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Journal of Clinical Oncology, Vol 23, No 7 (March 1), 2005: pp. 1514-1521 © 2005 American Society of Clinical Oncology. DOI: 10.1200/JCO.2005.02.192 Common Polymorphism G(-248)A in the Promoter Region of the bax Gene Results in Significantly Shorter Survival in Patients With Chronic Lymphocytic Leukemia Once Treatment Is InitiatedFrom the Department of Haematology, Heartlands and Solihull National Health Service Trust; Institute for Cancer Research, University of Birmingham, Birmingham; Department of Haematology, University of Wales College of Medicine, Heath Park, Cardiff; and Department of Haematology, Llandough Hospital, Penarth, Vale of Glamorgan, United Kingdom Address reprint requests to Christopher Fegan, MD, Department of Haematology, Heartlands Hospital, Bordesley Green E, Birmingham, United Kingdom B91 1JR; e-mail: christopher.fegan{at}heartsol.wmids.nhs.uk
PURPOSE: Chronic lymphocytic leukemia (CLL) is characterized by the development of drug resistance. The underlying biologic and genetic reasons for this resistance are complex, but the bcl-2 gene family seems to play a critical role. This retrospective study assessed the clinical impact of a common single nucleotide polymorphism of the pro-apoptotic bax gene in patients with chronic lymphocytic leukemia. PATIENTS AND METHODS: The frequency of the novel polymorphism, G(248)A, in the promoter region of the bax gene and bax protein expression was assessed in 203 CLL patients. The results were correlated with clinical outcome. RESULTS: The polymorphism was found in 23% of the CLL cohort and 15% of normal controls with no significant difference in allele frequency between the two groups (P = .15). It was associated with lower Bax protein expression and a shorter overall survival, especially in the treated patient group (P = .03). Furthermore, the adverse impact of the polymorphism was accentuated when comparing survival from the date of first treatment rather than diagnosis (P = .012). No significant difference in age at diagnosis, stage of disease at presentation, lymphocyte doubling time, time to first treatment, or progression-free survival were observed. CONCLUSION: The presence of this single nucleotide polymorphism in CLL critically influences the response to treatment and overall survival. Given the relatively high prevalence of this polymorphism in the normal population, further prospective studies in CLL and other human malignancies are indicated.
Chronic lymphocytic leukemia (CLL) is a striking example of how deficiencies in cellular apoptotic pathways contribute to malignancy. It is characterized by the accumulation of leukemic B lymphocytes in the peripheral blood, bone marrow, lymph nodes, and spleen that are largely in G0/G1 phases of the cell cycle. Hence the lymphoaccumulation is largely due to failed apoptosis rather than increased proliferation of the malignant clone.1 The Bcl-2 family is a group of evolutionarily conserved pro- and antiapoptotic proteins that play a pivotal role in the regulation of the mitochondrial-mediated (intrinsic) apoptotic pathway.2,3 Of this family, Bcl-2 was the first identified and remains the best characterized. It inhibits apoptosis through several mechanisms: heterodimerization with pro-apoptotic members of the Bcl-2 family, such as Bax and Bak, and the formation of channels that stabilize the mitochondrial membrane, preventing the release of cytochrome c and second mitochondria-derived activator of caspases.4,5 In addition, Bcl-2 plays a distinct role in blocking the passage of cells from the G0 phase of the cell cycle.6 Over the last decade, experimental evidence has pointed to a key role for the Bcl-2 family not only in disease progression but also in determining response to therapy and clinical outcome in CLL.7-12 Indeed, Bcl-2 expression has been shown to be an independent prognostic factor and the Bcl-2/Bax ratio and the Mcl-1/Bax ratio seem to be important in determining both in vitro and in vivo response to chemotherapeutic drugs in CLL.3-15 Bax has recently been shown to undergo conformational change in response to various chemotherapy agents and seems to play a pivotal role in drug-induced apoptosis in CLL cells.8,16 For many years, mutations and polymorphisms in the bax gene were not investigated for their potential role in the pathogenesis of CLL. However, a recent study of 34 CLL patients identified the presence of a single nucleotide polymorphism G(248)A in the 5'-untranslated (promoter) region (UTR) of the bax gene.17 This polymorphism was found in 69% of stage I to IV patients, compared with only 5.5% of stage A0 patients and only 4% of healthy controls and was associated with a failure to achieve complete response to therapy. We therefore sought to extend these preliminary findings in a much larger single-center study to further define the role of this polymorphism in CLL.
