|
|||||
|
|
||||||
Journal of Clinical Oncology, Vol 22, No 12 (June 15), 2004: pp. 2294-2302 © 2004 American Society of Clinical Oncology. DOI: 10.1200/JCO.2004.05.207 The Use of Alternate, NonCross-Resistant Adjuvant Chemotherapy on the Basis of Pathologic Response to a Neoadjuvant Doxorubicin-Based Regimen in Women With Operable Breast Cancer: Long-Term Results From a Prospective Randomized TrialFrom The University of Texas M.D. Anderson Cancer Center, Houston, TX Address reprint requests to Eva Thomas, MD, The University of Texas M.D. Anderson Cancer Center, 1515 Holcombe Blvd, Unit 424, Houston, TX 77030; e-mail: ethomas{at}mdanderson.org
PURPOSE: To evaluate the use of an alternate, noncross-resistant adjuvant chemotherapy regimen in women with a poor pathologic response to a preoperative doxorubicin-based regimen. PATIENTS AND METHODS: Patients with locally advanced breast cancer received three cycles of vincristine, doxorubicin, cyclophosphamide, and prednisone (VACP) every 21 days followed by surgery. Patients with less than 1 cm3 residual tumor at mastectomy received an additional five cycles of VACP. Those with more than 1 cm3 residual tumor were randomly assigned to receive an additional five cycles of VACP or five cycles of vinblastine, methotrexate with calcium leucovorin rescue, and fluorouracil (VbMF). RESULTS: One hundred ninety-three patients were evaluable. Overall clinical response was seen in 83.4% after three cycles of VACP, whereas the pathologic complete response was 12.2%. One hundred six patients were randomly assigned to VACP or VbMF. Those receiving VbMF achieved higher relapse-free survival (RFS) and overall survival (OS) than those who received additional VACP, although the differences did not reach statistical significance. Initial stage of tumor, clinical complete response, and pathologic complete response were all associated with statistically superior survival rates. CONCLUSION: Clinical and pathologic response to preoperative doxorubicin-based chemotherapy predicted for improved survival in women with operable breast cancer. For those with a poor response to initial neoadjuvant chemotherapy, treatment with VbMF was associated with a trend toward improved RFS and OS compared with those continuing with the doxorubicin regimen.
In 2004, it is estimated that 215,990 women will be diagnosed with breast cancer and approximately 20% to 30% of those will have locally advanced disease.1 Combined-modality therapy with chemotherapy, radiotherapy, and surgery has markedly improved the local control and relapse-free survival (RFS) rates of patients with primary breast cancer. More recently, preoperative chemotherapy has been integrated into treatment regimens. Preoperative chemotherapy can substantially reduce the size of the primary tumor to allow for breast-conserving surgery and surgical resection of previously inoperable tumors. Other potential benefits of primary chemotherapy include the ability to gain systemic control of micrometastatic disease and assess the sensitivity of an individual tumor to specific chemotherapeutic agents. The largest randomized trial comparing preoperative to postoperative chemotherapy was the National Surgical Adjuvant Breast and Bowel Project B-18 trial. Patients with operable breast cancer were randomly assigned to receive four cycles of doxorubicin and cyclophosphamide either preoperatively or postoperatively. In this study, survival was not influenced by the timing of chemotherapy. However, there was a clear correlation between pathologic complete response (pCR) and survival.2,3 Several additional studies have shown that patients achieving a pCR to chemotherapy have far better long-term survival than those who fail to respond to primary chemotherapy.4-10 Most studies involving neoadjuvant chemotherapy employ a predetermined drug regimen in the adjuvant setting regardless of response to the preoperative regimen. Because poor response to initial chemotherapy correlates with markedly inferior survival, the administration of noncross-resistant chemotherapy drugs in the adjuvant setting might overcome the drug-resistant tumor clones, allowing for improved survival. At The University of Texas M.D. Anderson Cancer Center (MDACC; Houston, TX), patients with locally advanced breast cancer have been treated with a combined-modality approach including neoadjuvant chemotherapy since 1974. Our early experience demonstrated that both clinical and pCR correlated with long-term outcome.4,5 Furthermore, patients with incomplete responses or no responses had increased risk of relapse and death, even if they received additional systemic therapy with the same chemotherapy regimen postoperatively. Therefore, we were interested in determining whether the introduction of a second, presumed noncross-resistant chemotherapy regimen would improve the relapse-free (RFS) and overall survival (OS) rates of patients with incomplete response to neoadjuvant chemotherapy. To answer this question, we designed a prospective clinical trial in 1984. All patients were to receive neoadjuvant chemotherapy with an anthracycline-containing regimen. If the patients had a significant pathologic response to neoadjuvant chemotherapy, they were given the same chemotherapeutic agents in the adjuvant setting. However, patients with a poor pathologic response were randomly assigned to receive either the same regimen or a combination of alternate, noncross-resistant agents to assess its impact on survival rates.
