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Journal of Clinical Oncology, Vol 24, No 1 (January 1), 2006: pp. 145-151 © 2006 American Society of Clinical Oncology. DOI: 10.1200/JCO.2005.02.4612 Comparable Long-Term Survival After Unrelated and HLA-Matched Sibling Donor Hematopoietic Stem Cell Transplantations for Acute Leukemia in Children Younger Than 18 MonthsFrom the Center for International Blood and Marrow Transplant Research, Medical College of Wisconsin; Medical College of Wisconsin, Milwaukee, WI; New York Blood Center; Columbia University, New York, NY; Cincinnati Children's Hospital and Medical Center, Cincinnati, OH; Duke University Medical Center, Durham, NC; Utah Blood and Marrow Transplant Program, Salt Lake City, UT; University of Minnesota, Minneapolis, MN; Hospital Materno-Infantil, Barcelona, Spain; Hospital for Sick Children, Toronto, Ontario, Canada Address reprint requests to Mary Eapen, MD, Statistical Center, Center for Blood and Marrow Transplant Research, Medical College of Wisconsin, 8701 Watertown Plank Rd, Milwaukee, WI 53226; e-mail: meapen{at}mail.mcw.edu
PURPOSE: To describe outcomes after unrelated donor stem cell transplantation (HCT) in children (< 18 months at diagnosis) with acute leukemia and compare these with outcomes after human leukocyte antigen (HLA)-matched sibling donor HCT. PATIENTS AND METHODS: We compared the results of unrelated donor HCT with bone marrow (n = 85) or cord blood grafts (n = 81) and HLA-matched sibling donor HCT with bone marrow grafts (n = 101) for acute myeloid or acute lymphoblastic leukemia using Cox proportional hazards models. Unrelated donor HCT recipients were younger, more likely to have MLL gene rearrangement, to have advanced leukemia, and to receive irradiation before HCT. RESULTS: Treatment-related mortality rates were 6%, 15%, and 31% after matched sibling, unrelated donor bone marrow, and cord blood HCT, respectively. Risks of relapse, overall and leukemia-free survival were significantly associated with disease status at transplantation. Though leukemia recurrence was lowest after unrelated donor HCT in first clinical remission (CR), overall survival, and leukemia-free survival rates were similar after matched sibling and unrelated donor HCT, after adjustment for disease status. Relapse, overall and leukemia-free survival did not differ by graft type (bone marrow v cord blood) or type of leukemia. Three-year probabilities of leukemia-free survival were 49% and 54% after HLA-matched sibling and unrelated donor transplantation in first CR, respectively. Corresponding rates for those with advanced leukemia were 20% and 30%. CONCLUSION: Unrelated donor HCT should be considered for infants with acute leukemia in first CR using the same eligibility criteria as are currently used for those with HLA matched sibling donors.
Acute leukemia in infancy accounts for only 2.5% to 5% of acute lymphoblastic leukemia (ALL) and 6% to 14% of acute myeloid leukemia (AML) in children.1 Though infant ALL and AML share some biologic and clinical characteristics, laboratory findings and treatment strategies differ.1,2 While infants with ALL receive intensified treatment regimens compared to older children with ALL, infants with AML receive the same therapy as older children.1-9 In North America, children with AML who have a human leukocyte antigen (HLA)-matched sibling donor routinely undergo hematopoietic stem-cell transplantation (HCT) in first complete remission (CR) as transplantation is associated with improved overall and leukemia-free survival.9 In contrast, results for ALL in younger children do not show a survival advantage with allogeneic transplantation in first CR.2,10,11 Yet, when an HLA-matched sibling donor is available, transplantation is often considered for infants with ALL who achieve a first CR; for those without an HLA-matched sibling with a suitably matched unrelated donor, transplantation is delayed until after relapse. As numbers are limited, and results in younger children are not always reported separately from overall study results, it is difficult to determine whether allogeneic transplantation as first-line therapy improves overall and leukemia-free survival in very young children.1-3,9,12-18 The optimal study design requires randomization to intensive chemotherapy versus transplantation. However, for multiple reasons, this has proved difficult especially in the absence of a matched-sibling donor. Therefore, we utilized transplant/outcome data reported to the Center for International Blood and Marrow Transplant Research (CIBMTR) and the New York Cord Blood Placental Program (NCBP) to evaluate the role of unrelated donor transplantation in infants with leukemia by comparing outcomes after unrelated donor and HLA-matched sibling donor transplants.
