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Journal of Clinical Oncology, Vol 23, No 21 (July 20), 2005: pp. 4705-4712 © 2005 American Society of Clinical Oncology. DOI: 10.1200/JCO.2005.05.180 Immunohistochemistry Identifies Carriers of Mismatch Repair Gene Defects Causing Hereditary Nonpolyposis Colorectal CancerFrom the Section of Genetic Counselling, Department of Cancer Genetics, The Norwegian Radium Hospital; Department of Pathology, Ullevål University Hospital, Oslo; Department of Occupational and Environmental Medicine, Telemark Hospital, Skien; Telemark University College, Bø; Center of Medical Genetics and Molecular Medicine, Haukeland University Hospital, Bergen, Norway; MGC-Department of Human and Clinical Genetics, Leiden University Medical Center, Leiden, The Netherlands Address reprint requests to Pål Møller, Section of Genetic Counselling, Department of Cancer Genetics, The Norwegian Radium Hospital, N-0310 Oslo, Norway; e-mail: pal.moller{at}klinmed.uio.no
PURPOSE: Hereditary nonpolyposis colorectal cancer (HNPCC) may be caused by mutations in mismatch repair (MMR) genes. The aim of this study was to validate immunohistochemistry and family history as prescreening tools to predict germline mutations in MLH1, MSH2, and MSH6. PATIENTS AND METHODS: Pedigrees from 250 families were extended, cancer diagnoses were verified, and families were classified according to the Amsterdam and the Bethesda criteria. Tumor specimens were examined with immunohistochemistry for the presence of MLH1, MSH2, and MSH6 proteins. Mutation analyses were performed in blood samples from the same patients. RESULTS: Blood samples from affected index persons in 181 families and tumor specimens from 127 of the affected index persons were obtained. Thirty tumors lacked one or more gene products. Sensitivity of immunohistochemistry to detect mutation carriers was 100%, specificity was 82%, and positive predictive value was 85%. Sensitivities, specificities, and positive predictive values for the Amsterdam criteria were 82%, 8%, and 45%, respectively, and for the Bethesda criteria were 100%, 0%, and 48%, respectively. Distribution of mutations was MLH1 = 4, MSH2 = 11, and MSH6 = 4. CONCLUSION: Wide clinical criteria to select HNPCC kindreds, followed by immunohistochemistry of tumor material from one affected person in each family, had high sensitivity and specificity to predict MMR mutations.
Approximately 10% of colorectal cancers may be inherited.1 Because colorectal cancer can be cured by early diagnosis and treatment, identifying those people at risk in order to facilitate an early diagnosis became a challenge.2 A description of early-onset dominantly inherited colorectal cancer (hereditary nonpolyposis colorectal cancer; HNPCC) was adopted.3 Two to six percent of colorectal cancers are caused by mutations in known mismatch repair (MMR) genes.4 People carrying mutations develop intestinal polyps at about the same frequency as the general population, but at a younger age.5 The adenomas are more likely to undergo malignant transformation and to display an accelerated adenoma-to-carcinoma transition, compared with the adenomas seen in the general population.6,7 The infiltrating cancers may have a better prognosis compared with sporadic colorectal cancers with the same tumor histology.8,9 Demonstration of mutations may also give information to select treatment modalities of HNPCC-related tumors, because MMR-deficient tumors seem to be resistant to certain chemotherapeutic agents.10 The criteria used to recognize inherited colorectal cancer were previously limited to family history alone. The initial criteria were referred to as the Amsterdam criteria (Amsterdam criteria I).3 These criteria were later revised to include extracolonic cancers of the endometrium, small bowel, ureter, and renal pelvis (Amsterdam criteria II).11 Another set of criteria referred to as the Bethesda guidelines were also established.12 Tumors caused by MMR gene defects demonstrate microsatellite instability (MSI). However, MSI occurs in 10% to 15% of sporadic cancers and inherited MSH6 mutations frequently do not cause MSI in the tumors.13,14 Germline mutations in the MMR genes are responsible for the predisposition to cancer in a number of HNPCC families.15-21 The majority of mutations are detected in MLH1, MSH2, and MSH6,20,22 whereas only a few are detected in PMS1 and PMS2.22-24 The genes encode protein products that recognize and correct errors that arise when DNA is replicated.17,25 According to the two-hit model of carcinogenesis, the second event in addition to the inherited mutation is expected to be an acquired mutation in the normal allele, leaving the gene product of the gene in question absent in the tumor cells.26 This has been demonstrated by immunohistochemistry.14,27-31 In this report, we validate the sensitivity, specificity, and predictive value of immunohistochemistry, compared with various clinical criteria, to select HNPCC kindreds for mutation testing.
