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Originally published as JCO Early Release 10.1200/JCO.2005.01.3516 on August 14 2006 © 2006 American Society of Clinical Oncology. Detection of Aberrant Methylation of Four Genes in Plasma DNA for the Detection of Breast Cancer
From the Department of Otolaryngology-Head and Neck Surgery, Head and Neck Cancer Research Division, Johns Hopkins University School of Medicine, Baltimore, MD; Departments of Epidemiology, School of Public Health and Community Medicine, and Pathology, School of Medicine, University of Washington, Seattle, WA; and the Tumor Institute, University of Dakar, Senegal Address reprint requests to Nancy B. Kiviat, MD, Department of Pathology, Harborview Medical Center, University of Washington, 325 9th Ave, Seattle, WA 98104 e-mail: nbk{at}u.washington.edu; or to David Sidransky, MD, Head and Neck Cancer Research Division, Johns Hopkins University School of Medicine, 818 Ross, 720 Rutland Avenue, Baltimore, MD 21205; e-mail: dsidrans{at}jhmi.edu
Purpose Novel approaches to breast cancer screening are necessary, especially in the developing world where mammography is not feasible. In this study, we explored the hypothesis that blood-based biomarkers have potential for biomarkers for breast cancer. Patients and Methods We first determined the frequency of aberrant methylation of four candidate genes (APC, GSTP1, Rassf1A, and RARβ2) in primary breast cancer tissues from West African women with predominantly advanced cancers. We used a high-throughput DNA methylation assay (quantitative methylation-specific polymerase chain reaction) to examine plasma from 93 women with breast cancer and 76 controls for the presence of four methylated genes. Samples were randomly divided evenly into training and validation data sets. Cutoff values for gene positivity of the plasma-based assay and the gene panel were determined by receiver operating characteristic curves in the training data set and subsequently evaluated as a screening tool in the validation data set. Results Methylation of at least one gene resulted in a sensitivity of 62% and a specificity of 87%. Moreover, the assay successfully detected 33% (eight of 24) of early-stage tumors. Conclusion These data suggest that epigenetic markers in plasma may be of interest for detection of breast cancer. Identification of additional breast cancer specific methylated genes with higher prevalence in early stage cancers would improve this approach.
Breast cancer is the second leading cause of cancer death among women after lung cancer. According to the WHO, more than 1.2 million women worldwide will be diagnosed with breast cancer this year. Although a recent significant decline in breast cancer mortality between 1992 and 1996 is believed to be due, in part, to early diagnosis by screening mammography, the limitations of mammography1,2 are well recognized, especially for those women with premenopausal breast cancer. In developing countries, the extensive laboratory and clinical infrastructure required for mammographic screening, as well as the high cost of mammography precludes such an approach. Further, given the fact that the majority of women in many developing countries are under the age of 40 years, the problem of the detection of premenopausal breast cancer is of particular importance in such settings. Thus alternative approaches to breast cancer detection are clearly needed. Detection of changes in DNA methylation, also termed epigenetic alterations, may offer an alternative approach to screening. Further, it may also be of interest in providing data for clinical long-term management of women treated for breast cancer. Epigenetic changes, such as DNA methylation are one of the most common molecular alterations in human neoplasia3-6 including breast cancer.7 DNA hypermethylation refers to the addition of a methyl group to the cytosine ring of those cytosines that precede a guanosine (referred to as CpG dinucleotides) to form methyl cytosine (5-methylcytosine). CpG dinucleotides are found at increased frequency in the promoter region of many genes, and methylation in the promoter region is frequently associated with "gene silencing" (ie, the gene is expressed in the absence of methylation).8 Both global hypomethylation and gene-specific hypermethylation are associated with malignancy,9-11 and studies in animals and in humans have demonstrated that these epigenetic changes are an early event in carcinogenesis and are present in the precursor lesions of a variety of cancers including breast,12-14 lung,15 colon,16 and endometrium.17 The presence of abnormally high DNA concentrations in the sera, plasma, and urine of patients with various malignant diseases has been described.18-20 Several studies have also tested fine needle aspirate samples and corresponding sera from women with breast cancers for aberrant DNA hypermethylation at the time of diagnosis.7,21 Overall, these studies have demonstrated a high concordance between the epigenetic alterations found in primary tumor specimens and in plasma, suggesting the potential utility of these alterations as surrogate tumor markers.22-26 Thus far, however, there are only limited data available on the detection of these epigenetic alterations in primary breast cancer tissue and in corresponding blood samples. Therefore we undertook the current study among West African women presenting with untreated breast cancer to (1) determine the frequency in primary breast cancer tissue of methylation of four candidate genes, APC, GSTP1, RARβ2, and Rassf1A, which preliminary studies in other populations suggest are important in breast cancer, and (2) to determine whether detection of methylation changes of these four genes in plasma might have clinical utility.
