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Originally published as JCO Early Release 10.1200/JCO.2005.12.191 on January 18 2005 © 2005 American Society of Clinical Oncology. Maximizing Therapeutic Benefit of Rituximab: Maintenance Therapy Versus Re-Treatment at Progression in Patients With Indolent Non-Hodgkin's LymphomaA Randomized Phase II Trial of the Minnie Pearl Cancer Research NetworkFrom the Sarah Cannon Cancer Center and Tennessee Oncology PLLC, Nashville, TN; Northwest Georgia Oncology Centers, Marietta, GA; Jackson Oncology Associates, Jackson, MS; and Consultants in Blood Disorders and Cancer, Louisville, KY Address reprint requests to John D. Hainsworth, MD, 250 25th Avenue North, Sarah Cannon Cancer Center, Suite 110, Nashville, TN 37203; e-mail: jhainsworth{at}tnonc.com
PURPOSE: To compare the benefit of maintenance rituximab therapy versus rituximab re-treatment at progression in patients with previously treated indolent non-Hodgkin's lymphoma. PATIENTS AND METHODS: Between June 1998 and August 2002, 114 patients who had received previous chemotherapy for indolent non-Hodgkin's lymphoma were treated with a standard 4-week course of rituximab. Patients with objective response or stable disease were randomly assigned to receive either maintenance rituximab therapy (standard 4-week courses administered at 6-month intervals) or rituximab re-treatment at the time of lymphoma progression. The duration of rituximab benefit was measured from the date of first rituximab treatment until the date other treatment was required. RESULTS: Ninety (79%) of 114 patients had objective response or stable disease after initial rituximab treatment, and were randomly assigned to treatment. Progression-free survival was prolonged in the maintenance group (31.3 v 7.4 months; P = .007). Final overall and complete response rates were higher in the maintenance group. Duration of rituximab benefit was similar in the maintenance and re-treatment groups (31.3 v 27.4 months, respectively). More maintenance patients remain in continuous remission, and more are currently in complete remission. Both treatment approaches were well tolerated. CONCLUSION: In patients who have objective response or stable disease with single-agent rituximab therapy, duration of rituximab benefit is substantially prolonged with either scheduled maintenance treatment or rituximab re-treatment at the time of progression. At present, the magnitude of benefit with either approach appears similar. However, additional follow-up of this trial is required, and completion of phase III randomized trials is necessary to definitively answer this question.
Rituximab is a highly active agent in the treatment of patients with indolent non-Hodgkin's lymphoma. When administered to patients with refractory disease or those experiencing relapse, a standard 4-week course of rituximab produces a response rate of approximately 50% and median progression-free survival of approximately 12 months.1 Recently, it became evident that many patients are able to derive additional benefit from rituximab beyond that produced by a single 4-week course. When patients with initial response to rituximab are re-treated at the time of lymphoma progression, second responses occur in 40%, and the median duration of second responses is 18 months.2 The duration of remission produced by rituximab can also be prolonged by using scheduled, intermittent re-treatments (ie, maintenance therapy).3,4 In a randomized trial, patients with follicular lymphoma who responded to initial treatment and then received scheduled doses of rituximab every 2 months (months 3, 5, 7, and 9) had a longer remission duration than did patients who received a standard 4-week course alone (22.4 v 13.4 months, respectively).4 In a group of 62 previously untreated patients, median progression-free survival was 37 months when 4-week courses of rituximab were administered at 6-month intervals.3 Given that treatment with rituximab is associated with fewer adverse effects than other available options, optimization of the duration of benefit is an important clinical issue. In this randomized phase II trial, we compared the efficacy of rituximab maintenance therapy versus rituximab re-treatment at progression in patients with previously treated, indolent non-Hodgkin's lymphoma. All patients entering onto this clinical trial first received a standard 4-week course of rituximab; those with objective response or stable disease were randomly assigned to receive maintenance therapy with rituximab versus re-treatment at progression. We report the results of this randomized, multicenter, community-based clinical trial after a median follow-up of 41 months.
Accrual to this randomized phase II trial began in June 1998. The trial was conducted in the Minnie Pearl Cancer Research Network, a multicenter, community-based collaborative clinical trials group (see Appendix).
