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Journal of Clinical Oncology, Vol 23, No 9 (March 20), 2005: pp. 1839-1846 © 2005 American Society of Clinical Oncology. DOI: 10.1200/JCO.2005.00.620 Phase II Study of Radiotherapy Employing Proton Beam for Hepatocellular CarcinomaFrom the Division of Radiation Oncology, Hepatobiliary, and Pancreatic Medical Oncology, and Hepatobiliary Surgery, National Cancer Center Hospital East, Chiba, Japan Address reprint requests to Mitsuhiko Kawashima, MD, 6-5-1, Kashiwanoha, Kashiwa, Chiba, Japan 277-8577; e-mail: mkawashi{at}east.ncc.go.jp
PURPOSE: To evaluate the safety and efficacy of proton beam radiotherapy (PRT) for hepatocellular carcinoma.
PATIENTS AND METHODS: Eligibility criteria for this study were: solitary hepatocellular carcinoma (HCC); no indication for surgery or local ablation therapy; no ascites; age RESULTS: Thirty patients were enrolled between May 1999 and February 2003. There were 20 male and 10 female patients, with a median age of 70 years. Maximum tumor diameter ranged from 25 to 82 mm (median, 45 mm). All patients had liver cirrhosis, the degree of which was Child-Pugh class A in 20, and class B in 10 patients. Acute reactions of PRT were well tolerated, and PRT was completed as planned in all patients. Four patients died of hepatic insufficiency without tumor recurrence at 6 to 9 months. Three of these four patients had pretreatment indocyanine green retention rate at 15 minutes of more than 50%. After a median follow-up period of 31 months (16 to 54 months), only one patient experienced recurrence of the primary tumor, and 2-year actuarial local progression-free rate was 96% (95% CI, 88% to 100%). Actuarial overall survival rate at 2 years was 66% (48% to 84%). CONCLUSION: PRT showed excellent control of the primary tumor, with minimal acute toxicity. Further study is warranted to scrutinize adequate patient selection in order to maximize survival benefit of this promising modality.
Cirrhosis is found in more than 80% of patients with hepatocellular carcinoma (HCC). This precludes more than 70% of the patients from receiving potentially curative treatments, and also contributes eventually to fatal hepatic insufficiency and multifocal tumorigenesis.1,2 Approximately 50% to 70% and 30% to 50% of 5-year overall survival was achieved with surgery including liver transplantation3-6 and percutaneous local ablation,7-9 respectively, for an adequately selected population of patients. However, no standard strategy has been established for patients with unresectable HCC at present. Partial liver irradiation for HCC using 50 to 70 Gy of megavoltage x-ray with or without transarterial chemoembolizaztion (TACE) for 5 to 7 weeks has been widely applied during the last two decades. This resulted in response rates of 33% to 67%, with a median survival period of 13 to 19 months and 10% to 25% overall survival at 3 years.10-12 Since 1985, proton radiotherapy (PRT) administered at a median dose of 72 cobalt gray equivalent (GyE) in16 fractions during 3 weeks with or without TACE, had been applied in more than 160 patients with HCC at the University of Tsukuba, resulting in a more than 80% local progression-free survival rate with 45% and 25% overall survival at 3 and 5 years, respectively.13,14 The excellent depth-dose profile of the proton beam enabled us to embark on an aggressive dose escalation while keeping a certain volume of the noncancerous portion of the liver free from receiving any dose of irradiation. This single-institutional, single-arm, prospective study was conducted to confirm encouraging retrospective results of PRT for HCC using our newly installed proton therapy equipment.
Patient Population Patients were required to have uni- or bidimensionally measurable solitary HCC of 10 cm in maximum diameter on computed tomography (CT) and/or magnetic resonance (MRI) imaging. In addition, the following eligibility criteria were required: no history of radiotherapy for the abdominal area; no previous treatment for HCC within 4 weeks of inclusion; no evidence of extrahepatic spread of HCC; age 20 years; Zubrod performance status (PS) of 0 to 2; WBC count 2,000/mm3; hemoglobin level 7.5 g/dL; platelet count 25,000/mm3; and adequate hepatic function (total bilirubin 3.0 mg/dL; AST and ALT < 5.0x upper limit of normal; no ascites). Patients who had multicentric HCCs were not considered as candidates for this study, except for those with the following two conditions: (1) multinodular aggregating HCC that could be encompassed by single clinical target volume; (2) lesions other than targeted tumor that were judged as controlled with prior surgery and/or local ablation therapy. Because a planned total dose would result in a significant likelihood of serious bowel complications, patients who had tumors abutting or invading the stomach or intestinal loop were excluded. The protocol was approved by our institutional ethics committee, and written informed consent was obtained from all patients.
Pretreatment Evaluation
Treatment Planning Scanning of CT images for both treatment planning and irradiation of proton beam were done during the exhalation phase using a Respiration-Gated Irradiation System (ReGIS). Our ReGIS during this study period was composed in the following manner: strain gauge, which converts tension of the abdominal wall into electrical respiratory signal, was put on the abdominal skin of the patient; gating signal triggering CT scanning or proton beam was generated during the exhalation phase.