Study Population Ninety-three consecutive women with breast cancer (cases) were recruited from patients presenting to the University of Dakar Tumor Institute (Senegal, West Africa) between August 2001 and April 2003 for initial diagnosis and treatment of their breast cancer and enrolled into this study before treatment. The blood samples for control women in this study (n = 76) were selected from available residual samples from a study evaluating the relationship between human papillomavirus and cervical neoplasia in Senegal.27 Control patients in this study presented for gynecologic exams/symptoms (61%), routine follow-up (17%), HIV screening (8%), other infectious diseases including suspected malaria and tuberculosis (7%), and other reasons (7%). After providing informed consent, all study participants were interviewed to elicit information regarding demographic characteristics, gynecologic history, use of cigarettes and alcohol, family history of cancer, and medical history. Approval for research on human subjects was obtained from the University of Washington (Seattle, WA) and the University of Dakar institutional review boards.
Collection and Processing of Samples and DNA Preparation Genomic DNA was isolated from residual needle aspirate material collected in STM media (Digene Corporation) using the QIAamp DNA mini kit (Cat. No. 51,104; Qiagen, Hilden, Germany). Samples were first digested with protease K; DNA was extracted from 200 µL protease K digested samples, following the manufacturer's protocol; DNA concentration was measured using a fluorometer.
Conventional Methylation-Specific Analysis
Quantitative MSP PCR Methylation Analysis All plasma was examined using high throughput DNA methylation assay (quantitative MSP PCR [QMSP]). Bisulfite modified DNA was used as a template for fluorescence-based real-time PCR (Taqman) as previously described.30 In brief, primers and probes were designed to specifically amplify the bisulfite-converted promoter of the gene of interest. The ratios between the values of the gene of interest and the internal reference gene, β-actin, obtained by Taqman analysis, were used as a measure for representing the relative level of methylation in the particular sample (target gene/β-actin x 1,000). Fluorogenic PCRs were carried out in a reaction volume of 20 µL consisting of 600 nmol/L of each primer; 200 nmol/L probe; 0.75 units of platinum Taq polymerase (Invitrogen, Carlsbad, CA); 200 µmol/L of each of dATP, dCTP, dGTP, and dTTP; 16.6 mmol/L ammonium sulfate; 67 mmol/L Trizma; and 6.7 mmol/L MgCl2; 10 mmol/L mercaptoethanol; and 0.1% DMSO. Two microliters of treated DNA solution were used in each real-time MSP reaction. Amplifications were carried out in 384-well plates in a 7900 Sequence detector (Perkin-Elmer Applied Biosystems, Foster City, CA). Each plate consisted of patient samples and multiple water blanks, as well as positive and negative controls. Leukocytes from a healthy individual were methylated in vitro with excess SssI methyltransferase (New England Biolabs Inc, Beverly, MA) to generate completely methylated DNA, and serial dilutions of this DNA were used for constructing the calibration curves on each plate. A diagram to further explain the quantitative MSP is detailed in Figure A1.
Statistical Methods
Mantel-Haenszel
The demographic and clinicopathologic characteristics of the participants at study entry are summarized in Table 1. Women with breast cancer (n = 93) as compared with control women (n = 76) were older on average (mean age, 44.9 v 37.3 years), less likely to be premenopausal (53% v 91%), and less likely to have received any formal education (19% v 68%). However, both women with breast cancer and control women were similar in regards to place of birth, previous history of pregnancy, and marital status. Lastly, only one study participant (a case) reported any history of hormone replacement therapy.
