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Journal of Clinical Oncology, Vol 22, No 21 (November 1), 2004: pp. 4290-4301 © 2004 American Society of Clinical Oncology. DOI: 10.1200/JCO.2004.11.106 Dose Escalation Studies of Cytarabine, Daunorubicin, and Etoposide With and Without Multidrug Resistance Modulation With PSC-833 in Untreated Adults With Acute Myeloid Leukemia Younger Than 60 Years: Final Induction Results of Cancer and Leukemia Group B Study 9621 ,From the North Shore University Hospital, New York University School of Medicine, Manhasset, NY; CALGB Statistical Center; Duke University School of Medicine, Durham; Wake Forest University School of Medicine, Winston-Salem; University of North Carolina, Chapel Hill, NC; University of Puerto Rico School of Medicine, San Juan, Puerto Rico; The Ohio State University, Columbus, OH; and University of Chicago, Chicago, IL Address reprint requests to Jonathan E. Kolitz, MD, Don Monti Division of Oncology and Division of Hematology, Department of Medicine, North Shore University Hospital, New York University School of Medicine, 300 Community Dr, Manhasset, NY 11030; e-mail: kolitz{at}nshs.edu
PURPOSE: P-glycoprotein (Pgp) is strongly inhibited by PSC-833. A chemotherapy dose-escalation study was performed with PSC-833 in patients younger than 60 years with untreated acute myeloid leukemia. Clinical rather than pharmacokinetic end points were used to develop two induction therapies containing drugs susceptible to Pgp-mediated efflux and associated with comparable toxicities at the maximum-tolerated doses. PATIENTS AND METHODS: A total of 410 patients were enrolled. Fifteen induction regimens containing variable doses of daunorubicin (DNR) and etoposide (ETOP) and fixed doses of cytarabine were evaluated with (ADEP) or without (ADE) a fixed dose of PSC-833.
RESULTS: Doses selected for phase III testing were DNR 90 mg/m2 and ETOP 100 mg/m2 in ADE, and DNR and ETOP each 40 mg/m2 in ADEP. Intolerable mucosal toxicity occurred at higher doses of ADEP. Although the design of this study precludes direct comparisons, there was an apparent advantage for receiving ADEP with respect to disease-free and overall survival in patients
CONCLUSION: A large clinical data set was used to develop induction regimens containing two drugs susceptible to Pgp-mediated efflux, with and without an inhibitor of Pgp function. The chosen doses have comparable antileukemia activity and toxicity, making them suitable for use in a phase III comparative study of induction chemotherapy for patients with acute myeloid leukemia younger than 60 years. That trial will also clarify whether patients
Chemotherapy resistance is partly mediated by P-glycoprotein (Pgp), a cell membrane drug efflux pump encoded by the MDR1 gene. Significant expression of Pgp is not commonly observed in patients with de novo acute myeloid leukemia (AML) younger than age 50 years,1 but has been reported in nearly three fourths of patients older than age 55 years.2 Expression is associated with positivity for CD343 and poor-risk cytogenetic findings.2,4 Multivariate analyses have shown that only Pgp expression and cytogenetics are independent predictors of complete remission (CR) and overall survival (OS) in de novo AML.4-6 Even in studies that have not detected an effect of Pgp expression on OS, highly significant and independent effects have been demonstrated on the incidence of CR and primary refractoriness to induction therapy in all age groups.1,2 Furthermore, the level of Pgp expression in unfractionated leukemic bone marrow samples may not measure minor populations of autonomously proliferating blasts expressing CD34 and Pgp, which may contribute to drug resistance and treatment failure in de novo AML.7 Attempts to pharmacologically reverse Pgp activity have centered on the use of cyclosporine (CsA) and its nonimmunosuppressive analog, PSC-833 (Valspodar; Novartis, East Hanover, NJ). Both drugs competitively inhibit Pgp function and diminish drug efflux in vitro.8-11 In addition to being a more potent inhibitor of Pgp in vitro than CsA,10,12,13 PSC-833 directly induces apoptosis,14 impedes the development of doxorubicin resistance,15 and promotes cytotoxicity via a non-Pgp-dependent mechanism involving ceramide metabolism.16 Promising results favoring the use of CsA as a Pgp modulator with infusional daunorubicin (DNR) and high-dose cytarabine (HiDAC) in a phase III trial in poor-risk AML conducted by the Southwest Oncology Group17 have yet to be duplicated using PSC-833. Phase I and II trials combining PSC-833 and natural product-based induction