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Originally published as JCO Early Release 10.1200/JCO.2005.05.4221 on August 8 2006

Journal of Clinical Oncology, Vol 24, No 26 (September 10), 2006: pp. 4324-4332
© 2006 American Society of Clinical Oncology.

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Clinical Activity of Pertuzumab (rhuMAb 2C4), a HER Dimerization Inhibitor, in Advanced Ovarian Cancer: Potential Predictive Relationship With Tumor HER2 Activation Status

Michael S. Gordon, Daniela Matei, Carol Aghajanian, Ursula A. Matulonis, Molly Brewer, Gini F. Fleming, John D. Hainsworth, Agustin A. Garcia, Mark D. Pegram, Russell J. Schilder, David E. Cohn, Lynda Roman, Mika K. Derynck, Kimmie Ng, Benjamin Lyons, David E. Allison, David A. Eberhard, Thinh Q. Pham, Randall C. Dere, Beth Y. Karlan

From the Arizona Cancer Center, Tuscon and Scottsdale, AZ; Indiana University, Indianapolis, IN; Memorial Sloan-Kettering Cancer Center, New York, NY; Dana-Farber/Harvard Cancer Institute, Boston, MA; University of Chicago, Chicago, IL; Sarah Cannon Research Institute, Nashville, TN; Cedars-Sinai Medical Center; UCLA Medical Center, Los Angeles, CA; USC Norris Comprehensive Cancer Center; Genentech Inc, South San Francisco, CA; Fox Chase Cancer Center; James Cancer Hospital, Ohio State University, Columbus, OH.

Address reprint requests to Beth Y. Karlan, MD, Cedars-Sinai Medical Center, Women's Cancer Research Institute, 8700 Beverly Blvd, #290W, Los Angeles, CA 90048; e-mail: Beth.Karlan{at}cshs.org


    ABSTRACT
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 Appendix
 Authors' Disclosures of...
 Author Contributions
 GLOSSARY
 REFERENCES
 
Purpose: Ovarian cancers (OCs) frequently have HER2 activation in the absence of HER2 overexpression. Pertuzumab, a humanized antibody that prevents HER2 dimerization and inhibits multiple HER-mediated pathways, was studied in a phase II, multicenter trial in advanced, refractory OC.

Patients and Methods: Sixty-one patients (cohort 1) with relapsed OC received a loading dose of 840 mg pertuzumab intravenously followed by 420 mg every 3 weeks; 62 patients (cohort 2) received 1,050 mg every 3 weeks. Response rate was the primary end point. Fresh tumor biopsies were obtained in cohort 1 to assay for phosphorylated HER2 (pHER2).

Results: Median age was 57 years and median number of prior chemotherapy regimens was five. Fifty-five patients in cohort 1 and 62 patients in cohort 2 were assessable for efficacy. There were five partial responses (response rate [RR] = 4.3%; 95% CI, 1.7% to 9.4%), eight patients (6.8%) with stable disease (SD) lasting at least 6 months, and 10 patients with CA-125 reduction of at least 50% (includes two partial responses and four patients with SD ≥ 6 months; total clinical activity, 14.5%). Median progression-free survival (PFS) was 6.6 weeks. Eight of 28 tumor biopsies (28.6%) were pHER2+ by enzyme-linked immunosorbent assay (ELISA; without gene amplification). Median PFS for pHER2+ patients was 20.9 weeks (n = 8) versus 5.8 weeks for pHER2– (n = 20; P = .14) and 9.1 weeks for unknown pHER2 status (n = 27). Pertuzumab was well tolerated with diarrhea in 69.1% (11.4% grade 3, no grade 4). Five patients had asymptomatic left ventricular ejection fraction decreases to less than 50% (one confirmed by central facility).

Conclusion: Pertuzumab is well tolerated with a RR of 4.3% in heavily-pretreated OC patients. Further studies on pHER2 as a diagnostic are warranted.


    INTRODUCTION
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 Appendix
 Authors' Disclosures of...
 Author Contributions
 GLOSSARY
 REFERENCES
 
Ovarian cancer is the fourth most common cause of cancer mortality among women in the United States.1 Novel therapies with better efficacy and less toxicity, particularly for patients with platinum-resistant disease, are needed.2

The human epidermal growth factor family of receptors (HER1/EGFR, HER2, HER3, and HER4) mediate cell growth and are dysregulated in many types of cancer.3 Receptor dimerization is essential for HER pathway activation leading to receptor phosphorylation and downstream signal transduction.3 Unlike HER1, -3 and -4, HER2 has no known ligand and assumes an open conformation, with its dimerization domain permanently exposed for interaction with other ligand-activated HER receptors.4 HER2 is the preferred partner for dimer formation,5-7 and preclinical studies have shown that HER2-containing heterodimers are the most mitogenic and have the highest transformation potential of all the HER complexes.3