Among the 90 breast cancer cases in which clinical stage was noted, six (7%) were stage I, 18 (20%) were stage II, 43 (48%) were stage III, and 23 (26%) were stage IV. Under the microscope, 9% consisted of invasive ductal carcinoma, 6% were invasive lobular carcinoma, and 85% were poorly differentiated invasive carcinomas. Cutoff values to distinguish cases from controls for the four genes were separately determined in the training data set (n = 84). There were no significant differences between the training and validation (n = 85) data sets with respect to any of the measured demographic or clinicopathologic characteristics and with respect to tumor stage among the cases. In the training data set, optimal cutoffs were determined by maximizing the sensitivity and specificity for detection of breast cancer for all values of QMSP, which resulted in an FPR below 15% (ie, for all values with a specificity above 85%; Fig 1). However, in effect, detection of any level of aberrant methylation (normalized values > 0) resulted in more than 85% specificity for all genes except APC (for which any level of detectable methylation resulted in a specificity of 79%). For GSTP1, the optimal QMSP value distinguishing cases from controls was found to be 0, and only a single control in the training set was found to have an extremely high value (346.3). For the other three genes, an optimal cutoff was determined (APC = 3.2; RARβ2 = 2.6 x 10–8; RASSF1A = 6.5 x 10–3). These potential cutoff values were subsequently confirmed by means of classification and regression tree analysis, with the only difference being that we chose the minimum value in the interval between the highest control and lowest case value, whereas classification and regression tree analysis produced the median value between the highest control and lowest case value.
We next evaluated the sensitivities and specificities of the optimal cutoff values for the genes in an independent validation data set (n = 85). The frequency of methylation in plasma DNA of APC, GSTP1, and Rassf1A was significantly greater among women with cancer as compared with controls in the validation data set: APC, 17% versus 0% (P = .008); GSTP1, 26% versus 0% (P = .0008); and Rassf1A, 32% versus 5% (P = .002) (Table 2). However, the association of methylation of plasma DNA of RARβ2 with case status did not reach statistical significance (P < .01) after adjustment for multiple comparisons (26% v 8%; P = .03). Furthermore, relative methylation values (gene/β-actin x 1,000) of QMSP in plasma DNA among those with values above the cutoff tended to be higher among cases as compared with controls (Fig 2).
At least one of the four genes of interest was detected by QMSP in 29 of 47 plasma samples from cancer cases (sensitivity 62%; 95% CI, 46% to 75%) and in five of 38 control patient samples (specificity 87%; 95% CI, 72% to 96%). Among premenopausal women, at least one of the four genes of interest was detected in 16 (59%) of 27 plasma samples from cancer cases and in four (12%) of 33 control patient samples, while in menopausal women, at least one gene was detected in 12 (63%) of 19 plasma samples from cancer cases and only one (25%) of four controls (data not shown). Similarly, hypermethylation of at least one of the four genes was detected in similar proportions of cases who were younger (< 40 years; 65%) compared with older ( 40 years; 59%; P = .7) and in controls who were younger (19%) compared with older (6%; P = .2). When considering each gene as a dichotomous factor, with a cutoff as determined in training data set, methylation of multiple genes was present in 10 (21%) of 47 cases of breast cancer but was not detected in any of 38 controls in the validation data set. Although 19 cases (40%) of breast cancer had methylation of only one gene (Rassf1A, eight; RARβ2, four; GSTP1, four; APC, three), four cases (9%) had methylation of two genes, four cases (9%) had methylation of three genes, and two cases (4%) had methylation of all four genes of interest. Methylation of each gene was positively associated (but not necessarily significantly associated) with methylation of the other genes (data not shown), with odds ratios ranging from 1.8 (for the association between methylation of Rassf1A with methylation of RARβ2) to 4.8 (for the association between methylation of Rassf1A with methylation of APC). However, the use of combinations of methylated gene substantially increased the sensitivity for detecting breast cancer (from 32% for any single gene to 62% with all four genes), suggesting that the four genes, although somewhat associated with each other, were independently associated with detection of breast cancer. Small sample sizes prevented a formal multivariable analysis of the importance of each gene or gene combinations with respect to case-control status. Detection of aberrant methylation was associated with increased tumor stage among all cases (Table 3). At least one of the four genes was detected by QMSP in eight (33%) of 24 plasma samples from women with stage I-II cancer and in 43 (65%) of 66 samples from women with stage III-IV cancer. RARβ2, Rassf1A, and APC were all somewhat more often detected in late- compared with early-stage breast cancer, whereas GSTP1 was not associated with stage. In early-stage disease, aberrant methylation of GSTP1 was present in six (25%) of 24 women with early-stage cancer. GSTP1, RARβ2, and Rassf1A were each aberrantly methylated in approximately 30% of stage III-IV tumors. Although there were no statistically significant differences in detection of aberrant methylation by age or menopausal status among cases, each gene was somewhat more likely to be aberrantly methylated in older compared with younger, and similarly in menopausal as compared to premenopausal participants with breast cancer (Tables 4 and 5).
