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Journal of Clinical Oncology, Vol 22, No 6 (March 15), 2004: pp. 1087-1094 © 2004 American Society of Clinical Oncology. DOI: 10.1200/JCO.2004.07.012 Repetitive Cycles of High-Dose Cytarabine Benefit Patients With Acute Myeloid Leukemia and inv(16)(p13q22) or t(16;16)(p13;q22): Results from CALGB 8461From The Ohio State University, Columbus, OH; Cancer and Leukemia Group B Statistical Center; Duke University Medical Center, Durham; Wake Forest University Medical Center, Winston Salem, NC; University of Alabama at Birmingham, Birmingham, AL; National Cancer Institute, Bethesda; University of Maryland Cancer Center, Baltimore, MD; North Shore University Hospital, Manhasset; State University of New York Upstate Medical University, Syracuse, NY; Dana-Farber Cancer Institute, Boston, MA; and University of Chicago, Chicago, IL Address reprint requests to John C. Byrd, MD, Division of Hematology and Oncology and the Comprehensive Cancer Center, The Ohio State University, B302A Starling Loving Hall, 320 W 10th Ave, Columbus, OH 43210-1240; e-mail: byrd-3{at}medctr.osu.edu
PURPOSE: To study the impact of repetitive (three to four courses) versus a single course of high-dose cytarabine (HDAC) consolidation therapy on outcome of patients with acute myeloid leukemia (AML) and inv(16)(p13q22) or t(16;16)(p13;q22). PATIENTS AND METHODS: We examined the cumulative incidence of relapse (CIR), relapse-free survival (RFS), and overall survival (OS) for 48 adults younger than 60 years with inv(16)/t(16;16) who had attained a complete remission on one of four consecutive clinical trials and were assigned to receive HDAC consolidation therapy. Twenty-eight patients were assigned to either three or four courses of HDAC, and 20 patients were assigned to one course of HDAC followed by alternative intensive consolidation therapy. RESULTS: Pretreatment features were similar for the two groups. The CIR was significantly decreased in patients assigned to receive three to four cycles of HDAC compared with patients assigned to one course (P = .03; 5-year CIR, 43% v 70%, respectively). The difference in RFS also approached statistical significance (P = .06). In a multivariable analysis that adjusted for potential confounding covariates, only treatment assignment (three to four cycles of HDAC) predicted for superior RFS (P = .02). The OS of both groups was similar (P = .93; 5-year OS, 75% for the three to four cycles of HDAC group v 70% for the one cycle of HDAC group), reflecting a high success rate with stem-cell transplantation salvage treatment administered among patients in both treatment groups. CONCLUSION: We conclude that, in AML patients with inv(16)/t(16;16), repetitive HDAC therapy decreases the likelihood of relapse compared with consolidation regimens including less HDAC.
Multiple studies have established pretreatment karyotype in adult acute myeloid leukemia (AML) as one of the most useful diagnostic tools to predict initial response to therapy, relapse risk, and overall survival (OS) [1-5]. In addition, we have demonstrated that pretreatment cytogenetics also influence the degree of benefit from remission consolidation with high-dose cytarabine (HDAC) in AML patients [6]. Specifically, AML patients with t(8;21)(q22;q22), inv(16)(p13q22)/t(16;16)(p13;q22), and normal cytogenetics benefited from HDAC therapy as measured by prolonged relapse-free survival (RFS), whereas those with other abnormalities did not [6]. In a follow-up study [7], we have shown that patients with t(8;21) who received three or four cycles of HDAC had a significantly improved RFS and OS compared with patients receiving only one course of HDAC followed by alternative intensive consolidation therapy. However, despite the fact that the t(8;21) and inv(16)/t(16;16) are related at the molecular level and patients with either of these abnormalities have a relatively favorable clinical outcome, it is unknown whether administration of repetitive cycles of HDAC in patients with inv(16)/t(16;16) has a beneficial effect similar to that in t(8;21)-positive patients. Therefore, we examined the importance of repetitive courses of HDAC in improving the RFS, cumulative incidence of relapse (CIR), and OS in patients with inv(16)/t(16;16) enrolled onto four consecutive Cancer and Leukemia Group B (CALGB) treatment trials.
