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Originally published as JCO Early Release 10.1200/JCO.2004.10.005 on March 29 2004 © 2004 American Society of Clinical Oncology. Virus-Directed Enzyme Prodrug Therapy: Intratumoral Administration of a Replication-Deficient Adenovirus Encoding Nitroreductase to Patients With Resectable Liver CancerFrom the Cancer Research UK Institute for Cancer Studies, Department of Pathology and Liver Research Laboratories, University of Birmingham; University Hospital Birmingham NHS Trust, Queen Elizabeth Hospital, Edgbaston, Birmingham; ML Laboratories, Keele, Staffs; Department of Clinical Pharmacology, University of Oxford, Oxford, UK; Vrije Universiteit, Department of Medical Oncology, Amsterdam, the Netherlands. Address reprint requests to Vivien Mautner, PhD, Cancer Research UK Institute for Cancer Studies, University of Birmingham, Edgbaston, Birmingham B15 2TT, UK; e-mail: v.mautner{at}bham.ac.uk
PURPOSE: Virus-directed enzyme prodrug therapy depends on selective delivery of virus encoding a prodrug-activating enzyme to tumor, followed by systemic treatment with prodrug to achieve high levels of the activated cytotoxic at the intended site of action. The use of the bacterial enzyme nitroreductase to activate CB1954 (5-(aziridin-1-yl)-2,4-dinitrobenzamide) to a short lived, highly toxic DNA cross-linking agent has been demonstrated in tumor xenografts. In this study, we report the first clinical trial investigating the feasibility, safety, and transgene expression of a replication-defective adenovirus encoding nitroreductase (CTL102) in patients with liver tumors. PATIENTS AND METHODS: Patients with resectable primary or secondary (colorectal) liver cancer received a single dose of CTL102 delivered by direct intratumoral inoculation 3 to 8 days before surgical resection. RESULTS: Eighteen patients were treated with escalating doses of CTL102 (range, 1085 x 1011 virus particles). The vector was well tolerated with minimal side effects, had a short half-life in the circulation, and stimulated a robust antibody response. Dose-related increases in tumoral nitroreductase expression measured by immunohistochemical analysis have been observed. CONCLUSION: Direct intratumoral inoculation of CTL102 to patients with primary and secondary liver cancer is feasible and well tolerated. The high level of nitroreductase expression observed at 1 to 5 x 1011 virus particles mandates further studies in patients with inoperable tumors who will receive CTL102 and CB1954.
Although many conventional cytotoxic drugs can achieve 100% tumor-cell kill in vitro, their efficacy in vivo is constrained by dose-limiting systemic toxicity. Virus-directed enzyme prodrug therapy (VDEPT) aims to overcome this limitation by utilizing a genetically modified virus to express an enzyme that converts an inactive prodrug to a cytotoxic metabolite in infected cells. Provided the virus can be delivered selectively to the tumor and the activated cytotoxic species has a short half-life, this will maximize local tumor-cell kill while minimizing systemic toxicity. Tumor selectivity can be conferred through selective delivery to cancer sites, cancer specific promoters, or retargeted viruses with altered tropism. Many gene therapy strategies, such as tumor suppressor gene correction, are limited by the inability of current vectors to transduce more than a small proportion of the target tumor cell population to express the therapeutic gene. An important facet of the VDEPT approach is that the short-lived toxic metabolite is able to diffuse into and kill surrounding nontransduced cells, so that even when only a relatively small proportion of target cells are transduced, significant cell killing can still occur (bystander effect). CB1954 (5-(aziridin-1-yl)-2,4-dinitrobenzamide) stimulated interest when it was found to be highly active against Walker rat 256 carcinoma cells;1 conversion from a weak mono-functional alkylating agent to a highly potent bifunctional cytotoxic (100,000 times more potent than the prodrug) was effected by endogenous rat DT-diaphorase (EC1.6.99.2).2 However, CB1954 is a poor substrate for human DT-diaphorase, explaining the poor activity against human tumors.3 Subsequent studies demonstrated that the enzyme nitroreductase (NTR; EC1.6.99.7), encoded by the nfsB gene of Escherichia coli B, can perform this bioreduction 100-fold more efficiently than rat DT-diaphorase.4 These properties make the combination of CB1954 and NTR exploitable by a VDEPT approach. To this end, we have constructed CTL102, an E1, E3-deleted replication-deficient human adenovirus serotype 5 vector, engineered to contain the E coli nfsB gene under the control of the cytomegalovirus immediate early (CMV IE) promoter.5,6 Preclinical studies have shown that adenoviral delivery of NTR to a range of human cancer cell lines sensitizes them to CB1954 by 500- to 2,000-fold compared to the parental cell line.5 Administration of CTL102 and CB1954 has given strong antitumor