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© 2003 American Society for Clinical Oncology Adjuvant Immunization of HLA-A2Positive Melanoma Patients With a Modified gp100 Peptide Induces Peptide-Specific CD8+ T-Cell Responses
From the Providence Portland Medical Center, Earle A. Chiles Research Institute, Robert W. Franz Cancer Research Center, and Oregon Health Sciences University, Portland, OR; Ludwig Institute for Cancer Research-Division of Oncology-Immunology, Lausanne, Switzerland; Data Management Services, Frederick Cancer Research and Development Center, National Cancer Institute, Frederick, MD; and Becton-Dickinson Biosciences, San Jose, CA. Address reprint requests to John W. Smith II, MD, Earle A. Chiles Research Institute, Robert W. Franz Cancer Research Center, Providence Portland Medical Center, 4805 NE Glisan St, 5F40, Portland, OR 97213-2967; email: josmith{at}providence.org.
Purpose: To measure the CD8+ T-cell response to a melanoma peptide vaccine and to compare an every-2-weeks with an every-3-weeks vaccination schedule. Patients and Methods: Thirty HLA-A2positive patients with resected stage I to III melanoma were randomly assigned to receive vaccinations every 2 weeks (13 vaccines) or every 3 weeks (nine vaccines) for 6 months. The synthetic, modified gp100 peptide, g2092M, and a control peptide, HPV16 E7, were mixed in incomplete Freunds adjuvant and injected subcutaneously. Peripheral blood mononuclear cells obtained before and after vaccination by leukapheresis were analyzed using a fluorescence-based HLA/peptide-tetramer binding assay and cytokine flow cytometry. Results: Vaccination induced an increase in peptide-specific T cells in 28 of 29 patients. The median frequency of CD8+ T cells specific for the g2092M peptide increased markedly from 0.02% before to 0.34% after vaccination (P < .0001). Eight patients (28%) exhibited peptide-specific CD8+ T-cell frequencies greater than 1%, including two patients with frequencies of 4.96% and 8.86%, respectively. Interferon alfa-2btreated patients also had significant increases in tetramer-binding cells (P < .0001). No difference was observed between the every-2-weeks and the every-3-weeks vaccination schedules (P = .59). Conclusion: Flow cytometric analysis of HLA/peptide-tetramer binding cells was a reliable means of quantifying the CD8+ T-cell response to peptide immunization. This assay may be suitable for use in future trials to optimize different vaccination strategies. Concurrent interferon treatment did not inhibit the development of a peptide-specific immune response and vaccination every 2 weeks, and every 3 weeks produced similar results.
MANY PATIENTS with cutaneous malignant melanoma remain at significant risk of distant recurrence and death following primary surgical excision. For patients at the highest risk of recurrence (eg, > 4 mm primary lesions or node-positive disease) interferon alfa-2b adjuvant therapy has been shown to improve disease-free survival.1 For patients with melanomas 1 to 4 mm thick, this risk is lower but still significant at 15% to 40%.2 These patients have been enrolled in clinical trials to assess the benefit of therapeutic tumor vaccines, which are attractive because of their low toxicity and the responsiveness of melanoma to many immunologically based treatments. A recently reported Southwest Oncology Group study of one such vaccine composed of a lysate of two melanoma cell lines (Melacine; Corixa Corp, Seattle, WA) failed to decrease relapse rates in all enrolled patients; however, a subgroup of patients who were positive for HLA-A2 and/or HLA-C3 may have benefited from the vaccine.3 Interest in the development of therapeutic vaccines for this group of patients remains high. Patients in the trial reported herein were vaccinated with the synthetic modified gp100 peptide, gp100:209217(210M) (hereafter referred to as g2092M), which was created by altering the anchoring amino acid (methionine in place of threonine) at position 2 of the native gp100:209217 peptide (hereafter referred to as g209).4 This modification enhanced the peptides affinity for HLA-A2 molecules and increased its immunogenicity in vitro4 and in vivo.5 Native gp100 is a nonmutated protein differentiation antigen expressed by cells of the melanocytic lineage including melanomas, normal melanocyte, and pigmented retinal cells, but not by other normal tissues. T-cell responses to the native gp100 antigen have been noted in patients with metastatic melanoma who experienced tumor regression following adoptive therapy with tumor-infiltrating lymphocytes (TIL) and interleukin 2 (IL-2).6 When the g2092M peptide was administered with incomplete Freunds adjuvant (IFA) to 11 patients with metastatic melanoma, CD8+ T-cell responses