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Journal of Clinical Oncology, Vol 22, No 12 (June 15), 2004: pp. 2404-2409 © 2004 American Society of Clinical Oncology. DOI: 10.1200/JCO.2004.08.170 Improved Sphincter Preservation in Low Rectal Cancer With High-Dose Preoperative Radiotherapy: The Lyon R96-02 Randomized TrialFrom the Department of Radiotherapy, Centre Antoine-Lacassagne, Nice; Department of Radiotherapy and Department of General Surgery CHU Lyon Sud, Pierre Bênite; Department of Biostatistics, Department of General Surgery, Hôpital Croix Rousse, Hôpital Edouard Herriot, CHU Lyon, and Clinique Charcot, Sainte Foy, Lyon; Clinique Saint-Jean, Lyon; Clinique Denis, MÂcon; Department of Radiotherapy, Centre George-François Leclerc, Dijon; Department of Radiotherapy, Centre René Gauducheau, Nantes; Clinique Trenel, Vienne; Clinique Sainte Marie-Thérèse, Bron, France Address reprint requests to Jean-Pierre Gérard, MD, Centre Antoine-Lacassagne, 33 Avenue de Valombrose, 06189 Nice Cedex 2, France; e-mail: jean-pierre.gerard{at}cal.nice.fnclcc.fr
PURPOSE: The potential advantage of high-dose preoperative radiotherapy to increase tumor response and improve the chance of sphincter preservation for low rectal cancer remains controversial. The aim of this trial was to evaluate the role of escalating the dose of preoperative radiation to increase sphincter-saving procedures. PATIENTS AND METHODS: Patients with rectal carcinoma located in the lower rectum, staged T2 or T3, Nx, or M0 with endorectal sonography, and not involving more than two-thirds circumference, were randomly assigned to one of two groups: preoperative external-beam radiotherapy (EBRT; 39 Gy in 13 fractions over 17 days) versus the same EBRT with boost (85 Gy in three fractions) using endocavitary contact x-ray. RESULTS: Between 1996 and 2001, 88 patients were enrolled onto the study. A significant improvement was seen in favor of the contact x-ray boost for complete clinical response (24% v 2%) and for a complete or near-complete sterilization of the operative specimen (57% v 34%). A significant increase in sphincter preservation was observed in the boost group (76% v 44%; P = .004). At a median follow-up of 35 months, there was no difference in morbidity, local relapse, and 2-year overall survival. CONCLUSION: A dose escalation with endocavitary irradiation provides increased tumor response and sphincter preservation with no detrimental effect on treatment toxicity and early clinical outcome.
The standard treatment of T2-T3 rectal adenocarcinoma is surgery with total mesorectal excision (TME).1 The Dutch Colorectal Cancer Group Trial2 duplicated the Swedish preoperative trial3 with the introduction of TME surgery and pathological examination according to the Quirke procedure.4 The Dutch Colorectal Cancer Group Trial has confirmed that a short course of radiotherapy (25 Gy, five fractions, five days) was reducing the rate of local pelvic recurrence at 3 years, from 10.1% to 3.4%. Meta-analysis of 19 randomized trials including preoperative radiotherapy tends to show that it provides a gain of three percent at 5 years in overall survival.5 One important question is whether preoperative radiotherapy can improve the success of any sphincter-saving procedure (SSP). Only randomized trials can give a somewhat objective response to this question.6 Many randomized trials in the literature are comparing surgery alone with preoperative radiotherapy and immediate surgery.2,3,7,8 None of these trials show any difference in the rate of SSP. The next hypothesis was to assess if preoperative radiotherapy and long interval before surgery, taking advantage of tumor response could improve the rate of sphincter salvage. The Lyon R90-01 randomized trial comparing a short versus a long interval demonstrated an increase in tumor response with long interval (sterilized operative specimen 15 versus 5%) and a trend toward more SSP in low rectal cancer (41 versus 22%).9 The present Lyon R96-02 randomized trial was designed to determine if a dose escalation using contact x-ray (CXR) boost in addition to external-beam radiotherapy (EBRT) could further increase tumor response and sphincter preservation.
