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Journal of Clinical Oncology, Vol 23, No 34 (December 1), 2005: pp. 8679-8687 © 2005 American Society of Clinical Oncology. DOI: 10.1200/JCO.2005.02.0628 Phase I Study of Capecitabine With Concomitant Radiotherapy for Patients With Locally Advanced Pancreatic Cancer: Expression Analysis of Genes Related to OutcomeFrom the Department of Medicine, Division of Hematology-Oncology, Division of Gastroenterology and Hepatology, Division of Radiation Oncology, Department of Pharmacology/Toxicology, and University of Alabama at Birmingham Comprehensive Cancer Center, University of Alabama at Birmingham, Birmingham, Department of Mathematics and Statistics, Auburn University, Auburn, AL Address reprint requests to M. Wasif Saif, MD, MBBS, Yale University School of Medicine, Section of Medical Oncology, 333 Cedar St, New Haven, CT 06520; e-mail: wasif.saif{at}yale.edu
PURPOSE: To establish the feasibility of capecitabine with concurrent radiotherapy (XRT) in patients with locally advanced (LA) pancreatic cancer and evaluate the effect of XRT on thymidine phosphorylase (TP), dihydropyrimidine dehydrogenase (DPD), and tumor necrosis factor-alpha (TNF- ).
PATIENTS AND METHODS: Fifteen patients with LA pancreatic cancer received three-dimensional conformal XRT to a dose of 50.4 Gy with capecitabine at escalating doses from 600 to 1,250 mg/m2 bid (Monday through Friday). Following chemo-XRT, stable and responding patients were treated with capecitabine 2,000 mg/m2 orally bid for 14 days every 21 days. Tumor specimens were procured with endoscopic ultrasoundguided fine-needle aspiration 1 week before and 2 weeks after chemo-XRT to evaluate TP, DPD, and TNF-
RESULTS: Dose-limiting grade 3 diarrhea was observed in two of six patients treated at a capecitabine dose of 1,000 mg/m2 with XRT. Three patients (20%) achieved partial response. Mean percent difference in TP pre- and post-XRT was 119.2% (P = .1934). There was no significant differences in mean TNF- CONCLUSION: The recommended dose for phase II evaluation is capecitabine 800 mg/m2 bid (Monday through Friday) with concurrent XRT. This approach offers an easy alternative to intravenous fluorouracil as a radiosensitizer in these patients. Role of TP and TP:DPD ratio warrants further investigation in a larger clinical trial.
Pancreatic cancer, one of the most common gastrointestinal tumors, has a 5-year survival of less than 5%.1 Despite representing only 2% to 3% of the total cancer incidence, it is the fourth leading cause of cancer death in the United States.2,3 The majority of patients have advanced disease at the time of diagnosis, and treatment options are limited for this subset of patients. Standard treatment for locally advanced disease remains fluorouracil (FU; either bolus or continuous infusion) and 50 to 60 Gy radiation (XRT).4,5 The schedule involving continuous infusion of FU requires indwelling catheters and ambulatory pumps and is more difficult to administer on an outpatient basis. Although this combined therapy has been shown to increase local control and median survival from 8 to 12 months,4,5 almost all patients succumb to the disease secondary to recurrence, either local or distant. Another more recent method uses gemcitabine as a radiosensitizer, but the optimal dose of gemcitabine with XRT is still not defined, nor is it known whether this regimen would be superior to FU chemoradiotherapy.6 A new promising chemoradiotherapy approach is to combine capecitabine with XRT. Capecitabine (Xeloda; Hoffmann-La Roche Inc, Nutley, NJ) is an oral fluoropyrimidine that generates FU preferentially at the tumor site by exploiting the higher activity of the enzyme thymidine phosphorylase (TP) in tumor compared with normal tissue.7 The tumor-selective activation of capecitabine potentially enhances safety by minimizing systemic exposure to FU. In clinical trials, capecitabine monotherapy has demonstrated a favorable safety profile that is typical of infused fluoropyrimidines.7,8 The majority of adverse events were mild to moderate in severity, with a low incidence of alopecia and myelosuppression. As an oral agent, capecitabine can be administered in the outpatient setting while, as a result of rapid and almost complete absorption in the upper gastrointestinal tract, providing a pharmacokinetic profile similar to low-dose continuous