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Journal of Clinical Oncology, Vol 22, No 9 (May 1), 2004: pp. 1689-1695 © 2004 American Society of Clinical Oncology. DOI: 10.1200/JCO.2004.04.069 Localized Pelvic Neuroblastoma: Excellent Survival and Low Morbidity With Tailored TherapyThe 10-Year Experience of the French Society of Pediatric OncologyFrom the Service de Chirurgie Infantile and Service d'Oncologie Pédiatrique, Hôpital Mère-Enfant, CHU de Nantes, Nantes; Département de Pédiatrie, Institut Gustave Roussy, Villejuif; Service de Chirurgie Pédiatrique, CHRU Dupuytren, Limoges; Département de Radiothérapie, Institut Gustave Regaud; and Unité d'Hémato-oncologie, Hôpital des enfants, Toulouse, France Address reprint requests to Marc-David Leclair, MD, Service de Chirurgie Infantile, Hôpital Mère-Enfant, CHU de Nantes, 44093 Nantes Cedex 01, France; e-mail: marcdavid.leclair{at}chu-nantes.fr
PURPOSE: To assess the results and morbidity of treatment of children with localized pelvic neuroblastoma (NB). PATIENTS AND METHODS: All consecutive cases of localized pelvic NB registered in the French multicenter prospective studies NBL90 and NBL94 between 1990 and 1999 were reviewed. Resectability was decided on the basis of clinical and radiologic evaluation. In unresectable tumors, primary chemotherapy (combinations of carboplatin-etoposide and vincristine-cyclophosphamide-doxorubicine) was administered before surgery. RESULTS: Forty-seven children (with 26 resectable tumors and 21 unresectable) were included in this study. At the end of treatment, 31 children were in complete remission (66%). Long-term neurologic sequelae were observed in seven patients (15%), directly attributable to surgery in three cases. After a median follow-up of 48 months (range, 13 to 129 months), 44 patients are alive. Six children experienced local relapse; four of these children achieved subsequent remission. The projected overall survival and event-free survival (EFS) rates at 5 years are, respectively, 93% ± 4% and 84% ± 5%. Survival of children treated with preoperative chemotherapy are similar to those treated by primary surgery (80% and 88% respectively). The extent of surgical resection seemed to have no influence on the outcome (EFS rates 76% and 89% in case of gross residue and complete resection or microscopic residue, respectively). CONCLUSION: Our data confirm the excellent survival of localized pelvic NBs. Considering the efficacy of preoperative chemotherapy, patients with pelvic NB should be carefully screened for primary surgery. The risk of neurologic impairment during radical excision should be balanced with the good survival of children with minimal residual disease.
Neuroblastoma (NB) is the most common extracerebral solid tumor in childhood.1 Because this embryonal malignancy arises in cells derived from the neural crest, the primary tumor can develop anywhere from the neck to the pelvis where sympathetic tissue is present. The pelvic NB is a rare location (5% of all NBs) and is usually known to carry a good prognosis,2 although it is unclear whether extra-abdominal location influences the outcome.3,4 However, surgery of pelvic NB is a technical challenge, whereas completeness of resection is believed to play a major prognostic role in the treatment of localized NB.57 Furthermore, surgical resection of a pelvic tumor can lead to major organ dysfunction, affecting survivors' subsequent quality of life.2 The aim of this study was to assess the morbidity and the outcome after treatment of pelvic localized NB in the experience of the French Society of Pediatric Oncology (SFOP) over 10 years.
Patients We reviewed the records of children consecutively treated for a localized pelvic NB in the SFOP NBL90 and NBL94 prospective studies between 1990 and 1999. All untreated cases of histologically proven NB in children were eligible and accrued onto those studies after informed parental consent was obtained. All children with pelvic primary tumor were included in the present study, except those presenting with pelvic extension of an abdominal NB.
Staging
Surgery After evaluation of clinical and imaging data, a multidisciplinary team of pediatric oncologist, radiologist, and surgeon decided according to surgical guidelines whether a tumor was suitable for primary excision attempt. A localized tumor had to be considered unresectable if crossing or infiltrating the midline, encasing major iliac vessels, or if there was a predictable risk of macroscopically incomplete resection due to size, structure, or location of the mass. All dumbbell tumors were deemed unresectable. Procedures resulting in a risk of removal of major organ (eg, rectosigmoid, bladder, ureter, female genital tract), or risk of neurologic sequelae (sacral nerve roots encased in the tumor) were not recommended unless previous chemotherapy had been administered. Postsurgical staging tumor-node-metastasis system and INSS was defined on the basis of surgical findings, postoperative imaging, and pathological reports (Table 1).