chemotherapy for AML have documented acceptable safety and efficacy in poor-risk patients with relapsed or refractory disease18-20 and in untreated elderly patients.21-23 Three phase III studies evaluating PSC-833 have been prematurely terminated, however. Toxicity concerns halted two trials in older patients with de novo AML24 (T.R. Chauncey, personal communication), whereas a phase III trial in patients with relapsed or refractory disease ended because of lack of benefit in the experimental arm.25 Since 1985, the Cancer and Leukemia Group B (CALGB) has focused on developing intensive postremission therapies for de novo AML in patients younger than age 60. These studies have demonstrated the superiority of HiDAC consolidation therapy compared with lower dose cytarabine (Ara-C) treatment schedules,26 particularly in patients with favorable cytogenetics,27,28 and established that potentially non-cross-resistant intensification therapies offered no advantage over HiDAC alone.29 Renewed attention was then directed toward induction therapy in the current study, in which Pgp modulation and dose-escalation schedules of DNR and etoposide (ETOP) were evaluated. A fixed dose of infusional Ara-C was combined with variable doses of daunorubicin (DNR) and ETOP in the ADE regimen. Lower doses of DNR and ETOP were combined with Ara-C in the presence of PSC-833 in the ADEP (ADE with PSC-833) regimen. The trial design closely followed the structure of CALGB's earlier study of Pgp-modulation in untreated older patients.21 Clinical rather than pharmacologic end points were used to determine doses because of concern that purely pharmacokinetic measurements in sera would not accurately reflect intracellular biologic effects mediated by Pgp inhibition.
Eligibility Criteria Adults younger than 60 years old with French-American-British classifications of AML, excluding acute promyelocytic leukemia, were eligible for study entry. Diagnostic samples were centrally reviewed at the University of Chicago (J.W.V.). Patients with previously treated and therapy-related AML were excluded, as were patients with AML arising from a prior myelodysplastic or myeloproliferative disorder.
Study Design
Induction Therapy
The need for a second induction course was based on findings from a bone marrow examination on day 14. Presence of
Dose Escalation or De-Escalation and Determination of Phase III Doses
Postremission Therapy Patients achieving CR were assigned postremission therapy according to cytogenetic risk determined at diagnosis, as previously described.30 Patients with core binding factor (CBF) leukemia received three courses of HiDAC,31 whereas all other patients were assigned to receive an autologous peripheral stem-cell transplant (PSCT).30 Patients in CR unable to receive PSCT received an alternative pilot intensification regimen.32 The distribution of patients who received PSCT or the alternative intensification did not differ as a function of the induction regimen.
Quality Control, Quality Assurance, and Auditing
Toxicity and Response Measurements
Statistical Methods
Survival times were calculated from date of study entry to date of death as a result of any cause. DFS was calculated from date of CR to relapse, or to death as a result of any cause if relapse had not occurred. Patients alive at the date of last follow-up were right-censored for survival analysis, and patients alive without relapse were similarly censored for DFS analysis. The distribution of survival and DFS times was estimated using the Kaplan-Meier method36 The analysis of proportions was carried out using either Fisher's exact test37 or
Patient Population Between April 1997 and April 2000, 410 patients were registered onto this study. All analyses are based on the study database frozen on April 15, 2003. The median follow-up for surviving patients was 3.4 years. Demographic and clinical data are presented in Table 4. Eleven patients (3%) were ineligible for study entry because they did not have AML. Although these patients are not included in the response analysis, eight received their assigned induction therapy and are included in the toxicity analysis. Five patients never received protocol therapy, and one was dosed incorrectly; these patients are not included in response or toxicity assessments. One patient treated with ADEP inadvertently received PSC-833 in markedly reduced doses and achieved CR; that patient is assessable for response but not for toxicity. Thus, of the 410 patients entered, 397 (97%) were assessable for toxicity and survival analyses, and 394 (96%) were assessable for the analysis of response.