The HER pathway is involved in ovarian cancer pathogenesis.8-12 Many ovarian tumor samples express all members of the HER family.8 Coexpression of HER1 and HER2 is seen more frequently in ovarian cancer than in normal ovarian epithelium,9 and overexpression of both receptors correlates with poor prognosis.10-12 Preferred dimerization with HER2 (HER1/HER2, HER2/HER3) and subsequent pathway activation via receptor phosphorylation have also been shown to drive ovarian tumor cell proliferation, even in the absence of HER2 overexpression.13,14

Pertuzumab (rhuMAb 2C4, Omnitarg; Genentech Inc, South San Francisco, CA) is the first in a new class of targeted anticancer agents termed HER dimerization inhibitors (HDIs).15 Pertuzumab is a recombinant, humanized monoclonal antibody that targets an epitope within the HER2 dimerization domain.16 Once bound, pertuzumab inhibits ligand-activated HER dimerization with HER2, independent of HER2 expression levels.16,17 Pertuzumab has demonstrated growth inhibition in ovarian, lung, breast, and prostate tumor cells without HER2 overexpression.14,17,18 In a phase I clinical study, two of 21 patients with advanced cancer had confirmed partial responses (PRs). Of these, one patient demonstrated a confirmed PR that lasted 11 months in a platinum-resistant ovarian cancer with absence of HER2 gene amplification.19

The primary objectives of this phase II, open-label, multicenter study were to determine the overall response rate and investigate the safety and tolerability of two dose levels of pertuzumab in patients with advanced, refractory or recurrent ovarian cancer. As a secondary objective, HER2 activation was investigated as a predictor of outcome.


    PATIENTS AND METHODS
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 Appendix
 Authors' Disclosures of...
 Author Contributions
 GLOSSARY
 REFERENCES
 
Patient Population
Patients with advanced, histologically documented epithelial ovarian cancer that had recurred despite platinum-based chemotherapy were eligible. All patients gave written informed consent, and the protocol and consent form were approved by institutional review boards. Measurable disease was defined according to Response Evaluation Criteria in Solid Tumors (RECIST).20 Nonmeasurable disease patients were also eligible and defined as clinically or radiologically detectable disease (eg, ascites, mesenteric thickening) plus two consecutive elevations in pretreatment serum CA-125 measurements more than 40 IU/mL.

All patients were at least 18 years old with an Eastern Cooperative Oncology Group (ECOG) performance status of 0 or 1 and a life expectancy of at least 12 weeks. Other eligibility criteria included progression within 12 months with initial platinum or recurrence after re-treatment with platinum-based chemotherapeutic regimen (no limit to the number of prior therapies), and adequate cardiac, hematologic, hepatic, and renal function. Patients in cohort 1 had to be willing to undergo a tumor biopsy. Key exclusion criteria included prior treatment with any experimental anticancer agent within 4 weeks of day 1; treatment with any HER-targeted agent; history of any CNS or brain metastases; left ventricular ejection fraction (LVEF) less than 50%; and prior exposure to more than 360 mg/m2 doxorubicin or liposomal doxorubicin, more than 120 mg/m2 mitoxantrone, or more than 90 mg/m2 idarubicin.

Study Design and Treatment Schedule
The primary objective of this study was to determine the best overall response and safety and tolerability of single agent pertuzumab. The secondary objective was to determine time to disease progression, duration of response and survival in the overall population and with regards to the presence or absence of detectable HER2 phosphorylation (pHER2).

This open-label, multicenter study enrolled two sequential cohorts of approximately 60 patients each. Cohort 1 received a loading dose of 840 mg pertuzumab (Genentech Inc, South San Francisco, CA) on day 1 of cycle 1 and 420 mg pertuzumab on day 1 of each 3-week cycle thereafter by intravenous infusion for up to 1 year. Cohort 2 received 1,050 mg pertuzumab on day 1 of each 3-week cycle (up to 1 year). The dose and schedule selected for cohort 1 was based on pharmacodynamic data from preclinical studies18 and a phase I study that showed that 420 mg (or 6 mg/kg for a 70-kg patient) should result in steady-state serum concentrations shown to be efficacious in animal models (5 to 25 µg/mL).21 A loading dose of 840 mg was used to achieve steady-state concentrations rapidly in cohort 1. A higher pertuzumab dose was used for cohort 2 because preclinical studies suggested a dose-dependent increase in efficacy.17,18

Pertuzumab infusion was interrupted if a patient developed dyspnea or clinically significant hypotension. Therapy was discontinued for recurrent National Cancer Institute Common Toxicity Criteria (NCI-CTC) version 2.0 grade 3 or grade 4 rash, diarrhea, or major organ toxicity; grade 4 nonhematologic toxicity; grade 3 or 4 allergic reaction; symptomatic congestive heart failure with a drop in LVEF; any other subjectively intolerable toxicity; or progressive disease.

