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Journal of Clinical Oncology, Vol 23, No 33 (November 20), 2005: pp. 8422-8430 © 2005 American Society of Clinical Oncology. DOI: 10.1200/JCO.2005.01.4886 Pediatric Malignant Peripheral Nerve Sheath Tumor: The Italian and German Soft Tissue Sarcoma Cooperative GroupFrom the Department of Pediatrics, Hematology Oncology Division, Istituto Oncologico Veneto, Pediatric Surgery, Department of Pathology, and Division of Radiotherapy, University-Hospital, Padova; Pediatric Oncology Unit-Istituto Nazionale Tumori, Milano; Division of Oncology, Pediatric Hospital "Bambino Gesù" Rome, Italy; and Hematology-Oncology Division, Olgahospital, Stuttgart, Germany. Address reprint requests to Modesto Carli, MD, Department of Pediatrics, Hematology Oncology Division, University-Hospital of Padova, Via Giustiniani, 3, 35128 Padova PD, Italy; e-mail: modesto.carli{at}unipd.it
PURPOSE: To assess the value of chemotherapy and radiotherapy in children with malignant peripheral nerve sheath tumors (MPNSTs) and to identify risk factors associated with outcome. PATIENTS AND METHODS: A total of 167 untreated eligible patients enrolled onto the Italian and German studies between 1975 and 1998 entered this analysis. Seventeen percent of patients had neurofibromatosis type 1 (NF1). Chemotherapy was administered to 74% of patients; radiotherapy was administered to 38% of patients. RESULTS: With a median follow-up of 7 years, 5-year overall survival (OS) and progression-free survival (PFS) were 51% and 37%, respectively. The 5-year OS and PFS by Intergroup Rhabdomyosarcoma Study (IRS) groupings were as follows: group I, 82% and 61%; group II, 62% and 37%; group III, 32% and 27%; group IV, 26% and 21%, respectively. Univariate analysis identified IRS groups, size, invasiveness, primary site, age, and presence of NF1 as prognostic factors; multivariate analysis identified absence of NF1, tumor invasiveness T1, IRS groups I to II and extremity of primary site as independent favorable factors for OS. A trend was observed toward a benefit from radiotherapy after initial gross resection. The overall response rate to primary chemotherapy, including minor responses, in group III patients was 45%. CONCLUSION: MPNST is an aggressive tumor for which complete surgical resection is the mainstay of successful treatment. Postoperative radiotherapy may have a role in improving local control in patients with minimal residual tumor. The reported responses to primary chemotherapy suggest that it may be effective in patients with tumor considered unresectable at diagnosis.
A malignant peripheral-nerve sheath tumor (MPNST) is a spindle cell sarcoma that often arises in proximity to peripheral nerves or shows nerve sheath differentiation. It occurs mainly in adults and only 10% to 20% of MPNSTs are diagnosed in the first two decades of life.1-4 They nonetheless represent one of the most frequent nonrhabdomyosarcomatous soft tissue sarcomas in pediatric age.1-4 The term MPNST is preferred to malignant schwannoma or neurofibrosarcoma because these tumors can have the appearance of any nerve sheath cell, including Schwann cells, perineural fibroblasts, or fibroblasts.1-4 Usually, the clinical presentation is an enlarging soft tissue mass arising in the trunk, extremities, or head and neck region, with or without pain and dysesthesia; most of the lesions are deep seated. A nerve of origin can be identified in more than 70% of patients.1-4 MPNST may develop in a pre-existing neurofibroma in approximately 40% of patients, and particularly in patients with neurofibromatosis type 1 (NF1).2,5-7 Patients with NF1 have a greater risk of multiple neural crest-derived tumors and other malignancies. The onset of MPNST in these patients is well known; in different reported series of MPNSTs, 21% to 67% of tumors occurred in patients with NF1.7,8 A lifetime MPNST risk of 8% to 13% was reported in a recent study, however.9 Because of the rarity of this tumor, there are few published reports and little information is available on its clinical management, particularly in pediatric patients.1,3,4,10-18 MPNST is reported to behave aggressively, with a high rate of local recurrence and a propensity to metastasize. The outcome seems favorable only when a small and localized tumor can be excised completely.1 Surgical resection represents the mainstay of treatment, whereas the role of adjuvant treatment is unclear as yet; the effectiveness of chemotherapy and radiotherapy in this tumor is a relevant issue awaiting some answers. To contribute additional information on the clinical management of childhood MPNST, we report on a large series of pediatric patients recruited over a 25-year period according to the protocols of the German Cooperative Soft Tissue Sarcoma Group (CWS), the Italian Cooperative Group (ICG) on childhood soft tissue sarcoma, and the Istituto Nazionale Tumori (INT) of Milan, Italy.