Patients Between 1985 and 1989, female patients between the ages of 15 and 75 years old were eligible for this clinical trial if they had histologic proof of breast cancer consisting of T3 or T4 lesions or N1-3 disease on the basis of the American Joint Committee on Cancer staging system, second edition.11 Patients with isolated supraclavicular lymph node involvement (M1) were also eligible. Evidence of distant metastatic disease or prior history of cancer (except successfully treated basal cell or squamous cell cancer of the skin, or in situ cervical cancer) excluded patients from the protocol. Those with uncompensated congestive heart failure (CHF) were excluded. Patients were required to sign an Institutional Review Boardapproved informed consent before initiation of therapy. Adequate bone marrow function (absolute neutrophil count [ANC] > 1,500/µL and platelet count > 100,000/µL) was required. Patients with compromised liver function (bilirubin > 2.0 mg/dL) or renal function (creatinine > 2.5 mg/dL) were excluded.
Pretreatment Evaluation
Preoperative Chemotherapy
Surgery
Postoperative Chemotherapy
Patients with more than 1 cm3 of residual invasive tumor at surgery were randomly assigned to receive either the same VACP or VbMF. VbMF consisted of vinblastine 1.5 mg/m2/d by continuous infusion during 24 hours daily on days 1 to 4; methotrexate 120 mg/m2 IV on day 1 with calcium leucovorin rescue 8 mg/m2 orally every 6 hours for six doses starting 24 hours after completion of the methotrexate; and fluorouracil 1,000 mg/m2 IV on day 2. Cycles were repeated every 21 days until a total of five postoperative cycles of chemotherapy were administered.
Radiotherapy
Evaluation During Study
Criteria for Response Patients who experienced an early death, were lost to follow-up, or had a major protocol violation before completing three cycles of preoperative chemotherapy were considered inevaluable for response. Criteria for removal from the study included new metastatic disease, unacceptable toxicity, and death.
Statistical Considerations
Between 1985 and 1989, 200 patients enrolled into this study and 193 were evaluable for response and toxicity. Five patients were ineligible because of protocol violations and two patients were inevaluable because of lack of compliance with protocol therapy (Fig 2). The median follow-up of living patients at the time of this analysis was 13.9 years. The clinical characteristics of the eligible patients are listed in Table 1.
Response to Preoperative Chemotherapy Ninety-seven percent of patients received at least the planned three cycles of preoperative VACP. Thirty-four patients (17.6%) achieved a complete clinical response, whereas an additional 127 patients (65.8%) had a partial response, for an overall clinical response of 83.4%. Only seven patients (3.6%) developed progressive disease.
Local Therapy
Pathologic Response to Preoperative Chemotherapy
Postoperative Chemotherapy Seventy of the 71 patients who achieved a pCR or had less than 1 cm3 of residual tumor in their breast were assigned to continue VACP, with one patient refusing further chemotherapy. Ten patients with progressive disease or less than a partial response to preoperative VACP were assigned to be treated with VbMF.
Toxicities
Among the 121 patients who were assigned or randomly assigned to receive only VACP, 73% received a cumulative doxorubicin dose of less than 500 mg/m2, with the other 27% receiving up to 600 mg/m2. Six patients developed doxorubicin-related cardiotoxicity, with symptomatic CHF. One patient died as a result of the CHF. The total cumulative dose of doxorubicin received by these six patients ranged from 174 to 630 mg/m2. Five of the six patients were treated with radiation therapy to the left chest wall or internal mammary lymph nodes, and three of them had a history of hypertension. Three patients developed leukemia or myelodysplastic syndrome. Nine patients were diagnosed with a contralateral second primary breast cancer.
Sites of First Recurrence
Survival
Survival by stage. Among those patients with stage IIB and IIIA breast cancer, the median RFS (Fig 3) has not yet been reached. In contrast, the median RFS of patients with stage IIIB or localized stage IV disease was 21 months (P < .0001). Similarly, the median OS (Fig 4) of the stage II and IIIA patients has not yet been reached, whereas those with more advanced disease had a median overall survival of 44 months (P < .0001).