Patient Eligibility Eligible patients were required to have biopsy-proven indolent B-cell non-Hodgkin's lymphoma with one of the following histologies as defined by the revised European-American Lymphoma Classification: follicular small cleaved cell (grade 1), follicular mixed small cleaved and large cell (grade 2), or small lymphocytic lymphoma (SLL). Patients were required to have progressive lymphoma after treatment with at least one previous chemotherapy regimen. Previous rituximab therapy was not allowed. Additional entry criteria included Eastern Cooperative Oncology Group performance status 0, 1, or 2; life expectancy more than 12 weeks; WBC 3,000/µL and platelets 100,000/µL; serum bilirubin 2.0 mg/dL; serum creatinine 2.0 mg/dL; and measurable or assessable disease. Patients with serious active infections or other serious uncontrolled medical illnesses were ineligible. Patients with CNS involvement (parenchymal or meningeal) were ineligible. All patients were required to understand the nature of this clinical trial and provide written informed consent before participating. This study was approved by the institutional review board at the Centennial Medical Center, and by the institutional review boards of all participating network sites.
Initial Staging Evaluation All areas of lymphoma involvement were documented. Tumor measurements and assessment before treatment, and at the time of restaging, were performed using the Cheson criteria.5
Initial Treatment
Infusion-related events were expected to be the most common rituximab-related toxicity in this trial, and were managed according to standard guidelines. Rituximab infusion was stopped if serious infusion-related toxicity occurred (ie, hypotension, angioedema, or bronchospasm) and then restarted at slow infusion rates after the toxicity had resolved. After the infusion was restarted, the rate of rituximab infusion was again escalated as tolerated using standard guidelines. Additional treatment for infusion-related symptoms was at the discretion of the treating physician, but could include diphenhydramine (25 to 50 mg IV), bronchodilators, IV saline, or meperidine (25 to 50 mg IV) for severe chills or rigors. Patients were withdrawn from the study if severe hypersensitivity reactions continued or recurred after maximum premedication and slowing of the rituximab infusion rate.
Randomization
Patients were randomly assigned to received maintenance rituximab therapy or to be re-treated with rituximab only when lymphoma progression was documented (Fig 1). Patients in the maintenance group received standard courses of rituximab (375 mg/m2 IV weekly for 4 consecutive weeks) at 6-month intervals, until lymphoma progression or for a total of four rituximab courses. Patients who had no evidence of lymphoma progression after completing the fourth course of rituximab were then observed without additional treatment. Patients randomly assigned to receive re-treatment at the time of progression were reassessed at 3-month intervals, and received a repeat 4-week course of rituximab when lymphoma progression was documented. Patients in the re-treatment group could continue to receive re-treatment with rituximab as long as a remission or a period of disease stability
Follow-Up and Assessment of Treatment Effect
For patients in the maintenance rituximab group, follow-up continued at 3-month intervals, with repeat scans at 6-month intervals, after completion of the four courses of maintenance rituximab. Patients in the re-treatment group continued to be eligible for additional treatment with rituximab, as long as continued benefit was observed (ie, objective response or stable disease of
Statistical Methods At the time this randomized trial was initiated, no data from any completed trials of maintenance rituximab were available. However, it was estimated that the median duration of rituximab benefit in the re-treatment group would be approximately 18 months (12-month median response duration after the initial 4-week course, plus added benefit for 40% of patients attaining a second remission after re-treatment). To demonstrate a prolongation of the duration of rituximab benefit by 50% (ie, 18 to 27 months) required random assignment of 50 patients to each study group. We estimated that 75% of patients entering this study would be randomly assigned, whereas 25% would be ineligible for random assignment because of the lack of response to the initial course of rituximab. Therefore, a total of 135 patients would be required to enter this trial.
Patient Characteristics Between June 1998 and August 2002, 114 patients were entered onto this clinical trial by 24 participating sites in the Minnie Pearl Cancer Research Network. Accrual to the trial was discontinued before meeting the original goal of 135 patients because of declining enrollment. This decline was probably the result of the increasing use of rituximab as part of first-line therapy for indolent non-Hodgkin's lymphoma, and the reporting of favorable data regarding the efficacy of maintenance rituximab. Ninety (79%) of 114 patients who entered the trial and received rituximab had either objective response (32 patients; 28%) or stable disease (58 patients; 51%) when re-evaluated at week 6, and were subsequently randomly assigned to treatment. The clinical characteristics of these 90 patients are summarized in Table 1. Patients in this trial had good performance status and had received a mean of 1.6 previous treatment regimens (range, one to four). The median interval between previous treatment and enrollment onto the trial was relatively long (22 months), and the majority of patients had low or low-intermediate International Prognostic Index risk scores. Prognostic factors were relatively well balanced between the two treatment groups. The percentage of patients with SLL was slightly higher in the re-treatment group (39% v 23%); however, this difference was not statistically significant. The distribution of responses to initial rituximab therapy was also similar between the two groups. Overall, 17 patients (39%) in the maintenance group had an initial objective response to rituximab, whereas 15 patients (33%) in the re-treatment group had objective response. The remaining patients (61% of maintenance patients and 67% of re-treatment patients) had stable disease after the initial course of rituximab.
