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Journal of Clinical Oncology, Vol 23, No 34 (December 1), 2005: pp. 8835-8844 © 2005 American Society of Clinical Oncology. DOI: 10.1200/JCO.2005.02.1691 Phase I Study of the Sequential Combination of Interleukin-12 and Interferon Alfa-2b in Advanced Cancer: Evidence for Modulation of Interferon Signaling Pathways by Interleukin-12From the Divisions of Hematology and Oncology and Surgical Oncology, Human Cancer Genetics, and Center for Biostatistics, Arthur G. James Cancer Hospital and Richard J. Solove Research Institute, The Ohio State University, Columbus, OH; and Yale University, New Haven, CT Address reprint requests to William E. Carson III, MD, Department of Surgery, Division of Surgical Oncology, N924 Doan Hall, 410 W 10th Ave, Columbus, OH 43210; e-mail: william.carson{at}osumc.edu
PURPOSE: To evaluate the safety of sequentially administered recombinant (r) human (h) interleukin-12 (IL-12) and interferon alfa-2b (IFN- -2b) in patients with advanced cancer and to determine the effects of endogenously produced IFN- on Janus kinase-signal transducer and activator of transcription (Jak-STAT) signal transduction in patient peripheral-blood mononuclear cells (PBMCs).
PATIENTS AND METHODS: Forty-nine patients with metastatic cancer received rhIL-12 on day 1 and IFN-
RESULTS: No IL-12or IFN-
CONCLUSION: The combination of rhIL-12 and IFN-
Because renal cell carcinomas (RCCs) are relatively chemotherapy-resistant tumors,1 treatment strategies for metastatic RCC and malignant melanomas have focused on immune-based therapies. Interferon alfa (IFN- ) produces overall response rates of 15% to 20% in advanced RCC and melanoma. Also, it is the only agent approved for use as adjuvant therapy after surgical resection of high-risk melanoma.2-4 Recently, IFN- -2b was chosen to be the control arm in a new, national, phase III trial of the antiangiogenic agent bevacizumab in patients with advanced RCC.5 Thus, IFN- remains an important therapeutic option in several disease settings, and strategies to improve its activity are warranted.
IFN-
Interleukin-12 (IL-12) is produced primarily by monocytes and macrophages15 and stimulates the proliferation and lytic activity of natural killer cells and cytotoxic T cells. In addition, IL-12 induces the secretion of IFN-
We hypothesized that recombinant human IL-12 (rhIL-12) pretreatments would sensitize patients to the antitumor effects of low-dose IFN-
Objectives and Eligibility This National Cancer Institutesponsored phase I trial was conducted at The Ohio State University Comprehensive Cancer Center from August 1998 to January 2001 under Institutional Review Board approval. The primary objective was to determine the maximum-tolerated dose (MTD) of IFN- -2b (INTRON A; Schering Corp, Kenilworth, NJ) when preceded by a single dose of IL-12 in patients with advanced malignancy. The secondary objectives were to measure plasma levels of IFN- and to characterize Jak-STAT signal transduction in patient peripheral-blood mononuclear cells (PBMCs) over the course of therapy. Forty-nine patients between the ages of 23 and 84 years were enrolled onto this study. All patients provided informed consent before treatment. This trial was open to patients with advanced cancer of any histology who had a life expectancy of at least 12 weeks. Prior therapy with IFN- was permitted. Patients were required to have a Karnofsky performance status of 70% and adequate hematopoietic, renal, and hepatic function.
Treatment Protocol
Management of Toxicity Toxicity was assessed according to the revised National Cancer Institute Common Toxicity Criteria version 2.0. Dose-limiting toxicity (DLT) was defined as any clearly drug-related grade 3 nonhematologic toxicity that did not resolve after a 2-week rest period or that recurred in subsequent treatment cycles or any clearly drug-related grade 4 nonhematologic toxicity. In the absence of DLT, successive cohorts of three patients were entered onto the protocol at increasing doses of IFN- -2b. The MTD was defined as one dose level below the dose at which two or more of six patients experienced DLTs.