Data Collection Data on patients undergoing transplantation were obtained from the CIBMTR and the NCBP. The CIBMTR is a working group of more than 450 transplant teams worldwide. Participating centers register basic information on consecutive transplantations to a statistical center located at the Medical College of Wisconsin. Detailed demographic and clinical data are collected on a representative sample of registered transplantations using a weighted randomization scheme. Computerized error checks, physician review of submitted data, and onsite audits of participating centers ensure data quality. Centers obtaining cord blood grafts from the NCBP are required to report transplant outcome data under United States Food and Drug Administration investigational new drug rules. CIBMTR observational studies are conducted with a waiver of informed consent and are in compliance with HIPPA regulations as determined by the institutional review board and the privacy officer of the medical college of Wisconsin.
Inclusion Criteria
End Points
Statistical Analysis
Multivariate models were built with the use of forward stepwise selection with a P value of .05 or less considered to indicate statistical significance; all variables met the proportional hazards assumption. The primary objective of this study was to compare outcomes after HLA-matched sibling donor transplantation versus matched or 1-antigen mismatched unrelated donor transplantation. Therefore, the variable for donor type was held in all steps of the model. Other variables considered were sex, type of leukemia (AML v ALL), age at diagnosis (< 6 months v 6 to12 months v >12 months), age at transplantation (
Patient and Transplant Characteristics Patient-, disease-, and transplant-related characteristics are shown in Table 1. The decision to proceed to transplantation and all aspects of the transplant regimen including choice of donor and graft type were determined by transplant centers. All recipients of HLA-matched sibling transplants received bone marrow grafts. Fifty-one percent of unrelated donor transplant recipients received bone marrow grafts and 49% received cord blood. Twenty-four of 85 (28%) unrelated donor bone marrow transplants and 69 of 82 (85%) unrelated donor cord blood transplants were mismatched at a single antigen. Recipients of HLA-matched sibling and unrelated donor transplants were similar in sex, type of leukemia, age at transplantation, and donor-recipient sex match, but differed in that recipients of unrelated donor transplants tended to be younger at diagnosis and were more likely to have advanced disease (CR2/relapse at transplantation) and/or MLL gene abnormalities, to receive irradiation and to be transplanted more recently. Bone marrow grafts from HLA-matched sibling donors were not T-cell depleted; 32 of 85 (38%) unrelated donor bone marrow grafts were T-cell depleted. Patient- and disease- characteristics of recipients of unrelated donor bone marrow and unrelated donor cord blood grafts were similar (recipients of unrelated donor bone marrow or cord blood grafts were similar in sex [male, 52% v 44%, P = .35], type of leukemia [ALL: 62% v 54%; AML: 38% v 46%; P = .29], age at diagnosis [< 6 months: 44% v 37%; 6-12 months: 40% v 43%; >12 to 18 months: 16% v 20%; P = .68], age at transplant [ 12 months: 33% v 31%; >12 months: 67% v 69%; P = .77], cytogenetic abnormality [normal: 5% v 11%; MLL rearrangement: 55% v 44%; other: 22% v 27%; unknown: 18% v 17%; P = .32], disease status at transplant [CR1: 54% v 43%; CR2 26% v 38%; relapse 20% v 18%; P = .22]); their transplant characteristics differed in that bone marrow recipients were more likely to receive irradiation (71% v 46% of cord blood graft recipients; P = .001) and 86% of cord blood transplants occurred after 1996. Sixty-one of 85 (72%) bone marrow grafts were matched at HLA A, B and DRB1 and 24 of 85 (28%) were mismatched at a single antigen locus. Twelve of 81 (15%) cord blood grafts were matched at HLA A, B and DRB1 and 69 of 81 (85%) were mismatched at a single antigen locus. Total nucleated cell doses were available for 86 of 101 (85%), 65 of 85 (76%), and 76 of 81 (94%) recipients of HLA-matched sibling, unrelated donor bone marrow, and unrelated donor cord blood transplants, respectively; corresponding median doses infused were 4.9 (range, 0.2 to 13) x 108/kg, 3.8 (range, 0.2 to 20) x 108/kg and 1.1 (range, 0.2 to 13) x 108/kg. Though the total nucleated cell doses of cord blood grafts were significantly lower than that of bone marrow grafts (P < .0001), only three of 76 assessable cord blood recipients received fewer than 0.25 x 108/kg cells. As unrelated donor transplantations were performed more frequently after 1996, the median follow-up of survivors of these procedures was shorter than the follow-up of survivors after HLA-matched sibling transplantation (59 v 91 months, P = .0004). The completeness of follow-up, for both the related and unrelated donor groups, was 90%.24
