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Journal of Clinical Oncology, Vol 23, No 4 (February 1), 2005: pp. 832-841
© 2005 American Society of Clinical Oncology.
DOI: 10.1200/JCO.2005.05.179

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Validation and Extension of the Memorial Sloan-Kettering Prognostic Factors Model for Survival in Patients With Previously Untreated Metastatic Renal Cell Carcinoma

Tarek M. Mekhail, Rony M. Abou-Jawde, Gabriel BouMerhi, Sareena Malhi, Laura Wood, Paul Elson, Ronald Bukowski

From the Taussig Cancer Center, The Cleveland Clinic Foundation, Cleveland, OH

Address reprint requests to and reprints to: Tarek M. Mekhail, MD, Experimental Therapeutics, Taussig Cancer Center, Taussig Cancer Center R-35, The Cleveland Clinic Foundation, 9500 Euclid Ave, Cleveland, OH 44195; e-mail: mekhait{at}cc.ccf.org


    ABSTRACT
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSSION
 Authors’ Disclosures of...
 REFERENCES
 
PURPOSE: To validate the Motzer et al prognostic factors model for survival in patients with previously untreated metastatic renal cell carcinoma (RCC) and to identify additional independent prognostic factors.

PATIENTS AND METHODS: Data were collected on 353 previously untreated metastatic RCC patients enrolled onto clinical trials between 1987 and 2002.

RESULTS: Four of the five prognostic factors identified by Motzer were independent predictors of survival. In addition, prior radiotherapy and presence of hepatic, lung, and retroperitoneal nodal metastases were found to be independent prognostic factors. Using the number of metastatic sites as surrogate for individual sites (none or one v two or three sites), Motzer’s definitions of risk groups were expanded to accommodate these two additional prognostic factors. Using this expanded criteria, favorable risk is defined as zero or one poor prognostic factor, intermediate risk is two poor prognostic factors, and poor risk is more than two poor prognostic factors. According to Motzer’s definitions, 19% of patients were favorable risk, 70% were intermediate risk, and 11% were poor risk; median overall survival times for these groups were 28.6, 14.6, and 4.5 months, respectively (P < .0001). Using the expanded criteria, 37% of patients were favorable risk, 35% were intermediate risk, and 28% were poor risk; median overall survival times of these groups were 26.0, 14.4, and 7.3 months, respectively (P < .0001).

CONCLUSION: These data validate the model described by Motzer et al. Additional independent prognostic factors identified were prior radiotherapy and sites of metastasis. Incorporation of these additional prognostic factors into the Motzer et al model can help better define favorable risk, intermediate risk, and poor risk patients.


    INTRODUCTION
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSSION
 Authors’ Disclosures of...
 REFERENCES
 
In the United States, renal cell carcinoma (RCC) accounts for 2.5% of the cancer incidence and 2% of the cancer mortality.1 Recent epidemiologic studies suggest that the incidence of all stages of RCC is increasing.2 Approximately 30,000 new cases of RCC are diagnosed in the United States each year.3 RCC can be cured surgically if detected at an early stage. The estimated 5-year survival for patients with disease confined to the kidney (stages T1 and T2) is approximately 90% to 95%.4,5 However, once metastatic disease develops, the prognosis for long-term survival is poor, with 5-year survival ranging between 0% and 20%.3,4,6

Unfortunately, approximately one third of patients have metastatic disease at the time of diagnosis, and approximately 50% of patients undergoing potentially curative surgery for less advanced disease can be expected to relapse distantly.4,5 Coupled with the lack of effective systemic therapy and the highly variable natural history of RCC, the poor outlook for patients with metastatic disease highlights the need to better define patient and disease factors that are associated with outcome. Identification of a reliable, validated prognostic model for outcome in patients with metastatic RCC will yield an important tool that can be used to help optimize patient selection for specific treatment strategies and aid in the interpretation of clinical trials by helping to determine the extent to which therapy is impacting the natural history of the disease.

Reports in the literature vary with respect to the identification of patient and disease characteristics that are prognostic for survival in patients with metastatic RCC.715 Although some factors have consistently been found to be of prognostic value (eg, performance status [PS]), all of the reports have evaluated different sets of factors, and definitions of some factors, such as metastasis-free interval, have varied.

