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Journal of Clinical Oncology, Vol 22, No 14 (July 15), 2004: pp. 2891-2900 © 2004 American Society of Clinical Oncology. DOI: 10.1200/JCO.2004.10.045 Clinical and Immunologic Effects of Subcutaneously Administered Interleukin-12 and Interferon Alfa-2b: Phase I Trial of Patients With Metastatic Renal Cell Carcinoma or Malignant MelanomaFrom the Experimental Therapeutics Program, Cleveland Clinic Taussig Cancer Center, and Department of Immunology, Lerner Research Institute, Cleveland Clinic Foundation, Cleveland, OH Address reprint requests to Ronald M. Bukowski, MD, Experimental Therapeutics Program, Department of Hematology and Medical Oncology, Taussig Cancer Center, The Cleveland Clinic Foundation, 9500 Euclid Ave, Cleveland, OH 44195; e-mail: bukowsr{at}cc.ccf.org
PURPOSE: Interleukin-12 (IL-12) and interferon alfa-2b (IFN- -2b) are pleiotropic cytokines with activity in renal cell carcinoma (RCC) and malignant melanoma (MM) as single agents. Preclinical studies suggest concurrent administration may have synergistic antitumor effects. We conducted a phase I trial of concurrent subcutaneous (SC) administration of IL-12 and IFN- -2b in patients with metastatic RCC or MM to determine toxicity, maximum-tolerated dose, preliminary efficacy, and effects on chemokine/cytokine gene expression in peripheral blood mononuclear cells (PBMCs).
PATIENTS AND METHODS: Cohorts of three to six patients were treated with escalating doses of IL-12 (dose I, 100 ng/kg; dose II, 300 ng/kg; dose III, 500 ng/kg; dose IV, 500 ng/kg SC) given twice weekly and IFN- RESULTS: Twenty-six patients (19 with RCC, seven with MM) were accrued at dose levels I (n = 3), II (n = 3), III (n = 13), and IV (n = 7). Dose-limiting toxicity included grades 3 and 4 hepatotoxicity and neutropenia/leukopenia. Patients received a median of three cycles of treatment. Two patients with RCC and one patient with MM had partial responses. Median survival was 13.8 months. Reverse transcriptase polymerase chain reaction on PBMCs revealed induction of IP-10, Mig, B7.1 (CD80), interleukin-5, and interferon gamma in selected patients.
CONCLUSION: Concurrent SC administration of IL-12 and IFN-
Renal cell carcinoma (RCC) and malignant melanoma (MM) account for 5% to 10% of all newly diagnosed cancers in the United States.17 The annual incidence of both cancers has increased steadily over the past decade, with many patients having advanced disease at presentation.14,7 Despite recent advances in cancer therapy, the prognosis for this group of patients remains poor, irrespective of the type of therapy administered.810 The role of systemic therapy has been investigated, but overall response rates are low, with a limited survival improvement.
RCC and MM are tumors refractory to standard chemotherapeutic regimens with poor overall objective response rates.14,6,11 A variety of cytokines have been investigated in preclinical murine tumor models and in patients with RCC or MM. Two of these agents, recombinant human interleukin-2 (rHuIL-2) and recombinant human interferon alfa-2b (rHuIFN-
rHuIL-12 is a heterodimeric protein composed of two disulfide-linked subunits having molecular masses of 40 kDa and 35 kDa, respectively.18,19 IL-12 exerts a number of regulatory effects on numerous cell types, particularly on T-lymphocytes and natural killer (NK)-cells, where it enhances NK/lymphokine-activated killer cell lytic activity, facilitates specific cytolytic T-lymphocyte responses, induces interferon gamma (IFN- Numerous clinical trials have been conducted to determine both toxicity and efficacy of subcutaneous (SC) and intravenous (IV) IL-12 in patients with RCC and MM, resulting in variable maximum tolerated doses (MTDs) ranging from 500 ng/kg to 1,250 ng/kg, determined by predosing, initial dosing, and gradual dose escalation.2732 The study reported by Motzer et al27 in patients with RCC found an MTD for SC-administered rHuIL-12 of 1.0 µg/kg (weekly administration), and with gradual dose escalation, this was increased to 1.5 µg/kg. Another study reported by Coughlin et al28 noted that the preadministration of a sensitizing dose of rHuIL-12 permitted eight-fold higher daily doses. Reported toxicity has included constitutional symptoms in over 50% of patients, and grade 3/4 toxicities consisting of hepatic toxicity (bilirubin, AST/ALT), leukopenia/neutropenia, and one report of pulmonary toxicity.27,28,33
Though the exact antitumor mechanism remains unclear, preliminary studies suggest that IL-12 may mediate its effect in part via the induction of IFN-
rHuIFN-
The rationale for the combination of IL-12 and rHuIFN-