to both the native and modified peptides were observed in 10 patients.7 Although none of the patients experienced an objective response, three patients exhibited mixed responses with regression of individual lesions. When vaccination was followed by high-dose IL-2 treatment in another group of 31 patients, the response rate was 42%much higher than the historic response rate of IL-2 alone.7 The use of the g2092M peptide (combined with a tyrosinase peptide) vaccine in the adjuvant setting was studied by Lee et al,8 who administered a total of eight vaccines over 26 weeks to 48 completely resected stage III or IV melanoma patients. They demonstrated minimal toxicity to the repetitive vaccinations and reported delayed-type hypersensitivity (DTH) skin test responses as well as antigen-specific T-cell responses in nearly all the patients. The detection of peptide-specific T cells in the peripheral blood has been greatly simplified by the development of the fluorescence-based tetramer-binding assay.9 Tetramers are quaternary molecular constructs of four biotin-avidin linked sets of one synthetic HLA heavy chain and a single beta-2 microglobulin light chain folded with noncovalently bound peptide antigens containing eight to 10 amino acids.9,10 After conjugation of fluorescent labels, tetramers can be used to specifically label T-cell receptor complexes of defined HLA and peptide specificity. Flow cytometry has been performed using peptide-antigen-specific, HLA class Irestricted, fluorescenated tetramers to enumerate circulating antigen-specific memory/effector CD8+ T cells in human peripheral blood without prior in vitro stimulation and expansion of T cells.1114 Tetramer staining and flow cytometry analysis have been used successfully to quantitate memory/effector T cells specific for cytomegalovirus, human immunodeficiency virus (HIV), and other viral peptides1517 and for the detection of CD8+ T cells specific for tumor-associated peptides in cancer patients.1820 The assay has a reported detection sensitivity of 1 in 10,000 cells or 0.01%.21 Because this fluorescence-based tetramer-binding assay had the potential to be more reproducible and quantitative than DTH skin testing, and because Weber8 had already shown that the g2092M peptide induced a positive skin test in almost all patients, we omitted DTH testing from our study. This report describes a pilot study in which patients with stage I to III melanoma were vaccinated with two HLA-A2binding synthetic peptides (a modified-self gp100 and nonself human papilloma virus (HPV) 16E7 peptide). We present the clinical results of this study and a detailed description of the immunological monitoring performed with HLA-A2/peptide tetramers for both immunogens.
Eligibility Criteria Patients with cutaneous malignant melanoma 1 mm thick were eligible for this study if they had no evidence of distant metastatic disease and were HLA-A2positive. Patients determined to be at high risk for recurrence (lesion > 4 mm in thickness or presence of lymph node metastases) were offered interferon alfa (IFN ) along with their vaccinations. Patients had to have a Karnofsky performance status of 80, good organ function, and no requirement for treatment with systemic corticosteroids.
Pretreatment Testing
Treatment Each vaccine was prepared from frozen vials of the gp2092M peptide that were thawed at room temperature. Once thawed, 1.2 mL of Montanide ISA 51 was added to the 1.2 mL of peptide solution and emulsified by vortexing for 12 minutes. The HPV16E7 peptide was prepared the same way except that it was initially refrigerated at 4°C and did not need to be thawed. After the solution was prepared, 1 mL (containing 0.5 mg peptide) was withdrawn from the gp2092M peptide/adjuvant emulsion and 1 mL (containing 0.5 mg peptide) was withdrawn from the HPV16E7 peptide/adjuvant emulsion and administered into the subcutaneous tissue of two separate sites near each other on one extremity. Another two 1-mL injections of the peptide emulsions were administered in the subcutaneous tissue of two separate sites near each other on a different extremity. Therefore, each time a patient was vaccinated, he or she received a total of 1 mg of each peptide and a total of 2 mL of Montanide ISA 51. In patients who were vaccinated before their sentinel lymph node (SLN) biopsy, one of the sites for the first two immunizations was the site of the primary melanoma. After SLN biopsy, vaccinations were rotated among all extremities except the limb that had undergone lymph node surgery. The abdomen and the upper buttock region were also used as injection sites. Patients were observed in the clinic for a minimum of 2 hours after the initial immunization and for 15 minutes after each subsequent vaccination.
