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Originally published as JCO Early Release 10.1200/JCO.2005.03.6723 on April 24 2006 © 2006 American Society of Clinical Oncology. Phase II Placebo-Controlled Randomized Discontinuation Trial of Sorafenib in Patients With Metastatic Renal Cell Carcinoma
From the University of Chicago, Chicago, IL; Royal Marsden Hospital, Surrey, United Kingdom; Abramson Cancer Center, University of Pennsylvania, Philadelphia, PA; The University of Texas M.D. Anderson Cancer Center, Houston; Cancer Therapy and Research Center, San Antonio, TX; Bayer Pharmaceuticals Corporation, West Haven, CT Address reprint requests to Mark J. Ratain, MD, University of Chicago, 5841 S Maryland Ave, MC2115, Chicago, IL 60637; e-mail: mratain{at}medicine.bsd.uchicago.edu
PURPOSE: This phase II randomized discontinuation trial evaluated the effects of sorafenib (BAY 43-9006), an oral multikinase inhibitor targeting the tumor and vasculature, on tumor growth in patients with metastatic renal cell carcinoma.
PATIENTS AND METHODS: Patients initially received oral sorafenib 400 mg twice daily during the initial run-in period. After 12 weeks, patients with changes in bidimensional tumor measurements that were less than 25% from baseline were randomly assigned to sorafenib or placebo for an additional 12 weeks; patients with
RESULTS: Of 202 patients treated during the run-in period, 73 patients had tumor shrinkage of CONCLUSION: Sorafenib has significant disease-stabilizing activity in metastatic renal cell carcinoma and is tolerable with chronic daily therapy.
Sorafenib (BAY 43-9006) is an oral kinase inhibitor targeting both tumor cells and the tumor vasculature. It was originally developed as an inhibitor of Raf-1, a member of the Raf/MEK/ERK signaling pathway.1,2 Sorafenib was subsequently found to have activity against B-Raf, vascular endothelial growth factor receptor2, platelet-derived growth factor receptor, Fms-like tyrosine kinase-3 (Flt-3), and stem-cell growth factor (c-KIT).3 In phase I studies investigating various oral dosing schedules, sorafenib was generally well tolerated; the recommended dose for future trials was 400 mg bid continuously. Dose-limiting toxicities at continuous doses higher than 400 mg bid were diarrhea, fatigue, and skin toxicity.4-7 Preclinical studies in xenograft models (colon, breast, lung) showed that the primary effect of sorafenib was inhibition of tumor growth rather than tumor shrinkage.3 These data suggested that, unlike cytotoxic agents, the primary clinical benefit of agents such as sorafenib may be disease stabilization. Therefore, classical oncology paradigms for phase II clinical evaluation (eg, single-arm noncontrolled studies using partial or complete response rate as the primary end point) would not adequately detect the activity of sorafenib.8 As duration of disease stabilization is affected by the natural history of the disease and the effect of any administered agent, drug effect is best measured through use of a placebo control, ideally with minimization of patient exposure to placebo. The randomized discontinuation (or withdrawal) trial (RDT) design, first proposed in 1975, attempts to assess the clinical activity of a drug while minimizing the use of placebo.9 Since then, this design has been used in many therapeutic areas.10-15 This is an enrichment design, in which all patients receive study drug for an initial run-in period, followed by random assignment of potential responders to either the study drug or placebo.9,14 This design creates a controlled trial without upfront randomization, and decreases the heterogeneity of the randomly assigned population, resulting in increased statistical power with smaller patient numbers. This design was first implemented in oncology in a study of carboxyaminoimidazole for the treatment of metastatic renal cell carcinoma (RCC).16,17 Our multicenter placebo-controlled RDT was performed to determine whether sorafenib inhibits tumor growth in patients with metastatic solid tumors who maintain stable disease after a 12-week run-in period. The original protocol focused on patients with metastatic colorectal carcinoma (CRC), based on the putative importance of Raf/MEK/ERK signaling in this tumor type.18,19 However, the broad eligibility criteria of the protocol also enabled enrollment of patients with other malignancies. Early signs of antitumor activity in patients with RCC and low numbers of patients with CRC achieving the criteria for randomization after the 12-week run-in period led to a refocus of this study toward patients with RCC, as we have reported here.