Patient/Control Samples Peripheral blood samples from 203 consecutive (nonselected) patients with CLL attending the clinic at Birmingham Heartlands hospital (135 male and 68 female patients) were obtained with the patients' informed consent. A total of 31% patients had previously received treatment, but none had been treated for at least 3 months before Bcl-2 protein family analysis. Patient selection was based purely on a definitive diagnosis of CLL, patients' consent, and attendance at the outpatient clinic. All immunophenotyping, intracellular protein determination by flow cytometry, and Western blot analysis were performed on freshly collected peripheral blood samples, but archival material (liquid nitrogenstored peripheral-blood buffy coat) was used for molecular analyses (bax polymorphism and VH gene mutation analysis) in some patients who died before study completion. Clinical staging was based on the Binet system.18 The mean age at diagnosis was 66 years (range, 28 to 92 years) and median follow-up was 65 months (range, 3 to 216 months). Peripheral blood samples were also obtained from 135 healthy (sex matched) volunteers to determine the frequency of the G(248)A 5'-untranslated (promoter) region polymorphism in the normal population. In addition, 23 CLL patients also provided buccal mucosa washings for DNA analysis to confirm that any change in the 5'-untranslated (promoter) region was attributable to a polymorphism rather than an acquired point mutation in the malignant clone. Indications for treatment were consistent with published guidelines, notably troublesome lymphadenopathy or hepato-splenomegaly, constitutional symptoms, or developing cytopenias.19 Patients requiring treatment were entered in the prevailing Medical Research Council (MRC) trial and hence received differing initial therapies. In the MRC CLL III trial, patients were randomly assigned to chlorambucil versus epirubicin/chlorambucil. The MRC CLL IV trial randomly assigned patients between chlorambucil versus fludarabine versus fludarabine/cyclophosphamide. In the MRC CLL pilot study, patients received fludarabine to maximal response followed by an autologous stem-cell transplantation. Salvage therapies depended on the initial therapy given but typically included fludarabine (with and without cyclophosphamide); cyclophosphamide, doxorubicin, vincristine, and prednisolone; alemtuzumab; and allogeneic stem-cell transplantation. The bax polymorphism analyses were largely performed retrospectively, and in no patients was the therapeutic decision dependent on the result. Patients who required treatment received a median of three different chemotherapy regimens.
DNA Isolation and Bax 5'-Untranslated (promoter) Region G(248)A Polymerase Chain Reaction Analysis
To confirm whether this was a single nucleotide polymorphism or a point mutation, we also performed the analysis on DNA freshly extracted from buccal mucosa and compared the results with those obtained from the CLL samples. Buccal mouthwashes were obtained from 23 CLL patients. DNA was extracted from the mouthwashes using the QIAmp DNA Mini kit (Qiagen Ltd, Crawley, West Sussex, United Kingdom).
Bax Sequence Analysis
VH Gene Mutation Analysis
Genetic Analysis
Analysis of Bcl-2, Bax, and Mcl-1 Protein Expression
Immunoblotting
Clinical/Laboratory Prognostic Parameters
Statistical Analysis
Frequency of the Bax Gene Polymorphism G(248)A in CLL Patients and Healthy Controls Paired DNA samples derived from buccal mucosa and leukemic B lymphocytes from 23 CLL patients showed complete concordance in their 5'-untranslated (promoter) region genotype status, confirming that the G(248)A change was the result of a single nucleotide polymorphism and not an acquired point mutation. The distribution of the bax 5'-untranslated (promoter) region genotypes among CLL cases and controls are shown in Table 1. The frequency of GG, GA, and AA genotypes was 77.4%, 21.6%, and 1% in 203 CLL cases and 85.1%, 14.1%, and 0.8% in 135 normal controls, respectively. Although there seemed to be an increased frequency of the A allele in the CLL cohort, this did not reach significance in this study (P = .15; Fisher's exact test). There was no sex bias in the frequency of the A allele in either the CLL patient group or the normal control group.