Treatment Received Thirty-one of 44 patients in the maintenance rituximab group received at least one course of maintenance treatment (Table 2) . The remaining 13 patients developed progressive lymphoma before the first scheduled maintenance course, and were removed from study to receive other treatments. Twenty (45%) of 44 patients received all four planned courses of rituximab, and were then observed without additional treatment; four patients are continuing maintenance treatment.
Of the patients randomly assigned to rituximab re-treatment at progression, 27 (59%) of 46 have received at least one re-treatment course of rituximab. Eleven other patients remain on study but have not yet developed tumor progression, and have not required re-treatment. Eight patients were removed from study during the first 4 months and did not receive re-treatment; six of these patients had progressive lymphoma or inadequate response to rituximab. One patient died as a result of an intercurrent illness, and one patient was withdrawn because of poor compliance. Two additional patients who were eligible for re-treatment were also removed from study at a later date (after receiving one re-treatment) and given other treatment based on the decision of their treating physician. To date, a total of 117 rituximab courses (468 doses) have been administered in the maintenance group versus 83 courses (332 doses) in the re-treatment group. Four patients in the maintenance rituximab group are continuing with scheduled maintenance courses, whereas 14 patients in the re-treatment group remain on study, and may receive additional re-treatment courses.
Treatment Efficacy
The median follow-up of all patients in this trial is 41 months. Figure 2 compares the progression-free survival of patients in the maintenance versus re-treatment groups. Median progression-free survival was 31.3 months in the maintenance group and 7.4 months in the re-treatment group (P = .007).
The duration of rituximab benefit in the two treatment groups is compared in Fig 3. With re-treatment, the median duration of rituximab benefit was lengthened from 7.4 to 27.4 months, versus 31.3 months for the maintenance group. More patients in the maintenance group have had continuous remission (20 v 11; P = .05). In addition, more patients in the maintenance group are currently in complete remission (10 v one; P = .03).
Figure 4 compares the overall survival of the maintenance versus re-treatment groups. The 3-year survivals for the maintenance and re-treatment patients are 72% v 68%, respectively. There is no significant difference when the two survival curves are compared.
Because previous trials have demonstrated greater efficacy of rituximab in patients with follicular lymphoma when compared with SLL, we compared results of maintenance versus re-treatment in these subgroups (Table 4). After removal of the patients with SLL, the efficacy comparisons of rituximab maintenance versus re-treatment in the follicular lymphoma patients are similar to the comparisons for the entire group. For follicular lymphoma patients, progression-free survival is better with maintenance than with re-treatment (31 v 13 months), but duration of rituximab benefit is similar (31 v 35 months).
Toxicity As expected, both treatment approaches were well tolerated. After random assignment, two patients in the maintenance group experienced grade 3 infusion-related toxicity versus no patients in the re-treatment group. Two patients in the maintenance group experienced other grade 3 toxicities (fatigue, one patient; neutropenia, one patient), and two patients in the re-treatment group had grade 3 toxicities (anemia, one patient; dyspnea, one patient). There were no treatment-related hospitalizations, and no patient discontinued therapy because of toxicity.