Patients Patients with histologically or cytologically confirmed metastatic refractory cancer for which no approved effective therapy exists were eligible for this study. Originally, the study focused on patients with CRC, but allowed enrollment of patients with other solid tumor types. During the course of the study, evidence of tumor regression in many patients with RCC led to a protocol amendment, which extended recruitment of patients with RCC and terminated enrollment of patients with CRC. Inclusion criteria included: patient age of at least 18 years; at least one measurable tumor; Eastern Cooperative Oncology Group (ECOG) performance status of 0 or 1; life expectancy of at least 12 weeks; and adequate bone marrow, liver, and renal function. Patients with other serious medical problems or CNS involvement were excluded. There was no limit on the extent of prior therapy, except for the exclusion of patients with previous exposure to a Ras pathway inhibitor.
Study Design
Sorafenib (Bayer Pharmaceuticals Corporation, West Haven, CT) was initially administered to all patients in a 12-week open-label run-in period using continuous oral dosing at 400 mg bid. Doses of sorafenib were delayed or reduced if clinically significant toxicities considered related to sorafenib occurred. After the 12-week run-in period, disease status was assessed based on change in bidimensional tumor measurements from baseline.20 Patients with
Assessment of Efficacy Secondary end points included progression-free survival (PFS) after random assignment (randomized subset only); overall PFS (from start of treatment); tumor response rate; and safety. Tumor response was assessed at 12 weeks, and once every 6 weeks thereafter, in accordance with modified WHO guidelines for partial response (PR), stable disease (SD), and progressive disease (PD). Objective responses were confirmed at least 4 weeks after the original documentation. In order to verify investigator observations in an unbiased manner, independent assessment of radiologic scans was performed retrospectively for 152 (75%) of 202 patients. Some scans were not available for independent assessment, as a radiology charter specifying parameters for independent review was developed after the last patient was accrued. These independent radiographic assessments were performed by RadPharm (Princeton, NJ).
Assessment of Safety
Statistical Analysis For the primary efficacy end point, the two treatment groups (based on an intention to treat) were compared using a CochranMantel-Haenszel test stratified by baseline ECOG score; 95% CIs were computed using binomial distribution. PFS after randomization was summarized by the Kaplan-Meier method, and was compared between treatment groups using a log-rank test. We estimated PFS attributable to sorafenib by piecing together information from the various treatment groups and treatment periods. All patients contributed to the PFS estimate for the first 12 weeks of therapy. We combined the PFS estimate for the first 12 weeks with a similar estimate for all remaining weeks after the first 12 weeks, the latter assuming the patient was alive and progression free at 12 weeks. We estimated PFS after 12 weeks as a weighted average of group-specific PFS for the two groups treated with sorafenib for more than 12 weeks: the 79 patients who entered the open-label part of the trial and the 33 patients randomly assigned to continue on sorafenib. When combining the group-specific PFS estimates, the weights corresponded to the fraction of patients continuing on open-label sorafenib at 12 weeks (79 of 144 patients) and the proportion of randomly assigned patients who were progression free at 12 weeks (65 of 144 patients).
This study design permitted enrollment of patients with a variety of tumor types; 502 patients were enrolled onto the study, 501 of whom received the study drug. Early indications of activity in patients with RCC caused us to refocus our study on this patient population, resulting in RCC being the most predominant tumor type (202 patients [40%]). The baseline demographics of these RCC patients are listed in Table 1. In the randomized phase, the distribution of men and women differed between the treatment groups. However, there were no significant differences between groups for this or any of the other measured baseline characteristics.
Response Assessment: Run-in Phase Response was assessed at the end of the 12-week run-in based on investigator-assessed bidimensional tumor measurements. Response assessment was unavailable for nine patients (4%), all of whom had discontinued treatment before week 12. This response assessment was used to determine patients' subsequent course of therapy. A total of 73 patients (36%) achieved tumor shrinkage 25% compared with baseline, 69 patients (34%) had tumor measurements that remained within 25% of baseline levels, and 51 patients (25%) showed either tumor growth 25% or other evidence of progression at or before week 12 (Fig 1).
Eight patients (4%) had independently confirmed PRs by modified WHO criteria at 12 weeks, all of these patients continued on open-label treatment. Investigator-assessed PR rate by modified WHO criteria was 11%. Of the 15 patients treated with papillary cancer, investigator assessment of best response (using WHO criteria) showed two PRs at 12 weeks, with an additional three patients having tumor shrinkage of 25% to 49%.
