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Journal of Clinical Oncology, Vol 22, No 12 (June 15), 2004: pp. 2363-2370 © 2004 American Society of Clinical Oncology. DOI: 10.1200/JCO.2004.10.077 Tumor-Specific Methylation in Bronchial Lavage for the Early Detection of Non-Small-Cell Lung CancerFrom the Division of Pulmonary and Critical Care Medicine, Department of Thoracic Surgery, and Department of Pathology, Samsung Medical Center, Sungkyunkwan University, School of Medicine; Center for Genome Research, Samsung Biomedical Research Institute, Seoul; and Department of Molecular Cell Biology, Sungkyunkwan University, School of Medicine, Suwon, Korea Address reprint requests to Duk-Hwan Kim, MD, Center for Genome Research, Samsung Biomedical Research Institute, Rm B155, #50 Ilwon-dong, Kangnam-Ku, Seoul, Korea, 135-710; e-mail: dukhwan{at}samsung.co.kr
PURPOSE: The aim of this study was to identify tumor-specific methylation in bronchial lavage for the early detection of non-small-cell lung cancer (NSCLC) by differentiating the age-related methylation from the tumor-specific methylation in NSCLC. PATIENTS AND METHODS: Eighty-five NSCLC patients and 127 cancer-free subjects participated in this study. Aberrant methylation at the promoters of the p16, Ras association domain family 1A (RASSF1A), fragile histidine triad (FHIT), H-cadherin, and retinoic acid receptor ß (RARß) genes were evaluated in the resected tumor tissues and bronchial lavage samples of NSCLC patients and in the bronchial lavage samples of cancer-free subjects by methylation-specific polymerase chain reaction. RESULTS: Of the 127 cancer-free samples, methylation was detected in 6% for p16, 13% for RARß, 3% for H-cadherin, 4% for RASSF1A, and 28% for FHIT. Hypermethylation of the p16, RARß, H-cadherin, and RASSF1A genes was not associated with patient age and smoking, whereas hypermethylation of the FHIT promoter occurred more frequently in older patients (P = .02) and was associated with exposure to tobacco smoke (P = .001). A strong correlation between age and smoking was found in patients with hypermethylation of the FHIT gene (r = 0.36; P = .03). A total of 68% of the bronchial lavage samples from the 85 NSCLC patients showed methylation of at least one of p16, RARß, H-cadherin, and RASSF1A genes. CONCLUSION: Our study suggests that tumor-specific methylation of the p16, RASSF1A, H-cadherin, and RARß genes may be a valuable biomarker for the early detection of NSCLC in bronchial lavage, and that the age-related methylation of FHIT gene in the normal bronchial epithelium is related to the exposure to tobacco smoke.
Lung cancer is the most frequent cause of cancer-related death in the world, and causes over 1 million deaths worldwide each year.1 Despite new diagnostic techniques, most lung cancers are detected late, and consequently, most patients present with advanced disease, with the overall 5-year survival rates remaining below 16% and 6% in non-small-cell lung cancer (NSCLC) and small-cell lung cancer (SCLC), respectively.2 The poor prognosis of lung cancer patients is largely a result of the occult metastatic dissemination, which appears in approximately two-thirds of patients at the time of diagnosis.2 Thus, the development of efficient diagnostic methods to enable the early detection of cancer in these patients is clearly imperative. Lung cancer screening by chest x-ray and conventional sputum cytology has not been proven effective at improving overall survival.3 One promising approach is the identification of lung cancer-specific biomarkers at an early stage. The de novo methylation of CpG islands within the promoters of tumor suppressor genes is one of frequent mechanisms of gene inactivation in neoplastic cells and is one of the most frequently acquired epigenetic changes during the pathogenesis of lung cancer.4 Therefore, it may become a good biomarker for the early detection of lung cancer.5 However, methylation of a tumor supressor gene does not necessarily indicate that it is tumor-specific, because CpG island hypermethylation of some tumor suppressor genes occurs after the onset of neoplastic evolution, and others become hypermethylated initially in normal epithelial cells by environmental factors such as exposure to tobacco and aging. Thus, such