Rituximab is a highly active single agent in the treatment of patients with relapsed or refractory indolent non-Hodgkin's lymphoma. In this patient population, a 4-week course of rituximab has consistently produced response rates of approximately 50%, and median progression-free survival of approximately 12 months.1,810 In previously untreated patients, response rates are higher (70% to 75%) and median progression-free survival is approximately 18 months.4,11 However, it is evident that many of these patients benefit from additional treatment with rituximab. Re-treatment of rituximab responders, at the time of progression, produces second remissions in 40% of patients.2 Maintenance treatment with rituximab also prolongs the duration of remission, producing a median progression-free survival of 22.4 months in a group of predominantly previously treated patients with follicular lymphoma.4 Results with maintenance therapy were even more impressive in patients who had received no previous treatment; in two trials, median progression-free survivals were 35.6 and 36.8 months, respectively.3,4 However, the relative benefit of maintenance rituximab therapy versus rituximab re-treatment at progression has not been addressed previously in clinical trials. The results of this randomized, phase II trial provide confirmation of several previous observations regarding the efficacy of rituximab when used as initial treatment and as maintenance therapy. When they entered onto this trial, all patients received a standard 4-week course of rituximab; the majority of patients had either objective response (28%) or stable disease (51%) and were subsequently randomly assigned to treatment. The objective response rate to initial treatment with rituximab is somewhat lower than in previous reports; this may have been due to the relatively early time of re-evaluation (6 weeks) or to the inclusion of patients with SLL. This trial also provided the first opportunity to confirm the efficacy of maintenance rituximab, administered every 6 months, in a group of previously treated patients. Results were similar to our previous phase II trial: overall and complete response rates improved with maintenance, and the median progression-free survival (31.3 months) was similar to that seen in patients treated with first-line rituximab (36.8 months).4 Finally, the large difference in progression-free survival in the maintenance versus re-treatment groups (31.3 v 7.4 months; P = .007) confirms results from the randomized trial by Ghielmini et al.3 In addition to these confirmatory results, this trial provides the first direct comparison of the efficacy of rituximab maintenance versus re-treatment at progression in previously treated patients with indolent lymphoma. After a median follow-up of 41 months, the median duration of rituximab benefit is similar for patients in the maintenance versus re-treatment group (31.3 v 27.4 months, respectively). Therefore, re-treatment with rituximab substantially extended the duration of benefit in the re-treatment group, in which a single 4-week course of rituximab produced a median progression-free survival of only 7.4 months. At present, patients in the re-treatment group have received 29% fewer doses of rituximab than have the patients in the maintenance group. Given that patients in the re-treatment group remain on study (14 v four, respectively), this disparity may decrease with additional follow-up. Despite the similar duration of rituximab benefit between the two groups, several differences must also be emphasized. First, patients receiving maintenance rituximab had better responses to treatment than did patients in the re-treatment group. Although the difference in overall response rate did not reach statistical significance (52% v 35%; P = .14), the complete response rates were markedly different (27% v 4%; P = .007). Second, more patients in the maintenance group had continuous remissions during therapy (45% v 24%; P = .05). When assessed in patients with metastatic breast cancer, maintaining continuous remission (v re-treatment at progression) decreased cancer-related symptoms and improved quality of life, even when the treatment involved moderately toxic chemotherapy.12 Improvements in these parameters may be even more striking with a relatively nontoxic therapy. However, such comparisons have not been performed in patients with indolent non-Hodgkins lymphoma. Given that these patients often have asymptomatic tumor progression, re-treatment may provide comparable palliative benefit. These issues require prospective study in randomized trials. Finally, the number of patients currently in complete remission is higher in the maintenance group (23% v 2%, P = .03). Therefore, it is possible that differences may emerge between these two treatment approaches with additional follow-up. Although the results of this randomized phase II trial provide a preliminary comparison of these treatment strategies, confirmatory trials are necessary before the optimal strategy can be defined with certainty. When our trial was designed and initiated, minimal information regarding the results of either of these treatment strategies was available, and single-agent rituximab had not been used as first-line therapy. Therefore, we limited the eligible patient population to those who had received previous chemotherapy but had never received rituximab. Accrual to the trial decreased markedly during the final 2 years of the study, probably reflecting the near-universal use of rituximab as part of first-line treatment. Because of this particular difficulty, as well as the fact that the benefits of rituximab maintenance treatment appear larger in the first-line setting,3,4 confirmatory trials will likely need to be performed in a previously untreated patient group. In addition to the relatively small number of patients included in our trial, several other issues may affect interpretation of results. First, more patients in the maintenance group were withdrawn during the first 6 months because of lymphoma progression (30% v 17%, respectively). Because none of these patients received additional rituximab, this imbalance could have adversely affected the results in the maintenance group. Second, the larger number of SLL patients in the re-treatment group may have adversely affected results with this strategy. Recent results have confirmed lower response rates in SLL patients, as well as shorter progression-free survival with maintenance therapy.1,9,13 Finally, our arbitrary decision to limit the duration of maintenance therapy (but not the number of re-treatment courses in responsive patients) may result in underestimation of the benefit of maintenance treatment in some patients. In summary, the results of this study confirm that the duration of rituximab benefit can be prolonged either by using scheduled re-treatment (ie, maintenance), or by re-treating patients at the time of lymphoma progression. To provide optimal palliative treatment for patients with indolent lymphoma, one of these rituximab treatment strategies should be considered in all patients who have an initial objective response or stable disease more than 6 months. Additional follow-up of this trial will be important to determine if any late differences in the relative benefit of these two approaches emerge. Successful completion of the recently initiated Eastern Cooperative Oncology Group trial comparing these two strategies is also critical to clarify this issue. Several other important questions regarding maintenance rituximab are also unanswered. The best dosing schedule and duration of therapy are unclear. The role of maintenance rituximab in B-cell malignancies other than follicular lymphoma has just started to be evaluated. Probably the most important question in the treatment of indolent lymphoma is whether current therapy can prolong survival. The improved molecular complete response rates and longer progression-free survivals obtained with chemotherapy and rituximab combinations have produced optimism that survival improvements may now be possible. Maintenance rituximab after first-line chemotherapy and rituximab may also play a role in therapy designed to extend survival; results of the ongoing trials addressing this issue are eagerly awaited.