Neutrophil and Platelet Recovery Among patients achieving neutrophil recovery, recovery times were significantly longer after unrelated donor cord blood transplantation than after HLA-matched sibling or unrelated donor bone marrow transplantation. Median times to neutrophil recovery were 17 (range, 9 to 57), 18 (range, 10 to 57), and 22 (range, 9 to 54) days after HLA-matched sibling, unrelated donor bone marrow and unrelated donor cord blood transplants, respectively, P = .0003. The cumulative incidence of neutrophil recovery was significantly higher after HLA-matched sibling transplantation than after unrelated donor bone marrow or unrelated donor cord blood transplantation. Early recovery (at 28 days) was significantly higher after unrelated donor bone marrow than after unrelated donor cord blood transplantation (83% v 58%, P = .001) but by day 60, there was not a significant difference (92% v 86%, P = .24). Platelet recovery times were significantly longer after unrelated donor bone marrow or unrelated donor cord blood transplantation than after HLA-matched sibling transplantation and among unrelated donor transplant recipients, recovery times were significantly longer after cord blood transplantation. Median times to platelet recovery were 26 (range, 14 to 101), 31 (range, 14 to 271), and 61 (range, 16 to 272) days after HLA-matched sibling, unrelated donor bone marrow and unrelated donor cord blood transplantation, respectively (P < .0001). The cumulative incidence of platelet recovery at any time after transplantation was highest after HLA-matched sibling donor transplantation. The cumulative incidence of platelet recovery was significantly higher after unrelated donor bone marrow than after unrelated donor cord blood transplantation at all times examined (66% v 59% at day 60, P < .0001).
Acute and Chronic Graft Versus Host Disease Ninety-one recipients of HLA-matched sibling transplants and 112 recipients of unrelated donor transplants were assessable for chronic GVHD. Chronic GVHD was higher after unrelated donor transplants than after HLA-matched sibling transplants (RR 3.50; 95% CI, 1.31 to 9.33; P = .01). There were no significant differences in risks of chronic GVHD after unrelated donor bone marrow (T-cell depleted and nonT-cell depleted) and cord blood transplants (RR 1.10; 95% CI, 0.48 to 2.55; P = .8). Severity of chronic GVHD did not differ by graft type after unrelated donor transplants though small numbers of patients may have prevented us from detecting a difference.
Treatment-Related Mortality
Relapse
Leukemia-Free Survival Disease status at transplantation was the only factor significantly associated with treatment failure (relapse or death, inverse of leukemia-free survival). After adjusting for this, there were no significant differences in risks of treatment failure after HLA-matched sibling and unrelated donor transplantation (Table 2). For children in first CR, 3-year leukemia-free survival rates were 49% (38% to 60%) and 54% (44% to 65%) after HLA-matched sibling donor and unrelated donor transplantation, respectively (P = .6, Fig 2). Corresponding rates for those with advanced disease were 20% (6% to 40%) and 30% (21% to 40%; P = .3). Treatment failure was similar after unrelated donor bone marrow and cord blood transplantation: RR 1.38 (95% CI, 0.72 to 2.62; P = .3) and RR 0.88 (95% CI, 0.53 to 1.47; P = .6) for those transplanted in first CR and advanced disease, respectively.
Overall Survival Disease status at transplantation was the only factor significantly associated with overall mortality. After adjusting for this, there were no significant differences in risks of overall mortality after HLA-matched sibling and unrelated donor transplantation (Table 2). For children in first CR, 3-year survival rates were 54% (43% to 65%) and 62% (51% to 72%) after HLA-matched sibling and unrelated donor transplantation, respectively (P = .4, Fig 3). Corresponding rates for those with advanced disease were 35% (16% to 57%) and 33% (24% to 44%; P = .9). Overall mortality was similar after unrelated donor bone marrow and unrelated donor cord blood transplantation: RR 1.57 (95% CI, 0.79 to 3.15; P = .2) and RR 0.94 (95% CI, 0.56 to 1.58; P = .8) for those transplanted in first CR and advanced disease, respectively.
Fifty-one of 101 recipients of HLA-matched sibling transplant and 88 of 166 recipients of unrelated donor transplants died. Recurrent leukemia was the most common cause of mortality after HLA-matched sibling donor transplantation, regardless of disease status at transplantation (80% v 50%). Among those with recurrent leukemia, 9 of 108 (8%) were alive and disease-free 5 years after post-transplant relapse. Interstitial pneumonitis, infections and organ failure as a primary cause of mortality were common after unrelated donor transplantation (38% v 8%). After unrelated donor transplantation, recipients of cord blood grafts were more likely to die from infections, interstitial pneumonitis, and GVHD compared to those who received bone marrow grafts (42% v 22%). However, the proportion of children who died of organ toxicity was similar after transplantation of unrelated cord blood and bone marrow. Eight-five percent of recurrences after HLA-identical sibling donor and unrelated donor transplantations occurred within the first year after transplantation. In both groups, 90% of transplant-related deaths also occurred within the first year.