factors could be the source of false-positives in the study of tumor-specific methylation. The critical factor for the early detection of lung cancer is to differentiate age- or environmental factor-related methylation in patients who do not develop cancer from the tumor-specific methylation in cancer patients. A number of studies have shown the effects of smoking on the aberrant methylation of tumor suppressor genes in primary lung cancers and in the bronchial epithelium of heavy smokers.6-9 Hypermethylation of the p16 promoter was reported in lung cancer induced by the inhalation of cigarette smoke in F344/N rats and in the bronchial epithelium and sputum of smokers.6-7 The hypermethylation of p16 was also associated with the duration of smoking in primary NSCLC.8 Belinsky et al9 reported on the hypermethylation of p16 in rat adenocarcinoma induced by tobacco-specific 4-(methylnitrosamino)-1-(3-pyridyl)-1-butanone. In addition, age-related methylation has also been reported for several genes.10-16 Age-related changes in methylation were first reported in the promoter of the estrogen receptor (ER) gene in normal colon mucosa and in colon cancer.10 The insulin-like growth factor 2 gene was also found to show extensive methylation of the originally unmethylated paternal allele with age in colon cancer.11 Ahuja et al12 reported on the age-related methylation of the N33 and myogenic transcription factor (MYOD) genes, but not of p16, THBS1 (thromospondin), and HIC-1 (hypermethylated in cancer) in normal colon mucosa, suggesting that age-related methylation is gene-specific. In glioblastoma multiforme, a strong association was found between ER and N33 methylation and age.13 Moreover, age-related methylation of the hMLH1 (human MutL homologue) promoter occurs in gastric cancer and in normal colonic mucosa.14-15 Issa et al16 also demonstrated widespread abnormalities in the age-related methylation of the ER and MYOD genes in ulcerative colitis patients with high-grade dysplasia or colon cancer. p16, retinoic acid receptor ß (RARß), H-cadherin (CDH13), Ras association domain family 1A (RASSF1A), and fragile histidine triad (FHIT) genes are important in the pathogenesis of lung cancer and are frequently inactivated by aberrant methylation of their promoter regions.5 To identify tumor-specific methylation useful for the early detection of NSCLC, we first investigated the aberrant methylation of these genes by methylation-specific polymerase chain reaction (MSP) in the tumor tissues and bronchial lavage samples of NSCLC patients. We next determined the methylation status of the same genes in bronchial lavage samples from cancer-free individuals to discriminate between age- or smoking-related methylation and tumor-specific methylation. We studied age- or smoking-related methylation in the bronchial epithelium of normal individuals rather than in the corresponding normal tissues of cancer patients to eliminate any possibility of false-positive methylation by contamination of nonmalignant lung tissues with adjacent tumor cells.
Study Population Samples were obtained with written informed consent from 85 NSCLC patients treated by surgical resection and from 127 cancer-free subjects who underwent fiberoptic bronchoscopy at the Samsung Medical Center (Seoul, Korea) between March 2002 and January 2004. This study was approved by our institutional review board. The cancer-free subjects were recruited from among patients that had received primary care for other diseases than NSCLC at the Division of Pulmonary and Critical Care Medicine. All cancer-free subjects were clinically free of any cancer at the time of bronchoscopy and their chest x-rays showed no evidence of lung cancer. Patients with an abnormal cytologic result, such as dysplasia or metaplasia, were excluded from the methylation analysis. Individuals with a prior history of any cancer were also excluded. Information on sociodemographic characteristics was obtained using an interviewer-administered questionnaire. Patients who had never smoked or current smokers who had smoked within 12 months of bronchoscopy participated in this study. Those who had stopped smoking more than 12 months before bronchoscopy were excluded, since the effect of quitting smoking on age-related methylation is not clear.