Chemotherapy The NBL94 study evaluated the efficacy of a less intensive adjuvant therapy in children without MYCN amplification. Infants with unresectable NB were to receive low-dose chemotherapy combining two to four courses of cyclophosphamide (5 mg/kg/d days 1 to 5) and vincristine (0.05 mg/kg day 1) in four cycles (CV). Children with resectable tumor received no further treatment after surgical resection whatever the age and the extent of resection. Children with unresectable NBs were treated as in NBL90 study. After 1997, children with MYCN amplification received intensive chemotherapy (combination of high-dose busulfan and melphalan) followed by stem-cell rescue and locoregional irradiation.
Radiotherapy
Evaluation of Response to Therapy
Statistical Analysis
Patient Characteristics Between 1990 and 1999, 623 consecutive children with localized NB were registered in the NBL90 and NBL94 studies, of whom 47 (7.5%) had a pelvic primary tumor. Patient characteristics are detailed in Table 2. The median age at the time of diagnosis was 15 months (range, 0 to 178 months). Fourteen children (30%) presented with neurologic motor or sensory dysfunction, or sphincteric difficulties; the most common symptoms (11 cases) were urinary retention, constipation, or urinary incontinence. Two children presented with opsomyoclonus syndrome, and one presented with severe watery diarrhea due to vasoactive intestinal peptide secretion.
Urinary catecholamine excretion was measured in 42 patients: 39 (93%) had an increased excretion of at least one metabolite. MIBG scintigraphy was performed in 40 patients (85%) and showed primary tumor uptake in 31 cases (78%). Histologic subtype of the tumor was neuroblastoma in 32 cases and ganglioneuroblastoma in 15 cases. Histopathologic data according to International Neuroblastoma Pathology Classification were available for resectable tumors only, because diagnosis was obtained by fine-needle biopsy in unresectable cases. In the 13 resectable tumors evaluable (NBL94), two of 13 had unfavorable histology. Of the 37 children evaluated for MYCN genomic content, MYCN amplification was found in only one child (2.7%). Morphologic features of the tumors are detailed in Table 2. In nine children (19%), there was a dumbbell NB with intraspinal extension. Of great importance in such a young population was the size of the primary, in that 38 children (81%) had a tumor diameter larger than 5 cm. Twenty-one tumors (45%) were considered unresectable on the basis of clinical and imaging data. Distribution of the T stage in the resectable tumors group was not significantly different from unresectable group, indicating that tumor size was not the only criterion to determine resectability. There was no difference in resectability rate between the two successive studies (12 of 22 tumors in NBL90, v 14 of 25 tumors in NBL94; P = .99).
Treatment Surgery. Among the 21 children with unresectable NB, preoperative treatment allowed grossly complete resection in 11 cases (52%), including microscopic residue in seven. Twenty-six children (55%) underwent primary surgery for a tumor considered resectable: complete gross removal of the tumor was achieved in 17 patients (65%), of whom 10 had a microscopic residual disease. It should be noted that in the group of children with "resectable" tumors, surgical resection was grossly incomplete, with measurable residue in nine cases (35%). Of the 47 children, the result of the surgical procedure was complete resection in 11 (23%), grossly complete resection with microscopic residue in 17 (36%), and gross residual disease in 19 (41%). There was no significant difference in the extent of surgical resection when comparing the resectable tumors group to the unresectable tumors group (P = 0.64). Adjuvant therapy. Among the 36 patients with either microscopic or gross residual disease, 19 (53%) received postoperative treatment. Chemotherapy was administered in nine of 17 children with microscopic residue and ten of 19 with gross residual disease. The remaining nine children with gross residue had no indication to receive adjuvant therapy according to protocol guidelines, due to their age or protocol of treatment. There were no detectable long-term sequelae related to chemotherapy. Radiation therapy was given in five children in addition to postoperative chemotherapy, for persistent gross residue. The median dose delivered was 36 Gy (range, 25 to 45 Gy). No immediate toxicity was reported. On long-term evaluation (median, 55 months), four of them were alive without evidence of affected pelvic growth at a median age of 187 months (range, 75 to 212 months). Two girls presented neuropathic bladder (attributed to surgery (n = 1), or present at diagnosis (n = 1), of whom one also had radiation-induced ovarian insufficiency.
