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Journal of Clinical Oncology, Vol 23, No 3 (January 20), 2005: pp. 569-575 © 2005 American Society of Clinical Oncology. DOI: 10.1200/JCO.2005.11.140 Platinum-Etoposide Chemotherapy in Elderly Patients With Small-Cell Lung Cancer: Results of a Randomized Multicenter Phase II Study Assessing Attenuated-Dose or Full-Dose With Lenograstim ProphylaxisA Forza Operativa Nazionale Italiana Carcinoma Polmonare and Gruppo Studio Tumori Polmonari Veneto (FONICAP-GSTPV) StudyFrom the Oncologia Medica Asl 18, Alba-Bra; Divisione di Pneumologia, Azienda Ospedaliera S. Anna, Como; Divisione di Pneumologia Oncologica, Presidio Ospedaliero Mariano Santo, Cosenza; Oncologia Medica & Centro Trials, Istituto Nazionale per la Ricerca sul Cancro, Genova; Oncologia Medica, Azienda Ospedaliera, Livorno; Oncologia Medica, Azienda Ospedaliera C. Poma, Mantova; Oncologia Medica, Azienda Ospedaliera, Padova; Oncologia Medica, Azienda Ospedaliera Castello, Venice; Divisione di Pneumologia I, Azienda Opsedaliera Cervello, Palermo; Fisiopatologia Respiratoria e Oncologia Medica, Azienda Ospedaliera, Parma; Oncologia Medica, Azienda Ospedaliera S. Chiara, Pisa; Broncopneumologia, Azienda Ospedaliera S. Camillo-Forlanini, Rome, Italy Address reprint requests to Andrea Ardizzoni, MD, Medical Oncology, Parma University Hospital, Via Gramsci 14, 43100 Parma, Italy; e-mail: aardizzoni{at}ao.pr.it
PURPOSE: Small-cell lung cancer (SCLC) is increasingly diagnosed in elderly patients, who are at higher risk of treatment-related morbidity and mortality. We conducted a randomized two-stage phase II study to assess the therapeutic index of two different platinum/etoposide regimens, attenuated-dose (AD) and full-dose (FD) plus prophylactic lenograstim. PATIENTS AND METHODS: SCLC patients older than 70 years were randomized to receive four courses of cisplatin 25 mg/m2 on days 1 and 2, and etoposide 60 mg/m2 on days 1, 2, and 3 every 3 weeks (AD); or cisplatin 40 mg/m2 on days 1 and 2, and etoposide 100 mg/m2 on days 1, 2, and 3 every 3 weeks, plus lenograstim 5 mg/kg days 5 through 12, every 3 weeks (FD). A combined primary end point named therapeutic success (TS), which took into account activity, toxicity, and compliance, was used. RESULTS: Ninety-five patients were enrolled. Seventy-five percent and 72% of the patients in the AD and FD arms, respectively, completed the treatment as per protocol. Response rate was 39% and 69% in the AD and FD arms, respectively, and 1-year survival probability was 18% and 39%, respectively. Treatment was well tolerated in both groups, with no grade 3 to 4 myelotoxicity in the AD arm, and 12% myelotoxicity in the FD arm. Overall, the observed TSs were 10 (36%) of 28 patients and 42 (63%) of 67 patients for AD and FD treatments, respectively. CONCLUSION: In elderly patients with SCLC a full-dose cisplatin/etoposide regimen combined with prophylactic lenograstim is active and feasible, while attenuated doses of the same regimen are associated with a poor therapeutic outcome.
Combination chemotherapy represents the standard of care for the treatment of patients with small-cell lung cancer (SCLC), which accounts for 15% to 20% of all malignant lung neoplasms. Almost all SCLC patients, including those with very advanced stage disease, relapse after first-line treatment, poor performance status, and old age, may benefit from chemotherapy. Thoracic irradiation and prophylactic cranial irradiation are a useful addition to the treatment of selected patients with limited disease, young age, and good performance status. Although several chemotherapy regimens have shown to possess similar efficacy, cisplatin-based regimens, particularly the cisplatin/etoposide doublet (PE), has become the most widely used regimen in clinical practice worldwide, owing to its favorable therapeutic index.1 In the most commonly studied PE regimen, cisplatin is delivered at the dose of 80 to 100 mg/m2 on day 1 and etoposide at a total dose of 240 to 360 mg/m2 divided throughout 3 days every 3 to 4 weeks. An alternative PE schedule with the cisplatin dose divided throughout more than one day was developed in the 1980s at the National Cancer Institute of Canada, and has become standard practice in many Canadian and European Institutions owing to its better tolerability, and to the need for reduced outpatient hydration.2 The optimal duration of chemotherapy in SCLC is still uncertain and there is insufficient evidence to recommend a specific number of courses. Three randomized studies have shown that 3 or 4 chemotherapy cycles may provide a similar clinical outcome compared with the more commonly used 6 or 8 cycles.2,3
The median age of patients with a diagnosis of SCLC is typically Our randomized cooperative phase II trial was designed to prospectively assess the activity and the feasibility of two different therapeutic strategies for the treatment of SCLC in elderly patients. The results of this study provide evidence that a full-dose PE regimen combined with prophylactic lenograstim is feasible and active, while attenuated doses of the same regimen, although also feasible, are associated with a poor therapeutic outcome.