Efficacy Determinations
Tumor burden was evaluated at baseline by clinical and image-based evaluation, including a computed tomography scan of the chest, abdomen, and pelvis. Investigator-determined best overall response was defined using RECIST for measurable tumors and Gynecologic Cancer Intergroup CA-125 response criteria for nonmeasurable tumors.22 CA-125 measurements were obtained from all patients on day 1 of each cycle. Objective response was assessed before cycles 3, 5, 7, 9, 13, and 17, and confirmed by repeat assessment at least 4 weeks later.

Efficacy-assessable patients received at least one dose of pertuzumab and underwent at least one response assessment. Three efficacy-assessable subgroups were considered: (1) all patients; (2) patients with detectable tumor HER2 phosphorylation; and (3) patients with no detectable tumor HER2 phosphorylation before therapy.

Best overall response, duration of response, progression-free survival (PFS), and survival were determined for all subgroups in cohort 1 and efficacy-assessable patients in cohort 2. Disease progression was defined as progressive disease or death, whichever occurred first. Duration of PFS was defined as the time from day 1 of study to the time of documented disease progression or death. Duration of survival was defined as the time from day 1 of study to the time of death. Duration of response was defined as the time from the initial complete response or PR to the time of disease progression or death.

Total HER2 and HER2 Phosphorylation Assessment
Twenty ovarian tumor samples from a commercial source (ILS Bio, Chestertown, MD) and fresh frozen tumor samples from patients in cohort 1 (obtained within 42 days before day 1 of treatment) were analyzed for HER2 expression and phosphorylation. Tumor lysates were quantitatively analyzed for total HER2 and HER2 phosphorylation status by enzyme-linked immunosorbent assay (ELISA). Tumor samples were classified as positive if signals were detected above the lower limit of quantitation (LOQ) of the assay, and negative if beneath the LOQ. Lysates also were analyzed by immunoprecipitation using an anti-HER2 antibody followed by Western blotting for HER2 or phosphotyrosine. Full details of the assay methods are presented in the Appendix (online only).

Fluorescence in situ hybridization (FISH) analysis for HER2 gene copy number was performed on frozen and formalin-fixed tumor sections using the PathVysion HER2 DNA Probe Kit (Vysis, Downers Grove, IL). FISH results were manually scored in a blinded fashion, and amplification was defined as a HER2/CEP17 ratio more than 2.0. Where possible, HER2 phosphorylation was also assessed by immunohistochemistry (IHC) using a phospho-specific anti-HER2 antibody (P-Tyr 1248; clone PN2A) on frozen tumor sections (Appendix).

Tolerability and Safety Assessment
Adverse events were assessed on day 1 of each cycle and graded according to NCI-CTC version 2. Cardiac function was monitored at baseline and before cycles 3, 5, 7, 9, 13, and 17 by two-dimensional echocardiogram. Serum markers of cardiac damage (troponin T) were assayed at the beginning of each cycle.

Statistical Analysis
Demographic and baseline characteristics were summarized using means (± standard deviation) or medians (with ranges) for continuous variables, and proportions for categoric variables. Three efficacy subgroups were considered, as described above. For cohort 1, the 95% Blyth-Still-Casella exact CIs were calculated for all three subgroups; 95% Blyth-Still-Casella exact CIs were calculated for efficacy-assessable and all treated patients in cohort 2. Median PFS and duration of survival were calculated using Kaplan-Meier methodology. With 40 patients in each cohort, rate of best response could be estimated with an SE not greater than 0.08. The target response rate (RR) for cohort 1 was at least 30%. With an assumed 13 of the 40 assessable patients in cohort 1 pHER2+, rate of best response for this subgroup could be estimated with an SE of not greater than 0.14. If the true RR was 30%, there would be an 80% probability of observing three or more responses in this subgroup. To obtain 40 assessable patients with sufficient assessable tissue biopsies and/or archival tissue, 60 patients were enrolled in each cohort.