Patients The patients were referred to The Norwegian Radium Hospital (Norway, Oslo). The patients were included according to their family history of colorectal and other cancers, applying wide clinical criteria.32 After expansion of the family history and verification of diagnoses, the patients were reclassified in accordance with the Amsterdam and Bethesda criteria. Initially, the first 56 families with putative inherited colorectal cancer were examined.31 The next 250 consecutive families identified were included in this report. Inclusion criteria for this report were families fulfilling Amsterdam criteria I or II, aggregation of four or more HNPCC-related cancers on one side of the family, patients with very early onset colorectal cancers, and patients with multiple primaries including colorectal or endometrial cancers. We obtained written consent and blood samples from 181 index persons. We asked for tumor specimens from one or more affected obligate carriers in each family, and obtained formalin-fixed, paraffin-embedded tissue blocks from 189 adenocarcinomas or tubular adenomas from 127 families. The tumors were colorectal cancers (n = 105), colon adenomas (n = 50), endometrial cancers (n = 10), ovarian cancers (n = 7), gastric cancers (n = 4), renal pelvic cancers (n = 2), adenocarcinomas of the breast (n = 4), and others (n = 7). From three index persons, the blocks obtained only contained normal tissue, from 21 families blocks were not available, and from 30 families blocks were not asked for. Tissue blocks were supplied by the pathology departments of 20 Norwegian hospitals.
Overall Strategy
Classification of Families
Ethics
Immunohistochemistry Scoring of the tumor staining was performed by pathologists (I.M.B.-L., S.A.) without any knowledge of patients' family history or results of mutation analyses. Staining of tumors was evaluated using normal epithelial cells, stromal cells, or lymphocytes in the same slide as controls. The percentage of nuclear staining was graded as follows: complete absence of detectable nuclear staining (0), positive staining in less than 30% of the tumor cells (1+), positive staining in 30% to 60% of the tumor cells (2+), or positive staining in more than 60% of the tumor cells (3+).
Mutation Analysis All index persons without mutation demonstrated by sequencing and with a lack of MMR protein expression (n = 19) were subjected to analyses for large rearrangements in the MLH1 and MSH2 genes as previously described (MGCDepartment of Human and Clinical Genetics, Leiden University Medical Center, Leiden, the Netherlands).34 The remaining index persons who were lacking gene products of MSH2 and/or MSH6 genes (n = 11) were subjected to mutation analysis of the MSH6 gene by sequencing (Center of Medical Genetics and Molecular Medicine, Haukeland University Hospital, Bergen, Norway). We did not test for large rearrangements in MSH6.
Sensitivity and Specificity to Predict MMR Mutations
Classification of Families Of the 181 affected persons (affecteds) with blood samples available, 38 met the Amsterdam criteria I/II and 88 met the Bethesda criteria. Forty-eight index persons were subjected to mutation analyses. Thirty of these index persons belonged to families fulfilling the Amsterdam criteria I/II and 43 belonged to families fulfilling the Bethesda criteria. All mutation-positive families had affecteds with early-onset cancers (Table 1).
Immunohistochemistry One hundred eighty-nine tumors from 127 families were examined. One hundred fifty-one tumors from 97 of these families showed normal expression of all three proteins. Ninety-five tumors had a score of 3+ for all proteins, 37 tumors had a score of 3+ or 2+ for all three proteins, and 19 tumors had a score of 1+ in at least one of the three proteins and 2+ or 3+ in the remaining proteins. Lack of protein expression was found in 38 tumors from 30 families. The distribution among families was: isolated lack of MLH1 (n = 9), isolated lack of MSH2 (n = 1), isolated lack of MSH6 (n = 3), combined lack of MSH2/MSH6 (n = 16), and combined lack of MLH1/MSH6 (n = 1). Infiltrating cancers in each family had similar staining patterns, and the results were collapsed to one observation per family for further calculations. All exceptions are mentioned separately in the Discussion section. Results and clinical details from families harboring tumors with abnormal staining pattern are listed in Table 2. Three examples of immunostaining with antibodies against MLH1, MSH2, and MSH6 are given in Figure 1.
Mutation Analysis Deleterious mutations were demonstrated in 19 index persons (MLH1, n = 4; MSH2, n = 11, and MSH6, n = 4; Table 2). All demonstrated a lack of protein expression of the corresponding gene in the tumors. One index person (patient 1316-1) had a genetic variant in the MSH2 gene not likely to be associated with disease and was scored as no mutation demonstrated. Blocks were not available for immunohistochemistry. Three of the mutations occurred in more than one family. Three families with a Q62X mutation in MLH1 all emerged from the same geographic area. Two families with an IVS5 + 3A > T mutation in MSH2 were later genealogically demonstrated to be one kindred. One family had an inframe MSH2 codon 596 deletion that we previously reported35 in multiple families turning out to be branches of one large kindred.
