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Originally published as JCO Early Release 10.1200/JCO.2004.00.8128 on October 31 2005 © 2005 American Society of Clinical Oncology.
Prospective, Randomized, Multicenter, Double-Blind Placebo-Controlled Trial Comparing Adjuvant Interferon Alfa and Isotretinoin With Interferon Alfa Alone in Stage IIA and IIB Melanoma: European Cooperative Adjuvant Melanoma Treatment Study GroupFrom the Department of Dermatology, Medical University of Graz; Section of Medical Statistics and Department of Dermatology, Medical University of Vienna; Department of Dermatology, Danube Hospital; Department of Dermatology, Wilhelminen Hospital; Roche Austria GmbH, Vienna; Department of Dermatology, Medical University of Innsbruck; Department of Dermatology, Hospital of St Pölten; Department of Dermatology, Hospital of Wels; Department of Dermatology, Hospital of Klagenfurt; Department of Dermatology, Hospital of Salzburg; Department of Dermatology, Hospital of Lainz; and Department of Dermatology, Rudolfsstiftung, Wien, Austria Address reprint requests to Hubert Pehamberger, MD, Department of Dermatology, Medical University of Vienna, Währingergürtel 18-20 A-1090 Vienna, Austria; e-mail: hubert.pehamberger{at}meduniwien.ac.at
PURPOSE: The combination of interferon alfa (IFN ) and isotretinoin has shown a direct antiproliferative effect on human melanoma cell lines, but it remained unclear whether this combination is more effective than IFN alone in patients with metastatic melanoma. We evaluated safety and efficacy of IFN and isotretinoin compared with IFN alone as adjuvant treatment in patients with primary malignant melanoma stage IIA and IIB.
PATIENTS AND METHODS: In a prospective, randomized, double-blind, placebo-controlled trial, 407 melanoma patients in stage IIA (301 patients) and IIB (106 patients) were randomly assigned to either IFN RESULTS: A scheduled interim analysis revealed no significant differences in survival rates, with the isotretinoin group and the placebo group showing 5-year disease-free survival rates of 55% (95% CI, 46% to 65%) and 67% (95% CI, 59% to 75%), respectively, and overall 5-year survival rates of 76% (95% CI, 67% to 84%) and 81% (95% CI, 74% to 88%), respectively. The trial was stopped for futility.
CONCLUSION: The addition of isotretinoin to an adjuvant treatment of low-dose IFN
Interferons are a group of naturally occurring proteins with a large spectrum of biologic activities including antiviral, immunomodulatory, antiproliferative, and differentiation-inducing effects.1-4 Treatment with interferon alfa (IFN ) has been shown to prolong disease-free survival in melanoma patients at moderate to high risk of developing metastatic disease after surgery (American Joint Committee on Cancer [AJCC] stage IIA to III)5 and in some studies, to prolong overall survival in this patient population.6-14 As derivates of vitamin A, retinoids also show a wide spectrum of biologic activities, including immune modulation, sebosuppression, and effects on cell proliferation and cell differentiation in both melanoma and nonmelanoma cell lines.15-19 In some clinical trials evaluating isotretinoin and etretinate for treatment of nonmelanoma skin cancers, tumor suppression was achieved,18,20 although isotretinoin was ineffective in preventing basal cell carcinomas in a large study with 981 patients.21 However, in an adjuvant treatment study,22 vitamin A was not significantly better than observation alone in prolonging disease-free survival or overall survival in patients with primary melanomas thicker than 0.75 mm and with clinically negative lymph nodes.
Because the combination of IFN
Motivated by the positive studies, we designed a prospective, randomized, multicenter, double-blind, placebo-controlled trial comparing adjuvant combination therapy of IFN
Study Design The study was a prospective, 24-month, randomized, multicenter, double-blind, placebo-controlled, parallel-group trial evaluating the efficacy of adjuvant therapy of 3 million units (MU) of IFN given subcutaneously three times a week in combination with daily oral isotretinoin (Roaccutan; Roche, Vienna, Austria; isotretinoin group) compared with IFN alone (placebo group) for treatment of primary melanoma in stage IIA/IIB. The primary end point of the study was disease-free survival, and the secondary end points were overall survival and evaluation of quality of life during treatment. Disease-free survival was chosen as primary end point to get a sufficient number of events for the required power, with a limited sample size and duration of the trial. The study was sponsored by Roche Austria GmbH (Vienna, Austria). Twenty centers in Austria, Hungary, the Netherlands, and Greece participated. Patient recruitment was started on October 16, 1996, and stopped on December 31, 2002.