Patient Selection Patients older than 70 years with histologically or cytologically confirmed SCLC were considered candidates for this study. Eligibility criteria also included the presence of at least one measurable lesion that was not previously irradiated; an Eastern Cooperative Oncology Group performance status of less than 3; and adequate hematologic, hepatic, cardiac, and renal functions. Exclusion criteria were previous or concurrent malignancies (except for nonmelanoma skin cancer or cervical in situ carcinoma), clinically evident infections, or systemic diseases. Written informed consent was required for all patients.
Study Design
Treatments Patients with limited disease were evaluated at the end of the chemotherapy program for possible consolidation thoracic radiotherapy at the discretion of the treating physician. Prophylactic cranial irradiation was not planned.
Statistical Methods
Patients Between April 1997 and May 2001, 95 patients were enrolled onto the trial from 22 participating institutions. Of these, 54 patients were enrolled by March 1999 during the first stage of the trial and randomly assigned to the AD (28 patients) or FD (26 patients) arms, respectively. Due to inadequate number of TSs in the AD arm, accrual was continued in the second stage of the trial only in the FD arm to a total of 67 patients. The main characteristics of the 95 enrolled patients are listed in Table 1. In summary, the majority of the patients were men (84%), had a good performance status (Eastern Cooperative Oncology Group performance status 01, 88%) and nearly half of the patients (46%) had extensive stage disease, including 10% with brain metastases. The median age was 73 years (range, 70 to 80 years). Main prognostic factors were evenly distributed between treatment arms.
Primary Outcome At the first stage of the study the observed TSs were 10 (36%; 95% CI, 19% to 56%) in AD arm, and 16 (62%; 95% CI, 41% to 79%) in FD arm. The number of TSs in AD arm was less than that required by the study design (ie, 13) to proceed with accrual onto the second stage of the trial. Conversely, accrual was resumed at the second stage in FD arm, and a total of 42 (63%; 95% CI, 50% to 74%) TSs were recorded among the 67 registered patients overall. Reasons for not qualifying for a TS are reported in Table 2. Whereas a lack of objective response was the main reason for not achieving a TS in the AD arm (13 of 28; 46%), toxicity and/or patient refusal was the most frequent cause of therapeutic failure in FD arm (12 of 67; 18%). The primary outcome could not be assessed in three patients enrolled onto the FD arm, because of a lack of adequate information; according to the intent-to-treat principle, these patients were considered as therapeutic failure.
Secondary Outcomes In the AD arm, a partial response was observed in 11 (39%) of 28 patients (95% CI, 22% to 59%); no complete responses were observed. Eleven patients (39%) had stable disease and only four patients (14%) had disease progression; two patients were not assessable. In the FD arm, a partial response was observed in 37 (55%) of 67 patients; 9 complete responses (13%) were observed for an overall response rate of 69% (95% CI, 56% to 79%). Six patients (9%) had stable disease, and only four patients (6%) had disease progression; 11 patients were not assessed for response (Table 3).
At the time of final analysis, 27 of 28 patients in the AD arm had died: 25 patients as a result of disease progression or related complications, one patient as a result of congestive heart failure, and one patient from unknown causes. In the FD arm, 58 of 67 patients had died: 41 patients as a result of disease progression or related complications, one patient as a result of toxicity (febrile neutropenia and renal failure), one patient as a result of myocardial infarction, one patient as a result of congestive heart failure, one patient as a result of pulmonary embolism, one patient from a worsening of general conditions, and in 12 patients the cause of death could not be precisely determined. Median overall survival in the AD arm was 31 weeks with a probability of survival of 18% and 0% at 1 and 2 years, respectively, whereas, in the FD arm, median survival was 41 weeks with a probability of survival at 1 and 2 years of 39% and 12%, respectively (Table 3).
Treatment Compliance and Toxicity The planned dose intensity for cisplatin was 16.7 mg/m2/wk and 26.7 mg/m2/wk in the AD and FD arms, respectively; the planned dose intensity for etoposide was 60 mg/m2/wk and 100 mg/m2/wk in the AD and FD arms, respectively. The median actually delivered relative dose intensity for both drugs was 96% (range, 65% to 125%) in the AD arm, and 98% (range, 13% to 125%) in the FD arm. Treatment in the AD arm was well tolerated, showing no grade 34 myelotoxicity, and only four cases of grade 34 nonhematologic toxicity. In the FD arm, toxicity was also mild, with grade 34 leukopenia and/or thrombocytopenia occurring in approximately 10% of patients. Grade 34 nonhematologic toxicity rate was also low, always less than 10% in all patients (Table 4).
Overall, only one patient in the FD arm died of toxicity during the fourth course of therapy, as a result of grade 4 renal toxicity and febrile neutropenia.