A total of 167 consecutive previously untreated children and adolescents with a diagnosis of MPNST were enrolled onto different protocols between December 1975 and December 1998. The German studies (CWS-81, CWS-86, CWS-91, and CWS-96) included 91 patients, whereas 76 patients were enrolled at Italian centers (51 in the ICG protocols RMS-79, RMS-88, and RMS-96; 25 in the INT protocols up until 1996, after which INT patients were included in the ICG studies). This set of patients represented 5% of all pediatric soft tissue sarcomas registered by the two Cooperative Study Groups during the study period (N = 3,265). All patients, or their guardians, provided their informed consent to the studies, according to the established rules. Clinical data, treatment modalities, and outcomes were reviewed. The histopathologic diagnoses were reviewed centrally by the pathology panel of each cooperative group at the time of diagnosis. All pathology forms were reviewed for the purpose of this analysis. Unfortunately, tumor grade was available only in a minority of patients because the data were not reported in early patients, or when only a biopsy specimen was available.
Clinical Grouping
Disease was staged according to both the clinical TNM pretreatment staging system19 and the Intergroup Rhabdomyosarcoma Study (IRS) postsurgical grouping system.20 The TNM definition of T1 refers to tumors confined to the organ or tissue of origin, whereas T2 lesions invade contiguous structures; T1 and T2 groups are further classified as A or B according to tumor diameter,
Treatment Primary excision was attempted when complete and nonmutilating resection was considered feasible; otherwise, a biopsy was taken, and chemotherapy was administered to reduce the tumor and make it resectable at subsequent surgery. In some patients, primary re-excision (defined as a second operation performed within 2 months of the first surgery) was recommended before any other treatment if microscopic residual disease was suspected and considered removable. In patients considered unresectable at diagnosis, delayed surgery was considered after three cycles of primary chemotherapy and (in some patients) preoperative radiotherapy. Different chemotherapeutic regimens (used for rhabdomyosarcoma protocols) were adopted over the years. Table 1 lists the various chemotherapy schedules used. The first Italian12 and German13 protocols and the INT14 protocol used VACA or VAC/CAV regimens including vincristine, doxorubicin, cyclophosphamide, and dactinomycin. Ifosfamide replaced cyclophosphamide in VAIA and IVA regimens. Carboplatin and etoposide were used in the CEVAIE schedule or as two-drug therapy. In addition, a combination of cisplatinum (CDDP) and etoposide or other regimens (without ifosfamide or cyclophosphamide) were used in 10 patients. Primary chemotherapy was given to patients considered unresectable at diagnosis. Adjuvant chemotherapy was suggested after initial gross resection in the presence of large tumors (> 5 in diameter).
Radiotherapy was administered, concomitantly with chemotherapy, to patients considered at risk of local relapse due to micro- or macroscopically incomplete resection, or tumor size. The indication for postoperative radiotherapy (ie, radiotherapy after complete resection or after delayed surgery, and the doses) was not standardized, however. Radiotherapy was delivered using megavoltage photon or electron beam energies, with conventional fractionation (1.8 to 2.0 Gy daily for 5 days a week) or with hyperfractionated accelerated radiotherapy (two daily fractions of 1.6 Gy, with a 6- to 8-hour interval). The recommended dose changed over the years and also varied, according to the presence of microscopic residual disease or gross tumor, from 65 to 70 Gy (recommended dose for unresectable gross tumor in the earlier studies) to 45 Gy (recommended dose using a hyperfractionated accelerated modality for microscopic residues). The radiation target volume included the initial mass plus 2- to 3-cm margins and the surgical scars as well. For unresectable tumor, radiotherapy was given both preoperatively (starting at weeks 7 to 10) and postoperatively (weeks 11 to 13), on the strength of customized decisions based on a multidisciplinary discussion. Response to primary chemotherapy was evaluated after 9 weeks of treatment (three cycles), and was based on the reduction in volume of all measurable lesions, defined as follows: complete response (CR), complete disappearance of disease; partial response (PR), tumor volume reduction more than two thirds of the initial tumor volume; and minor response (MR), a reduction more than one third to less than two thirds of the initial tumor volume. Stable disease or a reduction less than one third was recorded as no response, although an increase in tumor size or the detection of new lesions was considered as progression of disease.
Statistical Methods Patient follow-up, as of January 2004, ranged from 28.5 months to 28.9 years (median, 7.3 years).