effects in many in vivo mouse xenograft models, including a doubling in median survival in a peritoneal model of pancreatic cancer5 and complete cures in a subcutaneous model of primary liver cancer.6 In vitro cell mixing experiments using unmodified and NTR-expressing ovarian carcinoma cell lines have demonstrated significant sensitization (30- to 100-fold) of the total cell population to CB1954 when only 5% to 10% of the cells express NTR.7 Similarly, in vivo in a human hepatoma murine xenograft model, a significant antitumor effect and improved survival was observed even when only 5% of cells expressed NTR, confirming a significant bystander effect.8 In contrast to the widely used thymidine kinase-ganciclovir system, where the activated drug requires gap junction communication or uptake of apoptotic cell fragments to reach neighboring cells,9 activated CB1954 enters adjacent cells via a gap junction independent mechanism.10,11 Further potential advantages of the NTR/CB1954 combination are the ability to kill cells in a cell-cycle independent manner, and the lack of cross-resistance with other commonly used cytotoxic agents.5,7 Conversion of CB1954 to the active species relies on an intracellular cofactor (nicotinamide/adenine dinucleotide or nicotinamide/adenine dinucleotide phosphate), further increasing safety, since no extracellular activation can occur. VDEPT has three potential sources of toxicity: vector, prodrug, and the vector/prodrug combination. We have already completed a phase I and pharmacokinetic study of the prodrug CB1954 in cancer patients.12 Dose-limiting toxicity consisted of mild asymptomatic transaminitis and diarrhea. A dose of 24 mg/m2 could be administered intravenously (IV) without significant side effects. The mean peak serum concentration of CB1954 following IV administration at this dose was 6.3 µmol/L, remaining above 1 µmol/L for 2 hours, thereby giving an area under the concentration-time curve of 5.8 µmol/L/h.12 In vitro experiments using NTR-expressing cells have shown IC50 values for CB1954 in the range 0.1 to 5 µmol/L, suggesting that with adequate NTR expression, a therapeutic effect would be anticipated.5,7,8 Murine toxicology studies in nude and immunocompetent CD-1 mice have shown that an IV dose of 3 x 1011 virus particles was associated with a significant reduction in body weight and elevated liver transaminases. However, direct intratumoral injection of the same dose was confirmed to be a safe and reliable way of achieving tumor-specific transgene expression, with only a very low level of NTR expression detectable in normal liver.7,8 This article describes the first clinical experience of adenovirus encoding NTR, administered by direct intratumoral inoculation of increasing doses to patients with primary or secondary liver cancer awaiting hepatic resection. The primary clinical end point of the trial was toxicity. Secondary end points included the degree of expression of NTR in the tumor specimen, virus pharmacokinetics, and immune responses.
Trial Design This is a phase I dose escalation study of the replication-deficient adenovirus vector CTL102 encoding E coli NTR in patients with primary or secondary liver cancer undergoing surgical resection. The primary end point is to establish the safety and tolerability of the vector. Secondary end points are to assess efficiency of transgene expression, virus distribution, and antivector immune responses. A minimum of three patients per dose level were treated, with expansion to a maximum of six in the event of toxicity. Dose-limiting toxicity was defined using the National Cancer Institute Common Toxicity Criteria as grade 2 renal, hepatic, or neurotoxicity, grade 3 mucositis or diarrhea, or grade 4 hematologic toxicity lasting more than 1 week or associated with fever, in at least two of six patients treated at that dose level. The maximum dose was restricted by current virus availability.
Patient Selection Before treatment, in view of the theoretical risk of recombination between wild-type adenovirus and CTL102, samples (plasma, throat swab, urine, stool) were tested for adenovirus antigens. The presence of a concurrent wild-type adenovirus infection would exclude the patient from the study. Following treatment, patients were assessed weekly for 4 weeks, then monthly for 3 months, 3-monthly up to 1 year, and annually thereafter.
CTL102 Construction and Manufacture
CTL102 Administration
Virus Shedding
Virus Kinetics
Immune Responses 100 µL aliquots of heat-inactivated plasma dilutions were applied to 104 A549 cells in a 96 well plate and 100 µL virus dilution (2 x 105 particles/cell) added immediately afterwards. At 48 hours post infection, cell lysates were analyzed for ß-galactosidase activity using a luminescence assay (Tropix, Bedford, MA) read on a Victor plate reader (Perkin Elmer Life Sciences, Cambridge, UK). The results are expressed as the plasma titer giving 50% reduction in infectivity relative to a positive control of virus infected cells.