Surgical Procedures and Morbidity
Outcome
Prognostic Factors In univariate analysis, age, sex, catecholamine urinary excretion, and MIBG uptake did not influence the outcome (Table 3). The only child with MYCN amplification died of a disease recurrence 30 months after diagnosis. A large tumor at diagnosis (T3) was associated with a worse prognosis (EFS: 53% ± 17% for T3 v 92% ± 5% for T1+2, P = 0.01; Fig 2), as well as lymph node involvement (EFS: 58% ± 17% for N1 v 90% ± 5% for N0, P = .02). Conversely, there was no statistical difference in survival between children staged INSS 3 and INSS 1+2A+2B, with EFS rate 81% ± 7% and 91% ± 9%, respectively (P = .40). The outcome of children treated with preoperative chemotherapy for primarily unresectable tumor was not different from children with resectable tumor, with an EFS rate of 80% ± 9% and 88% ± 7%, respectively (P = .54). There was no difference in survival according to the period of treatment, given that children treated in the NBL90 had a 81% ± 8% EFS rate, compared with 87% ± 7% in the NBL94 (P = 0.53), despite de-escalation of adjuvant therapy in the latter study. With this therapeutic approach, leaving a minimal residue (< 10%) or no detectable residual disease seemed to have no prognostic significance (Fig 3): the EFS rate was 76% ± 11% in the case of postoperative gross residue, which was similar to the EFS rate of 89% ± 6% in the case of complete resection or microscopic residue (P = .27). However, children with a gross residue have been more intensively treated, in that nine of 19 received adjuvant therapy, including local irradiation in five children.
Finally, children with persistent gross residual disease at the end of treatment had similar outcome to those in complete remission, with 79% ± 11% and 87% ± 6% EFS rates, respectively (P = 0.52), despite de-escalation in treatment of postoperative gross residual disease for some of them.
This study confirms the excellent survival of children with localized pelvic neuroblastoma but highlights the difficulties of surgical treatment and the risk of functional sequelae. The pelvis is a rare location for NB, and the incidence in these two consecutive studies (7.5%) is similar to that in previous reports.2,20 This location has particular clinical features, with high incidence (20% to 35%) of neurologic symptoms at diagnosis and significant proportion of dumbbell tumors (20% in our experience).2,20 Conversely, in the present study, the other main characteristics of patients, such as age, sex ratio, and MIBG uptake or biologic parameters, were comparable with those of other localized NBs.3,4,21 Surgical resection of the primary is considered a major step for cure but represents a particularly challenging issue in the pelvic site2,20,2223 because of the funnel-shaped configuration of the pelvis and characteristics of the tumors. In the present series, more than 80% of tumors had a diameter larger than 50 mm and were in close contact or even encasing major pelvic vessels. Because neuroblastoma arises in paraspinal ganglia from sympathetic nerves, the pelvic location develops from the organ of Zuckerkandle, near the midline, in contact with major sacral nerve trunks. For these reasons, deep surgical access to the tumor, and especially to its lower pole, is technically challenging and may be a source bladder damage or rectal innervation. In these cases, excision may be facilitated by a sacroperineal approach or combined abdominal and perineal routes, used in three cases and one case in this study, respectively. In these indications, the use of the posterior sagittal sacroperineal approach described by A. Peña24 for anorectal malformation repair is of great interest, allowing safe dissection, under direct vision, of the tumor adherent to the lower sacrum.23 We report less than 60% complete resection, which is consistent with findings of previously published series of pelvic NB.2,20 This rate seems significantly lower than the 74% complete resection of the 316 children included in the NBL90 study.3 In the early nineties, definition of unresectability was the result of a subjective evaluation, influenced by the imaging techniques accuracy and the surgical team expertise.4 Thus, assessing the tumor's resectability is a crucial point, given that an inappropriate decision to undertake surgical resection can lead to incomplete excision and/or sacral nerve injury. In our study, almost one third of the children who underwent primary surgical resection had a postoperative