Patient Disposition Of the 69 patients identified at 12 weeks with tumor growth or tumor shrinkage of less than 25% who were eligible for entry onto the randomized phase, two patients continued on open-label sorafenib (investigator protocol violation), and three patients withdrew (one patient each due to adverse events, to pursue other treatment options, and for clinical progression before random assignment). One patient who met the study criteria for PD at week 12 was randomly assigned instead of discontinuing treatment. Therefore, a total of 65 patients were randomly assigned to receive sorafenib (32 patients) or placebo (33 patients). Seventy-three patients with tumor shrinkage of at least 25% at the 12-week assessment entered into the open-label part of the trial, plus six additional patients who continued sorafenib, either at the discretion of the investigator or after being granted a waiver, despite having SD (n = 3) or PD (n = 2), or not receiving treatment for the entire run-in (n = 1). Therefore, a total of 79 patients continued open-label sorafenib. Forty-three patients, who completed the 12-week run-in, discontinued treatment at a later time point; 40 patients because of PD, and three patients who had SD (and withdrew from the study).
Antitumor Activity
Sorafenib treatment was restarted in 28 patients whose disease progressed on placebo after a median time from randomization of 7 weeks. The median time from restarting sorafenib to the end of treatment in these patients was 24 weeks, suggesting restabilization of PD. Entire treatment period. A secondary objective of this study was to estimate overall PFS for all treated patients. The 79 patients who continued on open-label sorafenib after 12 weeks had a median PFS from baseline of 40 weeks. In patients who achieved tumor shrinkage of at least 25% at 12 weeks (n = 73), PFS was not appreciably different in those patients who had tumor shrinkage of at least 25% to less than 50% (38 weeks; n = 45) with those patients who had tumor shrinkage of at least 50% (47 weeks; n = 28). This suggests that patients with minor tumor shrinkage may have the same benefit as those with classic responses. For the entire population, median overall PFS was estimated (as described in Patients and Methods) to be 29 weeks (Fig 3).
Safety The most common treatment-emergent adverse events were fatigue (73% of patients), rash/desquamation (66%), hand-foot skin reaction (62%), pain (other; 58%), and diarrhea (58%; Table 2). The majority of these events were grade 1 or 2 in severity, although nine patients discontinued drug because of toxicity. The most common grade 3/4 adverse event was hypertension, which was observed in 31% of patients. Antihypertensive therapy with a variety of agents was initiated in 46% of patients. No patients died from toxicity.
The results of this placebo-controlled phase II study clearly demonstrate that sorafenib has significant activity in metastatic RCC, based on the marked difference in progression rate between patients randomly assigned to sorafenib versus placebo. Additional evidence for antitumor activity is provided by the restabilization of PD in patients whose disease had progressed on placebo and were switched to sorafenib. As the median duration of sorafenib treatment in these patients after cross over was comparable to the median PFS for patients randomly assigned to placebo, this suggests that patients were not disadvantaged from a brief period of placebo treatment, providing additional ethical support for this design. It is notable that if this study had been a single-arm study, the conclusion may have been that sorafenib was inactive in metastatic RCC, as a 4% PR rate is generally considered to be indicative of an inactive agent. Sorafenib has now been confirmed to have significant benefit in a large phase III trial, demonstrating a 100% prolongation of PFS, and a 39% prolongation of overall survival.21 Of note, in this phase III study, the confirmed response rate was also less than 5%. The RDT design also enables the assessment of tumor response in an uncontrolled setting by means of change in tumor measurements at the end of the run-in period (12 weeks). The majority of patients achieved some degree of tumor shrinkage at this time point, and tumor shrinkage of at least 25% (unconfirmed PR/minor response) was achieved in 36% of patients. Elucidation of the different histologic subtypes of RCC