Clinical Characteristics In all, 167 patients with MPNST were treated during the study period. In two patients, MPNST occurred as a second tumor, 2 and 12 years after the diagnosis of acute lymphoblastic leukemia and acute myeloid leukemia, respectively. Table 2 lists the clinical features of all patients as a whole, and in the groups with and without NF1. Age at diagnosis ranged from 1 week to 20 years. The most common primary sites were the extremities (40%). Most patients had large, invasive tumors (> 5 cm, 64%; T2, 54%). Regional lymph node involvement at onset was recorded in 6% of patients, distant metastases was recorded in 9% of patients (the sites of metastases were the lung in 10 patients, the brain in two patients, the liver and bone in one patient each, and not specified in one patient). The two patients with brain metastases were symptomatic, and brain CT scan was prompted by the symptoms (pain in one patient, seizure in the other patient); the primary tumor site was the trunk in one patient and the head/neck region (parameningeal site) in the other patient. Seventeen percent of patients had NF1. The treatment given to patients according to the IRS grouping system is summarized in Table 3.
Surgery At diagnosis, 78 patients had a grossly complete tumor resection: 48 patients were classified as IRS group I because they had histologically free margins. Thirty were classified as IRS group II because they had microscopic residual disease (marginal resection). It is worth noting that, of the 44 patients with initial marginal resection, 14 (32%) were reclassified to a lower group (to group I) after primary resurgery. Overall, 35 patients were treated with surgery alone (ie, 27 of the 48 classified as group I and eight of the 30 in group II). Among the 74 patients in group III, 37 had incomplete tumor resection and 37 had only biopsy; 24 of 74 subsequently had delayed surgery, 20 after chemotherapy (three cycles), three after chemotherapy and radiotherapy, and one after radiotherapy alone. Delayed surgery involved amputation in four patients and conservative resection in 20 patients (which was complete in 11 patients, with suspected microscopic disease in six patients, and with macroscopic residual tumor in three patients).
Chemotherapy Considering the different chemotherapy regimens, the response rate was 65% (24 of 37) to regimens including ifosfamide (VAIA, IVA, CEVAIE), 17% (three of 17) to those including cyclophosphamide (VACA, VAC/CAV), and 20% (two of 10) to the other regimens (including cisplatin and etoposide; P = .002). A significantly lower response rate was obtained in patients with NF1 than in those without NF1; 17.6% (three of 17) and 55.3% (26 of 47), respectively (P = .007).
Radiotherapy Table 4 lists the local treatment failures by IRS grouping in patients with and without radiotherapy. Among all of the patients with localized disease, local progression or relapse occurred in 51% of patients (77 of 152). Radiotherapy failed to maintain or achieve local tumor control in 26 of 58 patients (45%). A better local control rate was obtained in irradiated patients (and particularly in cases with minimal residual disease), but the difference was not statistically significant. Not enough data were available to analyze the effect of different radiotherapy doses and fractionation.
Outcome After a median follow-up of 7.3 years, PFS was 37.2% at 5 years (95% CI, 29.6% to 44.7%) and 34.5% at 10 years (95% CI, 26.6% to 42.5%), and OS was 51.1% (95% CI, 43.2% to 59.0%) and 43.4% (95% CI, 34.7% to 52.0%) at 5 and 10 years, respectively (Fig 1).
Survival rates were analyzed chronologically, arbitrarily defining two periods (from 1975 to 1985 and from 1986 to 1998), which differed in terms of radiologic assessment (with the introduction of magnetic resonance imaging) and chemotherapy regimens (with the introduction of ifosfamide): 5-year OS and PFS was 41% and 29% in the first period (39 patients) and 54% and 41%, respectively, in the second period (128 patients), with P = .2 for OS and P = .04 for PFS. At the time of this analysis, 58 patients were alive in first CR, 13 patients were alive in second CR, and three patients were alive with disease (another four patients were lost to follow-up with disease). The 5-year local failure-free survival rate was 47.4% (95% CI, 39.5% to 55.3%), whereas the 5-year metastasis-free survival rate was 80.7% (95% CI, 73.8% to 87.7%), indicating that local failure represented the major cause of death. Treatment failure was observed in 102 patients (61%), usually involving local progression or relapse (83%): local progression occurred in 32 patients, local and metastatic progression occurred in four patients, local relapse occurred in 42 patients, local relapse with the development of new metastases occurred in seven patients, and metastases occurred in 17 patients (10 with pulmonary spread). Time to relapse was 2 to 119 months for local treatment failures (median, 11 months from diagnosis), and 5 to 152 months for distant treatment failures (median, 16 months). Considering the patients with local relapse alone, 11 (26%) of 42 were alive in second CR, whereas only one of 24 (4%) was alive without evidence of disease in the subset of patients with distant relapse (with or without local relapse). Overall, 89 patients died, 84 as a result of their disease, four as a result of treatment-related toxicity, and one as a result of a second tumor (cerebral glioma in a patient with NF1 treated with surgery alone).