    RESULTS
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 Appendix
 Authors' Disclosures of...
 Author Contributions
 GLOSSARY
 REFERENCES
 
HER2 Expression and Activation in an Unselected Series of Ovarian Carcinomas
HER2 expression and activation in ovarian carcinomas was assessed in an anonymized series of 20 banked tumor samples, separate from the clinical trial. By immunoprecipitation and Western blotting, HER2 protein expression was demonstrated in all 20 tumors (Fig 1). This was confirmed quantitatively by HER2 ELISA. Two of the samples displayed HER2 gene amplification by FISH, whereas the others were FISH-negative (data not shown). By ELISA, HER2 phosphorylation was detected in nine of 20 tumors (45%). The two FISH-positive tumors had very high levels of HER2 protein overexpression, as well as high amounts of phosphorylated protein compared with the other FISH-negative tumors. IHC for phosphorylated HER2 (pHER2) using the HER2 P-Tyr 1248 monoclonal antibody (mAb) clone PN2A was positive in the two FISH-positive tumors, but was insufficiently sensitive to detect the lower levels of pHER2 present in the other seven ELISA-positive tumors (data not shown). These data support the use of ELISA for assaying HER2 activation in the fresh tumor biopsies.


Figure 1
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Fig 1. Total HER2 and phosphorylated HER2 (pHER2) protein detected in 20 unselected ovarian tumors by immunoprecipitation (IP)/WB and by enzyme-linked immunosorbent assay (ELISA). WB, Western blot; LOQ, limit of quantitation.

 
Patients
One hundred twenty-nine patients were enrolled (65 in cohort 1, 64 in cohort 2). One hundred twenty-three patients were treated with pertuzumab (61 in cohort 1, 62 in cohort 2). Patient characteristics (Table 1) were similar between cohorts. All patients had received a platinum-based therapy and had progressed, and it was approximated that 87% patients had progressed less than 6 months from their last platinum-containing regimen (as determined by start/stop of prior regimens) before entry to the study. A median of two cycles of pertuzumab was administered. Fifty-five patients in cohort 1 and 62 patients in cohort 2 were assessable for response by either RECIST or CA-125.


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Table 1. Patient Demographics

 
Efficacy by Dose of Pertuzumab
The best overall response for all patients is listed in Table 2. Two of 55 patients (3.6%) in cohort 1 and three of 62 patients (4.8%) in cohort 2 demonstrated objective PRs, for an overall RR of 4.3% (95% CI, 1.7% to 9.4%), which is below the targeted response rate of 30%. The median duration of response was 18.6 weeks (95% CI, 13.1 to 29.1). In addition, eight patients (6.8%) had stable disease (SD) lasting at least 6 months—four in each cohort. Ten patients also had CA-125 decrease of at least 50% with at least an SD at the first response evaluation (these patients were measurable by RECIST, and so CA-125 was not used and confirmed for response); two were in the PR group, four were in the SD of at least 6 months group, and four had SD of 6 months or less. Overall rate of clinical activity of the 17 of 117 patients (PR, SD > 6 months, CA-125 decrease) was therefore 14.5%, although this was not a prespecified end point.


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Table 2. Efficacy of Pertuzumab by Dose Received (cohort 1, 420 mg; cohort 2, 1,050 mg)

 
Two patients enrolled in cohort 2 had SD for 1 year and were subsequently enrolled into a rollover study to allow continued treatment with single agent pertuzumab. Since enrolling in the extension study one patient has been treated for an additional eight cycles (total 76 weeks) and continues to be treated, and the other patient progressed after four additional cycles (total 64 weeks).

Figure 2A shows a Kaplan-Meier curve of PFS for efficacy-assessable patients in cohorts 1 and 2. Median PFS for the overall population was 6.6 weeks (95% CI, 6.0 to 10.9) and was similar between cohorts 1 and 2 (7.6 weeks [95% CI, 6.0 to 11.4] versus 6.1 weeks [95% CI, 5.9 to 11.4], respectively). Figure 3A shows a Kaplan-Meier curve of overall survival for efficacy-assessable patients in cohorts 1 and 2. Median survival for the overall population was 52.7 weeks (95% CI, 38.9 to 66.7). Median survival was 46.7 weeks (95% CI, 30.4 to 66.6) for patients in cohort 1, but has not yet been reached in cohort 2. Of the five patients in cohort 2 with a PR, only one has died (at 26 weeks, with follow-up from the remaining from 56 to 93 weeks). Of the eight patients who had SD lasting at least 6 months, none have died (with follow-up from 51 to 105 weeks). Finally, of the 60 patients who had PD, 40 have died with a median survival of 33.1 weeks (the 20 censored having follow-up of 49 to 96 weeks).


Figure 2
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Fig 2. Progression-free survival (PFS) of efficacy-assessable patients. (A) PFS for Cohorts 1 and 2 and (B) PFS by phosphorylated HER2 (pHER2) status (cohort 1 only).

 

Figure 3
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Fig 3. Overall survival of efficacy-assessable patients. (A) Overall survival for cohorts 1 and 2 and (B) overall survival by phosphorylated HER2 (pHER2) status (cohort 1 only).