Recently, Motzer et al13 identified five prognostic factors that correlated with overall survival in patients with metastatic RCC treated with interferon alfa as initial systemic therapy. The factors were Karnofsky PS, time from diagnosis of RCC to treatment with interferon alfa, serum lactate dehydrogenase, corrected serum calcium, and hemoglobin. Using a dichotomized version of each factor and giving them all equal weight, Motzer et al stratified patients into three different risk groups (favorable, intermediate, and poor risk) depending on the number of poor prognostic factors present (Table 1). The model was validated internally using a bootstrap resampling procedure; however, external validation in an independent set of patients would provide a valuable confirmation of the model before it is adopted and used in the design of future clinical trials in this disease.


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Table 1. Motzer et al13 Model

 
The primary goal of this investigation was to validate the model developed by Motzer et al13 in an independent group of patients using survival as the primary end point. However, given the varied reports of prognostic factors for survival in the literature, we also considered all previously reported factors that are readily available as part of the patient’s normal work-up to determine whether additional independent prognostic factors could be identified that could be used to extend or modify the model.


    PATIENTS AND METHODS
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSSION
 Authors’ Disclosures of...
 REFERENCES
 
Records of metastatic RCC patients previously untreated with systemic therapy, who were enrolled onto institutional review board-approved clinical trials at the Cleveland Clinic Foundation between April 1987 and April 2002, were reviewed. The trials were primarily phase I and II studies of investigational agents or combination therapies. Eligibility criteria for the trials were fairly uniform and generally included the following: histologic documentation of RCC; clinical or biopsy evidence of metastatic disease; bidimensionally measurable disease; Eastern Cooperative Oncology Group (ECOG) PS of less than or equal to 1; normal renal, hepatic, and bone marrow; absent or stable CNS metastasis; no prior history of cancer (except basal cell carcinoma or carcinoma-in-situ of the cervix); absence of significant cardiac disease; and no recent surgery. Data collected included standard pretreatment patient and disease characteristics, baseline biochemical parameters, first date of treatment, best response to treatment, date of progression, date of death or last follow-up, and other factors previously reported as being prognostic for survival in patients with metastatic RCC (Table 2). Response and progression were defined by standard criteria.16 Survival was defined as the time from initiation of treatment to the date of death or last follow-up.


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Table 2. Potential Prognostic Factors Considered

 
Survival distributions were estimated using the Kaplan-Meier method.17 The relationship between survival and the factors listed in Table 2 were analyzed using the log-rank test18 and the Cox proportional hazards model.19 Clinical and pathologic characteristics that were categoric by nature, such as sex, PS, and histology, were individually analyzed using the log-rank test. Biochemical parameters and other characteristics that are measured on a continuum, such as age and time from diagnosis to study entry, were individually analyzed as continuous variables using the Cox proportional hazards model and as categoric variables using the log-rank test. The cut points used for categorizations were based on cutoffs previously described in the literature and/or recursive partitioning. The Cox proportional hazards model with stepwise variable selection was used to simultaneously assess multiple factors. A significance level of P = .10 was used as the criterion for determining variable entry and removal from the model. Because patients were treated over a fairly long period of time, the stratified version of the model was used to adjust for any inherent changes in prognosis over time. The treatment periods used to define the strata were 1987 to 1991, 1992 to 1996, and 1997 to 2002. For convenience, only the categoric forms of continuous variables were included in the multivariable analyses.


    RESULTS
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSSION
 Authors’ Disclosures of...
 REFERENCES
 
Three hundred fifty-three patients with no prior history of treatment with systemic therapy who were enrolled onto institutional review board-approved clinical trials between April 1987 and April 2002 were identified. Excluding patients with incomplete information on the five prognostic factors included in the Motzer et al13 model, a total of 308 patients were available for analysis. Table 3 lists the therapies patients were treated with on different clinical trials.2036 Patients received a variety of single agents and combination therapies; however, the majority of patients (77%) was treated with immunotherapy alone, primarily with interleukin-2- or interferon alfa-based regimens (56%). Twenty-three percent of patients received chemotherapy with or without immunotherapy, which primarily involved combination fluorouracil, interleukin-2, and interferon alfa or capecitabine plus interferon alfa.