detectable gross residue, suggesting that the decision to consider these tumors resectable was not appropriate. In children with unresectable NBs, efficacy and safety of CE and CAdO combination has previously been reported,25 with a long-term survivor rate as high as 90%.16 In our study, primary chemotherapy allowed in half of the cases subsequent complete surgical removal of primary unresectable tumors, resulting in an EFS comparable with that of resectable NBs. Considering the efficacy of preoperative chemotherapy, we believe that when primary resection is attempted but finally appears too risky, a simple biopsy should be performed before starting primary chemotherapy. It has been shown that most patients with localized low-stage NBs could be cured with surgery alone and that extent of surgical resection did not influence the outcome.26,27 In children with advanced nonmetastatic disease, usually INSS 3 or Evans' stage III unresectable NBs, the benefit of large excision attempts is more debatable, considering stage III tumors may have a different biologic behavior.26 Haase et al suggested that complete surgical resection improved the outcome in all groups of stage III patients and concluded that aggressive attempts at complete resection could be beneficial.5,28 In the present study, although most of the patients were INSS 3, the extent of surgical resection seemed to have no significant influence on the outcome. Patients with residual disease had similar outcome than patients with complete resection, and children with PR at the end of treatment had the same survival rate than patients who achieved CR. However, one must notice that some patients with residual disease received more intensive adjuvant therapy. In the present series, more than 70% of the tumors were classified INSS 3, with a remarkable EFS of 81%. For anatomic reasons, pelvic primary tumors always arise near the midline, which could contribute to explain the high rate of INSS stage III patients. Some of these "bilateral" tumors would have been classified as lower stage primary if they had arisen in other site than pelvis, explaining the good outcome of this subset of patients. Previous studies have shown the adverse prognostic role of abdominal location.4 Conversely, pelvic NB is known to be a favorable location, possibly due to a different biologic behavior and a lower incidence of advanced stages. The incidence of pelvic site was 7.5% in this cohort of localized NBs, significantly higher than the mere 2% in a Children's Cancer Study Group large series of stage IV NBs29 and 1.6% in the SFOP experience.30 In a large European survey,31 the overall incidence of pelvic primary tumor was 3% (43 of 1,277 tumors), with a 7.2% incidence in nonmetastatic stages, as compared with 1.4% in stage IV. Furthermore, MYCN amplification occurred in only one of 37 patients in the pelvic primary site, compared with 10% incidence in contemporary SFOP series of localized NB.3 With the present follow-up, the 93% overall survival of these children with localized pelvic NB is remarkable, although only two thirds of them achieved CR. Pelvic surgery is likely to produce postoperative functional troubles, due to urinary or anorectal sphincter damage and sacral nerve root injury. Previously published series of pelvic NBs2,20,22 reported sequelae rates from 11% to 57%, consistent with our findings. We found 15% permanent neurologic complications, including fecal and/or urinary incontinence in five children, although it is unclear in some cases whether it was persistence of neurologic impairment due to the primary tumor at diagnosis or onset of postsurgical neurologic complications. This rate may be underestimated, considering that nine children (19%) were less than 3 years old and not toilet-trained at the end of follow-up. In conclusion, our data show the excellent survival of children treated for a nonmetastatic pelvic NB and underline the risk of long-term sequelae after surgery. The efficacy of preoperative chemotherapy strategy suggests that patients should be screened carefully for resectability before attempting primary surgical resection, because of the risk of neurologic impairment. Considering the very good outcome of children with minimal residual disease, leaving a minimal residue seems acceptable when major neurologic sacrifice is necessary to achieve complete removal after primary chemotherapy. However, the goal of surgery in localized pelvic NB should remain complete resection of the primary tumor.