Eligibility and Random Assignment To be eligible, patients had to present histologically confirmed adenocarinoma of the rectum without evidence of distant metastases, and the inferior edge of the tumor had to be located not further than 6 cm from the anal verge. Only International Union Against Cancer (UICC) T2 or T3 tumors staged with endorectal sonography were included. The tumor should not involve more than two-thirds of the rectal circumference to be accessible to CXR therapy. There was no age limit, and the patient had to be fit for surgery. After written consent, patients were randomly assigned to preoperative EBRT alone (control group) or to the same EBRT with a CXR boost dose escalation (experimental group). Random assignment was performed at the central trial office and was based on permuted random blocks. There was no stratification. The trial was approved by the Lyon II Medical Ethics Committee.
Sample Size
Patient Work-Up
Irradiation Technique CXR. CXR was performed using a RT50 Philips unit delivering a beam of 50 kV with 0.5-mm aluminum filtration and a dose rate at 4 cm source-surface distance of 20 Gy per minute.10 The CXR treatment was started 2 weeks before EBRT. Three fractions of 35 Gy, 30 Gy, and 20 Gy were delivered on days 1, 8, and 21. The day-21 fraction was given at the end of the first week of EBRT. A total dose of 85 GY in three fractions of CXR was prescribed. Brachytherapy. After a complete clinical response (CR) 4 weeks after the end of EBRT, a final boost irradiation could be given to the tumor bed using an interstitial iridium-192 brachytherapy implant. If the tumor was between 4 and 6 cm from the anal verge, a "fork" implant was used made of two iridium-192 wires 4 cm long and 1.6 cm apart delivering 25 Gy in 24 to 36 hours according to the Paris dosimetric system. In case of tumor of the rectum below 4 cm from the anal verge, a perineal template was used with 5- to 6-cm-long iridium 192 wires, 1 cm apart, also delivering 25 Gy over 24 to 36 hours.10
Surgery No adjuvant chemotherapy was foreseen in the protocol, but in case of locally advanced evolutive cancer in the operative specimen, adjuvant chemotherapy with fluorouracil and folinic acid was possible and was left to the responsible clinician's decision.
Histopathologic Examination
Follow-Up
Statistical Analysis
Patients A total of 90 patients was randomly assigned to one of the two treatment groups between April 1996 and June 2001. Two patients were not eligible for analysis (one in each treatment group) because they had undergone surgery without preoperative irradiation. The characteristics of the 88 eligible patients were similar in the two treatment groups (Table 1).
Follow-Up The median follow-up time as of June 2002 for all patients was 35 months (range, 4 to 76 months). Of these patients, 62 were followed-up for at least 2 years. No patient was lost to follow-up.
Treatment Surgery. Seven patients did not undergo surgery. For all patients in the experimental group (six of them because after complete CR), it was decided that surgery be cancelled, and that we perform a boost with brachytherapy. One patient presented with a peritoneal carcinosis found during surgery, and as the local response was complete, the surgeon decided not to perform any rectal resection. A total of 81 patients underwent surgeryall the 43 patients of the control group and 38 in the experimental group. Table 2 shows the various types of surgery performed. In three cases, an endoanal local excision was performed. In two patients, the CR was complete, and no residual tumor was found in the operative specimen. In one frail, 79-year-old patient with a partial response and suspicion of lung metastases, the surgeon decided to perform a full-thickness R0 endoanal excision. The pathological specimen showed adenocarcinoma invading the perirectal fat with few residual cells. None of these three patients thus far had local recurrence with a follow-up between 18 and 40 months.