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Table 3. Study Treatments

 
Tables 4 and 5 list the patient and disease characteristics and the biochemical factors examined. Seventy-three percent of the patients were male, and median age at diagnosis was 54 years (range, 23 to 76 years). Most patients (81%) had prior nephrectomy and most were entered onto a clinical trial within a few months of their initial diagnosis (median, 4.2 months). By design, patients tended to have good PS (all were ambulatory with ECOG PS of 0 or 1), and few patients (4%) had CNS metastases.


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Table 4. Patients Characteristics: Categorical

 

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Table 5. Patient Characteristics: Continuous*

 
Although an attempt was made to capture the histology and nuclear grade of the primary tumor, complete information was often not available. Of the 267 patients (87%) with histology available, 85% had clear-cell tumors, and 15% had other histologies, primarily papillary and sarcomatoid features. One hundred seventy-one patients had information on nuclear grade; 28% of these tumors were grade 1 or 2, and 72% were grade 3 or 4.

Median survival time for the 308 patients studied was 14.8 months. Eighty-one percent of the patients had died by the time of analysis, and 19% were still alive or had been lost to follow-up. Median follow-up time for these 60 patients was 17.9 months (range, 1 month to 14.1 years).

To validate the model proposed by Motzer et al13 and to determine whether additional factors could be identified to either extend or otherwise modify this model, a stepwise stratified Cox proportional hazards model, which considered the categoric forms of the factors listed in Tables 4 and 5, was used. However, histology and nuclear grade were not considered at this stage because of the large proportion of patients missing this information. Prior nephrectomy and total serum calcium were also not considered because prior nephrectomy is highly correlated with time from diagnosis to entry onto study (only one of the 58 patients who had prior nephrectomy was diagnosed with RCC more than 12 months before entering a clinical trial), and corrected calcium37 is highly correlated with total calcium (Pearson’s correlation coefficient, r = 0.92). The results of this analysis are listed in Tables 6 and 7. Using a significance level of P = .10 for determining variable entry into and deletion from the model, four of the five factors identified by Motzer et al were again identified as being independent prognostic factors for survival, time from diagnosis to entry onto study, hemoglobin, corrected serum calcium, and serum lactate dehydrogenase. PS, which was an important predictor in the Motzer et al model, was not found to be a statistically significant predictor. This was not surprising, however, because all patients in the current series had an ECOG PS of 0 or 1, and therefore, all patients had a favorable PS based on Motzer et al’s categorization.


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Table 6. Multivariable Analysis

 

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Table 7. Risk Groups from Motzer et al13 Model and CCF Extension

 
Using the risk groups as defined by Motzer et al,13 58 patients (19%) had no poor prognostic factors present and, therefore, were categorized as favorable risk; 70% of patients had one or two poor prognostic factors present and, therefore, were considered intermediate risk; and 11% of patients were categorized as poor risk because more than two poor prognostic factors were present. Median survival times were 28.6, 14.6, and 4.5 months for the favorable, intermediate, and poor risk groups, respectively (P < .0001). These figures are similar to those reported by Motzer et al; 18% of 437 patients analyzed were favorable risk and had a median survival of 29.6 months, 62% of patients belonged to the intermediate risk group, which had a median survival of 13.8 months, and 20% of patients were considered poor risk and had a median survival of 4.9 months. Survival curves for the three risk groups as defined by Motzer et al are given in Figure 1.



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Fig 1. Survival by Motzer et al13 risk groups.

 
In addition to the prognostic factors identified by Motzer et al,13 prior radiotherapy (P < .001) and the presence of hepatic metastases (P < .001), metastases to the lung (P = .003), and retroperitoneal nodal metastases (P = .04) were also observed to have a negative impact on survival. As a surrogate for the individual metastatic sites, the number of sites was also considered. Replacing the individual metastatic sites with the number of sites involved (zero or one v two or three sites) did not result in any appreciable loss of information based on the log partial likelihood, and therefore, in the final model, the number of metastatic sites was used rather than the individual sites. In addition to being an excellent surrogate for the individual sites of metastatic disease, the number of sites involved also provides an easy way to extend the Motzer et al model. That is, by again simply counting the number of poor prognostic factors present, three new risk groups can be defined. The favorable risk group now contains patients with zero or one poor prognostic factor, the intermediate group contains patients with two poor prognostic factors present, and the poor risk group contains patients with three or more poor prognostic factors present.