Patients were randomly assigned to two different vaccination schedules: group A received vaccinations every 2 weeks for 6 months (13 total injections), and group B received vaccinations every 3 weeks for 6 months (nine total vaccinations). In patients in whom it had not already been performed, SLN biopsy was done approximately 10 days after the second vaccination in both groups. A wide local excision was done at the same time if one had not previously been performed. Patients whose lymph nodes contained metastatic melanoma also underwent a completion lymphadenectomy. Patients with positive lymph nodes or primary lesions more than 4 mm thick were permitted to receive adjuvant high-dose IFN All patients underwent a leukapheresis similar to the pretreatment leukapheresis 2 to 4 weeks after the completion of vaccine therapy. Patients were seen every 3 months for the remainder of the first year, every 4 months in the second year, and every 6 months thereafter. This protocol was reviewed by CTEP, NCI, and approved by the Providence Health System institutional review board. All patients voluntarily gave their written informed consent before they were screened for eligibility.
Tetramer-Binding Assay
Cytokine (IFN
Statistical Methods
Demographics Thirty eligible patients were enrolled on this study beginning in May 1999 and ending in May 2001. All patients were evaluable for toxicity and recurrence. There were 17 men and 13 women with a median age of 51 years and a median Karnofsky performance status of 100. Eighteen of the 30 patients (60%) had stage III (node-positive) disease. The patient characteristics are summarized in Table 1
Toxicities Toxicity related to the vaccinations consisted mainly of moderate erythema and induration at the sites of vaccination. The induration, which was painful for a few days in some patients, persisted for months after the vaccinations but slowly diminished over time. The persistent induration at the vaccination sites in the upper buttocks and posterior upper arms was bothersome enough to three patients that they refused to continue the vaccinations. Three patients developed ulceration (two patients after their last vaccine) at one or two of the vaccination sites that was accompanied by sterile drainage and required several weeks to heal in some cases. In patients who received IFN , the toxicities encountered were those that have been described previously.1 One patient developed a diffuse erythematous, papular rash that resembled a toxic drug eruption during vaccination and IFN treatment. A biopsy of the skin rash showed a perivascular lymphocytic infiltration of the dermis without evidence of vasculitis, consistent with a drug eruption. Immunofluorescence studies revealed no evidence of deposition of IgG, IgA, or IgM antibodies; C3; or fibrinogen. Both interferon and vaccination were discontinued and then reintroduced. The patient had a milder skin reaction when the interferon was restarted, and because he thought the vaccine injection made it worse, the vaccines were discontinued. No flu-like symptoms were observed in patients receiving the vaccine alone. No retinal abnormalities were observed on ophthalmoscopic examination in any patient, and no autoimmune effects were noted. One patient who had preexisting patchy vitiligo experienced an increase in vitiligo after the vaccinations. One patient developed vitiligo 6 months after vaccination. In total, eight patients stopped treatment early because of progression of disease (two patients), ulceration at the vaccine site (one patient), allergic rash possibly related to the vaccine (one patient), and patient refusal (four patients: three patients because of vaccine intolerance and one patient because of depression related to concomitant IFN therapy).
Clinical Outcome
Immunologic Responses
Overall, 28 of 29 patients demonstrated an increase in g2092M-specific CD8+ T cells after vaccination. Only patient, EA3, failed to respond, and he received only two vaccines before he developed metastatic disease. The median pretreatment frequency of CD8+ T cells reactive to the negative control HIV (pol) peptide measured by tetramer analysis of the entire patient population was 2 tetramer-positive cells/10,000 cells CD8+ T, or 0.02% (range, 0% to 0.22%). After 6 months of vaccination, this frequency was unchanged at 0.02% (range 0% to 0.12%). The median pretreatment frequency of CD8+ T cells to the g2092M peptide was identical to the control peptide, 0.02% (range, 0% to 0.21%), indicating that before vaccination, most patients had failed to produce an endogenous immune response to this peptide that was detectable by tetramer staining. However, the frequency of peptide-specific CD8+ T cells after vaccination increased to a median value of 0.34% (range, 0.03% to 8.86%), an increase that was highly significant (P <<.0001). After vaccination, eight of 29 patients (28%) exhibited CD8+ g2092M peptide-specific T-cell frequencies greater than 1%, including two patients with exceptionally high frequencies of 4.96% and 8.86%, respectively. A summary of the immune responses induced in all patients is presented in Fig 2
More than half the patients on study had node-positive disease, and most of these patients received concurrent IFN therapy. To determine whether IFN had an effect on the gp100-specific response, we compared responses in patients who received IFN with those who did not. Figure 3A concurrently with their vaccinations. Postvaccination increases were highly significant (P < .0001). Figure 3B concurrently with their vaccinations. Postvaccination increases in this group were highly significant as well (P < .0001). We performed a hypothesis test to determine whether differences in posttreatment vaccination were different between the group of patients that received interferon and the group that did not. Because patients were not randomly assigned to these groups, a significant difference would be suspect because of possible confounding sources. However, no significant difference was observed (P = .20). Hence, peptide vaccination in this study was equally effective among patients who received IFN and those who did not. These data indicate that concurrent IFN treatment does not inhibit the development of a peptide-specific immune response.