Four hundred seven melanoma patients who met the inclusion/exclusion criteria were randomly assigned to receive either IFN
IFN
Radiotherapy or concomitant medication with tetracyclines, other immunotherapy, chemotherapy, or any investigational drug was disallowed during the trial. Patients were permitted to use paracetamol/indomethacine to ameliorate the flu-like symptoms associated with IFN The following assessments were made at baseline after randomization, once a month during the first three months, then at 3-month intervals: CBC and blood chemistry (including leukocytes, hemoglobin, WBC differential count, platelets, total bilirubin, liver function enzymes, alkaline phosphatase, creatine phosphokinase, renal function, cholesterol, and triglycerides). Additionally, only at baseline, the following laboratory tests were performed: total protein, blood glucose, lactate dehydrogenase acid, high- and low-density lipoproteins, thyroid-stimulating hormone, serum electrolytes, and urine analysis. Chest x-ray, ultrasonography of the abdomen and the draining lymph nodes, and x-ray of the cervical spine, thoracic spine, lumbar spine, one knee, one ankle, and both forearms were required at baseline and at the end of treatment. Blood pressure and weight were measured at baseline and every 3 months. A visual analog scale was used to assess quality of life every 3 months during treatment and every 6 months after treatment cessation. The trial protocol and five amendments were reviewed and approved by local ethics committees at the participating sites. The study was overseen by a Data Safety Monitoring Committee consisting of two clinical pharmacologists, a statistician, a dermatologist, and a retired expert on isotretinoin, none of whom was otherwise involved in the study. The Data Safety Monitoring Committee met regularly to review safety data, trial conduct, and protocol violations. The study was conducted in accordance with the Declaration of Helskinki and with Good Clinical Practice guidelines. All patients received a detailed explanation of the potential risks and benefits of the study and provided signed informed consent before participating in the study.
Patients
The patients had to meet also the following inclusion criteria: baseline laboratory results including leukocyte count (WBC) Pregnant or lactating women, individuals younger than 18 years, and individuals with psychiatric disorders, depression, or seizure disorders or compromised CNS function were excluded. Persons with history or presence of autoimmune disease, with serious infections within previous 28 days, and with severe systemic disease (such as cardiac disease, severe liver disease, severe renal disease, or myeloid dysfunction) were also excluded. Prior immunotherapy, chemotherapy, or therapy with an investigational drug within 3 months of study initiation was not permitted. Presence of neoplastic disease within the previous 5 years was an exclusion criterion, except for basal cell carcinoma of the skin, actinic keratoses, and carcinoma-in-situ of the skin or cervix, provided that these had been cured by surgery.
Randomization Blinded medication was prepared by the galenic division of Hoffmann-La Roche, Basel, Switzerland, and stored at Roche (where there was no access to the code). The randomization process generated a patch number of the patient's blinded medication, which was printed and faxed to Roche for distribution to the recruiting center. In this way, all patients and investigators were blinded regarding treatment allocation. Each center received a sealed envelope containing patient number and treatment allocation, which could be opened only in case of a serious adverse event that necessitated disclose of the treatment. A total of 20 envelopes were opened before the end of the study or were missing when the study was terminated.
Compliance
Follow-Up Evaluation Disease-free status was maintained when there was no hint of disease progression by either clinical assessment or imaging procedures.
Statistics
Patients who were lost to follow-up were censored at the time of the last observation. Kaplan-Meier curves and 5-year survival rates with 95% CIs including CIs for the differences in the 5-year survival rates were calculated. In addition, a multivariate analysis was performed based on the proportional hazards model, with stratification by center and using as covariables melanoma stage, sex, age, and weight. Centers that recruited 20 or fewer patients were combined (summarized) to a group (small centers) per country. Patients from Greece and the Netherlands were combined in a single group. For the subgroup of patients for whom sentinel lymph node biopsy results were available, an additional analysis was performed using a proportional hazards model with the additional factor sentinel lymph-node-positive/negative. Differences between the treatment groups in quality of life during treatment were tested with an independent samples t test, comparing the area under the curve relative to the baseline value of the quality-of-life measurements on a visual analog scale. The rates of patients experiencing adverse events were compared with
Sample Size
Collection of Data and Data Management
Patients A total of 407 patients were recruited, with 206 patients randomly assigned to the isotretinoin group and 201 patients randomly assigned to the placebo group. Baseline characteristics of the patients are listed in Table 1.