 
Efficacy by pHER2 Status
Because many of the tumors did not meet the minimal requirement to be assayed by ELISA (≥ 99-mg sample with ≥ 30% tumor content), only 34 of the 65 tumor biopsies obtained from patients in cohort 1 were adequate for evaluation by ELISA. All assessable samples had detectable levels of HER2 protein (median, 6.7 ng/mg; range, 1.4 to 21.7 ng/mg). No tumor biopsies were found to have HER2 overexpression levels comparable with those seen in the two FISH-positive banked tumor samples from the unselected series (906 and 565 ng/mg protein). FISH assays of the fresh tumor biopsies and/or archival tumor samples from patients in either cohort did not demonstrate HER2 gene amplification in any of the assessable patient tumors.

Of the 34 fresh tumor specimens that were adequate for evaluation, 10 (29.4%) were found to have detectable levels of phosphorylated HER2 (pHER2+). Of the 34 assessable biopsies, 28 patients were also assessable for clinical efficacy; eight (28.6%) of 28 patients had pretreatment tumor samples that were pHER2+, whereas 20 (71.4%) of 28 were pHER2–.

The best overall response according to pHER2 status for efficacy assessable patients in cohort 1 is listed in Table 3. PR was observed in one (12.5%) of eight patients with pHER2+ tumors, but in none of the patients with pHER2– tumors. A higher proportion of patients with pHER2+ tumors had SD at the first response evaluation compared with patients with pHER2– tumors (75% v 25%, respectively). Overall rate of clinical activity (PR, SD ≥ 6 months, or CA-125 decrease with SD) was 25.0% for pHER2+ patients, 10% for pHER2– patients, and 18.5% for patients with unknown pHER2 status.


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Table 3. Clinical Efficacy of Pertuzumab in Patients in Cohort 1 by Tumor pHER2 Status

 
The Kaplan-Meier curve of PFS for efficacy-assessable patients in cohort 1 (Fig 2B) shows that median PFS for patients with pHER2+ tumors was 20.9 weeks (95% CI, 11.1 to 24.6) compared with 5.8 weeks (95% CI, 5.3 to 10.6) for patients with pHER2– tumors (P = .14) and 9.1 weeks (95% CI, 6.1 to 12.1) for patients with pHER2-unknown tumors. The Kaplan-Meier curve of overall survival for efficacy-assessable pHER2+ patients was 74.6 weeks (95% CI, 28.4 to not yet reached), 37.0 weeks (95% CI, 18.6 to not yet reached) for pHER2– patients, and 48.4 weeks (95% CI, 21.6 to 82.1) for pHER2-unknown tumors. The log-rank test showed a trend toward improved survival for pHER2+ versus pHER2– tumors (P = .365).

Safety
Table 4 lists all adverse events irrespective of relatedness that occurred in at least 10% of treated patients. The most common adverse event considered related to pertuzumab by investigators was diarrhea (predominantly grade 1-2). Adverse events led to study drug discontinuation in six patients (two small bowel obstructions, one grade 3 diarrhea, one grade 3 edema, one grade 3 vomiting, one grade 3 elevated creatinine). There were no major differences in the incidence and nature of adverse events between the two cohorts.


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Table 4. Incidence of Adverse Events Regardless of Causality Occurring in ≥ 10% of Treated Patients (grade 3/4 in any cohort*

 
There were 44 serious adverse events (SAEs) reported and six (4.9%) were considered treatment-related (one case each of diarrhea, abdominal pain, LVEF decrease, atrial fibrillation, pericardial effusion, and pneumonia). Death not resulting from progressive disease occurred in one patient who experienced respiratory arrest before receiving pertuzumab, and another who died 9 months after her last dose of pertuzumab.

Due to reports of cardiotoxicity associated with HER2 inhibition, cardiac function has been monitored carefully in all pertuzumab clinical trials. One patient (1.6%) in cohort 1 and four (6.5%) in cohort 2 had a decrease in LVEF to less than 50%. All patients were asymptomatic, and only one decrease was confirmed by a central facility. To place this cardiac safety data in context, of 167 assessable patients with cardiac monitoring across three phase II studies of single-agent pertuzumab in the United States (non–small-cell lung cancer [NSCLC], prostate cancer, and the current study), nine (5.4%) have had a decrease in LVEF to less than 50%. All patients were asymptomatic, and only two (1.2%) were confirmed by a central facility.


    DISCUSSION
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 Appendix
 Authors' Disclosures of...
 Author Contributions
 GLOSSARY
 REFERENCES
 
Our initial analysis of banked ovarian tumor samples demonstrated that HER2 activation was detectable in a subset of tumors, including tumors with nonamplified HER2 genes and lower levels of HER2 protein expression, as well as tumors with HER2 gene amplification and highly overexpressed HER2 protein. We hypothesized that targeting HER2 pathway activation with pertuzumab would inhibit the growth of these tumors.