infusion of FU.8 This offers a more convenient therapy for patients, avoiding the complications and pain associated with intravenous (IV) therapies. Two different administration schedules were explored in phase I studies9,10: the intermittent schedule (2 weeks of treatment followed by 1 week of rest) with a dosage of 1,250 mg/m2 bid, which was used for further phase III development of capecitabine in colorectal and breast cancer; and a 21-day continuous regimen. The latter study reached a maximum-tolerated dose (MTD) of capecitabine 829 mg/m2 bid, and hand-foot syndrome, nausea, vomiting, vertigo, abdominal pain, diarrhea, and thrombocytopenia were reported as dose-limiting toxicities (DLTs).11
Capecitabine is active in pancreatic cancer as a single agent. Cartwright et al12 performed a phase II trial evaluating capecitabine (2,500 mg/m2/d bid x 14 days, every 3 weeks) in patients with advanced pancreatic cancer. Among 38 assessable patients, there were three partial responses, and 11 patients had stable disease for more than four treatment cycles. Median time to progression was 111 days and median survival was 214 days. Clinical benefit response was positive in 17% of patients and stable in 21% of patients. Responses were as follows: 24% positive responses in pain intensity, 12% in analgesic consumption, and 2% in Karnofsky performance status (KPS). Seven of 42 patients had a decrease of As an oral agent that mimics continuous-infusion FU, capecitabine has the potential to replace IV FU and simplify chemoradiotherapy for pancreatic cancer. Earlier preclinical studies using human colon and breast tumor xenograft models suggested that TP and dihydropyrimidine dehydrogenase (DPD) are the best indicators of tumor response to capecitabine with elevated TP expression resulting in higher intratumor levels of FU.8 Conversely, high DPD levels inversely correlate with intratumor FU because of increased degradation.13 Radiation has been shown to significantly increase the efficacy of capecitabine through induction of TP.14 Of particular interest is that the induction of TP by XRT appears to be tumor associated, and this induction of TP may extend to tumors completely outside the field of XRT (abscopal effects).15 Recent pancreatic xenograft studies from our laboratory demonstrated a synergistic antitumor effect with concomitant capecitabine and XRT in both radiated and contralateral lead-shielded tumors in the same animals.16 Interestingly, these studies also suggest that genes other than TP and DPD may be responsible for the synergistic antitumor effect observed with concurrent administration of capecitabine and XRT.16 Taken collectively, these studies have implications in the rational design of treatment paradigms for pancreatic cancer where metastatic disease remains the primary cause of patient morbidity We report the results of a phase I dose-escalation study conducted to determine the MTD of oral capecitabine administered concomitantly with standard XRT in patients with locally advanced, unresectable pancreatic cancer. To exploit any potential upregulation of TP secondary to XRT, tumor biopsies before and after XRT were performed.
The study was conducted according to the principles of the Declaration of Helsinki as amended in Somerset West in 1996, and to good clinical practice guidelines. Approval was gained from the institutional review board, and each patient gave written informed consent before being recruited onto the trial.
Eligibility Criteria Exclusion criteria included presence of distant metastases, including liver and lungs, previous chemotherapy, XRT or chemoradiotherapy for pancreatic cancer. The following patients were also excluded: pregnant or lactating patients, women with childbearing potential who lacked a reliable contraceptive method, patients with organ allografts, patients with significant cardiac disease, and patients with CNS metastases or a history of uncontrolled seizures, CNS disorders, or psychologic disability thought to be clinically significant, precluding informed consent or adversely affecting patient compliance. Patients were also excluded if they had serious, uncontrolled infections, malabsorption syndrome, or if they lacked physical integrity of the upper gastrointestinal tract ensuring rapid and reproducible absorption of the drug, and patients with known sensitivity to fluoropyrimidines.
