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Journal of Clinical Oncology, Vol 23, No 36 (December 20), 2005: pp. 9265-9274
© 2005 American Society of Clinical Oncology.
DOI: 10.1200/JCO.2005.03.0536

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Randomized Phase II Trial of the Clinical and Biological Effects of Two Dose Levels of Gefitinib in Patients With Recurrent Colorectal Adenocarcinoma

Mace L. Rothenberg, Bonnie LaFleur, Donna E. Levy, Mary Kay Washington, Sherry L. Morgan-Meadows, Ramesh K. Ramanathan, Jordan D. Berlin, Al B. Benson, III, Robert J. Coffey

From the Vanderbilt-Ingram Cancer Center, Nashville, TN; Dana-Farber Cancer Center, Boston, MA; University of Wisconsin Cancer Center, Madison, WI; University of Pittsburgh Cancer Center, Pittsburgh, PA; Northwestern University Lurie Cancer Center, Chicago, IL.

Address reprint requests to Mace L. Rothenberg, MD, Division of Hematology/Oncology, Vanderbilt-Ingram Cancer Center, 777 Preston Research Building, Nashville, TN 37232-6307; e-mail: mace.rothenberg{at}vanderbilt.edu


    ABSTRACT
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 Authors' Disclosures of...
 REFERENCES
 
PURPOSE: The clinical objective of this trial was to evaluate gefitinib in patients with metastatic colorectal cancer that had progressed despite prior treatment. Serial tumor biopsies were performed when possible and analyzed for activation of the epidermal growth factor receptor (EGFR) signaling pathway. Serial serum samples were measured for amphiregulin and transforming growth factor–alpha (TGF{alpha}).

PATIENTS AND METHODS: One hundred fifteen patients were randomly assigned to receive gefitinib 250 or 500 mg orally once a day. One hundred ten patients were assessable for clinical efficacy. Biologic evaluation was performed on paired tumor samples from 28 patients and correlated with clinical outcome.

RESULTS: Median progression-free survival was 1.9 months (95% CI, 1.8 to 2.1 months) and 4-month progression-free survival rate was 13% ± 5%. One patient achieved a radiographic partial response (RR = 1%; 95% CI, 0.01% to 5%). Median survival was 6.3 months (95% CI, 5.1 to 8.2 months). The most common adverse events were skin rash, diarrhea, and fatigue. In the biopsy cohort, expression of total or activated EGFR, activated Akt, activated MAP-kinase, or Ki67 did not decrease following 1 week of gefitinib. However, a trend toward decreased post-treatment levels of activated Akt and Ki67 was observed in patients with a PFS higher than the median, although these did not reach the .05 level of significance.

CONCLUSION: Gefitinib is inactive as a single agent in patients with previously treated colorectal cancer. In tumor samples, gefitinib did not inhibit activation of its proximal target, EGFR. Trends were observed for inhibition of downstream regulators of cellular survival and proliferation in patients achieving longer progression-free survival.


    INTRODUCTION
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 Authors' Disclosures of...
 REFERENCES
 
Epidermal growth factor (EGF) is a growth-regulating molecule that modulates cell proliferation and differentiation through its interaction with the EGF receptor (EGFR).1 In addition to EGF, a group of related ligands bind to and activate the EGFR. This group includes transforming growth factor–alpha (TGF{alpha}) and amphiregulin, which are frequently upregulated in colorectal cancer.2 Ligand engagement of the EGFR leads to receptor homo- and heterodimerization and activation via tyrosine autophosphorylation. This activates key mediators of signal transduction, such as MAP kinase and Akt, and culminates in the transmission of signals to the nucleus that stimulate cellular survival, proliferation, angiogenesis, and metastasis.3

The EGFR signaling pathway has been implicated in the etiology of a variety of malignancies in general, and in colorectal cancer, in particular. Approximately 40% to 70% of human colorectal cancers express EGFR.1 Higher levels of EGFR expression have been found in colorectal adenocarcinomas compared with surrounding normal colonic epithelium.4 In addition, injection of cells with high levels of EGFR expression into nude mice results in a higher incidence of liver metastases than injection of cells with lower levels of EGFR expression.5

Two clinical strategies have emerged to block the EGFR signaling pathway: monoclonal antibodies directed against the extracellular domain of the receptor that prevent ligand engagement, and small molecule tyrosine kinase inhibitors that bind to the adenosine triphosphate (ATP) -binding site and prevent receptor autophosphorylation and activation.