Sensitivity and Specificity
The results confirmed that immunohistochemistry has high sensitivity, specificity, and positive predictive value to indicate HNPCC kindreds caused by MMR gene mutations.31 Immunohistochemistry fulfills the requirements for a screening test: it is cheap, rapid, has high sensitivity and high positive predictive values, it requires readily available material, and the results are reproducible. Immunohistochemistry can point directly to the mutated gene, which reduces the cost for the subsequent mutation analyses. Immunohistochemistry can be used to demonstrate inherited cancer in deceased family members. The Amsterdam criteria are specific, but insensitive. The Bethesda criteria had high sensitivity, but low specificity. In sum, none of the clinical criteria were suitable tools to identify HNPCC kindreds with MMR mutations for clinical use.
Concurrent loss of MSH2 and MSH6 protein was found and is most likely the result of abrogation of the MutS Some adenomas from patients with abnormal immunohistochemistry in the corresponding malignant tumor showed the presence of all three proteins (Table 2). One patient (patient 971-1) had an adenoma, diagnosed at 44 years, located in the proximal colon, and the other patient (patient 1151-3) had an adenoma diagnosed at 73 years located in the distal colon; both adenomas were histologically moderate dysplastic (size unknown). We have seen previously that adenomas have shown the presence of all three proteins despite the patient being a mutation carrier.35 This may indicate that the adenoma formation is not caused by the inactivation of the second allele. Polyps are "normally" seen in adult persons. They may have an increased propensity to become malignant in MMR mutation carriers. The "second hit" may make the polyp malignant.46 Other studies have shown that small adenomas forming in patients with an MMR germline mutation did not show a loss of expression of the MMR protein, whereas larger adenomas had lost expression.47 Whatever the reason may be, in this study immunohistochemistry of adenomas was not a reliable tool to predict MMR mutations. Our conclusions are restricted to findings in infiltrating cancers. Three index persons (patients 1117-1, 1414-2, and 2297-19) had concurrent loss of MSH2/MSH6 proteins in tumor but no mutation detected. After the present series was concluded, we examined ten tumors from two of these families. Each family had one late-onset colorectal cancer lacking expression of MLH1 protein and four more tumors showing presence of all three proteins. Three families without demonstrated mutation (patients 1133, 1407, and 1956) had loss of protein in one tumor, but protein present in other tumors from the same person/family. The results may indicate technical problems for scoring of the immunohistochemical findings in some tumors, and the possible false-negative results of mutation testing in a few families. Genetic linkage may be used to clarify whether or not the lack of MMR protein in tumor is a phenotypic trait segregating together with cancer. One MSH2 mutation carrier (patient 470-1) showed loss of MSH2/MSH6 protein in tumor. An untested relative (patient 470-2) with a cancer of the endometrium had a tumor with weak staining (1+) for MSH2/MSH6 protein. Of 152 tumors with protein present in this study, 19 were scored as having nuclear staining in less than 30% of the tumor cells. We have reported previously on scoring problems, particularly in endometrial cancers.14 Affecteds with tumors that have weak staining (< 10%) for one or two proteins can be considered for mutation analyses.48
None of the families with demonstrated mutations were classified as late-onset HNPCC. Distribution of mutations in this study was MLH1 = 4, MSH2 = 11, and MSH6 = 4. The prevalence of MSH6 mutations might have been underestimated, as the gene was not examined for large rearrangements. In our previous study,31 the distribution of mutations was MLH1 = 1, MSH2 = 4, and MSH6 = 2. Thus, the distribution of MMR mutations found in our total series so far is 19% MLH1, 58% MSH2, and 23% MSH6. Other studies show an approximately equal frequency of mutations in MLH1 ( In conclusion, wide clinical criteria to select HNPCC kindreds, followed by immunohistochemistry of tumor material from one affected in each family, had high sensitivity and specificity to predict MMR mutations.
The authors indicated no potential conflicts of interest.
We are indebted to all of the participating family members, the Departments of Gastroenterology, Gynecology, and Pathology, of various Norwegian hospitals, the National Cancer Registry of Norway, and Eldbjørg Hanslien, of the Norwegian Radium Hospital for technical assistance.
Supported by the Norwegian Cancer Society (grant No. E00078). Authors' disclosures of potential conflicts of interest are found at the end of this article.
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Copyright © 2005 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
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