Among 43 anterior resections, 14 were performed using the delayed coloanal anastomosis technique.11 In this group of patients, no anastomotic fistula was observed. Adjuvant chemotherapy. In 23 patients (control group, n = 12; experimental group, n = 11), adjuvant chemotherapy was given. The protocol in all cases was a combination of fluorouracil and leucovorin for four or six cycles.
Clinical and Pathologic Response An operative specimen could be examined in all of the 43 patients of the EBRT group and in 38 patients of the EBRT + CXR group. The maximum tumor diameter was smaller in the experimental group, and there were significantly more operative specimens with few residual cells or a complete sterilization in this experimental group. There was no difference for the rate of perirectal lymph node involvement. Surgical margins were found positive in one patient with EBRT + CXR (distal margin), and in three patients with EBRT (circumferential margin; Table 3).
SSP In the EBRT group, all the patients were operated on, and an SSP could be performed in 19 (44%) of 43 patients. In the EBRT + CXR group, seven patients were treated with radiotherapy alone, three patients underwent an endoanal excision, and 24, an anterior resection. Overall, 34 (76%) of 45 patients could have an SSP. The difference of SSP between the two groups was significant (P = .004; Table 2). After multivariate analysis using a logistic regression model the difference in favor of the EBRT + CXR group remained significant (P = .04) with an odds ratio of 3.2 (95% CI, 1.2 to 9.6).
Toxicity
Follow-Up: Cancer Relapse and Survival The overall 2-year survival was similar in both groups, and was close to 90%. There was no difference in local or distant relapse or cancer death. The 2-year local relapse free survival was 88% in the EBRT group and 92% in the EBRT + CXR group (Table 6).
This trial demonstrates that a radiation dose escalation is responsible for a significant increase in rectal tumor response (complete CR, 24% v 2%; sterilized specimen with few residual cells, 57% v 34%). This translated into a significant improvement in SSP (76% v 44%). The rate of 44% of SSP in the control group is in close agreement with the results of the previous Lyon R90-01 trial, in which the long interval arm gave a 41% SSP in patients with low rectal tumors.9 So far, the anorectal function seems acceptable, and there is no obvious clinical detrimental effect. Further follow-up is necessary to evaluate these end points in the long term. There are limitations to this study that includes only 88 patients. Some patients (23 of 88) received adjuvant chemotherapy. Although these patients were evenly distributed in both arms of the trial and probably did not change the results, the use of chemotherapy is a potentially confounding factor that must be considered. In addition, some patients (six of 88) were treated with brachytherapy. Although this was standard treatment in the design of the trial, the decision to perform this brachytherapy was arbitrary, and is, therefore, a potential confounding factor. These results can be compared with those of other trials. There are three randomized trials that can be analyzed to answer the question of the role of preoperative radiotherapy and delayed surgery to increase sphincter preservation. Two randomized trials compared preoperative chemoradiotherapy with delayed surgery, versus the same regimen in a postoperative situation. In the National Surgical Adjuvant Breast and Bowel Project R03 trial, the 5-year sphincter-saving surgery rate with no evidence of disease was significantly increased in the preoperative arm (44% v 34%).13 In the German CAO/ARO/AIO trial for patients with low rectal cancer, the rate of SSP was significantly increased from 18% (13 of 74 patients) in the postoperative group, to 35% (26 of 75 patients) in the preoperative group.14 Conversely, a Polish trial came to an opposite conclusion.15 This randomized trial of low rectal cancer compared Dutch preoperative short-course irradiation (25 Gy, five fractions, 5 days) with immediate surgery, with the German regimen of concurrent chemoradiotherapy and delayed surgery. After inclusion of 311 patients, the rate of sphincter preservation was 61.3% in the immediate surgery group, versus 58.3% in the delayed group. This absence of improvement in SSP was observed, despite a significant increase in the tumor response in the delayed group with concurrent chemoradiotherapy (mean largest