IRS Group I Patients Given that no fully standardized approach to the treatment of these patients was used over the years (the decision to administer adjuvant therapies was sometimes individualized), a comparison of the incidence of the main prognostic factors was performed between the two groups (patients treated with surgery only v those also treated with postoperative therapies), which showed a higher (but not statistically significant) incidence of unfavorable characteristics in the latter group (T2, 18% v 28%; size > 5 cm, 33% v 52%; age > 10 years, 40% v 62%; NF1, 11% v 19%). This finding may influence our results. In particular, if we only consider local failure in IRS group I patients, the use of radiotherapy would seem to improve local control, as indicated by a lower local relapse rate in irradiated patients (17% v 36%; Table 4). The difference was not statistically significant, however, probably because of the small number of patients involved. Irradiated patients had better local control despite a higher incidence of large tumors (58% v 36%) and older age (75% v 41%). IRS group I patients with tumors more than 5 cm had more local and metastatic relapses (11 of 18) than those with tumors less than 5 cm (seven of 28; P = .01).
IRS Group II Patients To analyze the role of chemotherapy, we compared patients treated with surgery alone (eight children) versus patients treated with surgery plus chemotherapy,11 excluding patients who also received radiotherapy. The 5-year PFS rates were similar in the two groups (25% v 27.2%). Here again, patients receiving chemotherapy had larger tumors at diagnosis (70% v 45%).
IRS Group III to IV Patients In group IV, the three long-term survivors achieved CR with chemotherapy and surgery.
Prognostic Factors
In multivariate analysis, the factors correlated independently and significantly with favorable OS were absence of NF1, noninvasive local tumor status (T1), small tumor size (< 5 cm), IRS groups I to II, and the extremities as the primary site. The same factors (except for IRS group) were significant for PFS.
NF1 Patients The rate of response to chemotherapy was significantly lower in NF1 patients: 17.6% v 55.3% in patients without NF1 (P = .007). NF1 was one of the most significant prognostic factors, as listed in Tables 5 and 6: the outcome was extremely poor in NF1 patients, with a 5-year OS of 32% and PFS of 19%.
Our study deals with the largest reported series of MPNST in children and adolescents, drawing data from different countries and different protocols performed over the years. The primary aim of this analysis was to attempt to define the optimal treatment strategy. MPNST is a rare malignancy, so a prospective randomized trial on the role of adjuvant treatment has not been feasible to date. The results of our study indicate that complete surgical removal is the mainstay of treatment and a strong predictor of survival; thus, every effort should be made to perform adequate initial surgery with free histologic margins. Unfortunately, MPNST is locally aggressive: failure to achieve local control remains the major cause of treatment failure, but complete surgical excision at diagnosis is rarely feasible (it was achieved in < one third of the patients in this series). Primary re-excision has to be recommended (where feasible) for inadequate surgical margins at the first operation: in our series, 14 of 44 patients (32%) who initially had marginal resection achieved microscopically free margins after primary re-excision and were therefore reclassified lower to group I. The need to obtain free histologic margins is also suggested by the poor PFS in our subset of IRS group II patients (36.7% at 5 years). However, we can not exclude that the inferior outcome in group II patients compared with those in group I may have been due to other factors such as the preponderance of invasive (T2, 47% v 24%) and large (size > 5 cm, 60% v 39%) tumors. This is even more evident in patients considered unresectable at diagnosis (group III), whose unfavorable outcome (5-year PFS, 27%) is consistent with other published pediatric series (see the experiences of the Children's Hospital of Philadelphia17 and St Jude Children's Research Hospital18). Complete surgery would seem insufficient, however, in quite a large proportion of cases: 5-year PFS was only 61% in IRS group I patients (v figures reportedly approximately 80% for other nonrhabdomyosarcoma soft tissue sarcomas [NRSTS]),24 and local relapse was the major cause of failure in this group too. Our data can throw little light on the role of adjuvant treatments. The lack of a fully standardized therapeutic approach, the limited number of patients in each subset, and the imbalance in the prognostic factors are the shortcomings of our analysis. Regarding patients in IRS group I, we were unable to demonstrate a survival advantage in the group given adjuvant treatment, but they also had a higher incidence of unfavorable features (large and invasive tumors, age older than 10 years), so it may be that adjuvant treatment succeeded in counteracting their negative effect. After microscopically incomplete surgery, the local relapse rate seems better in patients who received