The following French institutions (with main investigators) participated in the NBL90 and NBL94 studies: Service Hématologie Infantile, CHRU Nord, Amiens (Dr B. Pautard); Unité d'Hémato-Oncologie Pédiatrique, Centre Hospitalier, Angers (X. Rialland, I. Pellier); Unité d'Hémato-Oncologie Pédiatrique, Centre Hospitalier St. Jacques, Besançon (E. Plouvier); Unité d'Hémato-Oncologie Pédiatrique, Centre Hospitalier Pellegrin, Bordeaux (Y. Pérel); Unité d'Hémato-Oncologie Pédiatrique, Centre hospitalier, Brest (P. Lemoine); Unité d'Hémato-Oncologie Pédiatrique, Centre Hospitalier, Caen (P. Boutard); Unité d'Hémato-Oncologie Pédiatrique, Hôtel Dieu (F. Demeocq), Clermont-Ferrand; Département de Pédiatrie (J. Michon, J.M. Zucker, F. Doz) and Laboratoire de Génétique des tumeurs (O. Delattre, J. Couturier), Institut Curie, Paris; Unité d'Hémato-Oncologie Pédiatrique, Centre Hospitalier, Dijon (G. Couillault); Unité d'Hémato-Oncologie Pédiatrique, Centre Hospitalier, Grenoble (D. Plantaz); Unité d'Oncologie Pédiatrique, Centre Oscar Lambret, Lille (M.C. Baranzelli); Unité d'Hématologie Pédiatrique, Centre Hospitalier Huriez, Lille (A. Lambilliotte, F. Mazingue, A.S. Defachelles); Service de Néonatologie, Hôpital St-Antoine, Lille (F. Dusol); Unité d'Hémato-Oncologie Pédiatrique, Centre Hospitalier Dupuytren, Limoges (L. de Lumley); Département de Pédiatrie, Centre Léon Bérard, Lyon (C. Bergeron, D. Frappaz, T. Philip, C. Carrié, V. Combaret); Unité d'Oncologie Pédiatrique, Hôpital la Timone, Marseille (J.L. Bernard, C. Coze, J.C. Gentet); Unité d'Hémato-Oncologie Pédiatrique, Centre Hospitalier Villeneuve, Montpellier (G. Marguerite, F. Bernard); Unité d'Hémato-Oncologie Pédiatrique, Centre Hospitalier de Nancy-Brabois, Vandoeuvre (P. Chastagner, C. Schmitt, D. Sommelet); Unité d'Hémato-Oncologie Pédiatrique, Centre Hospitalier, Nantes (F. Méchinaud, C. Thomas); Unité d'Hémato-Oncologie Pédiatrique, Hôpital Lenval, Nice (A. Deville, C. Soler); Centre Antoine Lacassagne, Nice (A. Thyss); Service de Pédiatrie, Hôpital de l'Archet, Nice (N. Sirvent); Service de Pédiatrie, Hôpital de Cimiez, Nice (F. Montpoux); Unité d'Hémato-Oncologie Pédiatrique, Hôpital Trousseau, Paris (G. Leverger, J. Landman-Parker); Unité d'Hémato-Oncologie Pédiatrique, Centre Hospitalier La Miletrie, Poitiers (F. Millot); Unité d'Hémato-Oncologie Pédiatrique, Hôpital Américain, Reims (C. Béhar, M. Munzer); Unité d'Hémato-Oncologie Pédiatrique, Centre Hospitalier Sud, Rennes (E. Legall, V. Gandemer); Unité d'Hémato-Oncologie Pédiatrique, Centre Hospitalier Charles Nicolle, Rouen (P. Tron, J.P. Vannier); Unité d'Hémato-Oncologie Pédiatrique, Centre Hospitalier Nord, Saint-Etienne (J.L. Stephan); Unité d'Hémato-Oncologie Pédiatrique, Institut de Puériculture, Hôpital Civil, Strasbourg (A. Babin-Boilletot, P. Lutz); Unité d'Hémato-Oncologie Pédiatrique, Hôpital des Enfants, Toulouse (A. Robert, H. Rubie, A.I. Bertozzi, C. Baunin, J. Guitard); Unité d'Oncologie Pédiatrique, Hôpital Clocheville, Tours (O. Lejars, J.L. Lamagnère); Département de Pédiatrie (O. Hartmann, JK Lemerle, F. Pein, D. Valteau-Couanet, C. Kalifa, O. Oberlin, L. Brugières) and Laboratoire de Biologie Moléculaire (J. Bénard), Institut Gustave Roussy, Villejuif.
The authors indicated no potential conflicts of interest.
Supported by the Association for Cancer Research and the Clinical Research Program of the French Ministry of Health (grant No. [3]95-06-N). Presented in part at the 13th Annual Meeting of the European Society for Pediatric Urology, April 2002, Budapest, Hungary. Authors' disclosures of potential conflicts of interest are found at the end of this article.
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