Treatment
Outcomes
Statistical Design
Patients Thirty patients were enrolled between May 1999 and February 2003. Patient characteristics at the start of PRT are listed in Table 1. All patients had underlying liver cirrhosis with an initial ICG R15 value of 15%. Thirteen patients received PRT as a first treatment for their HCC. Six patients had postsurgical recurrences, and 11 received unsuccessful local ablation and/or TACE to the targeted tumor before PRT. Histologic confirmation was not obtained in one patient who had tumor with typical radiographic features compatible with HCC. Vascular invasion was diagnosed as positive in 12 patients. Three patients had HCC of 3 cm in diameter; however, they were not considered as candidates for local ablation therapy because of tumor locations that were in close proximity to the great vessels or the lung.
Adverse Events All patients completed the treatment plan and received 76 GyE in 20 fractions of PRT with a median duration of 35 days (range, 30 to 64 days). Prolongation of overall treatment time of more than 1 week occurred in four patients: three were due to availability of the proton beam, and one because of fever associated with grade 3 elevation of total bilirubin that spontaneously resolved within 1 week. Adverse events within 90 days from commencement of PRT are listed in Table 2. Decrease of blood cell count was observed most frequently. A total of 10 patients experienced transient grade 3 leukopenia and/or thrombocytopenia without infection or bleeding necessitating treatment. Of note, eight of them already had leuko- and/or thrombocytopenia, which could be ascribable to portal hypertension, before commencement of PRT corresponding to grade 2 in terms of the NCI-CTC criteria. Because none of the five patients experiencing grade 3 elevation of transaminases showed clinical manifestation of hepatic insufficiency and maintained good performance status, PRT was not discontinued. Nevertheless, these events spontaneously resolved within 1 to 2 weeks.
Development of hepatic insufficiency within 6 months after completion of PRT was defined as proton-inducing hepatic insufficiency (PHI), and this was observed in eight patients. Causal relationship between PHI and several factors are described separately below. One patient developed transient skin erosion at 4 months that spontaneously resolved within 2 months. Another patient developed painful subcutaneous fibrosis at 6 months that required nonsteroidal analgesics for approximately 12 months thereafter. Both of these skin changes developed at the area receiving 90% of the prescribed dose because the targeted tumors were located at the surface of the liver adjacent to the skin. However, they remained free from refractory ulcer, bleeding, or rib fracture. There were no observations made of gastrointestinal or pulmonary toxicity of grade 2 or greater in all patients. In addition, after percutaneous insertion of metallic markers, no serious adverse events, including bleeding or tumor seeding along the needle tracts, were observed.
Tumor Control and Survival
A total of 18 patients developed intrahepatic tumor recurrences that were outside of the PTV at 3 to 35 months (median, 18 months) post-PRT. Five of these occurred within the same segment of the primary tumor. Eight patients received TACE, and four received radiofrequency ablation for recurrent tumors; however, six did not receive any further treatment because of poor general condition in three and refusal in three. Five died without intrahepatic recurrence. Seven patients remained recurrence-free at 16 to 39 months (median, 35 months). Actuarial overall survival rates were 77% (95% CI, 61% to 92%), 66% (95% CI, 48% to 84%), and 62% (95% CI, 44% to 80%), and disease-free survival rates were 60% (95% CI, 42% to 78%), 38% (95% CI, 20% to 56%), and 16% (95% CI, 1% to 31%) at 1, 2, and 3 years, respectively (Fig 2).
Correlation of Survival With Prognostic Factors Overall survival was evaluated according to 10 factors as listed in Table 3. Univariate analyses revealed that factors related to functional reserve of the liver and tumor size had significant influences on overall survival (P < .05). Liver function was the only independent and significant prognostic factor by multivariate analysis, as presented in Table 3. When clinical stage or Child-Pugh classification was substituted for ICG R15 as a covariate for liver function, the results of multivariate analyses were unchanged (data not shown). Overall survival according to pretreatment ICG R15 is shown in Figure 3.
Estimation of the Risk of Proton-Inducing Hepatic Insufficiency by Dose-Volume Histogram Analysis Eight patients developed PHI and presented with ascites and/or asterixis at 1 to 4 months after completion of PRT, without elevation of serum bilirubin and transaminases in the range of more than 3x the upper limit of normal. Of these, four died without evidence of intrahepatic tumor recurrence at 6 to 9 months; three died with recurrences of HCC at 4, 8, and 22 months; and one was alive at 41 months without tumor recurrence. DVH for hepatic noncancerous portions (entire liver volume minus gross tumor volume) was drawn according to pretreatment ICG R15 values (Fig 4A to C). The results showed that all of the nine patients with ICG R15 less than 20% were free from PHI and alive at 14 to 54 months. Three of the four patients with pretreatment ICG R15 50% experienced fatal PHI without evidence of HCC recurrence, and another patient died of PHI with intrahepatic and systemic dissemination of HCC at 4 months. Among patients whose ICG R15 values ranged from 20% to 50%, all of the four patients whose percentage of hepatic noncancerous portions receiving 30 GyE (V30%) exceeded 25% developed PHI. On the other hand, none of the patients whose V30% was less than 25% experienced PHI, as shown in Figure 4B (P = .044, Mann-Whitney U test). Three-year overall survival for patients with either the V30% 25% or ICG R15 50% (n = 9) was 22% (95% CI, 0% to 50%), whereas it was 79% (95% CI, 60% to 98%) for the remaining 21 patients with favorable risk (P = .001).