Matched tissue samples from eighty-four primary cancer cases were evaluated for methylation status. Methylation of RARβ2, RASSF1A, APC, and GSTP1 (determined by conventional QMSP) was present in 23%, 44%, 42%, and 14% of breast cancer tissue samples, respectively. The presence of methylation of any one of these four genes was detected in 57% of breast cancer tissue samples (Table 6), a rate similar to that of QMSP in blood samples. Nine (82%) of the 11 women whose primary cancer was positive for methylation of GSTP1 had aberrantly methylated GSTP1 detected in plasma by QMSP. Nine (47%) of 19 women whose primary cancer tissue contained aberrant methylation of RARβ2 had this aberrantly methylated DNA detected in plasma, whereas 43% (16 of 37) and 34% (12 of 35) of women whose primary cancers contained Rassf1A and APC, respectively, had hypermethylated Rassf1A and APC DNA detected in their plasma. A further summary of analytic sensitivity of these genes are shown in Table 6.
We examined the potential of plasma-based detection of promoter hypermethylation of four genes to identify women with breast cancer. We focused on evaluation of promoter hypermethylation of four genes that appeared to be of interest in previous (data not shown) studies in non-African populations. In preliminary studies, these four genes displayed high frequencies of methylation in primary tumors, which was subsequently confirmed in this African population. Any methylation (determined by conventional MSP PCR) of the four genes was present in 57% of the untreated primary breast cancer tissues from West African women. In QMSP analyses of plasma from the women whose primary breast cancer tissue had been examined as well as plasma samples from women without clinical cancer, promoter hypermethylation of at least one of these four genes was detected in 62% of plasma samples from breast cancer patients and in 13% of controls in the validation data set. Although the sensitivity of conventional MSP is not comparable with that of QMSP, generally the methylation status in plasma matched that detected in the primary tumors as seen in previous studies in other cancer types.22,26 Circulating plasma DNA, presumably shed from the original primary tumor, can be retrieved and tested for genetic and epigenetic alterations. Previous studies33-39 have reported on detection of various genetic and epigenetic alterations in matched samples from tumor tissue and plasma in patients with cancer of the lung, head and neck, kidney, colon, and pancreas. However, thus far, little is known about the relationship between detection of epigenetic abnormalities in primary breast cancer tissue and detection of such abnormalities in plasma. Although knowledge of the underlying mechanism of this circulating DNA is still limited, there is some evidence that the DNA is released from the tumor as a glyconucleoprotein complex that may protect it from degradation by nucleases.40 It remains unclear whether release of tumor DNA into plasma is associated with tumor necrosis, apoptotic cell death, or other selective cellular processes. However, these data provide strong, albeit indirect, evidence that the DNA containing the methylation of the specified gene originates from the primary breast cancer and is not an artifact in the plasma DNA from nonmalignant tissues. Thus, accumulating data on these methylation markers (APC, Rassf1A, GSTP1, and RARβ2) is of interest for the evaluation of such changes as potential plasma- or serum-based biomarkers for detection or monitoring of breast cancer patients. Detection of methylation in circulating DNA depends on the ability of the assay to detect methylated DNA in a background of wild type DNA (estimated at > 1:1000). In our experience and that reported by others,41 QMSP is more sensitive than conventional MSP, and the identification of low levels of methylation in plasma DNA may be due to the higher sensitivity of QMSP compared with conventional MSP. Although the sensitivity associated with any single gene was never greater than 32%, we achieved reasonable sensitivity with high specificity in breast cancer detection using only a small number of common epigenetic markers. However, one could envision an expansion of the current panel to other relevant and specific tumor suppressor genes to increase the sensitivity of the assay that might be of interest in both the developed and developing world. This expanded panel might be particularly useful for the diagnosis of early-stage breast cancer, assuming, as available data suggest, that most breast cancers carry epigenetic alterations. In the present study, we amplified each gene individually by QMSP. This is clearly a research assay, and we used a purely statistical