Studies over recent years have identified that in up to 5% of CLL patients, there is a familial tendency.24-26 Given the central role of Bax in the pathogenesis of CLL and the identification of this potentially etiologic hereditary factor, we sought to study further this particular bax polymorphism in a large single-center study. Within the CLL cohort, there were six patients who were part of a familial CLL pedigree. All of these patients had the GG genotype, indicating that the G(248)A 5'-untranslated (promoter) region polymorphism is not the hereditary factor responsible for familial CLL.
Clinical Features and Prognostic Markers
The VH gene mutational status of CLL patients is an important prognostic marker with those patients with unmutated VH genes having significantly shorter survival times. This was confirmed in this study with the unmutated patient subset having a significantly shorter survival time than the mutated subset (P = .002; Fig 3A). However, we found no bias in distribution in terms of VH gene mutational status between the bax genotypic subgroups (GG v GA/AA); 28 (28%) of 101 CLL patients with the GG genotype and eight (32%) of 25 patients with the GA/AA genotypes had unmutated VH genes (P = .81). Furthermore, subdivision of the mutated and unmutated groups by genotype (GG v GA/AA) revealed no significant difference in overall survival between the wild-type and polymorphic groups in either the mutated subset (P = .24) or the unmutated subset (P = .17; Fig 3B).
Genetic analysis was available in 66 patients with the GG genotype and 28 patients with the GA/AA genotype. Comparisons between the GG and GA/AA showed no significant difference in the frequency of a normal karyotype (32 of 66 v 13 of 28 patients), 11q deletions (15 of 66 v six of 28 patients), 17p deletions (four of 66 v two of 28 patients), and 13q deletions; trisomy 12 and 6q deletions were present in 15 of 66 and seven of 28 patients, respectively.
Ex Vivo Bax Protein Expression
Overall Survival in the Treated Patient Cohort In this present study, we have demonstrated that those patients that possess the G(248)A polymorphism have lower constitutive Bax protein expression and a shorter overall survival than those patients with a wild-type genotype. Given that our data confirm that Bax expression is modulated by exposure to chemotherapeutic drugs and is involved in apoptotic signaling, we postulated that the shorter median survival was likely to be caused by a poorer response to treatment rather than more aggressive disease. Therefore, we reanalyzed our data set including only those patients who had received previous treatment. The overall survival was significantly shorter in the GA/AA subset (P = .03) with a hazard ratio of 2.0 (Fig 7A). Furthermore, when we analyzed the survival data using date of first treatment rather than date of diagnosis, it was even more significantly different between the two genotypic groups (P = .012; Fig 7B).
CLL is the most common adult leukemia in the Western world, accounting for more than 12,000 new cases each year in the United States alone.27 It is an incurable disease with a variable clinical course. However, once the imperative for treatment has been reached, the development of drug resistance is commonplace. Therefore, delineation of the biologic mechanisms responsible for drug resistance and the identification of novel therapies designed to circumvent this clinical problem are the focus of much research. Bax is a death-promoting protein that has been shown in some animal models and tumor cell lines to be a tumor suppressor that stimulates apoptosis in vivo.28 Recent studies have demonstrated a transcription-independent role for Bax in drug-induced apoptosis mediated by conformational changes in Bax protein before loss of mitochondrial membrane potential and downstream caspase activation.8,16 However, a clear transcription-dependent mechanism of apoptosis induction has also been demonstrated in some cell types.29 In this context, a recent study in 34 CLL patients17 identified a novel single nucleotide polymorphism G(248)A in the 5'-untranslated (promoter) region of the bax gene that was associated with low Bax protein expression, disease progression beyond Rai stage 0, and a failure to achieve complete response to therapy. In addition, the polymorphism was found at a much higher frequency in cases of CLL than in healthy controls, implicating it in the etiology of the disease. In contrast, our results from a single-center study of 203 patients failed to find a significantly higher frequency of the G(248)A polymorphism in cases of CLL when compared with healthy controls (P = .15). Neither did we find a bias in the distribution of the polymorphism among CLL cases with more advanced disease at presentation, indicating that it was not involved in promoting a more aggressive clinical course. Our results are in keeping with animal studies in which bax / mice, although developing lymphoid hyperplasia, did not develop lymphoid malignancies.28,30 The lack of correlation between the G(248)A polymorphism and faster lymphocyte doubling time, shorter time to first treatment, or reduced progression-free survival further corroborates this. In addition, the polymorphism was not associated with VH gene mutational status, having a similar incidence in both mutated and unmutated subsets (28 of 73 v eight of 17). When analyzed separately, the presence of the polymorphism