Bronchoscopy and DNA Extraction
DNA Extraction From Paraffin Block
Methylation Analysis
Statistical Analysis Associations between CpG island hypermethylation at the promoters of the five genes and patients' sociodemographic characteristics were analyzed using the Wilcoxon rank sum test for continuous variables or Fisher's exact test (or Pearson's 2 test) for categoric variables. The correlation between exposure to tobacco smoke and patient age was analyzed using Spearman's rank correlation coefficient. Multivariate logistic regression was conducted to estimate the relationship between hypermethylation of a gene and the covariates identified as statistically significant by univariate analysis, and to calculate odds ratios. All P values shown are two-sided, and a P value of less than .05 was considered statistically significant.
Clinicopathologic Characteristics Eighty-five NSCLC patients and 127 cancer-free subjects participated in this study. Of the 85 NSCLC patients, 52 patients had stage I disease and 33 had stage II. There were 31 adenocarcinomas, 43 squamous cell carcinomas, and 11 other cell types. The mean age of the NSCLC patients was 63 ± 17 years, and 57 were males. The average number of pack-years (56 ± 39) of the NSCLC patients was higher than that of the cancer-free subjects (37 ± 27), and the difference was statistically significant (P = .001). The 127 cancer-free subjects did not show a visible evidence of tumor and were normal by cytologic examination. The cancer-free subjects examined included 83 with chronic obstructive pulmonary disease, 27 with pulmonary tuberculosis, and 17 with pneumonia without evidence of lung cancer by cytologic examination. The cancer-free subjects consisted of 84 males (66%) and 43 females (34%), and patient age ranged from 26 to 82 years. The mean age of the men was 62 ± 14 years and women 60 ± 15 years (data not shown). Of the 127 subjects, 17 subjects were never-smokers and 110 were current smokers.
Prevalence of Aberrant Methylation in Cancer-Free Subjects and NSCLC Patients
To investigate the tumor-specific methylation of the five genes, we first compared the prevalence of hypermethylation at each promoter region between NSCLC patients and cancer-free subjects (Table 3). The prevalence of hypermethylation for p16, RARß, H-cadherin, and RASSF1A was significantly different between cancer-free subjects and NSCLC patients, but not for the FHIT gene, suggesting that hypermethylation of the FHIT gene may not be tumor-specific.
Age- and Smoking-Related Hypermethylation of the FHIT Gene To further examine tumor-specific methylation, we studied the association between the hypermethylation of the five genes and patient age (Table 4; Fig 2A) or exposure to tobacco smoke (Table 5; Fig 2B) in the bronchial lavage of 127 cancer-free subjects. Methylation was found in 6% of the 127 samples for p16, 13% for RARß, 3% for H-cadherin, 4% for RASSF1A, and 28% for FHIT gene (Table 4). Of the 127 cancer-free subjects examined, hypermethylations of p16, RARß, H-cadherin, and RASSF1A were found to be independent of patient age. In contrast, the prevalence of hypermethylation of the FHIT promoter increased with patient age (P = .02; Table 4; Fig 2A).
Aberrant methylation among the 17 never-smokers was found in only one patient, who showed hypermethylation of the RARß gene. The methylation statuses of the p16, RARß, H-cadherin, and RASSF1A genes were not associated with exposure to tobacco smoke. In contrast, the prevalence of hypermethylation of the FHIT gene increased with exposure to tobacco smoke, and this reached statistical significance (P = .001; Table 5; Fig 2B). To determine whether the observed age-related methylation of the FHIT gene is associated with exposure to tobacco smoke, we examined the linear relationship between age and smoking in patients with and without hypermethylation of the FHIT gene. Whereas no correlation was found between age and smoking in patients without hypermethylation of the FHIT gene (r = 0.17; P = .11; data not shown), a strong correlation was found in patients with hypermethylation of the FHIT gene (r = 0.36; P = .03; data not shown). These observations suggest that age-related methylation of the FHIT gene results from exposure to tobacco smoke.