radiotherapya finding partially consistent with other reports,14,15 suggesting possible benefits of irradiation in controlling microscopic residual tumor, whereas the effect of radiotherapy in patients with gross disease remains uncertain. Wanebo et al15 suggested that adjuvant radiotherapy also be used in completely resected patients when tumors are large (> 5 cm) and invasive, or at unfavorable sites. Although the lack of local control is the major cause of treatment failure, distant metastases can occur. The role of systemic chemotherapy is not entirely clear. Favorable responses to chemotherapy have only been reported occasionally, so MPNST is regarded as a scarcely responsive tumor.12 In published series,13,17,18 patients treated with adjuvant chemotherapy showed no significantly better outcome. But 74% of patients received chemotherapy in the current series and the overall response rate in patients with measurable disease after primary chemotherapy (45% response rate with 28% of major responses) is remarkable, particularly using regimens containing ifosfamide (65%). Moreover, in some patients the limited tumor shrinkage achieved by chemotherapy enabled a delayed conservative surgery that had been considered unfeasible at diagnosis. For the time being, primary chemotherapy should be attempted, in our opinion, in all patients when a macroscopically complete conservative surgery is initially unfeasible. The potential benefit of adjuvant chemotherapy is even more uncertain. Our data are unable to demonstrate the merits of adjuvant chemotherapy, but we know that a large subset of surgically resected patients have a poor outcome, partly due to the onset of distant metastases. Aggressive therapeutic approaches are mandatory in patients at high risk (ie, with large, invasive, unresectable tumors on the trunk or in the head and neck). In such patients, even mutilating surgery must be considered if primary chemotherapy fails to shrink the tumor. OS was particularly discouraging in children with NF1, whatever the treatment used. This may be due to various factors such as the unfavorable clinical presentation and the poor response to chemotherapy. Moreover, every effort should be made to plan a careful follow-up in patients with NF1 to enable the early diagnosis of MPNST (as well as other malignancies, such as glioma and leukemia, for which these patients are at risk). The number of patients in our study permitted a statistical analysis capable of defining the most important prognostic factors. In addition to the presence of NF1, the extent of surgery, tumor size, local invasiveness, and primary site were statistically significant for prognosis. In our series, histologic grades were unfortunately unavailable for most patients, so we could offer no information on their role as a predictor of outcome. Histologic grade is now considered one of the most important prognostic factors for pediatric NRSTS and adult soft tissue sarcomas.24 High-grade tumors have a greater propensity to metastasize and may, in principle, have a greater chance of benefiting from chemotherapy, so grading should be considered essential in deciding whether chemotherapy is indicated. The fact that most of the tumors in our patients had not been graded is clearly a weakness of our analysis, but it is worth noting that recently published data indicate that grading may not have a prognostic value for MPNST.8,25 In summary, MPNST is a rare tumor that behaves aggressively, with a particularly high rate of local recurrence, although distant metastases can also occur. Overall outcome is not as satisfactory as in other pediatric soft tissue sarcomas. Aggressive treatments are required in all cases with adverse prognostic factors. The new European protocol for NRSTS (developed by the new European Pediatric Soft Tissue Sarcoma Study Group) includes MPNST patients in the group with adult-type soft tissue sarcomas, and recommends adjuvant therapies according to the risk of local and distant relapse, based on residual disease after initial surgery, tumor size, and grade. Although our data are inconclusive in this direction, adjuvant chemotherapy with an ifosfamide/doxorubicin regimen will be recommended to patients with grade 3 tumors larger than 5 cm.26,27 Meanwhile, biologic studies are opening new prospects for the treatment of these tumors, identifying new potential therapeutic targets, such as the epidermal growth factor receptor, which is overexpressed in NF1 patients with high-grade MPNST and may play a part in their tumorigenesis.28
We thank G. Tridello for assistance in the statistical evaluation, S. Gallo for editorial assistance, and B.R. Raney, MD, for his critical review.
Supported by the Fondazione "Città della Speranza" and the German Cancer Aid Foundation. Presented in part at the Annual Meeting of the International Society of Pediatric Oncology (SIOP XXXIII Meeting), Brisbane, Australia, October 10-13, 2001. Authors' disclosures of potential conflicts of interest are found at the end of this article.
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Copyright © 2005 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
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