Gefitinib (ZD1839; Iressa; AstraZeneca, Wilmington, DE) is a low molecular weight–competitive inhibitor of ATP binding to the tyrosine kinase site on EGFR.6 Preclinical studies demonstrated that gefitinib could inhibit EGF-stimulated receptor autophosphorylation and tumor growth at nanomolar concentrations in vitro.6 In a murine model of four human colorectal cancer xenografts, oral administration of gefitinib inhibited tumor growth by 43% to 96%.6 During the phase I development of gefitinib, prolonged stable disease was observed in four of 28 patients with previously treated metastatic colorectal cancer.7,8 In those trials, skin biopsies obtained pre- and post-treatment initiation demonstrated that gefitinib significantly inhibited phosphorylation of EGFR and MAP kinase and resulted in a decrease in Ki67. The maximum-tolerated dose in those trials was 600 mg/d, but plasma concentrations of gefitinib sufficient to inhibit the EGFR signaling pathway in vitro were observed at doses of 225 mg/d and above.

This multicenter phase II trial was designed to evaluate the effect of gefitinib in patients with metastatic colorectal cancer who had progressed despite previous treatment with irinotecan, fluorouracil, and leucovorin. Patients were randomly assigned to one of two dose levels of gefitinib: a "minimum biologically effective dose" of 250 mg/d, and a higher dose of 500 mg/d that more closely approximated the maximum-tolerated dose. In the subset of patients with disease that could be easily biopsied, and who granted consent, pre- and 1-week post-treatment initiation biopsies were obtained for biologic correlative studies. Serum levels of TGF{alpha} and AR were obtained before and after the initiation of gefitinib treatment.


    PATIENTS AND METHODS
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 Authors' Disclosures of...
 REFERENCES
 
Eligibility Criteria
Patients eligible for this study had histologically or cytologically confirmed adenocarcinoma arising in the colon or rectum and radiographic evidence of metastatic progressive disease during or within 6 months of completing systemic chemotherapy. Patients had to have previously received fluorouracil and/or its analogs, with or without leucovorin or levamisole, and irinotecan in any order or combination as systemic chemotherapy for locally advanced or metastatic disease. No other systemic therapies for colorectal cancer were allowed. Other inclusion criteria included the ability to take and retain oral medications, metastatic tumor sites potentially accessible for repeat biopsy, Eastern Cooperative Oncology Group (ECOG) performance status of 0 to 2, age ≥ 18 years old, measurable disease by Response Evaluation Criteria in Solid Tumors (RECIST), completion of prior chemotherapy at least 4 weeks before enrollment and resolution of any treatment-related toxicities, absolute neutrophil count ≥ 1.5 x 109/L, platelet count ≥ 100 x 109/L, serum creatinine ≤ 1.5x the institution upper limit of normal (IULN) or creatinine clearance ≥ 60 mL/min, total bilirubin ≤ 1.5x IULN, and AST and ALT ≤ 2.5x IULN (or ≤ 5x IULN if liver metastases are present). All patients had to sign a consent form approved by the institutional review board or Institutional Ethics Committee in adherence with provisions set forth in the Helsinki Agreement.