The following authors or their immediate family members have indicated a financial interest. No conflict exists for drugs or devices used in a study if they are not being evaluated as part of the investigation. Performed contract work within the last 2 years: John D. Hainsworth, Genentech, IDEC Pharmaceuticals; F. Anthony Greco, Genentech, IDEC Pharmaceuticals. Received more than $2,000 a year from a company for either of the last 2 years: John D. Hainsworth, Genentech, IDEC Pharmaceuticals.
Supported in part by grants from Genentech Inc and the Minnie Pearl Foundation. Authors' disclosures of potential conflicts of interest are found at the end of this article.
1. McLaughlin P, Grillo-Lopez AJ, Link BK, et al: Rituximab chimeric anti-CD20 monoclonal antibody therapy for relapsed indolent lymphoma: Half of patients respond to a four-dose treatment program. J Clin Oncol 16:28252833, 1998[Abstract]
2. Davis TA, Grillo-Lopez AJ, White CA, et al: Rituximab anti-CD20 monoclonal antibody therapy in non-Hodgkin's lymphoma: Safety and efficacy of re-treatment. J Clin Oncol 18:31353143, 2000
3. Hainsworth JD, Litchy S, Burris HA, et al: Rituximab as first-line and maintenance therapy for patients with indolent non-Hodgkin's lymphoma. J Clin Oncol 20:42614267, 2002 4. Ghielmini M, HsuSchmitz SF, Cogliatti SB, et al: Maintenance treatment with 2-monthly rituximab after standard weekly x 4 rituximab induction significantly improves event-free survival in patients with follicular lymphoma. Ann Oncol 13:18, 2002 (abstr 112)
5. Cheson BD, Horning SJ, Coiffier B, et al: Report of an international workshop to standardize response criteria for non-Hodgkin's lymphomas. J Clin Oncol 17:12441255, 1999 6. Kaplan EL, Meier P: Non-parametric estimation from incomplete observations. J Am Stat Assoc 53:457481, 1958[CrossRef] 7. Mantel N, Haenszel W: Statistical aspects of the analysis of data from the retrospective study of disease. J Natl Cancer Inst 27:719748, 1959
8. Maloney DG, Grillo-Lopez AJ, White CA, et al: IDEC-C2B8 (Rituximab) anti-CD20 antibody therapy in patients with relapsed low-grade non-Hodgkin's lymphoma. Blood 90:21882195, 1997
9. Foran JM, Rahatiner AZS, Cunningham D, et al: European phase II study of rituximab (chimeric anti-CD20 monoclonal antibody) for patients with newly diagnosed mantle-cell lymphoma and previously treated mantle-cell lymphoma, immunocytoma and small B-cell lymphocytic lymphoma. J Clin Oncol 18:317324, 2000
10. Witzig TE, Gordon LI, Cabanillas F, et al: Randomized controlled trial of yttrium-90-labeled ibritumomab tiuxetan radioimmunotherapy versus rituximab immunotherapy for patients with relapsed at refractory low-grade follicular, or transformed B-cell non-Hodgkin's lymphoma. J Clin Oncol 20:24532463, 2002
11. Columbat P, Salles G, Brousse N, et al: Rituximab (anti-CD20 monoclonal antibody) as single first-line therapy for patients with follicular lymphoma with a low tumor burden: Clinical and molecular evaluation. Blood 97:101106, 2001 12. Coates A, Gebski V, Bishop JF, et al: Improving the quality of life during chemotherapy for advanced breast cancer: A comparison of intermittent and continuous treatment strategies. N Engl J Med 317:14901495, 1987[Abstract]
13. Hainsworth JD, Litchy S, Barton JH, et al: Single-agent rituximab as first-line and maintenance treatment for patients with chronic lymphocytic leukemia or small lymphocytic lymphoma: A phase II trial of the Minnie Pearl Cancer Research Network. J Clin Oncol 21:17461751, 2003 Submitted December 30, 2003; accepted May 20, 2004. Related Editorial
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