This study demonstrates that single-agent pertuzumab has clinical activity in heavily-pretreated patients with advanced ovarian cancer. A low number of responses were seen, and the primary end point of response rate was not met; however, a larger proportion of patients achieved CA-125 responses and prolonged SD. In retrospect, a 30% response rate is a high bar for activity from a biologic agent. Despite differences in eligibility criteria, median survival after pertuzumab was comparable to the median survival of platinum-resistant patients reported by Gordon et al23 in a phase III trial with liposomal doxorubicin and topotecan (35.6 weeks and 41.3 weeks, respectively).

Recent data suggest that tumor response rate may not be the optimal end point for assessing the clinical benefit of biologic agents like pertuzumab. Erlotinib, a small-molecule inhibitor of the epidermal growth factor receptor (EGFR) tyrosine kinase,24 produced a 7.4% RR in second-line metastatic NSCLC patients with wild-type EGFR. Though few tumor regressions were observed, erlotinib demonstrated significant improvement in PFS and overall survival in NSCLC.24

A key aspect of therapy with targeted agents is accurate selection of patients most likely to benefit from treatment. Our data and other studies suggest that ovarian cancer has a low incidence of HER2 gene amplification and protein overexpression.25 In a study of ovarian cancer patients treated with trastuzumab, the overall incidence of both HER2 2+ and 3+ expression was only 11.4% of tumors (95 of 837 tumors screened by IHC), and only 4.1% were HER2 3+.26 Conversely in this study, none of the patients' tumors had HER2 amplification; however 29.4% had evidence of activated HER2 (pHER2+). The prevalence of pHER2+ observed in the study of banked ovarian samples was 45%. This is well within the range of a useful diagnostic tool for patient selection. HER2 amplification was not required for any clinical activity associated with pertuzumab in this study, reflecting results obtained in the preclinical setting.17 These results lend further support for the use of markers of HER2 activation and not overexpression as the appropriate diagnostic for selection in ovarian cancer.

Consistent with the mechanism of action of pertuzumab, the efficacy results for cohort 1 suggest that patients with HER2 phosphorylation showed better outcome following pertuzumab therapy, compared to patients with pHER2– tumors. However, it remains unknown whether the presence of pHER2 specifically predicts outcome to pertuzumab or is simply a good prognostic marker in ovarian cancer. Randomized trials are needed to confirm the utility of pHER2 as a diagnostic marker. Additionally, the assessment of HER2 phosphorylation status in formalin-fixed pathology specimens presents technical challenges for routine diagnostic testing. Because fresh-frozen tissue is required for the pHER2 assay, alternative predictive markers of HER2 activation are being investigated as potential diagnostic tests moving forward. Data from microarray expression profiling of the present tumor series indicate that higher coexpression of HER2, EGFR, HER3 and certain HER ligands may correlate with pHER2 status.27

Other HER targeting agents have been studied in ovarian cancer. Erlotinib produced a 6% RR in EGFR+ advanced ovarian cancer patients.28 Trastuzumab produced a response rate of 7.3% in HER2 2+ and 3+ patients.26 Treatment with gefitinib in 26 assessable recurrent ovarian cancer patients resulted in four patients with SD for at least 6 months with one of them (3.8%) having a PR.29 In the current study, pertuzumab had a comparable low response rate although, of note, patients were not preselected. Given that pertuzumab blocks all HER2-mediated signaling, in contrast to targeted blockade of EGFR1 or HER2 overexpression, pertuzumab may result in higher rates of clinical activity in an appropriately selected population. It will be interesting to observe the clinical activity of the dual EGFR and HER2 inhibitor lapatinib, currently under investigation in unselected ovarian cancer patients progressing within 12 months of a platinum regimen, with 6-month PFS as the primary end point.

In addition to further exploring HER2 activation as a marker for patient selection, future development of pertuzumab will evaluate the drug in combination with other chemotherapies and targeted agents. Multiple trials have shown that the clinical effect of chemotherapy is maximized when combined with targeted drugs (ie, trastuzumab in breast cancer; bevacizumab in breast cancer, colorectal cancer, and NSCLC; cetuximab in colorectal cancer30-37). Furthermore, preliminary preclinical data suggest that combining pertuzumab with other agents leads to additive activity.38 Given these data and its tolerable safety profile, combination studies with pertuzumab are warranted and are ongoing.