Treatment
Gefitinib was supplied through the Cancer Therapy Evaluation Program, Division of Cancer Treatment and Diagnosis, of the National Cancer Institute (NCI) for this protocol. Patients were randomly assigned through the Central Randomization Desk of the ECOG Coordinating Center to one of two treatment regimens: 250 mg orally (po) once a day (qd) continuously or 500 mg po qd continuously. To assure rapid achievement of steady-state levels, on day 1 of the first treatment cycle only, the patient received two doses of gefitinib, one in the morning and one in the evening. For all subsequent doses, gefitinib was administered once daily in the morning at approximately the same time each day. One cycle was defined as 28 days of treatment. All therapy was administered on an outpatient basis.

Treatment was held for nausea or vomiting that reached grade 2 or any other toxicity that reached grade 3 in intensity. On resolution of grade 2 or worse nausea or vomiting, prophylactic antiemetics were administered before restarting full-dose gefitinib. If grade 2 or worse nausea or vomiting recurred despite this measure, the gefitinib dose was reduced by 50% (ie, patients receiving 500 mg/d were reduced to 250 mg/d; patients on 250 mg/d were reduced to 250 mg every-other-day). On resolution of all other grade 3 or worse toxicities, the dose of gefitinib was reduced by 50%.

Evaluation
Baseline physical examination, weight, ECOG performance status, and tumor measurement were performed within 4 weeks before randomization. Baseline hematology (CBC), serum chemistry, and carcinoembryonic antigen (CEA) were obtained within 2 weeks of randomization. CBC, serum chemistry, and toxicity assessment were repeated after 2 weeks of treatment. Physical examination, weight, performance status, toxicity assessment, CBC, chemistry, and CEA (if elevated at baseline) were documented after 4 weeks of treatment and monthly thereafter. Tumor reassessment was performed every 2 months using the same method as used at baseline. All patients were followed for survival until death.

Biologic materials for correlative studies were collected only from those patients who consented to the use of their samples for these purposes. Thin-needle biopsies were performed under ultrasound or computed tomography guidance at baseline and one week after treatment initiation. Serum samples were obtained at baseline and at the end of 1 and 2 weeks of treatment and once every 2 months after that.

Assessment Criteria and Statistical Analysis
The primary parameters of clinical efficacy were progression-free survival and 4-month progression-free survival (PFS) rates. Secondary measures of clinical efficacy included determination of objective response rate using RECIST criteria, overall survival, and toxicity assessment. Gefitinib would be considered to be of potential clinical utility if the median progression-free survival was at least 4 months, similar to that obtained by single-agent irinotecan or oxaliplatin in patients with progressive colorectal cancer.9,10 To detect a 4-month or greater PFS with 80% power (versus a null hypothesis of a median PFS of 2.5 months or lower) in either of the two treatment arms using a one-sided binomial test at the 5% level of significance, 50 patients were required on each arm of the study with a follow-up period of at least 4 months. If gefitinib resulted in a median PFS ≥ 4.5 months, the study would have a 92% power to detect this event.

In the subset of patients who underwent pre- and 1-week post-treatment initiation tumor biopsies, the tissue was formalin fixed and paraffin embedded. Sections cut from these blocks were subjected to immunohistochemical staining using the antibodies, methods, and conditions summarized in Table 1. The scoring systems chosen for EGFR, {varphi}EGFR, and {varphi}Akt incorporated relative intensity and % positive cells into a condensed score. For total and {varphi}Akt, and total and {varphi}EGFR, staining intensity was scored as weak (1), moderate (2), or strong (3), whereas the percent of cells positive was scored as 0, 1 (1% to 50%), or 2 (51% to 100%). The intensity and percent positive scores were added to give an overall score: 1 = total score of 3 (weak staining in up to 100% of cells or moderate staining in up to 50%), 2 = moderate staining in over half of cells, or 3 = strong staining in all cells. {varphi}MAP kinase and Ki67 were scored as percentage of positive cells, without grading the intensity of staining, a commonly used scheme for analyses of nuclear antigens. A change was defined as at least a one grade increase or decrease compared with baseline. Exact one sample binomial tests were used to test for differences in proportions of change against the null hypothesis of equal chance among the groups. Paired t tests were used to test the differences in {varphi}MAP kinase and Ki67 from baseline to 1 week post-treatment initiation. The test for binomial proportions was used to evaluate the differences in EGFR, {varphi}EGFR, and {varphi}Akt. Serum concentrations of TGF{alpha} and amphiregulin were assayed using previously established radioimmunoassay.2,11 Fisher's exact test was used to examine the difference in proportions of those showing an increase in serum concentrations of ligand between baseline and 1 week post-treatment initiation.