Patients Patients in the study had a histologic or cytologic diagnosis of RCC or MM, and strong clinical evidence or biopsy proof of metastases to a site or sites distant from the primary tumor. Patients were required to have bidimensionally measurable or assessable disease; a life expectancy of 3 months; an Eastern Cooperative Oncology Group (ECOG) performance status < 1; recovered from the toxicity of previously administered hormonal, radiation, biologic therapy, or chemotherapy; absence of significant effusions and/or ascites; no major surgery requiring general anesthesia within the past 28 days; and less than three prior treatment regimens. Patients were required to have the following pretreatment laboratory findings above stated minimum values: WBC 3.0 x 109/L, platelets 100 x 109/L, hemoglobin 9.5 gm/100 mL, serum creatinine < 1.8 mg/dL; total bilirubin 1.5 mg/dL; calcium < 11.5 mg/dL; liver enzymes (ALT and AST) < 3x normal, prothrombin time (PT)/partial thromboplastin time (PTT) within institutional normal values. All patients were informed about the investigational nature of this study and written informed consent was obtained in accordance with institutional and federal guidelines.
Exclusion criteria included the following conditions: a history of a serious cardiac arrhythmia, congestive heart failure, angina pectoris, or other severe cardiovascular disease producing limitations of physical activity (ie, New York Heart Association Class III or IV); active peptic ulcer disease, autoimmune disease, or inflammatory bowel disease; local or systemic infections requiring IV antibiotics within the past 28 days; pregnant or lactating women, and fertile women or men unless surgically sterile or using effective contraception; known CNS metastases or known seizure disorder; positive for HIV, hepatitis B antigen, or hepatitis C antigen; history of a malignancy other than a renal cell carcinoma or melanoma (exceptions basal or squamous cell carcinomas of the skin, carcinoma-in-situ of the uterine cervix, and any malignancy treated with curative intent and in complete remission for All inclusion and exclusion criteria were assessed within 14 days before initiation of therapy, with the exception of x-ray studies not required for determination of tumor measurements, or laboratory studies not used for organ evaluation, which were performed within 28 days of therapy initiation.
Study Drugs
Dose Schedule
Patient evaluations for toxicity and vital signs (with the exception of temperature, which was measured before each dose throughout the study) were performed before every dose during cycle one; in subsequent cycles, toxicities were noted weekly and vitals signs measured at the beginning and end of each cycle. Physical examination and laboratory studies (CBC with differential, platelets, urinalysis, basic metabolic panel, and coagulation times [PT/INR, PTT]) were performed on a weekly basis during the first two cycles, and at the end of each cycle thereafter. Radiographic studies, as required for assessment of measurable disease, were performed every other cycle. Treatment was continued for 4 consecutive weeks (days 1 to 28) in cycle one. If toxicity was acceptable, and performance status remained < 1, additional cycles of treatment were administered to patients with clinical responses or stable disease, with no rest period between cycles.
Dose-limiting toxicity (DLT) was defined as the occurrence of any of the following during cycle one: (1) grade 3 or higher nonhematologic toxicity; (2) grade 4 neutropenia for
Gene Expression Studies
mRNA Analysis of Gene Expression by Reverse Transcriptase Polymerase Chain Reaction (RT-PCR)/Southern Hybridization
RNA Isolation and cDNA Synthesis for Real-Time Reactions
Real-Time Quantitative PCR
Amplification was carried out using SYBR Green PCR reagents (Applied Biosystems) according to manufacturer's protocol and 2 µL cDNA. Real-time PCR was performed on an ABI PRISM 7700 Sequence Detector (Perkin-Elmer). The conditions for the PCR amplification were as follows: one cycle at 50°C for 2 minutes, one cycle at 95°C for 10 minutes, 40 cycles at 95°C for 15 seconds, and one cycle at 60°C for 5 minutes. The temperature was then increased from 60°C to 95°C gradually for 20 minutes, and the fluorescence was recorded every 15 seconds to construct the melting curve. All samples were analyzed in triplicate. The following sense and antisense primers were used: (1) huGUS sense 5'-TCATTGGAGGTGCAGCTGAC-3' and antisense 5'-ACTGGCTCTTGGTGACAGCC-3'; (2) IL-5 sense 5'-TCATCGAACTCTGCTGATAGCC and antisense 5'-TTTGACTCTCCAGTGTGCCTATTC-3'; (3) IFN-
Patient Characteristics Twenty six patients were entered onto this study between January 10, 2000, and January 27, 2003: 19 (73%) had RCC and seven (27%) had MM (Table 3). The median age was 59 years (range, 37 to 70 years). The majority of the patients had received other therapy, including radiation (11 patients; 42%), immunotherapy (16 patients; 62%), chemotherapy (one patient; 4%), and the combination of immunotherapy and chemotherapy (six patients; 23%). Seven patients (27%) had an ECOG performance status of zero, while the rest had an ECOG performance status of 1.