The objective of this study was to determine outcomes after unrelated donor transplantation for very young children with acute leukemia and to compare these with outcomes after HLA-matched sibling donor transplantation. There were no differences in long-term rates of overall and leukemia-free survival following unrelated donor transplantation as compared to HLA-matched sibling transplantation following adjustment for disease status, the only significant prognostic variable. Overall and leukemia-free survival rates were significantly higher for children transplanted in first remission compared with those transplanted in second remission or relapse. This confirms that reported by others that disease status at transplantation rather than donor type is the most important determinant of outcome after transplantation.25-27 Notably, there were no differences in relapse, overall and leukemia-free survival between recipients of unrelated donor bone marrow and unrelated donor cord blood transplantation despite the fact that 85% of cord blood grafts were mismatched compared to 28% of bone marrow grafts. HLA-disparity limited to a single antigen and selection of cord blood grafts with adequate total nucleated cell doses may explain why we did not observe significant differences by type of donor or graft infused. The pattern of treatment failure differed after HLA-matched sibling donor and unrelated donor transplantation. While relapse was the most frequent cause of treatment failure after HLA-matched sibling donor transplantation, treatment-related mortality was the most frequent cause of failure after unrelated donor bone marrow or unrelated donor cord blood transplantation. The higher proportion of patients with advanced leukemia at transplantation, slower myeloid recovery, higher rates of GVHD and infections may have contributed to higher treatment-related mortality after unrelated donor transplantation. Higher rates of early treatment-related mortality after cord blood transplantation is reported by others and is presumed secondary to slower myeloid recovery and higher rates of infection-related deaths.28-30 Strategies to improve hematopoietic recovery such as ex vivo expansion of cord blood cells, infusion of HLA-haploidentical CD34+ cells, transplantation of double cord blood grafts, and use of fludarabine may decrease early mortality after cord blood transplantation.31-33 The higher proportion of patients with advanced leukemia among unrelated donor bone marrow or cord blood recipients is reflective of the practice of transplantation as a treatment option after initial relapse in patients without a HLA-matched sibling donor. We did not observe differences in transplant-outcome by type of leukemia. To further examine the effect of type of leukemia and outcomes after transplantation, we examined recurrence, overall and leukemia-free survival for each type of leukemia separately. After adjustment for disease status at transplantation, risks of recurrence, treatment failure, and overall mortality were similar after HLA-identical sibling and unrelated donor transplantation (data not shown). Higher dose-intensities associated with allogeneic transplantation as well as graft versus leukemia effects may have resulted in fewer relapses for both types of leukemia and may explain the equivalent outcomes observed in the current study. The relative efficacy of HLA-matched sibling bone marrow and unrelated donor bone marrow or unrelated donor cord blood grafts did not differ by age at diagnosis or other known prognostic factors such as age (< 6 months), white cell count, extra-medullary disease, 11q23 abnormalities, or other cytogenetic abnormalities.1,4,6,10,11,34-37 Nevertheless, these factors and chemotherapy received before transplantation may have influenced the likelihood of achieving and sustaining CR, the only significant prognostic factor in our cohort. Our study is limited by lack of information on neurocognitive development and other late medical complications either as a result of intensified therapy or radiation associated with transplantation. These complications are important considerations in balancing the risk and benefits of transplantation versus intensive chemotherapy27,38 and future studies should address the long-term consequences of aggressive treatment in larger cohorts of very young children and especially the use of irradiation-containing regimens for transplantation. Any observational study that compares different interventions is subject to bias from complex selection criteria that underlie the choice of intervention and our study is no exception. But our ability to adjust for key known risk factors made a controlled though not randomized comparison possible. Further, this study cannot address the relative merits and demerits of intensive chemotherapy versus transplantation. Our data suggest that the same criteria currently used for advocating transplantation for those with an HLA-matched sibling donor should be extended to those with a HLA-matched or 1-antigen mismatched unrelated adult or cord blood.
The authors indicated no potential conflicts of interest.
Supported by Public Health Service Grant U24-CA76518 from the National Cancer Institute, the National Institute of Allergy and Infectious Diseases, and the National Heart, Lung and Blood Institute, and a Clinical Research Career Development Award from the American Society of Clinical Oncology (ME). Authors' disclosures of potential conflicts of interest and author contributions are found at the end of this article.
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Copyright © 2006 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
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