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Table 1. Immunohistochemical Methods

 

    RESULTS
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 Authors' Disclosures of...
 REFERENCES
 
Baseline Characteristics
One hundred fifteen patients were registered onto this study from 11 ECOG institutions over an 8-month period. Three patients were ineligible (randomly assigned before baseline measurements [1], baseline ANC obtained > 14 days before randomization [1], or target lesion below RECIST criteria[1]). Two patients withdrew consent before the initiation of treatment. Baseline characteristics on the 110 assessable patients are listed in Table 2. Approximately two thirds of the patients were male, more than half had an impaired performance status of 1 or 2, and nearly three quarters had more than one organ involved by tumor metastases. The most common sites of metastases were liver (75%) and lung/pleura (45%). Overall, baseline factors were evenly distributed between the two arms of the study.


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Table 2. Baseline Patient Characteristics

 
Treatment
The median number of treatment cycles administered (1 cycle = 28 days) was two (range, one to 14 cycles) for those patients treated at the 250 mg/d dose level, and three (range, one to 9) for those treated at the 500 mg/d dose level. The most common reasons for treatment discontinuation from the 250-mg treatment arm and the 500-mg treatment arm were disease progression (80% and 85%, respectively) and treatment-related toxicity (4% and 5%, respectively).

Clinical Efficacy
One patient, treated at the 500-mg dose level, achieved an objective partial response lasting for 2.3 months. This was the only clinical response observed in this study (radiographic partial response = 1%, 95% CI, 0.01% to 5%). Overall, twenty patients (18%) achieved a best response of stable disease and 72 (65%) of 110 patients had progressive disease at the time of first tumor re-evaluation. Median progression-free survival was 1.9 months (95% CI, 1.8 to 2.1 months; Fig 1). The 4-month progression-free survival rate was 13% (standard deviation [SD], 5%) in both arms of the study. Thus, the null hypothesis that the 4-month PFS rate was 28%—corresponding to a median PFS of 2.5 months—could not be rejected (P = .99). Median overall survival was 6.3 months (95% CI, 5.1 to 8.2 months; Fig 2). Patients treated on the 250 mg/d regimen had a median survival of 5.2 months (95% CI, 4.0 to 6.6 months), and those treated with 500 mg/d had a median survival of 8.2 months (95% CI, 5.6 to 10.5 months). These results are summarized in Table 3.



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Fig 1. Progression-free survival (PFS). qd, once daily.

 


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Fig 2. Overall survival (OS). qd, once a day.

 

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Table 3. Clinical Efficacy

 
Toxicity
The toxicities observed in this trial were typical of those associated with tyrosine kinase inhibitors of EGFR, and are listed in Table 4. The most common toxicities were dermatologic (including skin rash, dry skin, and pruritis), gastrointestinal (including nausea, vomiting, and anorexia), constitutional (primarily fatigue), and anemia. Most of these toxicities were grade 1 to 2 in intensity and resolved with dose reduction or discontinuation. The frequency and severity of skin rash and diarrhea appeared to be dose related. The overall incidence of grade 3 toxicity was twice as high in the group treated at 500 mg/d (31%) as it was in the group treated at 250 mg/d (16%). There were only two episodes of grade 4 toxicity. One patient treated with gefitinib 250 mg/d experienced grade 4 abdominal pain and one patient treated with gefitinib 500 mg/d experienced grade 4 neutropenia. There was a weak positive correlation (0.13) identified between skin rash and 4-month PFS in all eligible patients, but this did not reach statistical significance (P = .19).