The result of applying the extended model and the new definitions of risk groups is summarized in Tables 7 and 8. On the basis of the extended model and the new risk group definitions, the favorable risk group is comprised of 37% of the 308 patients and has an estimated median survival of 26.0 months. Thirty-five percent of patients now fall into the intermediate risk group, which has a median survival of 14.4 months, and 28% of patients are considered poor risk and have a median survival of 7.3 months (P < .001).


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Table 8. Comparison of Motzer et al13 Risk Groups and CCF Risk Groups

 
As can be seen from Tables 7 and 8, the new stratification essentially identifies and reclassifies as favorable and poor risk the better and poorer prognosis patients originally considered to be intermediate risk. For example, from Table 8, 58 patients who were considered to be intermediate risk as originally defined by Motzer et al13 were considered favorable risk by the new extended model and definitions. One-year and median survival for these patients was 81% and 24.0 months, respectively, which is similar to the figures of 82% and 28.6 months observed for the 57 patients classified as favorable by both definitions. Similarly, 50 patients initially classified as intermediate risk are now considered poor risk. One-year and median survival for these patients were 29% and 8.1 months, respectively, compared with 16% and 4.5 months, respectively, for the 35 patients considered poor risk by both models and 58% and 14.4 months, respectively, for the 107 patients considered intermediate risk by the two models. The similarities in prognosis based on the two models are shown graphically in Figure 2.



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Fig 2. Survival by Motzer et al13 and Cleveland Clinic Foundation (CCF) risk groups.

 
Histology and nuclear grade were not considered initially because of the large number of patients for whom this information was not available. However, applying the extended model to the patients for whom histology and nuclear grade were available suggests that histology, but not nuclear grade, may impact on survival. Adjusting for the impact of the prognostic factors included in the extended model, patients with clear-cell tumors had a significantly better prognosis than patients with other histologies (P = .003, Fig 3).



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Fig 3. Survival by histology.

 

    DISCUSSSION
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSSION
 Authors’ Disclosures of...
 REFERENCES
 
This study validates and extends the prognostic model for survival in patients with metastatic RCC proposed by Motzer et al.13 In addition to confirming the prognostic significance of the patient characteristics and biochemical parameters included in their model, two additional independent prognostic factors were identified. Adjusting for time from initial diagnosis to entry onto the patient’s first clinical trial, baseline hemoglobin, serum lactate dehydrogenase, and corrected serum calcium, prior treatment with radiotherapy and the presence of hepatic, lung, and/or retroperitoneal node metastases (or alternatively, the number of metastatic sites) were also identified as independent predictors of poor outcome.

Although our study validates Motzer et al’s model and their criteria for defining risk groups, a difficulty with the model is that the majority of patients are classified as intermediate risk, and relatively few patients are considered as favorable or poor risk. In the present study, 70% of patients were classified as intermediate risk, and only 19% were considered favorable risk. Still fewer patients (11%) were considered poor risk. These proportions are similar to the distribution of risk groups reported by Motzer et al (ie, 18%, 62%, and 20% for favorable, intermediate, and poor risk, respectively). The disproportionately large number of patients in the intermediate risk group suggests that it may be somewhat heterogeneous with respect to outcome.