indicates that there are distinct molecular mechanisms responsible for tumor growth, and that patients with different subtypes may have variable prognoses and may respond differently to treatment.22 However, in this study, the antitumor effect in papillary RCC seemed similar to that of the clear cell RCC population. Although the RDT design prevents a direct analysis of PFS for patients initially treated with sorafenib, PFS of these patients was estimated by eliminating the number of patients randomly assigned to placebo and combining the estimates of conditional PFS to avoid bias. Using this approach, the median PFS at 29 weeks was longer than that observed in patients treated with bevacizumab (21 weeks), or with placebo in the same study (11 weeks).23 The lack of a difference in median PFS between patients with 25% to 50% tumor shrinkage, with those with tumor shrinkage of more than 50% (ie, partial responders), further indicates the limited utility of standard response criteria for development of agents such as sorafenib.8 Importantly, this study shows that sorafenib is generally well tolerated when administered long term in a population of patients with metastatic cancer. Mild-to-moderate skin toxicity was common, and was reversed with treatment interruption and/or dose reduction. In addition, hypertension was frequent, and often required therapy with oral medications. It is expected that long-term sorafenib use will require administering antihypertensive therapy in many treated patients. Given that the drug is administered continuously without a break, the titration of antihypertensive therapy can be performed during the initial weeks of therapy and does not require frequent adjustment. Sorafenib has demonstrated activity as a single agent in other solid tumors. In our study, tumor shrinkage was evident at 12 weeks in patients with soft tissue sarcoma and thyroid cancer.24 Furthermore, sorafenib also appears to be active in advanced hepatocellular carcinoma.25 The favorable safety profile of sorafenib lends itself well to combination with chemotherapy, as evidenced by the results of combining it with carboplatin and paclitaxel in metastatic melanoma.26 This study was designed to evaluate the merits of the RDT design, which, as originally stated by Amery and Dony,9 allows increased statistical power and reduced patient numbers.27 Enrollment onto this trial was rapid, with 202 RCC patients enrolled in 16 months at five study sites, reflecting patient acceptance of the study design. The large treatment difference between sorafenib and placebo was demonstrated with only 65 randomly assigned patients, 35% fewer than originally estimated, because the actual treatment effect was much greater than the hypothesized treatment effect. Not only does this study design allow detection of antitumor activity by standard response rate criteria, it enables assessment of disease stabilization, which would not be possible with a standard phase II study design. Therefore, because only a relatively small proportion of treated patients were randomly assigned, this underestimates the true efficiency of the RDT design. It is likely that the RDT design can be made even more efficient with modifications, such as using the full range of changes in tumor burden after random assignment, rather than a binary arbitrary criterion of "progression" as the primary end point.28
Although all authors completed the disclosure declaration, the following authors or their immediate family members indicated a financial interest. No conflict exists for drugs or devices used in a study if they are not being evaluated as part of the investigation. For a detailed description of the disclosure categories, or for more information about ASCO's conflict of interest policy, please refer to the Author Disclosure Declaration and the Disclosures of Potential Conflicts of Interest section in Information for Contributors.
Dollar Amount Codes (A) < $10,000 (B) $10,000-99,999 (C)
We would like to acknowledge Ian Judson, Simon Pacey, and David Cunningham from the Royal Marsden Hospital (Surrey, United Kingdom) for their contribution to this study. Furthermore, this study would not have been possible without the efforts of Rachel Humphrey.
Supported by Bayer Pharmaceuticals Corporation and Onyx Pharmaceuticals. Authors' disclosures of potential conflicts of interest and author contributions are found at the end of this article.
