxifen) and B-15 (in which they did not) in part were based on age (Table 1Go). However, the extensive randomized direct comparison of tamoxifen to observation or placebo summarized in the Early Breast Cancer Trialists’ Collaborative Group overview48 has shown no excess of AML/MDS among patients receiving tamoxifen.

In conclusion, our data clearly demonstrate a sharply increased risk of secondary AML/MDS in AC regimens in which the dose-intensity or cumulative dose of cyclophosphamide is increased beyond current standards. This risk must be taken into account in situations where such regimens are under consideration. It is important to emphasize that the results of NSABP Protocols B-22 and B-25 did not show any survival advantage for patients treated in this manner.11,12 It should also be kept in mind that although the risk of AML/MDS was elevated six-fold in arms II and III of Protocol B-25 relative to that for standard AC, the cumulative risk of AML/MDS (1.01% at 5 years) was still quite small in comparison to the relapse rate for node-positive breast cancer patients (approximately 35% at 5 years).

Data from Protocol B-25 suggest that use of G-CSF may be associated with an increased risk of secondary AML/MDS, but for reasons discussed above, these findings should be considered exploratory. Analyses of other large databases are needed to provide confirmation or refutation of this hypothesis.

Evidence correlating the use of regional radiotherapy with increased risk of secondary AML/MDS is now firmly established, and this fact should be taken into account if regional irradiation is contemplated. Our finding of an association owing to breast radiotherapy requires further confirmation.


    APPENDIX
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 APPENDIX
 REFERENCES
 

Characteristics of Patients Who Developed Dyscrasias
Patients Presenting With AML or MDS
Total Doxorubicin
Total Cyclophosphamide
Patient No. Protocol Age at Surgery (years) mg/m2 mg mg/m2 mg Adjuvant XRT G-CSF Type of Dyscrasia Cytogenetics Latency (months) Prior Event*,{dagger} Additional Treatment Before Dyscrasia{dagger},{ddagger} Alive/Cause of Death