The 407 patients were recruited in 20 centers as follows: 368 patients from 11 centers in Austria, 34 patients from seven centers in Hungary, three patients from one center in Greece, and two patients from one center in the Netherlands. The median number of recruited patients of the six largest centers was 40 patients, and six centers recruited three patients or fewer.
Interim Analysis
Final Analysis
Overall survival. Survival rates did not differ significantly between the treatment groups (P = .8). During the study period, a total of 57 patients (30 in the isotretinoin group and 27 in the placebo group) died, 53 of these patients (28 in the isotretinoin group and 25 in the placebo group) from disseminated melanoma. The 5-year survival rates were 76% in the isotretinoin group (95% CI, 67% to 84%) and 81% in the placebo group (95% CI 74% to 88%). The difference in the 5-year survival rates was 5 percentage points (95% CI, 16% to 6%). Prognostic factors. In the multivariate analysis, the only significant prognostic factors were stage (P < .0001; hazard ratio for stages IIB/IIA = 2.33; 95% CI, 1.60 to 3.39) and sex (P = .027; hazard ratio for male/female = 1.62; 95% CI, 1.06 to 2.50). The multivariate analysis showed no significant differences between the treatment groups (P = .81; hazard ratio for isotretinoin/placebo = 1.05; 95% CI, 0.72 to 1.52). Figure 2 shows the Kaplan-Meier estimates by stage (IIA v IIB) and sex. Clearly there was a worse prognosis for stage IIB. Sex seemed to be an independent prognostic factor, with men showing an inferior outcome compared with women.
The analysis for the 158 patients for whom sentinel lymph node biopsy results were available showed no significant differences between treatment groups (P = .39; hazard ratio for isotretinoin/placebo = 1.41; 95% CI, 0.65 to 3.08). Stage was again a significant prognostic factor (P = .02; hazard ratio for stage IIB/IIA = 2.52; 95% CI, 1.16 to 5.48), and significantly worse prognosis was seen for patients with positive sentinel lymph node (P = .02; hazard ratio for sentinel lymph nodepositive/negative = 2.31; 95% CI, 1.15 to 4.67).
Per-Protocol Analysis
In the per-protocol analysis with the remaining 234 patients, no significant differences were detected in either disease-free survival or overall survival (P = .61 and P = .25, respectively, log-rank test, two sided). The 5-year disease-free survival rates were 65% (95% CI, 54% to 76%) in the isotretinoin group and 71% (95% CI, 62% to 80%) in the placebo group. The difference in the 5-year disease-free survival rates was 6 percentage points (95% CI, 20% to 8%). The 5-year survival rates were 83% (95% CI, 74% to 92%) in the isotretinoin group and 77% (95% CI, 66% to 88%) in the placebo group. The difference in the 5-year survival rates was 7 percentage points (95% CI, 8% to 21%).
Adverse Events Table 2 lists serious adverse events (WHO grades 3 or 4) reported in the study. Twenty-one percent of the patients in both the placebo and the isotretinoin group experienced at least one adverse event of grade 3 or 4 (P close to 1.00). Three life-threatening adverse events (WHO grade 4) were observed during the study. In the placebo group, one patient experienced an ischemic brain stroke after 1 month of treatment, and one patient experienced dyspnea at the start of treatment. In both patients treatment was stopped immediately, and both patients showed complete recovery. In the isotretinoin group, one patient experienced severe depression after 6 months of treatment. Treatment was continued along with antidepressant medication and the patient recovered. Similar numbers of WHO grade 3 serious adverse events were reported in the isotretinoin group (67 events) and in the placebo group (80 events).