Survival by treatment arm. Among 51 patients randomly assigned to receive VACP after surgery, 36 have developed recurrent disease, and estimated RFS was 39%. For patients treated with VbMF, 31 of 55 have developed recurrent disease, and estimated 5-year RFS was 49% (P = .16, log-rank test stratified for clinical stage and pathologic response). There have been 37 deaths in the VACP group, and estimated 5-year OS was 47%; the VbMF group has experienced 31 deaths and has an estimated 5-year OS of 65% (P = .06, stratified log-rank test). RFS and OS curves by treatment group are shown in Figures 5 and 6, respectively.
Survival by pathologic response to preoperative therapy. With respect to pathologic response to preoperative VACP, the median RFS rates have not been reached for those with a pCR or less than 1 cm3 of residual disease (Figs 7 and 8). The median OS has not been reached for those with a pCR, and was 163 months for those with less than 1 cm3 residual disease. However, the RFS rates for patients with more than 1 cm3 at surgery was 46 months (P = .0001) and the OS was 68 months (P = .002).
During the last two decades, the use of preoperative chemotherapy has steadily increased for those with locally advanced or inflammatory breast cancers that were believed to be inoperable. However, now that numerous studies have demonstrated the association between response to preoperative chemotherapy and survival, it is reasonable to consider primary chemotherapy for earlier stage breast cancer patients. Preoperative chemotherapy not only provides this important prognostic information but also allows assessment of the tumor's sensitivity to chemotherapeutic agents and can increase the rate of breast preservation. This study was undertaken to determine whether the use of an alternate noncross-resistant chemotherapy regimen, on the basis of pathologic response to the initial preoperative regimen, would positively impact survival. The recently published Aberdeen trial12 tested a similar hypothesis on the basis of clinical rather than pathologic response. In this study, 162 patients with operable breast cancer received four cycles of preoperative cyclophosphamide, vincristine, doxorubicin, and prednisolone (CVAP). Those with no clinical response were then treated with four cycles of docetaxel. Those with a clinical response were randomly assigned to receive an additional four cycles of CVAP or four cycles of docetaxel. Surgery followed all eight cycles of chemotherapy. At 3 years of follow-up, those randomly assigned to receive docetaxel achieved a pCR of 31% in comparison with 15% among those who received CVAP alone.12 The initial analysis has also shown a statistically superior RFS and OS for the docetaxel-treated group. In contrast, our study randomly assigned patients to postoperative chemotherapy on the basis of pathologic response, which is a more accurate assessment of residual tumor than is clinical response.13-15 The pathologic response rate of 12.2% was similar to that seen in other studies including preoperative anthracycline-containing regimens, and was in keeping with the 15% observed in the Aberdeen study.2,12,16 The toxicities seen were primarily myelosuppression and gastrointestinal. The gastrointestinal toxicities were somewhat higher in this study in comparison with those in current studies, likely because of the dose escalation schema as well as the lack of 5-hydroxytryptamine-3 antagonists in the 1980s. As expected, the survival rates were superior for those with earlier stage disease than for those with stage IIIB and localized stage IV disease. In addition, the survival rates for patients who achieved a clinical or pCR from VACP are far superior to those for patients with a lesser response, which was statistically significant. The use of VbMF was associated with higher RFS and OS rates, but they did not reach the level of statistical significance because of the small size of the study. The absolute improvement in 5-year RFS and OS rates with the use of VbMF in addition to VACP was 10% and 18%, respectively. These improvements are similar to those in the Aberdeen trial, which demonstrated a 13% improvement in both RFS and OS rates. Our study was designed with an 80% power to detect a 25% absolute benefit in survival, and therefore was underpowered to detect a smaller improvement. Several neoadjuvant and adjuvant trials have been reported during the last 5 years that used an alternate, noncross-resistant regimen in addition to an anthracycline regimen in an attempt to improve survival. Three studies have compared an anthracycline regimen (doxorubicin and cyclophosphamide, or fluorouracil, doxorubicin, and cyclophosphamide) to that same regimen in sequence with paclitaxel. The Cancer and Leukemia Group B 9344 is the only one