In the present study, intermediate risk patients with a single poor prognostic factor (n = 99) did have a significantly better prognosis than intermediate risk patients (n = 116) with two poor prognostic factors present (P = .003). Extension of the model by incorporating prior radiotherapy and the number of metastatic sites into the definition of risk groups overcomes this difficulty because the expanded definitions essentially reclassify the better prognosis subset of intermediate risk patients as favorable and the poorer prognosis subset as poor risk. This is true even if one separates the intermediate risk group into two subgroups based on whether one or two poor prognostic factors are present. That is, of the 99 patients with one poor prognostic factor based on the original definition, 58 are classified as favorable risk based on the expanded criteria. Median survival time for these patients was 24.0 months, which is similar to the median survival time of 28.6 months observed in the 57 patients who were categorized as favorable risk by both models. Similarly, of the 116 patients with two poor prognostic factors present, 42 are considered poor risk by the expanded criteria. Median survival time for these patients was 8.4 months, which is similar to the median survival time of 4.5 months observed for the 35 patients considered poor risk by both models. One hundred seven patients considered intermediate risk by both models were similar regardless of the number of poor prognostic factors present based on Motzer et al criteria. Median survival time was 14.8 months for the 33 patients with one poor prognostic factor present and 14.4 months for the 74 patients with two poor prognostic factors present.

Another finding in the present study is that, although pathologic features of the primary tumor were often not available, correcting for the factors in the extended model, patients with clear-cell tumors seem to have a significantly better prognosis than patients with other histologies (P = .003). Although the proposed extension to the prognostic model proposed by Motzer et al13 seems to improve the model’s discriminatory power and patients with clear-cell tumors seem to have a better prognosis than patients with tumors of other histologies, these results are based on the retrospective analysis of highly selected patients, and confirmation of the results is needed.

In conclusion, six prognostic factors were identified for predicting survival in patients with RCC and most have been validated in different studies. We were able to validate Motzer’s data and find additional prognostic factors (prior radiation therapy and number of sites involved) to also be independent prognostic factors in the survival of patients with previously untreated RCC. This can be helpful in refining the definition of intermediate and high risk groups. The good discriminatory power that risk group status seems to have indicates that these are important factors that should be considered in the management of patients with advanced RCC and in the design and analysis of future clinical trials. An international consortium of investigators has been organized to further examine prognostic factors in patients with metastatic and untreated RCC and to develop a common approach.


    Authors’ Disclosures of Potential Conflicts of Interest
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSSION
 Authors’ Disclosures of...
 REFERENCES
 
The following authors or their immediate family members have indicated a financial interest. No conflict exists for drugs or devices used in a study if they are not being evaluated as part of the investigation. Consultant/Advisory Role: Ronald Bukowski, Chiron, Antigenics, Bayer. Honoraria: Ronald Bukowski, Genentech, Amgen, 3M. Research Funding: Ronald Bukowski, Bayer, Genentech. Expert Testimony: Ronald Bukowski, Food and Drug Administration Oncology Advisory Committee. For a detailed description of these categories, or for more information about ASCO’s conflict of interest policy, please refer to the Author Disclosure Declaration and the Disclosures of Potential Conflicts of Interest section of Information for Contributors found in the front of every issue.


    NOTES
 
Presented in part at the 39th Annual Meeting of the American Society of Clinical Oncology, Chicago, IL, May 31-June 3, 2003.

Authors’ disclosures of potential conflicts of interest are found at the end of this article.


    REFERENCES
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSSION
 Authors’ Disclosures of...
 REFERENCES
 
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33. Olencki T, Peereboom D, Wood L, et al: Phase I and II trials of subcutaneously administered rIL-2, interferon alfa-2a, and fluorouracil in patients with metastatic renal carcinoma. J Cancer Res Clin Oncol 127:319-324, 2001[CrossRef][Medline]

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Submitted May 27, 2004; accepted October 15, 2004.