method to determine optimal QMSP cutoff values for each gene, which for one case (RARβ2) resulted in an extremely low (2.6 x 10–8) cutoff value. For practical purposes, values of QMSP less than 0.01% indicate hypermethylation at extremely low levels, and the biologic relevance of such low values is unknown. However, development of multiplex PCR approaches based on QMSP along with hardware and software for automated signal enumeration and robotic pipeting currently under development will greatly facilitate the use of molecular diagnostics in the developed world. Other technological developments will be necessary if such an approach is to be used in resource-poor settings. It is interesting that, in this study, methylation was detected not only in patients with breast cancer but also in a small proportion of control subjects (13%). Methylation of several genes has been reported previously in nonmalignant tissues and serum DNA of smokers. Detection of methylation in plasma DNA could be a marker of disease (an early neoplastic effect), exposure (a biologic effect of any environmental factor) or both. The presence of methylation in healthy subjects may reflect chronic exposure to still unidentified environmental carcinogenic factors. Longitudinal epidemiologic studies assessing the risk of developing precursor lesions associated with methylation of the tested genes will elucidate the basis of methylation related to environmental factors. Thus, detection of methylation may perhaps identify high-risk individuals who could benefit from more intensive standard evaluation that could eventually detect breast cancer earlier. Because clinical outcomes in breast cancer often requires prolonged follow-up (still in progress for the current study), methylation markers were evaluated against known prognostic clinicopathologic factors. In univariate analysis, Rassf1A, RARβ2, and APC methylation were all marginally associated with advanced American Joint Committee on Cancer (AJCC) stage, as well as increasing age and post menopausal status. As additional markers improved assay detection sensitivity, statistical analysis of multimarker combinations with clinical and histopathologic factors was also performed. The combination of methylation of any of the four genes is significantly associated with increasing stage (P = .007), as is shown in Table 3. It must be noted that most AJCC stage IV patients generally receive chemotherapy (although these patients presented with stage IV and had not yet received therapy before blood draw), and its impact on tumor cell DNA presence in blood needs to be further examined in well-defined treatment protocols in more comprehensive studies. The detection of occult circulating tumor cells using a combination of epigenetic markers may not only enhance insight into the biologic behavior of a primary tumor of an individual, but may also provide valuable prognostic information that can be readily monitored throughout the disease course. Additionally, assessment of the functional role for these tumor markers in cancer progression may identify patients at high risk for relapse.
Authors' Note
Although all authors completed the disclosure declaration, the following authors or their immediate family members indicated a financial interest. No conflict exists for drugs or devices used in a study if they are not being evaluated as part of the investigation. For a detailed description of the disclosure categories, or for more information about ASCOs conflict of interest policy, please refer to the Author Disclosure Declaration and the Disclosures of Potential Conflicts of Interest section in Information for Contributors.
Dollar Amount Codes (A) < $10,000 (B) $10,000-$99,999 (C)
published online ahead of print at www.jco.org on August 14, 2006. Supported by received grant support from the National Cancer Institute (National Institutes of Health, Bethesda, MD): 5U01CA 85050, N.B.K.; and U01-CA84986, D.S. Also supported by Oncomethylome Sciences SA. Under a licensing agreement between Oncomethylome Sciences, SA and the Johns Hopkins University, Dr. Sidransky is entitled to a share of royalty received by the University on sales of products described in this article. Dr. Sidransky owns Oncomethylome Sciences, SA stock, which is subject to certain restrictions under University policy. The term of this arrangement is being managed by the Johns Hopkins University in accordance with its conflict of interest policies. Terms in blue are defined in the glossary, found at the end of this article and online at www.jco.org. Authors' disclosures of potential conflicts of interest and author contributions are found at the end of this article.
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