Patients All patients included in this analysis were enrolled onto CALGB 8461, a prospective cytogenetics trial initiated in 1984. The study included consecutive patients under the age of 60 years who had a primary diagnosis of AML as defined by the French-American-British classification [8] and a centrally confirmed pretreatment cytogenetic abnormality of inv(16)/t(16;16), and who were enrolled onto one of four consecutive treatment studies performed by CALGB [9-12]. Only patients who achieved a complete remission (CR) and who were assigned to receive HDAC chemotherapy were included in this analysis of postremission therapy. Forty-nine patients fulfilled this criteria. One of these patients received an allogeneic bone marrow (BM) transplantation in first CR and was excluded from the analysis. Pathologic diagnoses were reviewed centrally. Patients with a prior history of myelodysplasia, other antecedent hematologic malignancies, prior nonsteroidal cytotoxic chemotherapy or radiation therapy, pre-existing liver disease, or uncontrolled infection were excluded. Written informed consent was obtained from all patients.
Cytogenetic Studies
Treatment
There were no significant differences (P = .73) in the CR rates among the four studies for inv(16)/t(16;16) patients (CALGB 8221, four of four patients or 100%; CALGB 8525, 29 of 32 patients or 91%; CALGB 9022, 12 of 13 patients or 92%; and CALGB 9222, 26 of 32 patients or 81%). Among the 71 patients who achieved CR, 49 were assigned to a consolidation treatment involving HDAC, 19 were assigned to a consolidation treatment that did not include HDAC, and three were not assigned to a consolidation treatment because of toxicity or poor condition. All patients assigned to HDAC therapy received at least one cycle of treatment. Eighty five percent of patients received all of their prescribed HDAC therapy. During treatment, patients underwent a BM aspiration after completion of each consolidation treatment. Thereafter, patients were observed with BM testing every 3 months for 1 year, every 6 months for 2 years, and then every year for 2 additional years. Patients were observed yearly after 5 years of remission, with BM examinations being performed only if the blood counts suggested relapse of AML.
Criteria for Response and Definition of Relapse
Statistical Analyses OS was measured from the protocol on-study date until the date of death regardless of cause, censoring for those alive at last follow-up. RFS was measured from the CR date to the date of relapse or death, whichever came first. Patients alive and relapse free at last follow-up were censored. Patients undergoing transplantation after relapse were not censored in the analysis for OS, and the one patient who received a transplantation before relapse was excluded from all analyses. Both OS and RFS were analyzed by the Kaplan-Meier method, and the log-rank test was used to compare differences between estimated survival curves. To adjust for potential confounding covariates, a Cox proportional hazards model was constructed for RFS, using backward elimination. Univariate models integrating an artificial time-dependent covariate, expressed as the product of the fixed-time covariate and the log of time, were fit to check the proportional hazards assumption. Next, covariates that had univariate models reflecting a P < .20 from the likelihood ratio test were included in a full model. Variables with least significance from the Wald statistic were eliminated one at a time until the only variables in the model reported a P < .05. Any variables that were initially excluded from the model were added back into the model to confirm that they were neither statistically significant nor an important confounder, defined by a change in the estimated coefficients of at least 20%. Last, to assess the difference in relapse rate, as opposed to relapse or death rate, CIR was measured from CR date until date of relapse, with random censoring at time of death and censoring for patients alive at last follow-up. A CIR plot gives the probability of relapsing by time t in a setting where death without relapse is treated as a competing risk. The difference in time to relapse between the two groups was measured using Gray's test [15]. Statistical analyses were performed by the CALGB Statistical Center.