of the three that demonstrated a significant disease-free survival and OS advantage to the addition of paclitaxel,17 whereas the MDACC study showed a nonsignificant trend toward improved disease-free survival with paclitaxel.18 The National Surgical Adjuvant Breast and Bowel Project B-28 trial showed a superior disease-free survival but not OS rate by the addition of the taxane.19 Two similarly designed preoperative studies, the Aberdeen12 study discussed above and the National Surgical Adjuvant Breast and Bowel Project B-2720 trials, demonstrated a doubling of the pCR rate with the sequential use of docetaxel after an anthracycline regimen in the preoperative setting. Other schedules of the taxanes might be beneficial in addition to anthracyclines as well. Green et al21 reported the preliminary results of a randomized trial from MDACC that compared weekly paclitaxel to an every-3-week schedule followed by fluorouracil, doxorubicin, and cyclophosphamide in the neoadjuvant setting. The pCR rate among those receiving the weekly schedule was twice that seen in the every-3-week cohort. Other than the current trial and the Aberdeen trial, all other trials described in the previous paragraphs administered the chemotherapy regimens regardless of demonstrated response to particular agents. To our knowledge, our study is the earliest trial designed to evaluate the use of an alternate noncross-resistant regimen on the basis of response to the initial regimen. The improved survival rates seen with the addition of VbMF to VACP, although not statistically significant, suggest that the use of newer, potentially more effective alternate regimens might be able to improve the OS of women with breast cancer. Longer follow-up of the previously mentioned taxane trials is awaited to evaluate this hypothesis. The hormone receptor status also might have influenced response to chemotherapy. In this study, 32% of the 71 patients achieving a pCR or having less than 1 cm3 residual disease after preoperative chemotherapy had estrogen receptor (ER) -negative tumors in comparison with 16% with ER-positive tumors (52% unknown). This supports the hypothesis that ER-negative tumors are more responsive to cytotoxic chemotherapy than are ER-positive tumors.22 Tamoxifen was administered to only 2% of patients in this study because tamoxifen was not routinely used in the 1980s, when this study was conducted. It was our hypothesis in 1985 that patients with an excellent response to neoadjuvant chemotherapy would do well with additional treatment with the same regimen. The results of the Aberdeen trial would suggest otherwise: both responders and nonresponders to CVAP benefited from additional therapy with docetaxel. Therefore, one could argue that the assessment of response preoperatively would not be absolutely necessary, and that for optimal therapeutic results, one would need to administer a cross-over, noncross-resistant chemotherapy regimen to all patients treated with neoadjuvant chemotherapy before surgical intervention is instituted. However, close monitoring of response to neoadjuvant chemotherapy would still be necessary to identify patients with progressive disease early, so that the ineffective therapy might be discontinued and to allow the introduction of a potentially more effective cross-over regimen as early as possible. We also need to develop methods for early determination of response or resistance to neoadjuvant chemotherapy so that the cross-over can be performed as early as possible for nonresponders. Perhaps an even better solution would be to use methods before chemotherapy is initiated to select the best regimens. Our early experience with cDNA arrays suggests that we can identify patients who will achieve a pCR with a high degree of reliability using this technique.23
This study has been presented at: Hortobagyi GN, Frye D, Ames F, et al: Quantitation of downstaging after neoadjuvant chemotherapy for primary breast cancer (BC). Proc Am Soc Clin Oncol 8:23, 1989 (abstr 84). Hortobagyi GN, Holmes FA, Frye D, et al: Comparison of two adjuvant chemotherapy programs for locally advanced breast cancer: A prospective randomized trial. Proc Am Soc Clin Oncol 9:21, 1990 (abstr 77). Thomas E, Buzdar A, Hortobagyi G, et al: Long-term follow up of Stage III breast cancer: Combined modality treatment with anthracycline containing chemotherapyThe M.D. Anderson experience. Proc Am Soc Clin Oncol 18:75, 1999 (abstr 284). Thomas E, Buzdar A, Hortobagyi GN, et al: Treatment of locally advanced and Inflammatory breast cancer, in Singletary SE, Robb GL (eds): Advanced Therapy of Breast Disease. Hamilton, ON, BC Decker, 2000, pp 267-280.
The authors indicated no potential conflicts of interest.
Supported by the Nylene Eckles Professorship in Breast Cancer Research.