Treatment Administered and Toxicity Patients received a median of three treatment cycles (range, one to 13 cycles; Table 4). DLT occurred at dose level IV (IL-12, 500 ng/kg; IFN- -2b, 3 MU/m2), and the MTD, as defined, was dose level III (IL-12, 500 ng/kg; IFN- -2b, 1 MU/m2). All patients at dose levels II to IV and two of three patients at dose level I experienced the constitutional symptoms associated with interferons and interleukins (fever, chills, fatigue, etc) during the first treatment cycle. In three patients (one patient at dose level III and two patients at dose level IV), the symptoms were considered severe.
During the first cycle of treatment, no patients at dose levels I or II experienced grade 3 or worse hematologic toxicity (leukopenia and/or neutropenia); however, three of 13 patients at dose level III and five of seven patients at dose IV experienced grade 3 or 4 leukopenia and/or neutropenia, with one patient at dose level IV requiring hospitalization for neutropenic fever. Two MM patients at dose level III experienced grade 3 hepatotoxicity during cycle 1. One patient at dose level I, three patients at dose level III, and one patient at dose level IV had elevations in PT/PTT during cycle 1 (grade 3); however, two of the patients at dose level III had elevated PT times at baseline, but no major bleeding was noted in any of these patients. Additional grade 3 toxicity (there were no grade 4 nonhematologic adverse events) reported during cycle 1, which may not be entirely accounted for by IL-12/IFN- -2b therapy, include apnea (n = 1, dose I), headache (n = 1, dose IV), and hyperglycemia (n = 1, dose III; n = 2, dose IV). With the increasing number of cycles administered, an increase in severity of toxicity was noted at dose levels III and IV. No patients at dose levels I or II experienced cumulative toxicity of grade 3 or worse. The most common grade 3 or worse toxicity noted during subsequent cycles was hematologic (neutropenia and/or leukopenia). Treatment-related cumulative toxicities resulted in dose reduction in six patients (n = 2, dose level III; n = 4, dose level IV). Although the MTD and DLTs are determined by cycle 1 toxicities, it is noteworthy to report one case of severe hepatotoxicity (grade 4 elevations in the transaminases AST, ALT, and GGT, as well as grade 4 elevations in alkaline phosphatase and bilirubin) that was noted in one of the MM patients during cycle 2 at dose level 4. Interestingly, this patient had initially experienced a partial response after the first cycle of treatment. Such elevations in hepatic transaminases have been previously reported following IL-12 therapy for MM.29,32,33 This hepatotoxicity was completely reversible after withholding therapy. The mechanism of this toxicity remains unclear, as the patient had no clinically apparent liver disease before enrollment. Although subsequent serologic studies revealed past exposure to hepatitis-A and a history of moderate alcohol consumption, neither can adequately explain the observed increases in liver function tests. Trichrome stain of the patient's liver tissue (Fig 2A) reveals extensive fibrosis characteristic of either alcoholic or nonalcoholic steatohepatitis, while immunostaining (Fig 2B) demonstrates macrophage and T-cell infiltration of liver tissue.
Preliminary Efficacy Three patients responded. One MM patient (dose level IV) and two RCC patients (patient No. 3, dose level I; patient No. 13, dose level IV) achieved partial responses of multiple lung nodules. Fourteen patients (54%) have died (nine RCC and five MM); median overall survival is 13.8 months (RCC, 17.2 months; MM, 5.7 months). Median overall follow-up of the patients still alive is 4.6 months.