Multivariate Logistic Regression Analysis
Prevalence of Tumor-Specific Methylated Genes According to Histologic Subtype and Pathologic Stage in Bronchial Lavage From NSCLC Patients Hypermethylation of the FHIT gene was associated with patient age and exposure to tobacco smoke. On the other hand, the hypermethylation of four genes (p16, RARß, H-cadherin, and RASSF1A) was considered tumor-specific. We analyzed the methylation prevalence of these four genes in the bronchial lavage of 85 NSCLC patients (Table 7). We found that at least one of these four genes showed methylation in 68% of bronchial lavage samples from NSCLC patients; 46% had only one gene methylated, 19% had two genes methylated, and 4% had three genes methylated, and no patients had four genes methylated. Squamous cell carcinoma showed a greater prevalence of tumor-specific methylated genes than adenocarcinoma, but this difference did not reach statistical significance. The prevalence of tumor-specific methylated genes showed no significant difference according to pathologic stage.
Several genes are involved in the pathogenesis of lung cancer and are frequently inactivated by aberrant promoter methylation. Thus, methylation analysis of the exfoliative materials present in sputum, bronchoalveolar brushing, or bronchoalveolar lavage may be a diagnostic tool for the early detection of lung cancer. Of primary concern for methylation analysis of several genes for detection of lung cancer at early stage is the false-positives that can be caused by patient age and environmental factors, such as smoking. The purpose of this study was to identify tumor-specific methylation in bronchial lavage for the early detection of NSCLC by discriminating between age- and smoking-related methylation on the one hand and tumor-specific methylation on the other. Whereas the hypermethylations of the p16, RARß, H-cadherin, and RASSF1A promoters in our study were not associated with patient age and smoking, the hypermethylation of the FHIT promoter was significantly associated with age and smoking. These findings suggest that age- and smoking-related methylation in the normal bronchial epithelium is gene-specific. At present, the molecular mechanisms responsible for differential susceptibility to hypermethylation during aging remain unclear, but are probably related to several factors; namely, de novo DNA methyltransferase activity, modulating factors such as smoking, different degrees of protection against methylation, and local triggering factors, such as an unusual secondary structure around a methylation center. Aberrant de novo methyltransferase activity could play a role in age-related methylation, as maintenance methyltransferase activity decreases during cellular senescence, but de novo methyltransferase activity continues to increase in aged cells.18 Thus, an increased de novo methyltransferase activity with age may partially explain the observed age-related methylation of the FHIT promoter. Although there is no direct evidence that smoking induces DNA methylation, recent reports have suggested that smoking increases DNA methyltransferase activity and that DNA hypermethylation is associated with exposure to tobacco smoke.6-9 The increased prevalence of the hypermethylation of the FHIT promoter in heavy smokers, found in the present study, may result from increased methyltransferase activity by smoking. What then is responsible for the gene-specificity of age-related methylation? It is likely that factors other than increased DNA methyltransferase activity are involved. Different levels of protection against methylation could be one of the factors responsible for gene-specificity of age-related methylation. The distance from a methylation center to a CpG island center,19-20 preexisting methylation on the CpG island around each gene, and binding sites for trans-activating factors around each gene may affect the degree of protection afforded against de novo CpG island methyl-ation.21-22 Therefore, if a FHIT promoter is weakly protected, it may be disrupted by increased DNA methyltransferase activity during aging. It is also possible the FHIT promoter loses its protection from de novo methylation during aging. Another possible factor responsible for the gene-specificity of age-related methylation concerns the chromatin structure. In present study, only the FHIT promoter showed age-related methylation in the normal bronchial epithelium. The main difference between the sequence of the FHIT gene and the p16, RARß, RASSF1A, and H-cadherin genes is that the FHIT gene contains chromosomal fragile sites that exhibit several features characteristic of a highly