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Table 4. Toxicities and Adverse Events

 
Tumor Biopsies
When this study was designed, NCI guidelines specified that tumor biopsies could not be required unless the proposed biologic assays used validated techniques and constituted the primary objective of the study. Because neither was the case for this study, tumor biopsies were an optional component of this study. Of the 110 assessable patients enrolled onto this trial, 80 (73%) consented to participate in the tumor biopsy portion of this trial. This reflects the willingness of patients to contribute to the better understanding of cancer and cancer treatment even if that information is of no direct benefit to them. At least one biopsy was obtained in 50 patients (45%). Paired tumor biopsies—one obtained just before treatment initiation and one obtained 1 week after treatment initiation—containing viable tumor were obtained in 28 patients (25%). Reasons for not obtaining analyzable biologic data on 22 patients included necrotic tissue on one or both biopsies (11 patients), patient refusal (five patients), inappropriate material collection (eg, fine-needle aspiration rather than core biopsy; four patients), and early progression of disease before scheduled second biopsy (one patient). When compared with the entire group of 110 patients, there were no marked differences in baseline clinical characteristics in the 28 patients in whom biologic data were available (data not shown). No serious adverse events resulted from the tumor biopsies.

Biologic Correlative Studies
The primary objective of the biologic correlative studies was to determine whether gefitinib elicited any change (ie, inhibition) in EGFR or the EGFR-signaling pathway in the tumor. The protocol-specified analysis included the entire cohort of 28 patients from whom pre- and 1-week post-treatment initiation biopsies were obtained (Table 5). Not all biologic analyses could be performed in every patient, due to limitations in the amount of tumor available in that particular patient. EGFR was detectable at baseline in 13 (48%) of 27 patient samples. Following the initiation of treatment, we observed significant changes in total EGFR (P = .03), phosphorylated EGFR (P = .003), and phosphorylated Akt (P = .03), but in a direction opposite to what was expected. For example, only three (16%) of 19 patients exhibited a decrease in phosphorylated EGFR following the initiation of treatment with gefitinib, whereas 16 (84%) of 19 had no change or an increase in {varphi}EGFR. This figure is significantly different from what would be expected by chance (ie, 50%) if there were no relationship between these two events. Neither phosphorylated MAP kinase nor Ki67 demonstrated any significant change following gefitinib.


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Table 5. Biological Analysis of Pre- and 1-Week Post-Treatment Initiation Tumor Biopsies

 
Because it was possible that the low level of clinical activity could have obscured certain biologic changes in a subset of patients with potentially gefitinib-responsive tumors, we then analyzed patients based on progression-free survival greater than or ≤ the mean PFS of 1.8 months (Table 6). Although the number of patients in each subset was small, two interesting trends were observed. A decrease in phosphorylated Akt, a key element in the survival pathway of a cell that is influenced by EGFR, was observed in one (11%) of nine patients with progression-free survival ≤ 1.8 months, whereas a decrease in this marker was observed in six (40%) of 15 patients with progression-free survival greater than the mean (P = .20). Similarly, Ki67, a marker of cellular proliferation, demonstrated no change or a slight upward trend in those patients with PFS ≤ 1.8 months, and a downward trend in those patients with PFS greater than 1.8 months (P = .11). Although neither of these changes reached statistical significance of .05, both of these variables moved in the direction that would be expected following inhibition of the EGFR-signaling pathway.


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Table 6. Analysis of Pre-and 1-Week Post-Treatment Biopsies Based on PFS

 
Another question addressed in this study was whether there was any difference in the biologic effect observed in tumors obtained from patients treated at the 250 mg/d dose or 500 mg/d dose. Table 7 summarizes these data. Again, no statistically significant differences were identified, but two notable trends emerged. Five (45%) of 11 patients treated with gefitinib 500 mg/d had a decrease in tumor-phosphorylated Akt following treatment initiation compared with only two (14%) of 14 patients treated with gefitinib 250 mg/d (P = .18). In contrast, a decrease in phosphorylated EGFR was observed in tumors from three (30%) of 10 patients treated with gefitinib 250 mg/d, but none of nine patients treated with gefitinib 500 mg/d (P = .21). Overall, no consistent trends were observed between dose of gefitinib and inhibition of the EGFR-signaling pathway.