The optimal therapeutic strategy in the treatment of elderly patients with newly diagnosed SCLC is still a matter of debate. Only a few nonrandomized studies have addressed this increasingly important issue. Standard practice varies widely worldwide, ranging from the use of full-dose standard platinum-based chemotherapy to single-agent chemotherapy or investigational new drugs.11 Our study, which is the first prospective randomized study conducted in elderly patients with SCLC, has assessed two of the most commonly used chemotherapeutic strategies: the use of full-dose standard PE chemotherapy with prophylactic lenograstim support versus the use of attenuated doses of the same chemotherapy regimen. In the FD arm, prophylactic lenograstim was given to reduce the occurrence of febrile neutropenia/infection that is known to be the most frequent and serious chemotherapy-induced complication in poor-risk/elderly SCLC patients.9 The prophylactic use of granulocyte colony-stimulating factor has been proven to reduce the incidence of febrile neutropenia associated with cyclophosphamide/doxorubicin/etoposide chemotherapy in patients with SCLC.15-16 Although in the normal population, platinum/etoposide chemotherapy is associated with a lower risk of febrile neutropenia/infections,17-18 which does not justify the routine use of myelopoietic growth factors, patients with older age, poor performance status, or compromised organ function may carry an increased risk of such a worrisome chemotherapy side effect. According to the American Society of Clinical Oncology guidelines for the use of myelopoietic growth factors,19 the use of prophylactic granulocyte colony-stimulating factor might be justified in this group of patients. Considering the increased risk of mortality associated with febrile neutropenia/infection in elderly patients,20 prophylactic oral antibiotic treatment was also given to patients developing grade 4 neutropenia despite lenograstim use. Therefore, the strategy in the FD arm of this trial was to give standard full-dose chemotherapy with maximal supportive treatment to minimize side effects, particularly febrile neutropenia/infection, associated with chemotherapy. In contrast, in the other arm of the trial, a more conservative approach was used based on the concept that given the palliative purpose of treatment in this category of patients, a reduced chemotherapy dose may be equally effective in producing palliation, with less trade-off in terms of chemotherapy-associated complications and lower costs. Although the ultimate goal of SCLC treatment, even in elderly patients, is to extend patient survival, an earlier objective was to produce an objective response, which is known to be associated with subjective improvement and with survival prolongation, possibly in the absence of severe toxicity. For this reason, we selected the rate of therapeutic successes as the primary end point of this trial, which was arbitrarily defined as patients receiving at least three cycles of chemotherapy at the planned dose and schedule, and having an objective response without grade 34 toxicity or complications such as febrile neutropenia, infection, bleeding, transfusion, or death. Using this definition of therapeutic success, the AD arm was abandoned at the first stage of the trial because of an insufficient rate of success among the first 28 patients enrolled. The main reason patients in the AD arm did not qualify for therapeutic success was their failure to achieve an objective response, obtained in only 39% of this group of patients. Meanwhile, toxicity and ability to complete the planned three courses at full chemotherapy dose were both excellent with the attenuated-dose chemotherapy program. Survival was disappointing in this arm of the study, being only 18% at 1 year. This poor outcome from the use of a suboptimal level of chemotherapy intensity is not surprising, and has already been reported in other studies.12-13 In contrast, full-dose platinum/etoposide supported by prophylactic lenograstim was proven active and feasible. In fact, a therapeutic success was obtained in 63% of patients, with an overall response rate of 69% and a 1-year survival rate of 39%, which are remarkably similar to what can be achieved in younger patients. In this arm, toxicity was mild, with grade 34 leukopenia and/or thrombocytopenia occurring in approximately 10% of the patients, and grade 34 nonhematologic toxicity rate always observed as less than 10%. Only one patient treated with FD died as a result of treatment-related toxicity (renal toxicity and febrile neutropenia). Ten percent of patients had dose reductions or delays because of toxicity, and 12% of patients had to withdraw because of treatment side effects. Four patients (6%) died early while being treated for causes apparently unrelated to the FD regimen (disease progression in three patients and cardiac failure in one patient). This rate of early deaths is similar to the early death rates reported in younger patients treated with standard chemotherapy regimens. It could be argued that the good outcome achieved with the full-dose chemotherapy regimen could also be achieved without the use of lenograstim prophylaxis. However, it has to be noted that despite the use of lenograstim in our study, grade 34 leukopenia occurred in 10% of patients, and one patient died as a result of this complication. In addition, retrospective subgroup analyses assessing the effect of age in patients treated with standard-dose chemotherapy but without growth factors support suggest an increased rate of early deaths and sepsis with older age.6-9 In conclusion, a policy of delivering standard full-dose platinum/etoposide chemotherapy with lenograstim support is feasible and active in elderly patients with SCLC. In contrast, a policy of delivering attenuated doses of the same chemotherapy regimen without growth factor support, although feasible and well tolerated, appears to provide insufficient therapeutic results. Whether a strategy of full-dose standard platinum/etoposide is superior in terms of survival than that of using attenuated chemotherapy doses of the same chemotherapy regimen remains to be proven in a randomized prospective trial, which is currently being planned.
The authors indicated no potential conflicts of interest.
We thank Caterina Donato for careful data management and scientific record keeping of the study.
Authors' disclosures of potential conflicts of interest are found at the end of this article.
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Copyright © 2005 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
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