1 B-15 46 240 368 2,400 3,700 Yes No MDS No 86 Occult Tamoxifen Alive
2 B-16 66 240 378 2,400 3,775 No No AML No 26 No No AML
3 B-16 52 240 416 2,400 4,200 Yes No AML/M3 No 45 Yes No AML
4 B-16 67 240 384 2,400 3,900 No No MDS/RAEB v CMML No 41 No No MDS v AML
5 B-18 32 240 368 2,400 3,700 Yes No AML/M1 No 57 Yes Tamoxifen, MA, CMF, dox, XRT AML and/or breast cancer
6 B-18§ 74 0 0 0 0 No No MDS/CMML Approx 1:3 ratio 46,XX: 47,XX,+8 1 No No CMML
7 B-18 67 240 424 2,400 4,200 Yes No MDS 45,XX,-7 52 No No AML
8 B-22 Arm I 34 240 380 2,400 3,800 Yes No MDS/RAEB No 56 Yes XRT MDS
9 B-22/I 35 240 336 2,400 3,400 Yes No MDS/?RAEB-t => AML M2 No 54 No No Alive
10 B-22/II 61 240 460 2,400 4,600 No Unknown AML M1 No 11 No No AML
11 B-22/II 64 225 375 2,103 3,510 Yes No MDS Trisomy 8; 5q deletion 96 No No Pneumonia
12 B-22/II 68 225 352 2,087 3,275 No Unknown MDS 46,XX, t(1;7) 17 No No Sepsis
13 B-22/II 44 240 480 2,400 4,800 No No MDS -> M5 trisomy 11 125 Yes FU, cyclo, MTX, anastrozole, and XRT AML
14 B-22/III¶ 63 240 380 4,800 7,600 Yes Yes (after recurrence) AML versus CMML versus recovering marrow No 50 Yes CMF, edatrexate, cyclo, mito, Taxol Breast cancer +/- AML
15 B-22/III 58 240 373 4,800 7,475 Yes Yes (after recurrence) MDS/ (+sidero- blasts) 46,XX,-6,-21, +mar, +mar[2]/46,XX,idem, del(9)(q22)[16]/ 47,XX,idem, +mar[2] (other report 46,XX) 68 Yes BMT, anthracycline, alkylator, epipodophyllotoxin, plat, FU, dox, MTX, LV, paclitaxel, anastrozole, XRT Breast cancer
16 B-22/III 70 202 330 4,013 6,550 Yes No MDS versus MPD =>AML, M4/M5 No 21 Suspicious only No AML
17 B-22/III 39 226 390 4,506 7,781 No Unknown AML M5 Monosomy 7; partial deletion of 9q 81 Yes contralateral Paclitaxel, CMF AML
18 B-22/III 51 216 480 4,304 9,600 No No MDS (RA) 46,XX 120 No No Alive
19 B-22/III 36 240 424 4,800 8,400 Yes Yes (after recurrence) MDS (RAEB) -> AML, M2 46,XX, t(8;21)(q22;q22)[20] 101 Yes Epipodophyllotoxin, plat, alkylator AML
20 B-23 42 240 480 2,400 4,800 Yes No M2 versus M5 46,XX, inv(11) (p15;q23) 41 Yes No (surgery only) AML
21 B-23 67 240 375 2,400 3,725 Yes No AML No 87 No No AML
22 B-25/I 64 240 412 4,800 8,200 No Yes AML, M5 (versus M4) 46,XX del(11)(q23) or ?t(9;11)(q24,q23), 16+p(?inv(16)[23]/45,XX,idem,-18[2] 10 No No Alive
23 B-25/I 41 240 436 4,800 8,700 Yes Yes MDS/RAEB-1 versus AML =>{varepsilon}AML, M1 46,XX, t(11:19) (q23;p13.1)# 20 No No AML
24 B-25/I 56 240 380 4,800 7,600 Yes Yes MDS/RAEB-t =>AML 45,XX,t(?2;21) (q37;q22),-7[17]/46,XX[3] 23 No No AML
25 B-25/I 43 240 440 4,800 8,900 Yes Yes AML, M1 46,XX 36 No No AML
26 B-25/II 69 240 392 4,800 7,850 No Yes AML,M5 versus M4 No 14 Yes XRT, plat, hypothermia AML
27 B-25/II 51 240 416 4,800 8,300 Yes Yes AML, M4 No 16 No No AML
28 B-25/II 34 240 364 4,800 7,300 No Yes MDS 46,XX 31 Yes High dose with BM and PBSC (cyclo, dox, FU, thiotepa, carbo) Alive
29 B-25/II 26 240 400 4,800 7,950 Yes Yes AML, M2 Not analyzable 33 No No AML
30 B-25/II 45 240 448 4,800 8,950 Yes Yes MDS => AML 46,XX,t(8;10) (p21;p13)[13]/ 46,XX,add(2) (q33) t(8:10)(p21;p13) [12]/46,XX[2] 23 Yes Tamoxifen Dead
31 B-25/II 62 240 368 4,800 7,400 No Yes MDS =>AML (?M5, monoblastic) 45,XX,-7, add(21)(q22)[3]/ 46,XX[17] 38 No No AML
32 B-25/II 65 240 420 4,800 8,400 Yes** Yes MDS 44,XX,-5,del (7)(q22), der(12;18) (p10;q10)[16]/ 45,XX,-5, del(7)(q22) 47 No No MDS, vasculitis
33 B-25/II 64 180 345 4,800 9,150 No Yes MDS 43 XX,-5, -7, -11, -17, -19, add(20) (q13.3), +1–3 cells, 46–47, XX, -7, +8, add(20) (q13.3)=1–3 61 Recurrent, breast to liver Mito, gemcitabine MDS, breast, dead
34 B-25/II 59 240 344 4,800 6,900 Yes Yes AML, M2 T(8;21) 33 No No Alive
35 B-25/II 50 240 372 4,800 7,450 No Yes AML No 44 No No Dead
36 B-25/III 50 240 367 9,600 14,675 No Yes M4 versus M5 47,X,t(X;10) (q10;q10),-7,+8,+8 18 No No Dead
37 B-25/III 58 240 460 9,600 18,300 No Yes M5 46,XX,t(9;11) (p22;q23), t(9;18)(p10;q10) 12 No No AML
38 B-25/III 54 240 404 4,779 8,100 Yes Yes M4 versus M5 46,XX,t(9;11)p(21,23) [18]/47,XX,t(9;11) (p21;q23) +8[2] {BM} 46,XX,t(9;11) p(21,23) [12]/47,XX,t(9;11) (p21;q23), +der(9)t(9;11) (p21;q23)[8] {PB}II 15 No No AML
39 B-25/III 37 60 109 2,400 4,350 Yes Yes MDS 46,XX 14 No No Breast cancer
40 B-25/III 65 180 299 7,200 11,925 No Yes AML (non-M3) (monocytic component) 46,XX[21]; 8 cells randomly missing from 1 to 4 chromosomes each with some relative excess loss of 7 and 12 with other chromosomes in 2 and 3 cells respectively. 18 No No AML
41 B-25/III 69 180 360 7,099 14,400 No Yes MDS 44,XX, trisomy 11; monosomy 5, 7, 16, 18, 20; del long arm of 5, 10 55 Endometrial cancer 7,000 cGy to vaginal cuff Lung metastasis (uterine versus breast) dead
42 B-25/III 62 240 436 7,284 13,050 Yes Yes AML No 59 Hepatic mets Taxotere, FAC AML, dead
43 B-25/III 46 240 380 9,600 15,200 Yes Yes MDS RAEB 46,XX,-5,-6, +2 mar [9], idem, +8[5]/44,XX,-5, add(6) (p22p24), -16,add(19)(p13) [6] 27 No No MDS
Patients Presenting With Other Dyscrosias
44 B-15 49 180 288 1,800 2,850 No No ALL No 13 Yes XRT ALL
45 B-15 43 240 400 2,400 4,000 Yes No CLL No 105 No No Alive
46 B-18{dagger}{dagger} 37 240 412 2,400 4,100 No No MPD No 43 No No Alive
47 B-22/II 43 240 376 2,400 3,750 No Unknown CML 46,XX,t(9:22) (q24.1;q11.2) 21 No No{ddagger}{ddagger} CML
Patients Presenting With AML or MDS
48 B-22/III 63 240 372 4,800 7,400 No Unknown CML 46,XX,t(9:22) (q24.1;q11.2) 2 cells chromosome complement 64 No No Alive