    Appendix
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 Appendix
 Authors' Disclosures of...
 Author Contributions
 GLOSSARY
 REFERENCES
 
Tumor Lysates
Fresh tumor samples were flash-frozen in liquid nitrogen within 30 minutes of removal from the patients. Hematoxylin and eosin–stained frozen sections were examined by a pathologist (D.A.E.) for histologic confirmation and assessment of tumor content. Samples with a tumor cell content of 30% or greater were included in the present analysis. Frozen tumors were homogenized on ice in RPMI-1640-1640 (Gibco, Carlsbad, CA) containing 50 mmol/L Tris-HCl pH 7.6,150 mmol/L NaCl, 1% Triton X-100, 1:10 Protease Inhibitor Cocktail (Roche Applied Sciences, Indianapolis, IN), 1:100 Phosphatase Inhibitor Cocktail I (Sigma-Aldrich, St Louis, MO), 1:100 Phosphatase Inhibitor Cocktail II (Sigma-Aldrich), 50 mmol/L sodium fluoride and 2 mmol/L sodium orthovanadate. The homogenates were then lysed for 1 hour at 4°C then centrifuged at maximum speed in a tabletop microfuge for 10 minutes at 4°C to remove cellular debris. The supernatants were precleared by incubating for 30 minutes with 50 µL Ultralink Protein A/G (Pierce, Rockford, IL), which was then removed by centrifugation. Supernatants were immediately analyzed by ELISA or immunoprecipitation.

Total HER2 ELISA
Costar half-area (A/2) plates (Sigma-Aldrich CLS3690) were coated with affinity-purified goat polyclonal anti-HER2 extracellular domain (ECD; Genentech) at 1 µg/mL in 0.5M sodium carbonate buffer, pH 9.6, and incubated 18 to 72 hours at 2 to 8°C. The wells were blocked with approximately 150 µL/well assay diluent (phosphate-buffered saline [PBS]/0.5% bovine serum albumin [BSA]/0.05% Tween-20/0.05% ProClin 300/0.25% 3-[3-cholamidopropyl-dimethylammonio]-1-propane-sulfonate [CHAPS]/0.2% bovine gamma globulin/25 mmol/L EDTA/150 mmol/L NaCl, pH 7.4) for 1 to 2 hours and 50µL/well of standards, controls, and samples added. The minimum dilution for ovarian tumor tissue lysates was 1/20 in assay diluent. The reference standard was recombinant HER2 ECD (Genentech). Standards, controls, and samples were incubated for 2 hours at ambient temperature with agitation. The wells were washed with PBS/0.05% Tween 20 and 50 ng/mL of biotinylated rabbit anti-HER2 ECD (Genentech) was then added. After incubating for 2 hours, the wells were washed and Amdex streptavidin-horseradish peroxidase (SA-HRP; Amersham Biosciences, Piscataway, NJ) was added. After 15 minutes, the wells were washed and tetramethylbenzidine (TMB; Kirkegaard & Perry Labs, Gaithersburg, MD) was added and allowed to develop for 15 minutes before being stopped with 1 M phosphoric acid. The absorbance was measured using a SpectraMax plate reader (Molecular Devices Corp, Sunnyvale, CA) with a 450-nm filter and a 650-nm reference filter. Sample concentrations were calculated relative to a nonlinear, four-parameter logistic fit of a seven-point standard curve. The lower LOQ was 0.084 ng/mL, which yielded a minimum quantifiable concentration of 0.168 ng/mL in neat tumor lysate.

IHC
Tissue sections (5 µ in thickness) were cut from fresh-frozen tumor blocks and immediately fixed on glass slides using acetone containing 1 mM Na orthovanadate. The sections were then treated with glucaose oxidase to quench endogenous peroxidase activity, blocked using Avidin/Biotin Blocking Kit reagents (Vector Laboratories, Burlingame, CA) and blocked with 10% normal horse serum and 3% bovine serum albumin. Sections were then incubated with primary mouse monoclonal antibody directed against Her2 phosphotyrosine 1248 (clone PN2A;Neomarkers, Fremont, CA) at 5 µg/mL for 1 hour at room temperature. The bound primary antibody was detected using secondary biotinylated horse antimouse immunoglobulin G (IgG) and visualized using the avidin-biotin peroxidase complex method (Vectastain Elite, Vector Laboratories) using metal enhanced 3,3'-diaminobenzidine (Pierce) as chromogen. Mouse IgG1 was used a primary antibody control. Cell line controls included SKBr3 cells and MCF-7 cells with and with heregulin stimulation.