tumor diameter on the operative specimen, 29 mm v 48 mm). A hypothesis can be proposed to explain the negative results of this trial: the surgeons were asked before irradiation to specify the type of surgery they would propose if no radiation was given; it is possible that for conceptual oncological reasons they decided not to change their choice whatever the tumor response was at time of delayed surgery in the chemoradiotherapy group. Conversely, in breast cancers larger than 3 cm16 and in T3 laryngeal or hypopharyngeal cancers17, a first-line radiotherapy and/or chemotherapy has proven in randomized trials to be able to increase tumor response and organ preservation. In such situations, surgeons have accepted to change their technique of operation. It is clearly demonstrated in all the aforementioned trials that preoperative irradiation and delayed surgery produce a significant tumor response. This end point, when evaluated on the operative specimen, depends heavily on the care taken by the pathologists to critically perform the microscopic examination.18 The Lyon trial shows a significant increase in the pathological primary tumor response with dose escalation, but no impact on the pN stage as the dose fall-off with the 50 kV x-ray beam delivered by the contact unit is too sharp to influence tumor deposit at few centimeters from the primary tumor. Although CXR technique is accessible to any radiation oncologist with clinical expertise in rectal cancer, it is not widely used. There are only two or three centers in the United States and 10 in Europe that can perform this technique, mainly because the 50 kV machine is not manufactured any more, which limits the present applicability of this approach. Alternative possibilities to take advantage of an endocavitary approach is the use of long source-skin distance with a 50-kV beam19 or high-dose rate-conformal endoluminal brachytherapy.20 The role of concurrent chemoradiaton to increase tumor response and SSP is also of importance, but is beyond the scope of this article. In conclusion, this trial brings strong support for a radiation dose-tumor response relationship in rectal adenocarcinoma.21 It is also reasonable that, according to the present data, a colorectal surgeon could adapt their surgical decisions and technical approach in accord with the importance of rectal tumor response, to increase the chance of organ preservation. This trial brings data in favor of the use of high-dose preoperative radiotherapy and delayed surgery to increase anorectal SSPs in the management of low rectal cancer.
The authors indicated no potential conflicts of interest.
Presented at the 45th Annual Meeting of the American Society of Therapeutic Radiology and Oncology, Salt Lake City, UT, October 21, 2003. Authors' disclosures of potential conflicts of interest are found at the end of this article.
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16. Mauriac L, Durand M, Avril A: Effects of primary chemotherapy in conservative treatment of breast cancer patients with operable tumors larger than 3 cm: Results of a randomized trial in a single centre. Ann Oncol 2:347-354, 1991 17. The Department of Veterans Affairs Laryngeal Cancer Study Group. Induction chemotherapy plus radiation compared with surgery plus radiation in patients with advanced laryngeal cancer. N Engl J Med 324:1685-1690, 1991[Abstract] 18. Roedel C, Grabenhaeur G, Papadopoulos T, et al: Apoptosis as a cellular predictor for histopathologic response to neoadjuvant radiochemotherapy in patients with rectal cancer. Int J Radiat Oncol Biol Phys 52:294-303, 2002[CrossRef][Medline] 19. Coffey CW, Morris R, Martin J, et al: Dosimetric evaluation of a variable energy superifical x-ray machine with applications for endocavitary radiotherapy techniques. Int J Radiat Oncol Biol Phys 16:849-855, 1989[Medline] 20. Vuong T, Belliveau RJ, Michel RP, et al: Conformal preoperative endorectal brachytherapy treatment for locally advanced rectal cancer: Early results of a phase I/II study. Dis Colon Rectum 45:1486-1495, 2002[CrossRef][Medline] 21. Gérard JP, Chapet O, Ramaioli A, et al: Long-term control of T2T3 rectal adenocarinoma with radiotherapy alone. Int J Radiat Oncol Biol Phys 54:142-149, 2002[Medline] Submitted August 25, 2003; accepted April 7, 2004.
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Copyright © 2004 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
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