Histologic Sampling and Immunohistochemical Staining of Resected Tumor Specimens
Patients Eighteen patients aged between 51 and 79 years (median, 65 years) were treated; 11 male, and seven female. Sixteen patients had hepatic metastatic colorectal cancer; one patient had hepatocellular carcinoma on a background of primary biliary cirrhosis; one patient with a history of Dukes' C colorectal cancer with hepatic lesions identified by ultrasonography and computed tomography was subsequently found to have benign hemangioma at laparotomy. Following CTL102 administration, surgical resection of the tumor was undertaken 3 to 8 days later. In five patients, extra-hepatic disease was found at laparotomy, rendering hepatic resection futile. In this event, a further patient was recruited to allow analysis of transgene expression in at least three patients per dose level, unless a surgical biopsy was obtained. Thus, overall, 18 patients were assessable for toxicity, and in 13 of 18 patients, transgene expression could be studied. Virus dose ranged from 1 x 108 particles to 5 x 1011 particles (Table 1).
Toxicity No dose-limiting toxicity has been observed up to and including the maximum dose of 5 x 1011 virus particles. Some patients experienced mild local pain at the injection site, which was relieved by simple analgesia. Four patients were noted to have asymptomatic grade 1 pyrexia ( 38.5°C) between 4 and 8 hours post-treatment, although no change in inflammatory markers (erythrocyte sedimentation rate, c-reactive protein, interleukin-6) was observed in these or any other patients. No hepatic, gastrointestinal, or hematologic toxicity has been observed at any dose level.
Virus Shedding
Virus Kinetics
Immune Responses to CTL102 Before injection of CTL102, most patients had detectable antibodies to adenovirus as measured in a group-specific ELISA, detecting total anti-adenovirus Ig. All patients showed an increase in titer between 7 and 14 days post-treatment, reaching a plateau by 14 to 32 days (Fig 2A). ELISA tests for IgM, IgA, and IgG showed a similar pattern (not shown). There was no clear seroconversion from an IgM response to IgG in any patient.
The assay for antibodies to NTR revealed that most patients had a detectable, albeit low, response that was substantially increased after exposure to CTL102 (Fig 2B). Tests of normal volunteers showed that low levels of antibodies to NTR are present in a majority of individuals (12 of 13 tested). To provide evidence that the rise in antibody titer was not simply a reflection of a nonspecific rise in antibodies following surgery, patients were tested for antibodies to influenza A, and minimal changes were recorded (Fig 2D). Neutralization tests using Ad5 ß-galactosidase showed that most patients had specific activity against Ad5 before receiving CTL102. All patients showed enhanced neutralization at 14 to 28 days following treatment (Fig 2C). There was no correlation between CTL102 dose or level of virus DNA in blood and the extent of antibody responses, or between the level of pre-existing antibody and the magnitude of the response.
Immunohistochemical Analysis of Resected Tumors
Immunohistochemical staining for the CAR demonstrated high expression throughout the tumor such that uptake of virus was unlikely to be limited by the lack of the primary virus receptor (Figs 3G and H).
This study provides the first description of the extent and cellular distribution of transgene expression achieved after direct intratumoral injection of a replication-defective adenovirus vector to patients, followed by complete tumor resection. The primary objective of the study was to determine the safety and tolerability of the adenovirus vector CTL102. The protocol employed a novel design to allow measurement of NTR expression in resected tumors in order to assess the dose of CTL102 required to transduce a proportion of cells sufficient for significant prodrug activation. Additional objectives were to measure the kinetics of CTL102 distribution following intratumoral injection, and to assess host immune responses to the vector and transgene. Up to the maximum dose of 5 x 1011 virus particles, no dose-limiting toxicity has been observed. The only adverse events were pain at the site of injection and asymptomatic low-grade pyrexia in some patients, occurring in a dose-independent manner. No change in the biochemical estimates of liver function was seen, suggesting that the doses and delivery route used may minimize potential adenovirus-mediated liver toxicity. After intratumoral administration of CTL102, virus DNA was detectable in the blood of patients as soon as 15 to 30 minutes postinjection, indicating some vector dissemination from the injection site. In most cases, CTL102 DNA was undetectable 8 to 24 hours later. CTL102 injection provoked IgG, IgM, and IgA anti-adenovirus antibody responses. These antibodies were able to neutralize Ad5 in vitro. Such antibody responses may provide a level of safety against systemic exposure to the virus. However, they may also present a potential obstacle to efficacy of repeated systemic administration of the vector. This study has demonstrated the successful application of the CTL102 vector to express nitroreductase in tumor cells when administered by direct intratumoral injection. Further, we have shown that the level of prodrug-activating enzyme in tumors, likely to be a limiting component of VDEPT, increases in proportion to CTL102 dose. NTR was not confined to tumor cells but was also seen in tumor-associated macrophages. However, this could still catalyze activation of the prodrug to facilitate bystander tumor cell killing. Immunohistochemical staining for the CAR receptor and NTR indicates colocalization. The extent of CAR staining within a tumor exceeded NTR positivity, indicating that saturation of CAR should not be a limiting step in the development of this system. In view of this and the lack of toxicity at the current maximal dose of 5 x1011 particles, it will be feasible to continue dose escalation in order to define a maximum-tolerated dose. At the dose level of 1 x 1011 particles, we have observed NTR expression in more than 50% of pathologic sections comprising the tumor. Based on preclinical data, this level of enzyme expression should be sufficient to catalyze significant activation of the prodrug. In a previous study, we have established that a safe dose of CB1954 can achieve plasma concentrations likely to be sufficient to generate a clinically effective level of the activated species in the presence of NTR.12 On the basis of these data, we are now proceeding with the next stage in the development of this VDEPT approach, using the CTL102 vector administered by intratumoral injection followed 48 hours later by IV administration of CB1954 to assess the safety and tolerability of the combination, and to look for evidence of efficacy by inoculating individual tumor nodules of patients with nonresectable primary or secondary liver cancer.