Abbreviations: ALL, acute lymphatic leukemia; AML, acute myeloid leukemia; BMT, bone marrow transplant; carbo, carboplatin; CLL, chronic lymphatic leukemia; CMF, cyclophosphamide, methotrexate, fluorouracil; CML, chronic myeloid leukemia; CMML, chronic myelomonocytic leukemia; cyclo, cyclophosphamide; dox, doxorubicin; ET, essential thrombocytosis; FAC, fluorouracil, doxorubicin, cyclophosphamide; G-CSF, granulocyte colony-stimulating factor; MA, megestrol acetate; MDS, myelodysplastic syndrome; mito, mitoxantrone; MPD, myeloproliferative disease; plat, platinum; PBSC, peripheral-blood stem cell; RA, refractory anemia; RAEB, refractory anemia with excessive blasts; RAEB-t, refractory anemia with excessive blasts in transformation; XRT, radiotherapy.
*Includes breast cancer recurrences and second primary cancers.
{dagger}Additional therapy other than surgery alone.
{ddagger}Indicated by markers. Began tamoxifen therapy.
§CMML diagnosed within 1 month of entry. WBC at entry, 20.6.
¶Disease recurred and patient was heavily treated with chemotherapy and G-CSF. Diagnosis equivocal (CMML v AML v recovering marrow after G-CSF).
#Cytogenetic studies done after initiation of therapy.
**XRT deviation.
{dagger}{dagger}Essential thrombocytosis. Pre-entry platelet count, 936,000.
{ddagger}{ddagger}Recurred with breast cancer after CML diagnosis. Treated with CMF, dox, XRT.


    ACKNOWLEDGMENTS
 
This article is dedicated to Helen Louise Smith. We thank Barbara C. Good, PhD, for editorial assistance.


    NOTES
 
Supported by Public Health Service grant nos. U10-CA12027 (Treatment, Operations Center) and U10-CA69651 (Treatment, Biostatistical Center) from the National Cancer Institute, National Institutes of Health, Department of Health and Human Services, Bethesda, MD.


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 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 APPENDIX
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Submitted March 22, 2001; accepted December 23, 2002.


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