Study Design and Treatment Study treatment was started within 14 days after screening assessment. The study consisted of two parts: part A and part B (Fig 1). During part A, patients received concurrent XRT with escalating doses of capecitabine (Monday through Friday) during a period of approximately 6 weeks until they reached the MTD. After finishing part A, patients were assessed for tumor response and/or resectability to potentially undergo a surgical resection. During part B, stable and responding patients were treated with capecitabine 2,000 mg/m2 orally bid for 14 days every 21 days (one cycle) until evidence of progressive disease, unacceptable toxicity, or patient's preference. Restaging was performed every three cycles (9 weeks). Dose escalation in cohorts of three new patients per dose level using a standard phase I study design. Up to six patients were included in the dose cohort if one DLT was observed in any cohort, or if a maximal dose of 2,500 mg/m2/d was reached. Tumor specimens were obtained by a single experienced endosonographer, with endoscopic ultrasoundguided fine-needle aspiration (EUS-FNA) biopsies performed 1 week before and 2 weeks after chemoradiotherapy as previously described.17 Complications were assessed immediately by the endosonographer and at 2 weeks per University of Alabama at Birmingham (UAB) protocol.17
Patients were irradiated once daily, 5 days per week, at 1.8 Gy per fraction, throughout the course of 6 weeks. Computed tomography (CT) imagebased three-dimensional treatment planning was utilized to optimize XRT treatment planning by facilitating identification of the target volume and surrounding normal structures (Fig 1). Attempts were made to minimize XRT to surrounding normal tissues while ensuring adequate dose to the target volume. CT simulation was performed with IV and oral contrast material to assist in localizing kidneys, liver, stomach, and intestines. Anatomic structures were contoured for dose-volume histogram (DVH) analysis. The intestines were defined as the contents within the peritoneal cavity, excluding the stomach, spleen, liver, kidneys, aorta, and gross target volume (GTV) to allow for organ motion. The maximum extent of the tumor and involved nodal areas (gross tumor volume), plus adjacent locoregional nodes (ie, celiac, peripancreatic, and portal), and para-aortic nodal areas at risk for residual microscopic diseases (clinical target volume [CTV]) were also defined by CT. XRT began on the first day of week 1 of the study. The initial target volume received 1.8 Gy/d delivered Monday through Friday for 25 fractions (45 Gy). Typically, the edges of the initial fields were defined superiorly 1.5 cm above the CTV, inferiorly to cover the para-aortic nodes to the L3-4 intervertebral space, laterally and anteriorly with a 1.5-cm margin around the CTV and posteriorly by splitting the anterior vertebral bodies in half. After 45 Gy, an additional three to five 1.8-Gy fractions were delivered to the GTV or tumor bed with a 1.5-cm margin, for a total dose of 50.4 to 54 Gy. XRT was delivered from high-energy linear accelerators with 15-MV photon beams. Patients received 45 to 54 Gy, median dose of 50.4 Gy to the tumor bed.
Dose Modifications
Evaluation of Safety and Efficacy Three patients were recruited to each dose level. The capecitabine dose was escalated when all three patients had completed a minimum of 6 weeks' treatment without DLTs, with at least one patient completing the entire treatment course. If one patient experienced a DLT, an additional three patients were recruited to the same dose level. At dose level three (1,000 mg/m2 bid), six patients were recruited because of grade 3 diarrhea that occurred in one of the first three patients. The MTD was defined as the dose below that caused DLTs in at least two patients in a cohort of six patients. The safety analysis included all patients who received at least one dose of capecitabine in combination with one dose of XRT. All adverse events were monitored continuously during treatment and for 6 weeks after the end of treatment. Hematology and clinical chemistry was performed weekly during chemo-XRT and thereafter, every 3 weeks during treatment with capecitabine monotherapy. Following chemo-XRT, tumors were evaluated on the basis of Response Evaluation Criteria in Solid Tumors Group 19 criteria at baseline, and 3 to 4 weeks after chemo-XRT.