1. Jemal A, Tiwari R, Murray T, et al: Cancer statistics 2004. CA Cancer J Clin 54:8-29, 2004
2. Fisher B, Brown A, Mamounas E, et al: Effect of preoperative chemotherapy on local-regional disease in women with operable breast cancer: Findings from National Surgical Adjuvant Breast and Bowel Project B-18. J Clin Oncol 15:2483-2493, 1997 3. Wolmark N, Wang J, Mamounas E, et al: Preoperative chemotherapy in patients with operable breast cancer: Nine-year results from NSABP B-18. J Natl Cancer Inst Monogr 30:96-102, 2001
4. Feldman L, Hortobagyi G, Buzdar A, et al: Pathologic assessment of response to induction chemotherapy in breast cancer. Cancer Res 46:2578-2581, 1986
5. McCready D, Hortobagyi G, Kau S, et al: The prognostic significance of lymph node metastases after preoperative chemotherapy for locally advanced breast cancer. Arch Surg 124:21-25, 1989 6. Fisher B, Bryant J, Wolmark N, et al: Effect of preoperative chemotherapy on the outcome of women with operable breast cancer. J Clin Oncol 16:2672-2685, 1998[Abstract] 7. Kuerer H, Newman L, Buzdar A, et al: Residual metastatic axillary lymph nodes following neoadjuvant chemotherapy predict disease-free survival in patients with locally advanced breast cancer. Am J Surg 176:502-509, 1998[CrossRef][Medline] 8. Kuerer H, Sahin A, Hunt K: Incidence and impact of documented eradication of breast cancer axillary lymph node metastases before surgery in patients treated with neoadjuvant chemotherapy. Ann Surg 230:72-78, 1999[CrossRef][Medline]
9. Kuerer H, Newman L, Smith T, et al: Clinical course of breast cancer patients with complete pathologic primary tumor and axillary lymph node response to doxorubicin-based neoadjuvant chemotherapy. J Clin Oncol 17:460-469, 1999 10. Pierga J, Mouret E, Dieras V, et al: Prognostic value of persistent node involvement after neoadjuvant chemotherapy in patients with operable breast cancer. Br J Cancer 83:1480-1487, 2000[CrossRef][Medline] 11. American Joint Committee on Cancer: Beahrs OH, Myers MH (eds): Manual for Staging of Cancer (ed 4). Philadelphia, PA, JB Lippincott, 1983, pp 127-133
12. Smith I, Heys S, Hutcheon A, et al: Neoadjuvant chemotherapy in breast cancer: Significantly enhanced response with docetaxel. J Clin Oncol 20:1456-1466, 2002
13. Helvie M, Joynt L, Cody R, et al: Locally advanced breast carcinoma: Accuracy of mammography vs clinical examination in the prediction of residual disease after chemotherapy. Radiology 198:327-332, 1996 14. Herrada J, Iyer R, Atkinson E, et al: Relative value of physical examination, mammography, and breast sonography in evaluating the size of the primary tumor and regional lymph node metastases in women receiving neoadjuvant chemotherapy for locally advanced breast cancer. Clin Cancer Res 3:1565-1569, 1997[Abstract] 15. Huber S, Wagner M, Zuna I, et al: Locally advanced breast carcinoma: Evaluation of mammography in the prediction of residual disease after induction chemotherapy. Anticancer Res 20:553-558, 2000[Medline]
16. Buzdar A, Singletary S, Theriault R, et al: Prospective evaluation of paclitaxel versus combination chemotherapy with fluorouracil, doxorubicin, and cyclophosphamide as neoadjuvant therapy in patients with operable breast cancer. J Clin Oncol 17:12-17, 1999
17. Henderson I, Berry D, Demetri G, et al: Improved outcomes from adding sequential paclitaxel but not from escalating doxorubicin dose in an adjuvant chemotherapy regimen for patients with node positive primary breast cancer. J Clin Oncol 21:976-983, 2003
18. Buzdar A, Singletary S, Valero V, et al: Evaluation of paclitaxel in adjuvant chemotherapy for patients with operable breast cancer: Preliminary data of a prospective randomized trial. Clin Cancer Res 8:1073-1079, 2002 19. Mamounas E, Bryant J, Lembersky B, et al: Paclitaxel following doxorubicin/cyclophosphamide as adjuvant chemotherapy for node-positive breast cancer: Results from NSABP B-28. Proc Am Soc Clin Oncol 22:4, 2003 (abstr 12)
20. Bear H, Anderson S, Brown A, et al: The effect on tumor response of adding sequential preoperative docetaxel to preoperative doxorubicin and cyclophosphamide: Preliminary results from National Surgical Adjuvant Breast and Bowel Project protocol B-27. J Clin Oncol 21:4165-4174, 2003 21. Green M, Buzdar A, Smith T, et al: Weekly paclitaxel followed by FAC in the neoadjuvant setting provides improved pathologic complete remission rates compared to standard paclitaxel followed by FAC therapy-preliminary results of an ongoing prospective randomized trial. Proc Am Soc Clin Oncol 20:33a, 2002 22. Early Breast Cancer Trialists' Collaborative Group: Polychemotherapy for early breast cancer: An overview of the randomized trials. Lancet 352:930-942, 1998[CrossRef][Medline] 23. Pustzai L, Ayers M, Symmans F, et al: Emerging science: Prospective validation of gene expression profiling-based prediction of complete pathologic response to neoadjuvant paclitaxel/FAC chemotherapy in breast cancer. Proc Am Soc Clin Oncol 22:1, 2003 (abstr 1) Submitted May 30, 2003; accepted March 15, 2004.
This article has been cited by other articles:
|
|||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
|||||||||||
|
Copyright © 2004 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
|