Ultimately, 11 ADE and four ADEP regimens were studied using 29 sequential treatment groups (some previously studied regimens were revisited several times during the course of the trial). Differences in numbers of patients treated with individual regimens reflect the revisiting of previously evaluated dose levels as specified in the study design. The 15 individual dosing regimens, the number of times each was studied, the total number of patients entered onto each regimen, and numbers of assessable patients for assessing DLT and response are presented in Table 5.
The ADE and ADEP patient groups were balanced with respect to cytogenetic risk, using criteria developed within CALGB,38 as well as age, sex, race or ethnicity, and performance status.
Toxicity Grade 3 or greater stomatitis, dysphagia, and esophagitis were the most prevalent DLTs in patients receiving ADE (Table 2). Significant mucosal toxicity was observed more often in patients receiving ADEP (Table 3). Reversible grade 3 hepatotoxicity, most often consisting of hyperbilirubinemia without elevations in ALT, AST, or alkaline phosphatase, occurred far more often in patients receiving PSC-833. Grade 4 hyperbilirubinemia was less frequent, but was associated with serious adverse events. Outcomes were analyzed in patients who developed grade 4 hyperbilirubinemia according to baseline liver function. DLT or induction death (ID) occurred in six of 13 patients with normal liver function before treatment and in two of three patients with abnormal liver function (baseline > grade 2 abnormalities in total bilirubin, AST, or ALT) treated with ADE. Among patients receiving ADEP, DLT or ID occurred in 22 of 40 patients with normal antecedent liver function and six of nine with abnormal liver function. Furthermore, ID occurred in all four patients given second inductions in whom abnormal LFTs either preceded or developed during or after the second course; two received ADE and two received ADEP. This compares with four of 32 IDs among all other second inductions. Hepatotoxicity was clearly exacerbated by the presence of confounding clinical variables likely to affect liver function, such as sepsis and associated hemodynamic changes. Reversible cerebellar toxicity was observed in only two patients and was successfully managed with interruptions and dose reductions of PSC-833, as prescribed in the protocol. Table 2 illustrates the weak correspondence between daunorubicin and etoposide doses and serious toxicity in the ADE regimen. For simplification, patients have been combined into three groups of comparable size, with similar daunorubicin and etoposide doses within each subgroup, as shown. The data are presented for all four ADEP regimens in Table 3. A clearer relationship between dose and toxicity was observed in the presence of Pgp inhibition. This relationship was apparent over a substantially narrower dosing range of the cytotoxic agents than was seen in patients treated with ADE. Cardiotoxicity attributed to a single course of induction therapy was observed in one 55-year-old patient treated with ADEP. Two patients who each received two inductions with ADE using 80 and 85 mg/m2 of DNR developed marked decreases in left ventricular ejection fraction, but this was observed only after additional treatment with non-anthracycline-containing protocol chemotherapy. Both subsequently underwent autologous PSCT uneventfully. Six patients, four of whom were older than age 50, developed significant decreases in left ventricular ejection fraction after treatment with ADE using 90 mg/m2 of DNR. Four of the six patients received two courses of induction therapy, and two had abnormal liver function at the time of the second induction course. One patient died with persistent leukemia and one died in CR as a result of complications of heart failure. Two patients were unable to receive their planned postremission therapy, at least in part due to cardiac