We performed additional a posteriori tests to determine whether differences in postvaccination CD8+ T increases might be observed between nonexperimental groupings formed after the fact. Because there was no difference between vaccination schedule groups, we collapsed males and females, respectively, across groups A and B and tested for a possible difference caused by sex. No significant difference was observed between male and female postvaccination increases in the CD8+ T cell response (P = .63). We divided patients into two age groups: younger than 60 years (n = 22) and older than 60 years (n = 17). The median response for the groups younger than 60 years, 0.64%, was significantly higher than the median response for the group older than 60 years, 0.08% (P = .0055). Although the number of patients older than 60 years is small, the results indicate an increase in response for younger patients. We also compared node-positive patients with node-negative patients for postvaccination increases and found no significant difference between these groups (P = .18).
In addition to the modified self-gp100 peptide, all patients were vaccinated with an A2-binding foreign peptide from HPV. Figure 4
The tetramer assay demonstrated that vaccination with the g2092M peptide led to significant expansion of peptide-specific T cells in almost all patients. However, when performed alone, tetramer binding may not assess the true functional status of the peptide-specific cells.22 Therefore, the functional state of the gp100-specific T cells was determined by direct ex vivo cytokine flow cytometry after gp100 (g2092M) stimulation to detect intracellular production of IFN . Previously, it has not always been possible to successfully perform direct ex vivo cytoplasmic recall antigen-stimulated cytokine flow cytometry analysis on freshly thawed cells. Commonly, a period of cognate antigen-stimulated in vitro culture is required before functional analysis. Because the number and function of peptide-specific T cells can be altered by antigen-stimulated in vitro culture, this method may detect immune responses that are not an accurate reflection of the circulating in vivo effector/memory T-cell response. PBMCs from four patients were thawed, allowed to rest overnight, and exposed to the g2092M peptide and brefeldin A for 5 hours before they were stained to detect intracellular IFN (Fig 5 in response to in vitro stimulation with the modified g2092M peptide. In three of four patients there was good correlation between the percentage of g2092M tetramer-peptidepositive cells and the percentage of IFN -positive cells, indicating that most of the cells induced by vaccination were functional and responded to antigen by making IFN . In one patient (EA8), only about 50% of the gp100-specific T cells produced IFN . These potential differences will be explored further in other patients.
To ensure that the immune response generated to the synthetically altered peptide included T cells that recognized the native peptide, PBMCs from nine patients were stimulated with the native g209 peptide as well as the g2092M peptide in the direct ex vivo cytokine flow cytometry assay. All patients had detectable numbers of circulating T cells that produced IFN in response to the native and the modified g209 peptide; however, the number of T cells that responded to the native peptide was lower than the number that responded to the g2092M peptide (Fig 6
This is one of the first clinical trials in which repetitive peptide vaccination was performed in the adjuvant setting in patients with malignant melanoma. We have shown that nearly all (28 of 29) patients exhibited a significant increase in circulating peptide-specific CD8+ T cells. The immune responses after vaccination appeared to be equivalent whether vaccines were administered every 2 or every 3 weeks; however, the small number of patients in each study arm would exclude only large differences between the two arms. Concomitant IFN therapy did not hinder the development of a peptide-specific T-cell response. A post hoc exploratory analysis of age and sex, both of which have been reported to affect immune responses and survival of patients with early stage melanoma,23 revealed that age did affect the immune response to the gp100 peptide. Patients older than 60 years had a significantly lower peptide-specific response than did younger patients (P = .0055). Although it was performed post hoc, this analysis indicates that it would be important to stratify for age in future vaccine trials.