Minimal to moderate adverse events (WHO grades 1 to 2), including laboratory disorders, general disorders, skin and tissue disorders, infection, inflammation, gastrointestinal disorders, hormonal disorders, neurologic disorders, cardiac disorders, circulatory disorders, and ophthalmologic disorders were seen in 821 reports in the isotretinoin group and in 658 reports in the placebo group. All disorders were distributed equally within both groups with the exception of cheilitis/xerosis and hyperlipidemia more often seen in the isotretinoin group. One patient became pregnant during the study. Treatment was immediately stopped, and the treatment assignment was unblinded by the center, revealing that the patient had been in the placebo group. This patient had a spontaneous abortion after 4 months. Another patient, this time in the isotretinoin group, became pregnant 6 months after treatment cessation and delivered a healthy boy. Four patients (two in each group) died of causes unrelated to melanoma. One patient in the isotretinoin group died of cardiac decompensation 33 months after the end of treatment. A second patient in the isotretinoin group died of myocardial infarction 13 months after start of treatment. In the placebo group, one patient died in a car accident and one patient died of cholangiocellular carcinoma. None of the four deaths were considered drug-related.
Quality of Life
Secondary Malignancies
The optimal care for melanoma patients with moderate and high risk to develop metastasis (stage IIA and IIB AJCC/UICC 1988)37 and for patients with micrometastasis in the sentinel lymph node (stage IIIA AJCC)5 has been a matter of debate.6,10,11,14,39,40 IFN is the drug most frequently prescribed for adjuvant treatment of melanoma, but currently there is no consensus on the optimal regimen. Prolongation of overall survival in patients with moderate and high risk has been demonstrated in studies evaluating high-dose IFN treatment.6,12-14,41 However, although high-dose IFN treatment regimens are widely used in the United States and, according to some, should be the gold standard of adjuvant therapy,4,40 the high cost of high-dose IFN treatment, the toxicity profile (leading in some cases to the death of disease-free patients),42,43 and conflicting efficacy results have created a dilemma for dermatologists and oncologists practicing in Europe. Consequently, low- and intermediate-dose IFN regimens are still under consideration in Europe.14 Some studies evaluating treatment of this patient population with low-dose IFN showed prolongation of disease-free survival,7-9 but others did not.13,14,44 The question "high-dose, low-dose, no dose, which dose?" for the adjuvant treatment39 has not yet been resolved, although low-dose IFN at a dose of 3 MU 3 times a week is registered for adjuvant treatment in the participating countries.
The aim of our study was not to attempt to resolve the issue of optimal IFN Our patient population consisted of patients in stage IIA and stage IIB, based on the definition of localized melanoma with tumor thickness from 1.51 to 4.0 mm or Clark level IV (IIA) or localized melanoma with tumor thickness greater than 4.0 mm or Clark level V (IIB) without nodal metastases (AJCC/UICC 1988).37 A total of 301 patients (74%) were in stage IIA and 106 patients (26%) were in stage IIB, a percentage also comparable to both other large studies in those stages of the Austrian and the French groups.7,8 During the course of the study, the definition was modified to include also patients with micrometastasis in the sentinel lymph node and the study protocol was amended to permit the enrollment of those patients. Similar numbers of men and women were enrolled onto the study, with a slight predominance of men (53%), as also seen in other studies.7,8 Patients with stage IIA to IIB disease have an estimated 5-year disease-free survival rate between 45% and 50% without any treatment and between 57% and 66% with low-dose IFN treatment.7,8 Disease-free survival of our study population overall was within the expected range at 61% (95% CI, 55% to 67%), with no significant difference between the isotretinoin and placebo groups (55% and 67%, respectively; P = .25). Similarly, estimated 5-year survival of our study population was within the expected range and was equivalent in the two treatment groups (76%, isotretinoin group; 81%, placebo group; P = .8). The lack of efficacy of isotretinoin in this regimen might reflect the heterogeneous response of melanoma cells to isotretinoin treatment, as shown in variable response rates of melanoma cell lines in laboratory studies24,25 and in conflicting efficacy results seen in clinical trials in patients with metastatic melanoma.27,30,32,33,35,36 Response proportion and survival was also not improved in a study in patients with advanced renal cell carcinoma.46 Sentinel node positivity is found in up to 30% of patients with stage IIA and IIB melanoma.47-49 In our study population, sentinel positivity was detected in 42 (27%) of 158 patients for whom sentinel node biopsy results were available. The multivariate analysis accounting for positive sentinel biopsy confirmed the overall negative study result. Consistent with results reported earlier,50,51 our analysis showed melanoma stage and patient sex to be the only significant prognostic factors. In the subgroup where sentinel node biopsy results were available, sentinel node positivity was an independent negative prognostic factor for disease-free survival. A limitation of the study is that disease-free survival instead of overall survival has been used as the primary end point. However, when looking at our data, we see that from 120 patients with progression as defined in the study, approximately 44% died in the observation period. Of the 287 patients who had no progression, only four patients died. Hence, our data show a close relationship between progression and survival.