Forty-eight patients were assigned to HDAC consolidation therapy as prescribed by the treatment protocols outlined in Table 1 and form the basis for this report. The median age of these patients was 36 years (range, 17 to 58 years), and 54% were male. The median leukocyte count at diagnosis was 36.9 x 109/L (range, 2.2 to 203.7 x 109/L). Twenty-eight patients were assigned by protocol to receive consolidation that included three to four cycles of HDAC, and 20 patients were assigned to receive one cycle of HDAC followed by alternative consolidation therapy. The pretreatment features of patients assigned to these two groups are listed in Table 2. There were no significant differences in pretreatment features between the two groups. Only the presence of skin infiltrates (P = .09) and splenomegaly (P = .06) approached statistical significance.
Outcomes with respect to postinduction therapy varied significantly (Table 3). Patients with inv(16)/t(16;16) assigned to three to four cycles of HDAC had a median RFS of 7.1 years compared with 1.4 years for those assigned to only one cycle of HDAC (P = .06); the corresponding 5-year RFS rate was 57% compared with 30%, as demonstrated in Figure 1. The median follow-up time for patients who were alive and who had not relapsed was 7.8 years (range, 5.4 to 15.1 years).
To test whether the difference in RFS was a result of treatment and not another covariate, we performed a multivariable analysis for these patients. Variables considered for model inclusion were log-transformed WBC, platelets, hemoglobin, percentage of blasts in BM or in the blood, age, sex, skin infiltrates and splenomegaly at presentation, number of induction cycles (one or two), assignment to maintenance (yes or no), and treatment group (three to four cycles v one cycle of HDAC). The only significant prognostic factor for RFS was the treatment group (P = .02). The final model also included the indicator for skin infiltration (P = .09) as a confounding variable. Thus, the relative risk of patients assigned to one cycle of HDAC compared with patients assigned to at least three cycles is 2.9 (95% CI, 1.2 to 7.0) for RFS when considering similar patients with regard to skin infiltration. We performed the same multivariable analysis on the subset of 85% of patients who received the full treatment of HDAC assigned by the protocol. Similar results were observed for this analysis, with the only significant factors for RFS being the treatment received (P = .02) and skin infiltration (P = .03). Of the 28 patients who experienced an event in the RFS model, two were deaths while in CR that occurred long after completion of therapy (one patient died at 6.5 years after induction during hernia surgery, and one died at 7.1 years as a result of pneumonia and hepatitis C). Both of the patients who died were in the three to four cycles of HDAC treatment group. Because our primary interest was in time to relapse as opposed to time to relapse or death, we also assessed the CIR. A CIR analysis gives the probability of relapsing in the setting where competing risks in the form of death without relapse is acknowledged to exist. Patients with inv(16)/t(16;16) assigned to three to four cycles of HDAC had a 5-year CIR rate of 43% compared with 70% for patients assigned to one cycle of HDAC. The CIR, as depicted in Figure 2, was significantly improved in patients assigned to three to four cycles of HDAC compared with patients assigned to one cycle (P = .03). Because patients treated on CALGB 8221 [12] and CALGB 8525 [10] were assigned to four cycles of HDAC and maintenance, whereas those treated on CALGB 9222 [11] were assigned to only three cycles of HDAC and no maintenance, we compared RFS and CIR between these groups. No differences in RFS (P = .32) or CIR (P = .68) were observed. The estimated 5-year RFS rate was 50% (95% CI, 22% to 78%) for the group assigned to four cycles of HDAC with maintenance compared with 63% (95% CI, 39% to 86%) for the group assigned to three cycles of HDAC and no maintenance; the 5-year CIR rates were 50% (SE = 0.15) and 38% (SE = 0.13), respectively.
In contrast to the shortened RFS and higher CIR for inv(16)/t(16;16) patients assigned to one rather than three to four cycles of HDAC consolidation therapy, the OS of both groups was similar (P = .93). The survival curves are shown in Figure 3; the 5-year survival was 75% for patients assigned to three to four cycles of HDAC and 70% for patients assigned to one cycle of HDAC. The similar outcome between the two groups of patients despite differences in RFS and CIR reflects the higher salvage rate using stem-cell transplantation (SCT) in patients assigned to only one cycle of HDAC (seven of nine patients) compared with patients assigned to three to four cycles of HDAC (four of 10 patients). Among the patients assigned to only one cycle of HDAC and a SCT, all five patients whose RFS had been longer than 12 months remain in continuous second CR after receipt of SCT. Of the four patients with RFS less than 12 months who received autologous (n = 2) and allogeneic (n = 2) SCT, one patient in each group remains in continuous second CR. Among the patients assigned to three to four cycles of HDAC who were administered an SCT, four of eight patients with a RFS longer than 12 months remain in continuous second CR after receipt of SCT. In contrast, neither of the two patients with a RFS shorter than 12 months remains in continuous second CR, even though one had an autologous SCT and the other had an allogeneic SCT.