Procurement of Peripheral Blood
Quantitation of Plasma IFN-
Intracellular Flow Cytometry for STAT1 Levels
Statistical Analysis
Dose Escalation The characteristics of all patients enrolled onto this study are listed in Table 1. The first 16 patients received an IL-12 dose of 100 ng/kg SC with minimal toxicity; however, this dose did not routinely induce significant production of IFN- (Fig 2). Therefore, subsequent patients (n = 33) received IV doses of IL-12 starting at 100 ng/kg. IL-12 at a dose of 100 ng/kg IV (n = 4) was an ineffective stimulus for IFN- production, and therefore, the dose was increased to 250 ng/kg (n = 17). The IFN- -2b component of therapy was dose escalated to 10 MU/d with no DLT. The trial was then amended to permit administration of IL-12 and IFN- -2b on a weekly basis. Six patients (patients 38 to 43) received weekly IL-12 at a dose of 300 ng/kg IV followed by IFN- -2b SC on days 2 to 6 of each 7-day cycle at a dose of 1 or 3 MU/d (Table 1 and Fig 1). All patients receiving treatments on a 7-day cycle complained of persistent fatigue and/or weakness (grade 1 or 2) by week 4 of therapy. Although these symptoms were manageable, no objective responses were observed, and the trial was amended to return to a 14-day treatment cycle, with the IL-12 dose set at 500 ng/kg IV (n = 6). The MTD was not reached, and the optimal biologic dose of IL-12 (the dose of IL-12 that induced maximal IFN- levels) was determined to be 250 ng/kg IV (see Systemic Levels of IFN- ). At this dose, patients routinely tolerated 1 to 10 MU of IFN- -2b without difficulty. For all patients, the median number of cycles received was five (range, one to 18 cycles). Forty-five patients received at least one cycle of therapy and were assessable for toxicity, whereas 41 patients completed two cycles of therapy and, therefore, were assessable for response.
Toxicity No DLTs were encountered during the course of this study. The regimen was well tolerated, and severe adverse events were uncommon. Table 2 reflects the incidence of grade 3 and 4 toxicities across all treatment cycles. There were no deaths on study. Four patients experienced reversible grade 4 nonhematologic toxicities that were deemed unrelated to the study therapy. Patient 30 developed grade 4 dyspnea during the third cycle of therapy (IL-12 250 ng/kg; IFN- -2b 5 MU) as a result of bilateral malignant pleural effusions and was taken off study because of disease progression. Patient 32 developed grade 4 myalgia on day 6 of the first cycle of therapy (IL-12 250 ng/kg; IFN- -2b 7 MU) that rapidly resolved. The patient subsequently received a total of nine cycles of therapy without recurrence of the myalgia. Patient 37 (IL-12 250 ng/kg; IFN- -2b 10 MU) was receiving hydrochlorothiazide for pre-existing lower-extremity edema and developed asymptomatic grade 4 hyponatremia on day 3 of cycle 1 (118 mg/dL). The serum sodium returned to baseline after discontinuation of hydrochlorothiazide. Patient 40 received six cycles of therapy (weekly regimen) without significant toxicity (IL-12 300 mg/kg; IFN- -2b 1 MU). However, during cycle 7, this patient developed Pseudomonas pneumonia and sepsis associated with grade 4 hypoxia and hypotension requiring ventilatory support. This patient was removed from the study. In addition, reversible grade 4 neutropenia occurred in patient 31 (IL-12 250 ng/kg; IFN- -2b 7 MU) and patient 41 (IL-12 300 mg/kg; IFN- -2b 3 MU, weekly cycle), but it was readily reversible and did not prevent these patients from receiving further cycles of therapy. Less severe toxicities that were commonly encountered included fever, chills, and transient fatigue. These toxicities routinely occurred within 2 to 18 hours of IL-12 administration and were most severe after the first dose of IL-12. Pretreatment with acetaminophen (650 mg) or celecoxib (100 to 200 mg) resulted in fewer and less severe reactions and was routinely used in the latter portion of the trial. The most frequent hematologic toxicities were transient lymphopenia and neutropenia, which occurred more often in patients receiving high doses of IFN- -2b ( 7 MU).
Efficacy Forty-one patients completed two cycles of therapy and were assessable for disease response. No objective responses were seen. Five patients completed at least 12 14-day cycles of therapy (ie, 6 months) and were classified as having SD. Patients 38 and 41 received 12 cycles of therapy on a 7-day cycle (3 months total therapy) and were not considered to have SD. All of the SD patients received IV IL-12, and four of the five patients were treated with IL-12 doses of at least 250 ng/kg (Table 3). However, SD was not statistically associated with plasma levels of IFN- (see next section).