In conclusion, in our study, the addition of isotretinoin to a 2-year low-dose IFN
European Cooperative Adjuvant Melanoma Treatment Study Group. A. Okcu, Department of Dermatology, Medical University of Graz, Graz, Austria; G. Ratzinger, Department of Dermatology, Medical University of Innsbruck, Innsbruck, Austria; A. Seeber, E. Kindermann-Glebowski, Department of Dermatology, Danube Hospital, Vienna, Austria; G. Koglbauer, R. Moshammer, Department of Dermatology, Hospital of St Pölten, St Pölten, Austria; K. Nittmann, Department of Dermatology, Hospital of Wels, Wels, Austria; Ch Kos, Department of Dermatology, Hospital of Klagenfurt, Klagenfurt, Austria; K. Gilde, Department of Dermatology, National Institute of Oncology, Budapest, Hungary; J. Koller, W. Hangler, M. Tritscher, Department of Dermatology, Hospital of Salzburg, Salzburg, Austria; Z. Karolyi, Department of Dermatology, Semmelweis Hospital Miskolc, Miskolc, Hungary; Ch Fellenz, Department of Dermatology, Hospital of Lainz, Vienna, Austria; F. Weihsengruber, S. Orasche, N. Lilgenau, Department of Dermatology, Rudolfsstiftung, Vienna, Austria; J. Olah, Department of Dermatology, Szent-Györgyi Albert Medical School, Szeged, Hungary; Z. Battyani, Department of Dermatology, University of Medicine of Pécs, Pécs, Hungary; D. Tsambaos, Department of Dermatologie, University Hospital of Patras, Patras, Greece; J. Daróczy, Department of Dermatology, Szent István Hospital, Budapest, Hungary; A. Horváth, Department of Dermatology, Semmelweis University of Medicine, Budapest, Hungary; H.P. Sleeboom, Department of Internal Medicine, Leyenburg Hospital, Den Haag, the Netherlands; L. Török, Department of Dermatology, Hollós József Hospital of Bács-Kiskun county, Kecskemét, Hungary. Principal investigators. H.P. Soyer, Department of Dermatology, Medical University of Graz, Graz, Austria; H. Pehamberger, Department of Dermatology, Medical University of Vienna, Vienna, Austria; P. Bauer, Section of Medical Statistics, Medical University of Vienna, Vienna, Austria. Safety board. H.G. Eichler, Department of Clinical Pharmacology, Medical University of Vienna, Vienna, Austria; V. Scheiber, Department of Medical Statistics, Medical University of Vienna, Vienna, Austria; H. Hoenigmann, Department of Dermatology, Medical University of Vienna, Vienna, Austria; W. Bollag, Basel, Switzerland; M. Mueller, Department of Clinical Pharmacology, Medical University of Vienna, Vienna, Austria.
Although all authors completed the disclosure declaration, the following author or immediate family members indicated a financial interest. No conflict exists for drugs or devices used in a study if they are not being evaluated as part of the investigation. For a detailed description of the disclosure categories, or for more information about ASCO's conflict of interest policy, please refer to the Author Disclosure Declaration and the Disclosures of Potential Conflicts of Interest section in Information for Contributors.
Dollar Amount Codes (A) < $10,000 (B) $10,000-99,999 (C)
We thank Barbara J. Rutledge, PhD, for editing assistance.
Supported by Roche Austria GmbH, Vienna, Austria. Authors' disclosures of potential conflicts of interest are found at the end of this article.
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