The principal advantage of PRT lies in its possibility of aggressive dose escalation without prolongation of treatment duration in order to improve local control rate. The liver will be the most appropriate organ for this approach because it has a unique characteristic of developing compensatory hypertrophy when a part of this organ suffers from permanent damage. This study showed that the local control rate of PRT alone for patients with advanced HCC was consistent, as previously reported.14 Slow regression of tumor volumes associated with gradual atrophy of surrounding noncancerous liver tissue was also in agreement with a previous report.20 No serious gastrointestinal toxicity occurred, with careful patient selection performed in order to exclude these structures from PTV receiving high PRT dose. Eligibility criteria as to blood cell count in this study were eased up considerably in order to test the safety of PRT for patients with cirrhosis associated with portal hypertension. Nevertheless, no patients experienced serious sequelae relating to leukopenia or thrombocytopenia, which were the most frequently observed adverse events during PRT. All patients were able to complete their PRT basically in an outpatient clinic. Therefore we submit that the safety, accuracy, and efficacy of PRT administering 76 GyE/5 weeks using our newly installed Proton Therapy System and ReGIS for selected patients with advanced HCC has been confirmed.
Multivariate analysis suggested that the the functional reserve of the liver had significant influence on overall survival. Recent prospective series of untreated patients with advanced HCC and underlying cirrhosis showed that overall survival rate at 3 years ranged from 13% to 38%, and rarely exceeded 50% even for those with most favorable prognostic factors.1 In this study, actuarial overall survival rate at 3 years for all 30 patients including those who had HCC with vascular invasion and/or severe cirrhosis was 62%. Furthermore, 21 patients with initial ICG R15 of A part of noncancerous liver suffering from PRT-inducing hepatitis gradually developed dense fibrosis and resulted in almost complete atrophy,20 whereas the absorbed dose in a large proportion of the remaining liver was 0 GyE, as shown in Figures 1 and 4. This change is similar to that seen in partial liver resection, rather than after 3-dimensional conformal or intensity-modulated radiotherapy delivering a low-dose of x-ray to a large proportion of noncancerous liver. Therefore, estimation of the risk of PRT-inducing hepatic insufficiency should be done with similar guidelines to evaluate liver tolerance to surgery, rather than that with normal tissue complication probability model using a mean dose administered to the entire liver.21 Remnant liver volume and ICG R15 have been preferred indicators for that estimation, especially in Japan.15 DVH analyses (Figs 4A to C) suggested that V30% in combination with ICG R15 may be a useful indicator for estimation of liver tolerance to PRT, but no definite quantitative criteria emerged with the limited data obtained at present because of the small number of patients evaluated. The current staging system for HCC is based on survival data obtained in surgical series.22 There is no reliable system to stratify the prognosis of patients with solitary but unresectable HCC on the assumption that they achieve good local control after PRT. Because of the limited availability of PRT at present, the establishment of particular criteria for patient selection using quantitative parameters of hepatic function such as ICG R15, and volume parameter like V30%, is needed to maximize the cost-effectiveness of PRT.
Applicability of PRT instead of surgery for patients with early-stage disease should be considered with caution. Intraoperative ultrasonography (IOUS) has an important role in detecting small metastatic lesions, which could not be demonstrated in preoperative examinations. The high incidence of intrahepatic recurrences seen outside the PTV might be partly ascribable to the limit of pretreatment imaging studies. Infiltration of HCC to the portal vein and spread via portal blood flow is one of the mechanisms for the development of intrahepatic recurrence.15 Actually, five recurrences occurred within the same segment of the primary tumor in this study. Although anatomic resection according to the architecture of the portal vein using IOUS offered a better chance of cure only for patients with noncirrhotic livers,23 systematic segmental PRT based on multimodal imagings such as CT during arterial portography or MRI as well as image fusion technique24 has a theoretical advantage compared with nonanatomic PRT confined to GTV only. Because there were few potentially curative approaches other than surgery for patients with HCC showing vascular invasion, further study is warranted to scrutinize an efficacy of PRT for patients with HCC of The risk of this aggressive dose-fractionation for sites such as the gastrointestinal loop, hepatic hilum, skin, or subcutanous tissues must be carefully considered, and more conventional fractionation must be adopted when these structures are critically involved in the PTV.
In conclusion, PRT for localized HCC using an aggressive dose-fractionation scheme (76 GyE for 5 weeks) achieved excellent local control rate regardless of vascular invasion or tumor size, if
The authors indicated no potential conflicts of interest.
Presented at the 40th Annual Meeting of the American Society of Clinical Oncology, New Orleans, LA, June 5-8, 2004. Authors' disclosures of potential conflicts of interest are found at the end of this article.
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Copyright © 2005 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
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