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J. A. Garcia and D. Danielpour
Mammalian target of rapamycin inhibition as a therapeutic strategy in the management of urologic malignancies
Mol. Cancer Ther., June 1, 2008; 7(6): 1347 - 1354.
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J Oncol PractHome page
R. M. Bukowski
How I Treat Renal Cell Carcinoma
J. Oncol. Pract, May 1, 2008; 4(3): 150 - 152.
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Ann. Surg. Oncol.Home page
A. Zerbi, E. Ortolano, G. Balzano, A. Borri, A. A. Beneduce, and V. Di Carlo
Pancreatic Metastasis From Renal Cell Carcinoma: Which Patients Benefit From Surgical Resection?
Ann. Surg. Oncol., April 1, 2008; 15(4): 1161 - 1168.
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N. S. Vasudev, J. E. Brown, S. R. Brown, R. Rafiq, R. Morgan, P. M. Patel, D. O'Donnell, P. Harnden, M. Rogers, K. Cocks, et al.
Prognostic Factors in Renal Cell Carcinoma: Association of Preoperative Sodium Concentration with Survival
Clin. Cancer Res., March 15, 2008; 14(6): 1775 - 1781.
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B. I. Rini
Temsirolimus, an Inhibitor of Mammalian Target of Rapamycin
Clin. Cancer Res., March 1, 2008; 14(5): 1286 - 1290.
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JCOHome page
T. K. Choueiri, A. Plantade, P. Elson, S. Negrier, A. Ravaud, S. Oudard, M. Zhou, B. I. Rini, R. M. Bukowski, and B. Escudier
Efficacy of Sunitinib and Sorafenib in Metastatic Papillary and Chromophobe Renal Cell Carcinoma
J. Clin. Oncol., January 1, 2008; 26(1): 127 - 131.
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Am Soc Clin Oncol Ed BookHome page
W. K. Rathmell, W. M. Stadler, and B. I. Rini
Rational Therapeutic Choices and Strategies for Patients with Metastatic Renal Cancer
ASCO Educational Book, January 1, 2008; 2008(1): 192 - 198.
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NEJMHome page
G. Hudes, M. Carducci, P. Tomczak, J. Dutcher, R. Figlin, A. Kapoor, E. Staroslawska, J. Sosman, D. McDermott, I. Bodrogi, et al.
Temsirolimus, Interferon Alfa, or Both for Advanced Renal-Cell Carcinoma
N. Engl. J. Med., May 31, 2007; 356(22): 2271 - 2281.
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CA Cancer J ClinHome page
J. A. Garcia and B. I. Rini
Recent Progress in the Management of Advanced Renal Cell Carcinoma
CA Cancer J Clin, March 1, 2007; 57(2): 112 - 125.
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Ann OncolHome page
T. Choueiri, B. Rini, J. Garcia, R. Baz, R. Abou-Jawde, S. Thakkar, P Elson, T. Mekhail, M Zhou, and R. Bukowski
Prognostic factors associated with long-term survival in previously untreated metastatic renal cell carcinoma
Ann. Onc., February 1, 2007; 18(2): 249 - 255.
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NEJMHome page
R. J. Motzer, T. E. Hutson, P. Tomczak, M. D. Michaelson, R. M. Bukowski, O. Rixe, S. Oudard, S. Negrier, C. Szczylik, S. T. Kim, et al.
Sunitinib versus Interferon Alfa in Metastatic Renal-Cell Carcinoma
N. Engl. J. Med., January 11, 2007; 356(2): 115 - 124.
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JCOHome page
J. S. Lam, A. Breda, A. S. Belldegrun, and R. A. Figlin
Evolving Principles of Surgical Management and Prognostic Factors for Outcome in Renal Cell Carcinoma
J. Clin. Oncol., December 10, 2006; 24(35): 5565 - 5575.
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M. Parton, M. Gore, and T. Eisen
Role of Cytokine Therapy in 2006 and Beyond for Metastatic Renal Cell Cancer
J. Clin. Oncol., December 10, 2006; 24(35): 5584 - 5592.
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JCOHome page
R. J. Motzer and R. M. Bukowski
Targeted Therapy for Metastatic Renal Cell Carcinoma
J. Clin. Oncol., December 10, 2006; 24(35): 5601 - 5608.
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JCOHome page
S. E. Eggener, O. Yossepowitch, J. A. Pettus, M. E. Snyder, R. J. Motzer, and P. Russo
Renal Cell Carcinoma Recurrence After Nephrectomy for Localized Disease: Predicting Survival From Time of Recurrence
J. Clin. Oncol., July 1, 2006; 24(19): 3101 - 3106.
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JCOHome page
F. Donskov and H. von der Maase
Impact of Immune Parameters on Long-Term Survival in Metastatic Renal Cell Carcinoma
J. Clin. Oncol., May 1, 2006; 24(13): 1997 - 2005.
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