Tissue Collection, Preparation, and Determination of TP, TNF-
Real-Time Quantitative Polymerase Chain Reaction
Statistical Methods
A total of 15 patients were accrued onto the study at UAB between April 2003 and March 2004. The demographic characteristics of the patients enrolled are listed in Table 1. The patients had newly diagnosed adenocarcinoma of pancreas, found unresectable on the basis of EUS and CT scan findings as per institutional guidelines. There were no major deviations from the protocol except that one patient (dose level 2) withdrew the consent during therapy, and two others were taken off the study because of reasons unrelated to the study: one patient developed duodenal obstruction and the second patient developed jaundice, work-up of which showed new liver metastases. None of the patients experienced any complications from EUS-FNA after chemoradiotherapy. In particular, none experienced pancreatitis, infection, or hemorrhage.
Dose Escalation and DLTs Three patients were treated at the lowest dose levels of 600 and 800 mg/m2 bid, respectively, with no DLTs observed. Two of the six patients treated with capecitabine 1,000 mg/m2 bid experienced grade 3 diarrhea, occurring during weeks 4 and 5, respectively (Table 2). Only one patient (1,000 mg/m2 bid) experienced HFS (grade 2) during chemo-XRT. There were no capecitabine dose reductions whatsoever. Apart from the cases mentioned herein and the two patients experiencing DLTs, no capecitabine treatment interruptions were required. Therefore, on the basis of the DLTs, 800 mg/m2 bid Monday through Friday with concomitant XRT is defined as the MTD.
Hematologic Toxicity No hematologic toxicities except grade 1 anemia were observed during chemo-XRT. All these anemic patients were treated with epoetin alfa without any requirement for blood transfusion. Grade 1 to 2 anemia was also seen during capecitabine alone, not different from that seen in other trials. Leukocytes showed no marked decrease, with the median values staying slightly above the lower limit of the normal range (4.0/nL) throughout the study period. Platelet counts showed a similar decrease, again with no trend toward cumulative toxicity. Counts below the normal range were rare.
Nonhematologic Toxicity
Antitumor Activity
Quantitation of TP, TNF-
Two of the six patients treated with capecitabine 1,000 mg/m2 bid experienced grade 3 diarrhea defined as DLT, 1,000 mg/m2 bid Monday through Friday with concomitant XRT was defined as the MTD. Therefore, capecitabine 800 mg/m2 bid Monday through Friday with concomitant XRT is the recommended dosage for subsequent trials.
This is the first human trial in pancreatic cancer that analyzed the intratumor levels of TP and DPD as predictors of tumor response to capecitabine. TP is an enzyme that catalyzes the mutual transformation of the pyrimidine nucleosides thymidine and thymine in nucleic acid metabolism. TP is also an enzyme that converts the FU-based anticancer drugs, 5'-deoxy-5-fluorouridine (5'-DFUR) and its derivative, capecitabine, into FU, and it is, therefore, a limiting factor of the antitumor effects of these anticancer drugs. Capecitabine is a prodrug that is converted to 5'-DFUR in the liver and tumor tissue. Because it is reported that TP is the same protein as platelet-derived endothelial cell growth factor,23 it is considered as a factor involved in tumor angiogenesis and reflects the biologic characteristics of cancer. Prior reports in stomach cancer and colon cancer show that high TP is associated with a poor prognosis,24,25 and that the FU/LV drug regimen is ineffective in colon cancer,26 suggesting that cases of colon cancer with a high TP should be treated with 5'-DFUR and capecitabine. The relationship between the antitumor effects of FU-based anticancer drugs and DPD27 has been noted. Studies on human xenograft models have also shown increased levels of TNF- Recently, preclinical studies on human cancer xenograft models as well as a clinical study using 5'-DFUR in adjuvant chemotherapy in gastric cancer revealed that the efficacy of 5'-DFUR was correlated with the ratio of TP to DPD (TP:DPD) activity.28-30 On the basis of these data, we investigated the relation between TP and DPD expression and the efficacy of capecitabine. No association between TP:DPD ratio and efficacy of capecitabine was identified. There was no significant correlation between the TP:DPD ratios and the severity of toxicities and none of the patients who developed DLTs were DPD deficient.