One concern about immunization with a synthetically modified peptide was that the g2092M peptide-specific T cells might not respond to the native g209 peptide. The nine patients we tested for intracellular IFN In previous studies, when the g2092M peptide in IFA was used to immunize patients with metastatic melanoma, the majority responded to both the native and the modified g2092M peptide.7 However, immune responses were not observed in freshly isolated uncultured lymphocytes; they were detected only after restimulation with the immunizing peptide in vitro for at least 4 days. The in vitro stimulation and expansion of T cells with antigenic peptides and cytokines can alter the frequency and functional characteristics of these cells. Therefore, immune function and phenotype assays using in vitro stimulationexpanded T cells may not always reflect the fidelity of the in vivo antitumor immune response. Direct ex vivo measurement with peptide-HLA tetramer complexes provides a more accurate representation of the true frequency of circulating peptide-specific T cells in vivo. Using HLA/g2092M peptide tetramer analysis, Marincola24 reported that all seven metastatic melanoma patients immunized with g2092M peptide in IFA alone demonstrated significant increases in peptide-specific T-cell precursor frequencies after vaccination. The responses ranged from 0.2% to 2.4%, with two of the seven patients showing a response greater than 1%. After vaccination, all seven patients also exhibited an increased frequency of circulating CD8+ T cells that recognized the native g209 peptide, but at a lower frequency than for the modified peptide. In this study, similar increases, which ranged from 0.05% to 8.86%, were observed after vaccination; in eight of 29 patients (28%), more than 1% of the CD8+ T cells recognized the g2092M peptide, including in two patients with the exceptionally high frequencies of 4.96% and 8.86%, respectively. Lee et al8 reported g2092M peptide-specific CD8+ T-cell frequencies that ranged between 0% and 2.5% (mean, 0.03%) in 37 resected stage III or IV melanoma patients who received eight g2092M peptide vaccines in IFA during 6 months. The higher frequency of peptide-specific T cells observed in our study compared with the study by Lee et al8 might be caused by the difference in patient population (there were no stage IV patients in our study) or by differences in the technique used in the tetramer assay used to detect the g2092M peptide-specific CD8+ T-cells.
Although there was good correlation between the levels of CFC (IFN Vaccination with the nonself HPV16E7 peptide was performed as a control to observe the immune response in T cells that would not have been subject to negative selection in the thymus. The fact that 20 of 22 patients (91%) studied responded to this peptide indicates that it could serve as a positive control in trials of other new peptide vaccines.
Previous clinical trials of vaccination with the g2092M peptide showed that concomitant administration of IL-2, IL-12, or granulocyte-macrophage colony-stimulating factor actually decreased the circulating peptide-specific T-cell precursor frequency.26 We were interested in whether the patients in our study who received IFN The lack of tumor regression in patients with metastatic melanoma immunized with the g2092M peptide alone may not have been a result of peripheral tolerance, but it could have been because the overall quantitative immune response was too low. The circulating T-cell response in viral infections or autoimmune disease models measured by epitope/HLA tetramers is much higher. In HIV patients, an inverse correlation has been reported between HIV-specific cytotoxic T lymphocyte frequency and the viral RNA load, and in recent studies,15,16 patients whose frequency is approximately 2% remain asymptomatic. Furthermore, animal models indicate that the ability to clear tumor correlates with the intensity of the vaccine-elicited response.28 The target for an immunization strategy in cancer patients is presently unknown, but it seems reasonable to attempt to achieve numbers of circulating tumor-specific memory/effector T cells in the range seen with infections. Despite the fact that our patient population had a low tumor burden and received nine to 13 vaccinations over 6 months, peptide-specific T-cell frequencies more than 1% and more than 2% were achieved in only 28% and 10% of patients, respectively. This indicates that better immunization strategies are necessary. Our study indicates that enumeration of vaccine-elicited T cells by HLA/peptide tetramers is an excellent way to evaluate improvements in vaccine development and immunization strategies. However, for optimal results, a functional assay such as the enzyme-linked immunospot assay or CFC should also be used.22
Supported by NIH grant 1R21-CS 82614-01 (W.J.U.), the M.J. Murdock Charitable Trust, and the Chiles Foundation.
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