complications. In total, six of 112 (5%) patients treated with ADE using DNR at a dose of 90 mg/m2 developed cardiotoxicity that was attributed to their treatment, but no such toxicity was observed in 34 other patients receiving ADE regimens with DNR doses approaching (80 and 85 mg/m2; n = 22) or exceeding (95 mg/m2; n = 12) the DNR dose in question. Neither cardiotoxicity nor other induction-related toxicity significantly impeded the progression of patients through postremission therapy. Figure 1 shows the fitted logistic regression curves as a function of DNR dose for ADE and ADEP along with the observed proportion of DLTs and 95% CIs for each dose of DNR studied. This Figure increases the precision of the earlier observations based on a simple examination of the toxicity tables. Over the range of DNR doses studied, the probability of a DLT increases slowly as a function of dose for the ADE treatment, and the addition of PSC-833 produces a dramatically higher probability of DLT. Furthermore, if we define the MTD as the 33rd percentile of the dose-toxicity curve, it is not possible to estimate a reasonable MTD for ADE from these data. Thus, the selected dose of DNR for ADE in the subsequent phase III trial was chosen as 90 mg/m2, a dose with a reasonable safety profile based on a considerable number of patients treated at this dose on the current trial. For ADEP, the MTD for DNR is estimated from the fitted logistic model as 48 mg/m2 (95% CI, 41 to 57 mg/m2). However, for the subsequent phase III trial, the selected dose was chosen to be 40 mg/m2, both to allow a safety margin and because, as with the chosen dose for ADE, we have considerable experience with this dose on the current trial. These doses were associated with comparable incidences of significant nonhematologic toxicities and of clinical efficacy as reflected in CR rates (results presented below), and with acceptable cardiac toxicity.
Response Rates, DFS, and OS The overall frequencies of CR were 78% for ADE and 73% for ADEP, based on 394 assessable patients (Table 6). No relationship between the doses of DNR and ETOP and CR incidence was apparent with either regimen. CR after one induction course occurred with greater frequency with ADEP (94% of CRs) than with ADE (85%; P = .02). Conversely, a second course of ADEP produced a CR in 32% of patients, whereas a second ADE induction produced a CR in 57% of patients (P = .05). OS was similar for both groups, with a median of 1.5 years for ADE and 1.4 years for ADEP (Fig 2). However, the DFS distribution among the responding patients was better for the ADEP regimen (P = .043), with a median DFS of 1.7 years for ADEP and 1.0 year for ADE (Fig 3). Among 220 patients age 45 years or younger, those who received PSC-833 had longer OS (median, 2.2 v 1.3 years; P = .049; Fig 4) and DFS (median, 2.4 v 0.8 years; P = .007; Fig 5). These results are supported by fitting the proportional hazards model in which a significant treatment by age interaction was found for OS (P = .007) and nearly so for DFS (P = .065). These results suggest that the primary benefit, if any, for the ADEP regimen will be in the younger patients. This finding will be explored further in the phase III trial.
Using the proportional hazards model and the criteria defined by the CALGB for estimating cumulative incidence of relapse,38 we found that pretreatment cytogenetics were significant as a predictor for DFS (P < .0001). Adjusting for cytogenetic risk group, the treatment effect (ADE v ADEP) was found to be marginally significant (P = .073) as a predictor for DFS. There was no interaction between cytogenetic risk group and treatment. For patients with CBF leukemia, the estimated 3-year DFS was 38% (95% CI, 21% to 56%) after ADE induction therapy and 59% (95% CI, 40% to 79%) after ADEP. For patients with non-CBF leukemia, the estimated 3-year DFS was 37% (95% CI, 28% to 45%) after ADE and 42% (95% CI, 33% to 50%) after ADEP.