The following authors or their immediate family members have indicated a financial interest. No conflict exists for drugs or devices used in a study if they are not being evaluated as part of the investigation. Acted as a consultant within the last 2 years: Vivien Mautner, ML Laboratories; David J. Kerr, ML Laboratories; Lawrence S. Young, ML Laboratories; Stefan Hubscher, ML Laboratories. Received more than $2,000 a year from a company for either of the last 2 years: Vivien Mautner, ML Laboratories; David J. Kerr, ML Laboratories; Lawrence S. Young, ML Laboratories; Stefan Hubscher, ML Laboratories.
We thank the following colleagues for their assistance in the preclinical and clinical phases of this study: M. Chester, J. Clarke, J. Doran, S. Ingleby, E. Peers, T. Phipps, J. Simpson, I. Spiers, Y. Stallwood, A. Westermann, M. Whitlock and the surgical teams at both centers.
Supported by Cancer Research UK and the Medical Research Council UK. Presented in part at the 5th Annual Meeting of the American Society of Gene Therapy, Boston, MA, June 5-9, 2002, and the 39th Annual Meeting of the American Society of Clinical Oncology, Chicago, IL, May 29-June 1, 2003. Authors' disclosures of potential conflicts of interest are found at the end of this article.
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9. Mesnil M, Piccoli C, Tiraby G, et al: Bystander killing of cancer cells by herpes simplex virus thymidine kinase gene is mediated by connexins. Proc Natl Acad Sci U S A 93:1831-1835, 1996 10. Bridgewater JA, Knox RJ, Pitts JD, et al: The bystander effect of the nitroreductase/CB1954 enzyme/prodrug system is due to a cell-permeable metabolite. Hum Gene Ther 8:709-717, 1997[Medline] 11. Bridgewater JA, Springer CJ, Knox RJ, et al: Expression of the bacterial nitroreductase enzyme in mammalian cells renders them selectively sensitive to killing by the prodrug CB1954. Eur J Cancer 31A:2362-2370, 1995
12. Chung-Faye G, Palmer D, Anderson D, et al: Virus-directed, enzyme prodrug therapy with nitroimidazole reductase: A phase I and pharmacokinetic study of its prodrug, CB1954. Clin Cancer Res 7:2662-2668, 2001 13. Fallaux FJ, Bout A, van der Velde I, et al: New helper cells and matched early region 1-deleted adenovirus vectors prevent generation of replication-competent adenoviruses. Hum Gene Ther 9:1909-1917, 1998[Medline] 14. Stallwood Y, Fisher KD, Gallimore PH, et al: Neutralisation of adenovirus infectivity by ascitic fluid from ovarian cancer patients. Gene Ther 7:637-643, 2000[CrossRef][Medline] 15. Lovering AL, Hyde EI, Searle PF, et al: The structure of Escherichia coli nitroreductase complexed with nicotinic acid: Three crystal forms at 1.7 A, 1.8 A and 2.4 A resolution. J Mol Biol 309:203-213, 2001[CrossRef][Medline] 16. McDonald D, Stockwin L, Matzow T, et al: Coxsackie and adenovirus receptor (CAR)-dependent and major histocompatibility complex (MHC) class I-independent uptake of recombinant adenoviruses into human tumor cells. Gene Ther 6:1512-1519, 1999[CrossRef][Medline] Submitted October 1, 2003; accepted December 19, 2003.
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Copyright © 2004 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
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