Since the original description of the inv(16)/t(16;16) [16-18], several groups have noted the relatively greater responsiveness of AML patients with these abnormalities to chemotherapy compared with AML patients with many other recurrent chromosome aberrations [3,4,6,19,20]. In addition, other studies have demonstrated the importance of HDAC therapy for this cytogenetic subgroup both in adults [19,21,22] and in children [23]. We have extended these observations, demonstrating that adults with AML under the age of 60 years with inv(16)/t(16;16) appear to benefit from repetitive courses of HDAC when compared with a single course of HDAC followed by alternative consolidation therapy that does not contain cytarabine. When HDAC is given according to the CALGB schedule, the benefit is observed as improved CIR but not OS. Although some pretreatment variables (enlarged spleen and leukemia cutis) were more common (but not significantly) in one treatment group or the other, inclusion of these and other features, such as age and pretreatment leukocyte count, in a multivariable analysis of RFS demonstrated only treatment assignment (three to four cycles of HDAC) to be significantly (P = .02) associated with a longer RFS. The lack of difference in OS between the two treatment groups is in contrast with our previous study of t(8;21) AML [7] and may reflect a different potential for SCT to rescue patients with inv(16) as compared with t(8;21) AML with relapsed disease. Biologic explanations for the increased sensitivity of inv(16)/t(16;16)-positive blast cells to cytarabine have been reported. Tosi et al [24] demonstrated that inv(16)/t(16;16) blasts had increased chemosensitivity to cytarabine, as measured by several viability assays, and also had higher uptake of [3H]-cytarabine into DNA of blast cells compared with other types of AML. Incorporation of cytarabine into DNA of primary leukemia cells correlates with sensitivity to this agent [25,26], thus forming the basis for alternative schedules of administration and augmentation with other agents such as the nucleoside analogs fludarabine [27] and cladribine [28]. Braess et al [29] demonstrated that leukemia blasts from inv(16)/t(16;16) AML patients have a higher proliferation rate that in vitro studies correlate with increased DNA uptake and sensitivity to cytarabine. Other chemotherapy drugs that are active in AML may not be able to substitute for cytarabine with regard to killing inv(16) leukemia cells. There are several limitations of our analysis. We studied only a small number of patients because we focused our analysis on one specific cytogenetic subtype of AML from a large series of AML patients. However, with the recognition of specific genetic subsets within AML, such analyses are necessary to detect improved outcomes when new interventions that incorporate either targeted therapy or a conventional therapy, such as HDAC, are administered based on the biology of the disease [24,29]. In addition, this was not a randomized clinical trial comparing one versus several cycles of HDAC. Patients were assigned to one or to three to four cycles of HDAC according to protocol designs, raising the possibility of a disproportionate number of patients with adverse features in one group. However, examination of pretreatment prognostic features demonstrated small differences between the two patient groups, and a multivariable analysis demonstrated that only intensification treatment (three to four v one cycle of HDAC) was associated with improved RFS. This same analysis was performed based on the actual treatment received with similar results in the multivariable analysis, which demonstrated that only treatment received (three to four cycles v one cycle of HDAC) was predictive of improved RFS. Finally, postinduction therapy within the group who received three to four cycles of HDAC was slightly different depending on specific protocols, with the group assigned to receive four cycles of HDAC also receiving a short course of maintenance. Despite this, no differences in RFS, CIR, or OS were seen between the patients assigned to receive three cycles and the patients assigned to receive four cycles of HDAC and maintenance therapy. Thus, although our data are retrospectively derived, this study and our previous study evaluating patients with t(8;21) [7] suggest that repetitive doses of HDAC are important for both inv(16) and t(8;21) AML. It is also possible that alternative treatment approaches that use more intensive induction therapy will be equally effective for treating this genetic subtype of AML, as demonstrated by several different groups [30,31]. Given the similar improved outcome among patients with inv(16) and t(8;21) AML with repetitive doses of HDAC in our series, future prospective randomized clinical trials should be considered for this patient population, examining the importance of the number of courses and amount of HDAC that should be administered during consolidation. In addition, detailed assessment of disease eradication early in the course of the disease should occur based on the observations of others [32,33], with consideration of altering therapy if the presence of blasts during early induction predicts for eventual treatment failure. Such a randomized trial with associated correlative studies would likely require international collaboration to accrue the required number of patients. For now, the CALGB has continued to include three repetitive courses of HDAC consolidation for treatment of all t(8;21) and inv(16)/t(16;16) patients in first CR.