The principal findings of this clinical trial are that adults younger than 60 years old with de novo AML tolerate substantially higher doses of DNR in induction therapies than have been used in clinical practice; such therapy leads to high CR rates with an acceptable risk of cardiac toxicity; in the presence of PSC-833, the doses of agents that are substrates for Pgp must be substantially reduced; and ADEP was associated with comparable CR rates, although with a higher probability of inducing reversible mucosal and hepatotoxicity. We estimate that the DNR and ETOP doses must be reduced by 55% to 60% in the experimental arm (ADEP) to achieve comparable toxicity to the control arm (ADE). With respect to possible interactions when Pgp-susceptible agents are combined, data from phase I trials using mitoxantrone plus ETOP19,20 and doxorubicin plus paclitaxel39 with PSC-833 have demonstrated pharmacokinetic and/or toxicity data that indicate the need for dose reductions ranging between 60% and 66%. Our phase I trial in older patients with AML (CALGB 9420) suggested that DNR and ETOP dose reductions of 60% and 40%, respectively, would be appropriate for testing as compared with a comparable regimen not using PSC-833.21 The subsequent phase III trial in older patients was closed prematurely because the induction death rate was higher in the experimental arm,24 although additional follow-up has not revealed any difference in overall survival between the two arms. The 1-year survival rates are similar. The high proportion of patients achieving CR after one course of either induction therapy highlights the clinical efficacy of the ADE and ADEP regimens. The relatively low probability of entering CR after a second course of ADEP (32%) may be explained by selection of resistant leukemia after exposure to Pgp inhibition or, alternatively, the impaired ability of these patients to undergo additional intensive therapy. Although subset analyses are potentially risky, we reviewed the data by age in this trial because AML blasts may differ between younger and older patients. The results suggest that induction therapy incorporating Pgp inhibition with PSC-833 might yield longer OS and DFS in patients younger than 45 years old, although this observation requires confirmation. Although expression of multidrug resistance protein (MRP) and lung resistance protein in AML is not associated with age,40 coexpression of Pgp and MRP increases with age as well as with the adverse cytogenetic findings, which are more prevalent in older patients.41 Furthermore, AML arising from antecedent myelodysplasia, which is more prevalent in older patients, has been observed to overexpress MRP.42 Primary drug resistance in AML blasts due to BCL-2 overexpression also increases with age.43,44 Consequently, strategies aimed at reversing Pgp might be more successful in patients whose leukemic cells are less resistant to death signals. The ability of PSC-833 to induce apoptosis via Pgp-dependent and -independent mechanisms14,16 provides additional justification for its clinical evaluation in the treatment of younger patients with de novo AML, particularly in light of recent data suggesting that Pgp itself may be implicated in resistance to apoptosis.45 It is therefore reasonable to hypothesize that AML stem cells in younger adults display lesser degrees of drug resistance than those in older patients, which are characterized by multiple mechanisms of resistance. The feasibility of administering doses of DNR substantially higher than typically used for induction therapy of AML has been shown in this study. Additional follow-up of treated patients as well as a planned analysis of observed clinical responses as a function of DNR dose, treatment with PSC-833, and phenotypic and functional expression of Pgp in blasts collected pretreatment and at relapse will aid in clarifying the impact of higher doses of DNR in this patient population. Also of importance will be long-term follow-up of cardiac status in treated patients. The CALGB initiated a randomized phase III comparative study of ADE and ADEP (CALGB 19808) using the doses of DNR and ETOP developed in this trial. In August 2003, after 303 patients had been randomly assigned, PSC-833 for IV use became unavailable. The results of that randomized study are now being analyzed. In the meantime, as newer inhibitors of Pgp function enter clinical trials,46,47 the data from the randomized induction portion of the 19808 trial will provide useful additional information regarding the importance of Pgp reversal in the therapy of de novo AML in younger patients.