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Table 7. Analysis of Pre-and 1-Week Post-Treatment Biopsies Based on Gefitinib Dose

 
When analysis of the biologic outcomes was restricted to only the subset of patients in whom a change could be seen, ie, who had detectable levels of the biomarker at baseline, the results of all biologic correlative studies performed on tumor biopsies remained the same—no significant association was detected.

Paired serum samples (baseline and 1 to 2 weeks post-treatment initiation) were obtained from 28 patients. Six (38%) of 16 patients receiving gefitinib 500 mg/d had an increase of at least 1 pg/mL in TGF{alpha} levels from pretreatment to 1-week post-treatment; of those patients receiving 250 mg/d, five (42%) of 12 showed at least a 1 pg/mL increase. There was no statistically significant difference in the proportions showing an increase between the two treatment groups (P = .99). Fifty percent of the patients (four of eight) who had an increase in TGF{alpha} levels from baseline had PFS ≤ 1.8; whereas seven (37%) of 19 patients who had an increase in TGF{alpha} levels had PFS of more than 1.8. There was no statistically significant difference in the proportion of those patients with increased TGF{alpha} levels and PFS levels (P = .68). The bioassay performed for amphiregulin was not sufficiently sensitive to detect any meaningful changes, as most samples were below the lower limit of detection on both pre- and 1-week post-treatment initiation determinations.


    DISCUSSION
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 Authors' Disclosures of...
 REFERENCES
 
The epidermal growth factor receptor and its signaling pathway have been the focus of intense study over the past decade, not only to gain insight into tumor biology but also as potentially exploitable therapeutic targets. The two pathways believed to be the most important in conveying the biologic information from an activated EGFR include the PI3 kinase -> Akt cell survival pathway and the Ras/Raf -> MEK/ERK -> MAP kinase cell proliferation pathway. In preclinical models, inhibition of EGFR activation, either by blocking ligand engagement via a monoclonal antibody or by blocking receptor phosphorylation via an ATP-mimetic tyrosine kinase inhibitor, effectively inhibits signaling through each of these pathways and cause significant inhibition of cell growth, proliferation, invasion, angiogenesis, and metastasis.

Over the last 4 years, EGFR has been confirmed as a clinically valid target in several cancers. In pooled data from three phase II trials of single-agent gefitinib, 10% of patients with advanced non–small-cell lung cancer that progressed despite prior chemotherapy achieved an objective response.12,13 More recently, erlotinib improved survival when used as a single agent for second- or third-line treatment of non–small-cell lung cancer and also improved survival when combined with gemcitabine as first-line therapy for advanced pancreatic cancer.14,15 Phase II trials of the monoclonal antibody cetuximab in patients with advanced colorectal cancer produced a 10% response rate when used as a single agent, and a 23% response rate when used in combination with irinotecan in patients whose tumors had progressed despite prior treatment with irinotecan.16,17 As a result of these studies, gefitinib was approved by the US Food and Drug Administration (FDA) in May 2003, cetuximab was approved by the FDA in February 2004, and erlotinib was granted FDA approval in November 2004.

Our study was undertaken to evaluate the clinical activity of single-agent gefitinib in patients with progressive colorectal cancer, and to determine its biologic activity in tumor samples obtained just before and just after the initiation of therapy. Gefitinib proved ineffective in this setting. Only one of 110 assessable patients achieved a partial response and that response lasted only 2.3 months. The median progression-free survival was 1.9 months (95% CI, 1.8 to 2.1 months) and the 4-month progression-free survival rate was 13% ± 5%. The null hypothesis of a median PFS of 2.5 months and a 4-month PFS rate of 28% could not be rejected (P = .99). These clinical results are consistent with those reported by others who have evaluated EGFR tyrosine kinase inhibitors in patients with progressive colorectal adenocarcinoma.18,19 It is unlikely that these results were due to underdosing of gefitinib because a similar lack of activity was observed in a phase II trial reported by Mackenzie et al19 that utilized a 750 mg/d dose.