1. Wilhelm S, Chien DS: BAY 43-9006: Preclinical data. Curr Pharm Des 8:2255-2257, 2002 2. Hilger RA, Scheulen ME, Strumberg D: The Ras-Raf-MEK-ERK pathway in the treatment of cancer. Onkologie 25:511-518, 2002 3. Wilhelm SM, Carter C, Tang L, et al: BAY 43-9006 exhibits broad spectrum oral anti-tumor activity and targets the Raf/MEK/ERK pathway and receptor tyrosine kinases involved in tumor progression and angiogenesis. Cancer Res 64:7099-7109, 2004 4. Awada A, Hendlisz A, Gil T, et al: Phase I safety and pharmacokinetics of BAY 43-9006 administered for 21 days on/7 days off in patients with advanced, refractory solid tumours. Br J Cancer 92:1855-1861, 2005 5. Clark JW, Eder JP, Ryan D, et al: The safety and pharmacokinetics of the multi-targeted tyrosine kinase inhibitor (including Raf kinase and VEGF kinase), BAY 43-9006, in patients with advanced, refractory solid tumors. Clin Cancer Res 11:5472-5480, 2005 6. Moore MJ, Hirte HW, Siu L, et al: Phase I study to determine the safety and pharmacokinetics of the novel Raf kinase and VEGFR inhibitor BAY 43-9006, administered for 28 days on/7 days off in patients with advanced, refractory solid tumors. Ann Oncol 16:1688-1694, 2005 7. Strumberg D, Richly H, Hilger RA, et al: Phase I clinical and pharmacokinetic study of the novel Raf kinase and vascular endothelial growth factor receptor inhibitor BAY 43-9006 in patients with advanced refractory solid tumors. J Clin Oncol 23:965-972, 2005 8. Ratain MJ, Eckhardt SG: Phase II studies of modern drugs directed against new targets: If you are fazed, too, then resist RECIST. J Clin Oncol 22:4442-4445, 2004 9. Amery W, Dony J: A clinical trial design avoiding undue placebo treatment. J Clin Pharmacol 15:674-679, 1975 10. Chiron C, Dulac O, Gram L: Vigabatrin withdrawal randomized study in children. Epilepsy Res 25:209-215, 1996 11. Cibere J, Kopec JA, Thorne A, et al: Randomized, double-blind, placebo-controlled glucosamine discontinuation trial in knee osteoarthritis. Arthritis Rheum 51:738-745, 2004 12. Gotzsche PC, Hansen M, Stoltenberg M, et al: Randomized, placebo controlled trial of withdrawal of slow-acting antirheumatic drugs and of observer bias in rheumatoid arthritis. Scand J Rheumatol 25:194-199, 1996 13. Holmes C, Wilkinson D, Dean C, et al: The efficacy of donepezil in the treatment of neuropsychiatric symptoms in Alzheimer disease. Neurology 63:214-219, 2004 14. Kopec JA, Abrahamowicz M, Esdaile JM: Randomized discontinuation trials: Utility and efficiency. J Clin Epidemiol 46:959-971, 1993 15. Uretsky BF, Young JB, Shahidi FE, et al: Randomized study assessing the effect of digoxinwithdrawal in patients with mild to moderate chronic congestive heart failure: Results of the PROVED trialPROVED Investigative Group. J Am Coll Cardiol 22:955-962, 1993 16. 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Amin MB, Amin MB, Tamboli P, et al: Prognostic impact of histologic subtyping of adult renal epithelial neoplasms: An experience of 405 cases. Am J Surg Pathol 26:281-291, 2002 23. Yang JC, Haworth L, Sherry RM, et al: A randomized trial of bevacizumab, an anti-vascular endothelial growth factor antibody, for metastatic renal cancer. N Engl J Med 349:427-434, 2003 24. Pacey SC, Ratain MJ, O'Dwyer PO, et al: Phase II antitumor activity of BAY 43-9006, a novel Raf kinase and VEGFR inhibitor, in patients with sarcoma enrolled in a randomized discontinuation study. Eur J Cancer 2:114, 2004 (abstr) 25. Abou-Alfa GK, Schwartz L, Ricci S, et al: Phase II study of BAY 43-9006 in patients with advanced hepatocellular carcinoma (HCC). Eur J Cancer 2:16, 2004 (abstr) 26. Flaherty KT, Brose M, Schuchter L, et al: Phase I/II trial of BAY 43-9006, carboplatin and paclitaxel demonstrates preliminary antitumor activity in the expansion cohort of patients with metastatic melanoma. J Clin Oncol 23:711s, 2004 (suppl; abstr 7507) 27. Farr NL: Questioning placebo controls. Science 288:1747, 2000 28. Lavin PT: An alternative model for the evaluation of antitumor activity. Cancer Clinical Trials 4:451-457, 1981 29. Motzer RJ, Mazumdar M, Bacik J, et al: Survival and prognostic stratification of 670 patients with advanced renal cell carcinoma. J Clin Oncol 17:2530-2540, 1999 30. Motzer RJ, Bacik J, Schwartz LH, et al: Prognostic factors for survival in previously treated patients with metastatic renal cell carcinoma. J Clin Oncol 22:454-463, 2004 Submitted August 8, 2005; accepted December 1, 2005. This article has been cited by other articles:
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