Gene Expression
The development of T-cell responses is dependent on the CD80 expression, primarily on antigen presenting cells. IL-12 and IFN- are both known to enhance CD80 expression on antigen-presenting cells;46,47 therefore, we investigated whether or not IL-12/IFN- -2b increases CD80 expression on PBMCs in RCC and MM patients. A time-course expression pattern for the CD80 costimulatory molecule was observed in nonseparated PBMCs of some patients (n = 4) after the initial dose of rHuIL-12 and rHuIFN- -2b (Fig 4). PBMCs from one patient showed maximal expression of CD80 after 7 days of treatment, whereas PBMCs from others (n = 3) demonstrated maximal expression after 6 hours of treatment. There was also a group of patients (n = 4) that did not show expression of CD80 following rHuIL-12 and rHuIFN- -2b administration (Fig 4).
An additional study using purified T-cells was performed to determine the effects IL-12/IFN- -2b have on promoting Th1 and Th2 responses. Here we used real-time quantitative PCR to monitor over time during treatment the mRNA expression levels of the Th1 cytokine IFN- and the Th2 cytokine IL-5 in isolated T-cells (Fig 1A and B; Table 2). Six of nine patients showed an increase in both IL-5 and IFN- gene expression. The pattern and the degree of expression varied between patients. In some patients (IL-5, n = 2; IFN- , n = 4), there was an initial decrease of expression below baseline levels of untreated controls, which was later followed by a significant gene upregulation. Conversely, some patients demonstrated enhanced gene expression during earlier times, which was followed by later down-regulation below baseline levels (IL-5, n = 1; IFN- , n = 2). As shown in Table 2, most patients demonstrated an increase in at least one of the cytokines (n = 5). Patients 9, 10, 11, and 13 showed increases in both IL-5 and IFN- . Patient 12 generated a Th2 cytokine response, with an increase in IL-5 but not IFN- , while patient 14 showed a Th1 cytokine response, with an increase in IFN- expression and a decrease in IL-5. Two patients (Nos. 15 and 16) showed down-regulation of both cytokines. Peak inducible expression also varied among patients ranging from two- to 40,000-fold increases in gene expression compared to baseline. Interestingly, the two largest fold increases occurred in the same patients for both cytokines, one of which had a partial response (patient No. 13).
The cytokines IL-12 and IFN- -2b have been well characterized for their antitumor properties. Phase I trials using IL-12 have shown toxicities consisting mainly of constitutional symptoms (headache, fatigue, myalgias, and arthralgias) in over 50% of patients, as well as grade 3/4 toxicities including hepatic toxicity (bilirubin, AST/ALT), leukopenia/neutropenia, and one report of pulmonary toxicity.27,29,48 In one trial, the MTD using a fixed dose of IL-12 was 1.0 µg/kg, and with dose titration reached 1.5 µg/kg.27 Similarly, numerous trials have been conducted to investigate the toxicity associated with IFN- -2b.4951 DLT was predominantly hematologic, including severe neutropenia/leukopenia, as well as gastrointestinal and constitutional symptoms. Toxicities were dose and time dependent, and symptoms subsided within 4 weeks of discontinuation of therapy. It is noteworthy to mention that most trials with IFN- -2b have employed doses much higher than the doses used in our study.
The MTD doses noted in this phase I trial for twice weekly SC IL-12 and three times weekly SC IFN-
In view of the hepatotoxicity that was noted using the combination of IL-12 and IFN-
The CXC chemokines Mig and IP-10 have been shown to play an important role in antitumor immunity by acting as chemoattractants for effector cells, including activated CD8+ T-cells. We have previously reported an increase in these chemokines with IL-12 administration as a single agent.45 The upregulation of both chemokines was noted in the patient samples studied in this trial (Fig 3). Although we did not look into the additive effects attributable solely to IFN-
Enhanced immunity with combined IL-12/IFN-
In addition to chemokine and costimulatory ligand upregulation, an increase in cytokine production by PBMCs was also noted, specifically IFN-
Both IL-12 and IFN-
The present study demonstrates the tolerability of concurrent SC IL-12 and IFN-
The following authors or their immediate family members have indicated a financial interest. No conflict exists for drugs or devices used in a study if they are not being evaluated as part of the investigation. Acted as a consultant within the last 2 years: Ronald M. Bukowski, Schering-Plough. Received more than $2,000 a year from a company for either of the past 2 years: Ronald M. Bukowski, Schering-Plough.
Supported by a grant from Schering- Plough and the Zito Chair for Cancer Research. Authors' disclosures of potential conflicts of interest are found at the end of this article.
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