The following institutions participated in this study: CALGB Statistical Center, Durham, NC-Stephen George, PhD, supported by CA33601; Dana-Farber Cancer Institute, Boston, MA-George P Canellos, MD, supported by CA32291; Dartmouth Medical School - Norris Cotton Cancer Center, Lebanon, NH-Marc S. Ernstoff, MD, supported by CA04326; Duke University Medical Center, Durham, NC-Jeffrey Crawford, MD, supported by CA47577; Georgetown University Medical Center, Washington, DC-Edward Gelmann, MD, supported by CA77597; Long Island Jewish Medical Center, Lake Success, NY-Marc Citron, MD, supported by CA11028; Medical University of South Carolina, Charleston, SC-Mark Green, MD, supported by CA03927; Mount Sinai School of Medicine, New York, NY-Lewis R. Silverman, MD, supported by CA04457; North Shore University Hospital, Manhasset, NY-Daniel R Budman, MD, supported by CA35279; Rhode Island Hospital, Providence, RI-William Sikov, MD, supported by CA08025; Roswell Park Cancer Institute, Buffalo, NY-Ellis Levine, MD, supported by CA02599; SUNY Upstate Medical University, Syracuse, NY-Stephen L. Graziano, MD, supported by CA21060; The Ohio State University Medical Center, Columbus, OH-Clara D. Bloomfield, MD, supported by CA77658; University of Alabama Birmingham, Birmingham, AL-Robert Diasio, MD, supported by CA47545; University of California at San Diego, San Diego, CA-Stephen L Seagren, MD, supported by CA11789; University of California at San Francisco, San Francisco, CA-Alan P. Venook, MD, supported by CA60138; University of Chicago Medical Center, Chicago, IL -Gini Fleming, MD, supported by CA41287; University of Illinois MBCCOP, Chicago, IL-Thomas Lad, MD, supported by CA74811; University of Iowa, Iowa City, IA-Gerald Clamon, MD, supported by CA47642; University of Maryland Greenebaum Cancer Center, Baltimore, MD-Martin Edelman, MD, supported by CA31983; University of Massachusetts Medical Center, Worcester, MA-Mary Ellen Taplin, MD, supported by CA37135; University of Minnesota, Minneapolis, MN-Bruce A. Peterson, MD, supported by CA16450; University of Missouri/Ellis Fischel Cancer Center, Columbia, MO-Michael C Perry, MD, supported by CA12046; University of Nebraska Medical Center, Omaha, NE-Anne Kessinger, MD, supported by CA77298; University of North Carolina at Chapel Hill, Chapel Hill, NC-Thomas C. Shea, MD, supported by CA47559; University of Tennessee Memphis, Memphis, TN-Harvey B. Niell, MD, supported by CA47555; Vermont Cancer Center, Burlington, VT-Hyman B. Muss, MD, supported by CA77406; Wake Forest University School of Medicine, Winston-Salem, NC-David D Hurd, MD, supported by CA0392; Walter Reed Army Medical Center, Washington, DC-Joseph J. Drabeck, MD, supported by CA26806; Washington University School of Medicine, St. Louis, MO, Nancy Bartlett, MD, supported by CA77440; Weill Medical College of Cornell University, New York, NY-Scott Wadler, MD, supported by CA07968.
The authors indicated no potential conflicts of interest.
We acknowledge the editorial assistance of Michael Kelly and statistical analyses contributed by Robert Barrier.
Supported in part by grants from the National Cancer Institute to the Cancer and Leukemia Group B (CA31946, CA101140) and The Leukemia Clinical Research Foundation. J.E.K. and S.L.A. were supported by CA35279; S.L.G. and R.K.D. were supported by CA33601; B.L.P. was supported by CA03927; E.V.-G. was supported by CA32291; J.O.M. was supported by CA47577; T.C.S. was supported by CA47559; M.A.C. was supported by CA77658; and R.A.L. was supported by CA41287. The content of this manuscript is solely the responsibility of the authors and does not necessarily represent the official views of the National Cancer Institute. Authors' disclosures of potential conflicts of interest are found at the end of this article.
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