resulted in reduced survival in both the VH unmutated and mutated subsets, although this did not reach statistical significance. Similarly, there was no difference in the frequency of the common cytogenetic abnormalities between the two polymorphic groups. Our data did confirm, however, that the polymorphism was associated with significantly reduced Bax protein expression and a significantly shorter overall survival. We have previously shown that chemoresistance to chlorambucil is mediated, at least in part, by clonal selection of sub-clones with low Bax expression.12 In keeping with this hypothesis, we found that the mean Bax expression was significantly lower in the treated patient group (P = .002). We therefore reanalyzed the data, excluding all previously treated patients. The removal of the confounding effects of prior treatment increased the significance of the lower Bax expression in the polymorphic group (P = .0001). This confirmed the significance of the haplo-insufficiency in determining constitutive Bax protein expression in our CLL cohort. It is now well established that a small percentage of CLL cases have a familial linkage characterized by anticipation in subsequent generations.24,25 It has been suggested that by investigating these familial cases, it might be possible to elucidate the primary genetic lesion responsible for the development of CLL.26 None of the six patients in our series with a familial pedigree had the G(248)A polymorphism, indicating that this polymorphism is not an etiologic factor in familial CLL, a finding in keeping with the rest of our data. Moreover, bax seems to exert its effect once the malignant transformation has taken place by playing a critical role in modulating the response to chemotherapy. In the original study by Saxena et al,17 the presence of the G(248)A polymorphism seemed to be associated with a reduced response to therapy because 10 patients with the polymorphism subtype failed to achieve a complete response, and in contrast, the two complete responders in their patient cohort had a wild-type genotype. Our study confirms and extends this observation. We found that CLL patients with the polymorphism had a shorter overall survival time, and this was particularly marked in the treated patient subset. The adverse impact of the polymorphism seems to be treatment-related, because when we compared survival times from the date of first treatment rather than the date of diagnosis between the two genotypic groups, there was an even more significant difference. Identification of this particular bax gene polymorphism should ultimately direct chemotherapeutic intervention toward drugs whose mode of action does not involve the Bcl-2 family of proteins in general and Bax in particular.31,32 It should be noted that this particular polymorphism accounted for only 29% of our CLL patient cohort defined as having low Bax expression. Although the effects of previous treatment can account for some of the residual cases, it seems likely that there are other genetic changes within the bax gene (inherited or acquired) that result in reduced Bax expression, and further studies to identify such changes are presently ongoing in our laboratory. Although Bax has a transcription-independent role in drug-induced apoptosis, the bax gene is also a primary transcriptional target after p53 activation.33-35 Indeed, some studies have shown that Bax plays a critical role in p53-dependent chemotherapy-induced apoptotic pathways.29 It is therefore possible that the poor prognosis of the G(248)A polymorphic group is the result of both transcription-dependent and independent factors that contribute toward a blunting of the cellular response to p53 activation and low constitutive expression of Bax, leading to the failure of mitochondrial disruption associated with conformational changes. Although this single-center study clearly indicates a role for the G(245)A bax polymorphism, the results should be interpreted with caution. First, the data are retrospective and patients did not receive identical initial chemotherapy. Second, some of the data with regard to important prognostic parameters (ie, cytogenetic abnormalities and VH gene mutation status) are incomplete, so a meaningful multivariate analysis to precisely define the importance of this polymorphism was not possible. In conclusion, this study demonstrates that the common G(248)A bax polymorphism does not seem to lead to the development of CLL or affect disease progression but reduces survival by blunting the response to chemotherapy in patients who require treatment. Given the relatively high prevalence of this polymorphism in the normal population and the central role of Bax in mediating chemotherapy-induced cell death in many tumors, genotypic studies of this polymorphism in other human malignancies are strongly indicated. Larger prospective studies using standardized chemotherapy allowing multivariate analysis of all the known important prognostic markers are required to further clarify the importance of this polymorphism.
The authors indicated no potential conflicts of interest.
J.S. and C.P. jointly share first authorship. Authors' disclosures of potential conflicts of interest are found at the end of this article.
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Copyright © 2005 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
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