Gefitinib was specifically designed to inhibit phosphorylation of EGFR at low, clinically achievable concentrations. Preclinical studies demonstrated that it potently inhibited EGFR tyrosine kinase in vitro with an IC50 = 0.02 µmol/L, and inhibited the growth of EGF-stimulated KB oral carcinoma cells in culture with an IC50 = 0.08 µmol/L.1 Similar effects were seen in other tumor types including the HT-29 colorectal cancer cell line.1 Phase I trials of gefitinib demonstrated that plasma concentrations greater than or equal to the in vitro IC90 were consistently achieved at doses above 225 mg/d.7,8 In addition, these studies demonstrated marked inhibition of phosphorylation of EGFR and MAPK and decreased levels of Ki67 in skin biopsies obtained following the initiation of gefitinib treatment, confirming that a biologic effect could be obtained at clinically tolerable doses.7,8 However, tumor biopsies were not included as a part of those phase I trials.

Our results suggest that phosphorylation of EGFR and critical components in its signaling pathway, such as MAP kinase and Akt, are not effectively inhibited in colorectal cancer tissue by gefitinib. This lack of biologic effect is consistent with gefitinib's lack of clinical effect in patients with recurrent colorectal cancer. Although there are several possible explanations for this, this correlation must be interpreted cautiously. First of all, 7 days following the initiation of treatment with gefitinib may have been too short a period for the full inhibition of EGFR to be observed in biologic specimens. Prior experience, however, suggests that biologic changes could be observed in this time frame with effective therapy, as was observed in a patient with Ménétrier's disease treated with cetuximab.20 A second factor to consider is that the results of the biologic studies could have been spuriously affected by the method in which tissue was processed and by limitations in currently available reagents. Phosphorylated Akt may be dephosphorylated if the tissue is not processed rapidly.21 A third factor is that EGFR has five autophosphorylation sites in its tyrosine kinase catalytic domain. The monoclonal antibody used to detect {varphi}EGFR in our study binds to one of them at tyrosine 1068. It is possible that there could be discordance between diagnostic antibody binding and receptor activation. We do not think that this was the case since it would have been accompanied by evidence of inhibition of downstream effectors of EGFR signaling without reduction in {varphi}EGFR, and this was not observed.

Daneshmand et al22 performed a similar analysis of 11 paired tumor samples obtained from patients treated with gefitinib 750 mg/d. They reported a significant decrease in post-treatment proliferative index as measured by Ki67 (eight of 10 patients), and isolated cases in which post-treatment biopsies demonstrated a decrease in {varphi}EGFR (one of one), decrease in {varphi}Akt (two of two), or decrease in {varphi}ERK (one of one). Considering the small number of paired samples analyzed in their study, it is difficult to conclude whether their results are concordant or discordant with our own. It is important to recognize the potential impact of certain methodologic differences between the studies. These include differences in tissue processing, immunohistochemical reagents and techniques, criteria used for semiquantitative grading of immunohistochemical staining, and/or gefitinib drug dosage. However, we believe that an important difference between our studies was the timing of tumor biopsies for biologic studies. Our trial obtained tumor biopsies pre- and 7-days post-treatment initiation. Their study obtained post-treatment biopsies 28 days following treatment initiation. Given the short time-to-tumor progression experienced by patients in our trials, a substantial proportion of patients experienced tumor progression between days 7 and 28. With an earlier time point for post-treatment initiation biopsy, our study is likely to have included a higher proportion of clinical and biologic nonresponders than the Deneshmand et al study. This hypothesis is supported by the fact that when we restrict analysis to patients with a progression-free survival of more than 1.8 months, we observe similar, but not statistically significant trends toward post-treatment decreases in {varphi}Akt and Ki67 in concordance with the findings of Deneshmand et al. Even so, the biologic changes induced by single-agent gefitinib, in whatever dose, appear to be insufficient to induce a clinically meaningful effect, as only one of 110 patients in our study and none of 24 patients in their study achieved an objective response.19