unstable region. In addition, the FHIT gene contains numerous short- and long- repeat sequences, such as long interspersed nuclear elements (LINE) and short interspersed nuclear elements (Alu and MIR).23-26 Repeat sequences, repetitive elements, and unusual structures are known to be involved in the hypermethylation of CpG islands.27-33 Several reports have suggested that repeat sequences or repetitive elements are associated with unusual secondary structures and that these secondary structures can signal de novo methylation in adjacent regions by attracting DNA methyltransferase into a de novo methylation center. Repetitive elements such as B1 or Alu form unusual secondary structures.27-28 Yates et al29 reported that tandem B1 elements located in a methylation center provide a signal for de novo methylation. Each subunit of Alu repeats folds independently, to form characteristic secondary structures. Trinucleotide repeats also form hairpin structures.30-32 Smith et al33 reported that DNA methyltransferase identifies preferentially a three-nucleotide recognition motif within the CpG dinucleotide pair and suggested that unusual DNA structures may provide signals for DNA methylation in vivo. Based on these observations, it is possible that numerous repetitive sequences and unstable structures in the FHIT gene form an unusual secondary structure that facilities hypermethylation by attracting DNA methyltransferase, and that this process is increased by age and exposure to tobacco smoke. In the colon, age-related methylation is considered to result in a hyperproliferative state, which is thought to precede tumor formation. However, the role of age-related methylation in the normal bronchial epithelium remains to be elucidated. More study is needed to understand the mechanisms of age-related changes in methylation in normal lung tissues, and the effects of age- or smoking-related methylation on tumor formation in the lung. The hypermethylation of several genes in the bronchial epithelium and sputum of cancer-free subjects has also been reported in other races.5,7,34-36 At present, the molecular mechanisms of aberrant methylation in cancer-free subjects are not clear and require further investigation. The aberrant methylation of genes is seldom observed in normal DNA samples. Accordingly, the prevalence of these markers in the bronchial lavage from cancer-free subjects may reflect a latent period before clinical tumor detection or a high-risk status. The observation35 that hypermethylation of p16 was detected in sputum samples taken from cancer-free smokers up to 3 years before clinical detection of lung cancer supports the possibility that the cancer-free subjects with positive methylation in the bronchoalveolar lavage samples actually have the lung cancer. Hence, longitudinal prospective studies are needed to monitor closely the change of methylation status in cancer-free patients and to determine whether cancer-free subjects with hypermethylation at each locus subsequently develop overt disease. In addition, the present study was limited by a small sample size and by the use of standard MSP. Quantitative information about the numbers of hypermethylated alleles may be useful to clearly discriminate tumor and nontumor lesions, given the significant prevalence of methylation markers in cancer-free subjects and the possible dose effect of methylated alleles in malignant transformation. By implementing a longitudinal prospective study and a quantitative assay, more accurate risk models for the early detection of NSCLC can be developed, and the false-positive rate reduced. In addition, the timing of aberrant methylation of each gene during carcinogenesis should also be investigated. In conclusion, our study suggests that tumor-specific methylation of the p16, RASSF1A, CDH13, and RARß genes may be a useful marker for the early detection of NSCLC in bronchial lavage, and the age-related methylation of the FHIT gene in the normal bronchial epithelium is gene-specific and is related to the exposure to tobacco smoke.
The authors indicated no potential conflicts of interest.
The authors gratefully acknowledge Jin-Hyuk Kim for manuscript reading. We also thank Eun-Kyung Kim for assistance with the data collection and management.
Supported by the Samsung Biomedical Research Institute, Seoul; and Samsung Advanced Institute of Technology, Suwon, Korea. Authors' disclosures of potential conflicts of interest are found at the end of this article.
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Copyright © 2004 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
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