The results of this phase I study are in accordance with our pancreatic xenograft models demonstrating the synergistic effects of capecitabine with concomitant XRT, but no induction of TP levels in either radiated or contralateral shielded xenografts.16 While these results support the concurrent use of capecitabine and XRT in pancreatic cancer, there appears to be additional genes (other than TP and DPD) associated with response to capecitabine alone and with XRT. The molecular basis of synergy has been reported to be induction of TP expression following XRT.14 Interestingly, our pancreatic xenograft model, which was used to examine response to capecitabine in radiated and contralateral leadshielded xenografts, demonstrated abscopal effects, with increased antitumor efficacy to capecitabine occurring in tumors outside the field of XRT.16 The precise mechanism(s) by which XRT results in tumor-associated TP induction remains to be elucidated. However, the delay between XRT and the increase in TP expression levels suggests a secondary/mediated induction of TP, rather than a direct effect. Further, the abscopal induction of TP in shielded contralateral xenografts suggests that soluble cell factor(s) may be involved. Initial studies have focused on TNF-
There are many methods for the measurement of TP and DPD, including immunohistochemistry, RT-Q-PCR and an enzyme-activity assay.16,20,21,24-26,32 Nishida et al.24 reported that the enzymatic activity of TP closely correlates with the enzyme protein content in the tumor tissues of stomach cancer, colon cancer, and breast cancer (r = .909; P < .001). The immunohistochemical method is the most widely used because of its convenience, but it is difficult to measure the amounts of TP and DPD quantitatively. Instead, we used RT-Q-PCR to measure TP and DPD in this study. This method is also convenient and allows the quantification of enzyme activity in small pieces of tissue such as endoscopic biopsy specimens. These quantitative data allow the investigators to judge the results objectively. Previous studies by our laboratory,16,21 as well as others, demonstrate concordance between mRNA and protein levels for DPD, TP, and TNF- The major benefit of capecitabine lies in its favorable toxicity profile, oral administration, and, most importantly, its activity in pancreatic cancer both as a single agent as well as a radiosensitizer. Although this first prospective study of capecitabine with radiation in pancreatic cancer recruited a small number of patients, it indicates that the combination can be delivered safely. We did not observe any patient developing grade 3 HFS, the most common DLT observed in rectal cancer studies.34,35 All the patients enrolled on our study were administered pyridoxine 50 mg orally tid36,37 and Udderly Smooth Udder Cream (Reddex Industries Inc, Salem, OH) or Bag Balm (Dairy Association, Lyndonville, VT) bid.38 The major pitfall, as related to any oral agent, is in patients controlling their medication. In this study, only one patient made mistakes in dosing, and was taken off the study because of safety issues. A close diary, in which patients were asked to sign and write down the time they took their capecitabine, was followed on each visit Currently, a phase II study is recruiting more patients at our institution to further confirm the activity of this regimen and to analyze the role of these tumor markers as markers of response to capecitabine. In conclusion, this hypothesis-driven study demonstrates that capecitabine and concurrent XRT for locally-advanced pancreatic cancer appears safe and well tolerated without unexpected toxicities. Additionally, capecitabine has the convenience of oral administration and avoidance of catheter-related problems. Tumor response and survival were comparable if not better to standard treatment with infusion FU,4 although to test this vigorously, a phase III trial comparing the two treatment routes is needed. Role of TP and TP:DPD ratio warrants further investigation in a larger clinical trial.
Although all authors completed the disclosure declaration, the following author or immediate family members indicated a financial interest. No conflict exists for drugs or devices used in a study if they are not being evaluated as part of the investigation. For a detailed description of the disclosure categories, or for more information about ASCO's conflict of interest policy, please refer to the Author Disclosure Declaration and the Disclosures of Potential Conflicts of Interest section in Information for Contributors.
Dollar Amount Codes (A) < $10,000 (B) $10,000-99,999 (C)
Supported by Grant No. 1 P20 CA101955-01 (Pancreatic SPORE) and a grant from Roche Laboratories. Presented at the 40th Annual Meeting of the American Society of Clinical Oncology, New Orleans, LA, June 5-8, 2004. Authors' disclosures of potential conflicts of interest are found at the end of this article.
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