The following Cancer and Leukemia Group B institutions, principal investigators, and cytogeneticists participated in this study: Wake Forest University School of Medicine, Winston-Salem, NC: David D. Hurd and Mark J. Pettenati (grant no. CA03927); University of Alabama at Birmingham, Birmingham, AL: Robert Diasio and Andrew J. Carroll (grant no. CA47545); University of Maryland Cancer Center, Baltimore, MD: Martin Edelman, Joseph R. Testa, Stuart Schwartz, Maimon M. Cohen, and Judith Stamberg (grant no. CA31983); Weill Medical College of Cornell University, New York, NY: Scott Wadler and Ram S. Verma (grant no. CA07968); Dartmouth Medical School, Lebanon, NH: Marc S. Ernstoff and Doris H. Wurster-Hill (grant no. CA04326); University of Iowa Hospitals, Iowa City, IA: Gerald H. Clamon and Shivanand R. Patil (grant no. CA47642); University of Massachusetts Medical Center, Worcester, MA: Mary Ellen Taplin and Philip L. Townes (grant no. CA37135); Roswell Park Cancer Institute, Buffalo, NY: Ellis G. Levine and AnneMarie W. Block (grant no. CA02599); Dana-Farber Partners Cancer Care, Boston, MA: George P. Canellos and Ramana Tantravahi (grant no. CA32291); North Shore-Long Island Jewish Health System, Manhasset, NY: Daniel R. Budman and Prasad R.K. Koduru (grant no. CA35279); University of Chicago Medical Center, Chicago, IL: Gini Fleming and Michelle M. LeBeau (grant no. CA41287); Mount Sinai School of Medicine, New York, NY: Lewis R. Silverman and Vesna Najfeld (grant no. CA04457); Massachusetts General Hospital, Boston, MA: Michael L. Grossbard and Leonard L. Atkins (grant no. CA 12,449); Columbia Medical Center, Columbia, NY: Rose Ruth Ellison and Dorothy Warburton; University of Missouri/Ellis Fischel Cancer Center, Columbia, MO: Michael C. Perry and Tim Huang (grant no. CA12046); Ft. Wayne Medical Oncology/Hematology, Ft. Wayne, IN: Sreenivasa Nattam and Patricia I. Bader; Rhode Island Hospital, Providence, RI: William Sikov and Hon Fong L. Mark (grant no. CA08025); and Duke University Medical Center, Durham, NC: Jeffrey Crawford and Sandra H. Bigner (grant no. CA47577).
The authors indicated no potential conflicts of interest.
Supported by National Cancer Institute grants CA101140, CA31946, CA16058, and CA77658, the Kimmel Cancer Research Foundation, the Leukemia and Lymphoma Society of America, the D. Warren Brown Foundation, and the Coleman Leukemia Research Fund. Additional grant support for participating institutions is listed in the online Appendix. J.C.B. is a Clinical Scholar of the Leukemia and Lymphoma Society of America. Authors' disclosures of potential conflicts of interest are found at the end of this article.
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