It is apparent that overexpression of EGFR is one of only several ways in which the EGFR-signaling pathway may be engaged and activated. Only after this study was completed did data emerge regarding the association between activating mutations in the catalytic domain of EGFR and clinical response to EGFR-directed tyrosine kinase inhibitors.23,24 Although EGFR-activating mutations are observed in {approx}10% of non–small-cell lung cancers, these mutations appear to occur with a much lower frequency in human colorectal cancers, with an estimated incidence of 0.3%.25 If response to EGFR-targeted tyrosine kinase inhibitors is dependent on activating mutations, then the results of our trial are quite consistent with the rarity of this event in patients with colorectal cancer. There are other potential explanations for the lack of clinical activity observed in our trial. Recent reports have demonstrated that gene amplification,26,27 overexpression of receptor ligands,28 and loss of endogenous repressors such as the phosphatase and tensin homolog deleted from chromosome 10 (PTEN)29 can also result in overactivity of the EGFR-signaling pathway. The biologic effects of EGFR are closely coordinated with those of many other signaling pathways including K-ras, phosphatidylinositol-3 kinase (PI3K), cyclooxygenase-2, and vascular endothelial growth factor (VEGF), to name a few. Alterations in any of these could have overcome or circumvented the inhibition of EGFR. However, if this were the case, one would anticipate similar levels of clinical activity—or inactivity—from monoclonal antibodies and tyrosine kinase inhibitors directed against EGFR. Clinical experience suggests otherwise.30

In conclusion, the results from this study suggest that single-agent gefitinib is clinically and biologically inactive in patients with relapsed or refractory colorectal cancer. Paired tumor biopsies containing viable tumor were obtained from 28 patients or 24% of patients overall. New clinical trials that include biologic correlative studies have been initiated to explore the effect of blocking the EGFR-signaling pathway at multiple levels and the effect of blocking pathways that may interact with the EGFR-signaling pathway.


    Authors' Disclosures of Potential Conflicts of Interest
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 Authors' Disclosures of...
 REFERENCES
 
The authors indicated no potential conflicts of interest.


    Acknowledgment
 
This trial represents a collaboration between the Vanderbilt Specialized Program of Research Excellence (SPORE) in Gastrointestinal Cancer (NCI P50 CA95103) and the Eastern Cooperative Oncology Group (NCI U10 CA21115). We acknowledge the significant contributions of the patients, clinical study personnel, and research scientists who contributed to this effort.


    NOTES
 
Supported by PHS Grants No. CA23318, CA66636, CA21115, CA49957, CA21076, CA17145, and CA39229 (to Eastern Cooperative Oncology Group institutions), P50 CA95103 (Vanderbilt Specialized Program Of Research Excellence [SPORE] in Gastrointestinal Cancer grant), CA46413 (to R.J.C.), and K24 CA82301 (to M.L.R.). This study was conducted as a collaboration between the Eastern Cooperative Oncology Group (PI: Robert L. Comis, MD) and the Vanderbilt SPORE in Gastrointestinal Cancer (PI: R.J.C.).

Presented in part at the 40th Annual Meeting of the American Society of Clinical Oncology, New Orleans, LA, June 5-8, 2004, and at the 12th SPORE Investigators' Workshop, Baltimore, MD, July 10-13, 2004.

Authors' disclosures of potential conflicts of interest are found at the end of this article.


    REFERENCES
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 Authors' Disclosures of...
 REFERENCES
 
1. Woodburn JR: The epidermal growth factor receptor and its inhibition in cancer therapy. Pharmacol Ther 82:241-250, 1999[CrossRef][Medline]

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Submitted June 10, 2005; accepted September 26, 2005.




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