Systemic Levels of IFN- ![]() Plasma IFN- levels were evaluated in all patients before each injection of IL-12 or IFN- (n = 49). In the majority of assessable patients (45 of 49 patients; 91%), peak levels of IFN- occurred on day 2 of the treatment cycle (ie, approximately 24 hours after IL-12 administration) and remained elevated over the next few days. Peak IFN- levels were significantly higher in patients receiving IL-12 at 250 or 300 ng/kg IV compared with patients receiving IL-12 100 ng/kg SC (P < .001, Fig 2). An increase in the IL-12 dose to 500 ng/kg did not lead to further enhancement of IFN- production. Also, 95% of patients (21 of 22 patients) receiving the 250 ng/kg or 300 ng/kg doses of IL-12 had elevated levels of IFN- during every treatment cycle (median number of cycles completed = six) compared with just 37% of patients (six of 16 patients; median cycles completed = 5.5) receiving IL-12 at 100 ng/kg SC (P < .05).
Intracellular Levels of STAT1
A plot of the maximal increase in STAT1 over baseline for each dose level of IL-12 (cycle 1 values) is presented in Figure 4A. A comparison of the 100 ng/kg SC and 250 and 300 ng/kg IV dose levels revealed no direct relationship between dosage of IL-12 and total STAT1 protein levels (P = .19). Given our hypothesis that the increase in STAT1 within patient PBMCs was mediated by circulating levels of IFN- , the relationship between these two patient characteristics was examined. A plot of maximum STAT1 increase versus maximum plasma IFN- level in week 1 revealed that these two variables were statistically correlated (r = 0.38, P = .021). This finding indicates that endogenously produced IFN- is likely responsible for modulating levels of STAT1 within patient PBMCs (Fig 4B). However, the observed modifications in the Jak-STAT signal transduction pathway were not clinically beneficial.
We have demonstrated that administration of IL-12 followed by IFN- was well tolerated in patients with advanced malignancy. Although no responses were observed in 41 assessable patients, five patients had prolonged stabilization of their disease ( 6 months) during the trial. Correlative studies indicated that maximum IFN- levels were achieved on day 2 of each cycle and that IV administration of IL-12 (250 or 300 ng/kg) induced the maximum level of IFN- . Plasma levels of IFN- correlated with the induction of intracellular STAT1 protein within patient PBMCs during cycle 1. These correlative data are the first to demonstrate that IFN- induced Jak-STAT signal transduction can be modulated in vivo via IL-12 administration. Furthermore, we have demonstrated the utility of a flow cytometric assay for the analysis of signaling in patient cells after cytokine therapy.
We hypothesized that enhanced expression of Jak-STAT signaling components would render patient immune cells more sensitive to subsequent doses of IFN-
IL-12 was chosen as a pretreatment in this study on the basis of its ability to stimulate the sustained endogenous production of IFN-
The induction of IFN-
We have previously demonstrated an essential role for STAT1 signal transduction within host immune cells for mediating the antitumor effects of IFN-
IL-12 has been infrequently administered with other cytokines in clinical trials largely because of the fear of synergistic and/or overlapping toxicities. SC administration of low-dose IL-2 enhanced the IFN-
There has been recent concern that rhIL-12 may soon become unavailable for clinical use. However, a number of preclinical investigations are underway that may provide alternative methods of delivering IL-12 to patients with cancer, including the use of IL-12expressing viral vectors,39-41 IL-12 fusion proteins,42,43 and direct delivery of the IL-12 gene into tumors.44,45 In addition, several agents that are capable of inducing the endogenous production of IFN-
The data presented here demonstrate that the regimen of IL-12 plus IFN-
The authors indicated no potential conflicts of interest.
Supported by National Institutes of Health Grant Nos. CA84402, P30-CA16058, 2-UO1 CA-076576-06, K08 CA93518 (C.F.E.), and K24 CA93670 (W.E.C.), The Valvano Foundation for Cancer Research Award, and The Ohio State University Department of Surgery Clinical Science Seed Grant. G.B.L. is a National Research Service Award T32 fellow (5 T32 CA90223-02). C.F.E. and G.B.L. contributed equally to this work. Authors disclosures of potential conflicts of interest are found at the end of this article.
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Copyright © 2005 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
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