pHER2 ELISA
Costar half-area microtiterplates (Sigma-Aldrich CLS3690) were coated with goat anti-HER2 ECD at 4 µg/mL in 0.5M sodium carbonate buffer, pH 9.6, and incubated 18 to 72 hours at 2 to 8°C. The wells were blocked with approximately 150 µL/well assay diluent (PBS/0.5% BSA/0.05% Tween-20/0.05% ProClin 300, pH 7.4) for 1 to 2 hours. Standards, controls, and samples (50 µL/well) were added. The minimum dilution for ovarian tumor tissue lysates was 1/40 in lysis buffer. Standards, controls, and samples were incubated (2 hours) at ambient temperature with agitation. Wells were washed with PBS/0.05 Tween 20 and 250 ng/mL of biotinylated murine antiphosphotyrosine (clone 4G10; Upstate Biotech, Charlottesville, VA) was added. After incubation (2 hours), the wells were washed and Amdex streptavidin-HRP added. After 15 minutes the wells were washed and a TMB (Kirkegaard & Perry Labs) was added and allowed to develop for 15 minutes before being stopped with 1 M phosphoric acid. The absorbance were measured using a SpectraMax plate reader with a 450 nm filter and a 650 nm reference filter. The sample concentrations were calculated relative to a nonlinear, four-parameter logistic fit of a seven-point standard curve. The assay range of the ELISA was 1 to 32 U/mL. The units are arbitrary units, where 1 U equals the amount of phosphorylated tyrosine measured in a SK BR 3 cell lysate (Lot #38455-50) containing 277 pg total HER2. The lower LOQ was 1.35 U/mL, which yielded a minimum quantifiable concentration of 54 U/mL in neat tumor lysate.

The pHER2 ELISA Standard Material was prepared by collecting lysates from three 245- x 245-mm cell culture trays containing SKBR3 cells (American Type Culture Collection #HTB-30, Manassas, VA), which were 80% to 90% confluent. Cell lysates were clarified by centrifugation and the supernatants were collected. The supernatant was used as the standard material. The standard material was assigned a concentration of 1,056 U/mL so that the lowest calibrator in the assay reporting range would be 1 U/mL.

Immunoprecipitation and Western Analysis
Tumor tissue lysates containing 2 to 3 mg protein were incubated with 5 µg rabbit anti-HER2 polyclonal antibody (A0485; DAKO, Carpinteria, CA) for at least 1 hour at 4°C, followed by precipitation using 30 µL of Ultralink Protein A/G (Pierce). Pellets were washed three times with ice-cold lysis base buffer and once with ice-cold 50 mmol/L Tris-HCL pH 8.0. Pellets were resuspended in 50 µL Tris-Glycine sodium dodecyl sulfate (SDS) sample buffer and denatured by heating for 5 minutes at 95°C. The immunoprecipitation supernatants were subjected to denaturing SDS-polyacrylamide gel electrophoresis using NuPAGE 3% to 8% Tris-Acetate gels (Invitrogen, Carlsbad, CA), followed by electrotransfer to nitrocellulose membranes. Membranes were blocked using 3% BSA in Tris Buffered Saline with Tween 20 (TBST; DakoCytomation, Carpinteria, CA) for phosphoproteins or 5% milk in TBST for other proteins. Phosphotyrosine was detected using mouse monoclonal anti-phospho-tyrosine conjugated to horseradish peroxidase (clone RC20:HRPO; Transduction Labs, San Jose, CA) at 1:2,000 dilution in blocking buffer. HER2 was detected using mouse anti-human HER2 AB-17 (Neomarkers) at 1:1,000 in 1% milk/TBST, followed by rabbit antimouse antibody conjugated to HRPO at 1:1,000 dilution. The washed membranes were then incubated with ECL Plus Western Blotting Detection Reagent (Amersham) and exposed to Hyperfilm ECL (Amersham).


    Authors' Disclosures of Potential Conflicts of Interest
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 Appendix
 Authors' Disclosures of...
 Author Contributions
 GLOSSARY
 REFERENCES
 
Although all authors completed the disclosure declaration, the following authors or their immediate family members indicated a financial interest. No conflict exists for drugs or devices used in a study if they are not being evaluated as part of the investigation. For a detailed description of the disclosure categories, or for more information about ASCO’s conflict of interest policy, please refer to the Author Disclosure Declaration and the Disclosures of Potential Conflicts of Interest section in Information for Contributors.
Authors Employment Leadership Consultant Stock Honoraria Research Funds Testimony Other

Michael S. Gordon Genentech (A) Genentech (A)
Daniela Matei Genentech (A) Genentech (A)
Carol Aghajanian Genentech (A) Genentech (A)
Gini F. Fleming Genentech (C)
Agustin A. Garcia Genentech (A) Genentech (A)
Mark D. Pegram Genentech (A) Genentech (A)
Lynda Roman Genentech (A)
Mika K. Derynck Genentech (N/R) Genentech (C)
Kimmie Ng Genentech (A)
Benjamin Lyons Genentech (N/R) Genentech (B)
David E. Allison Genentech (N/R) Genentech (C)
David A. Eberhard Genentech (N/R) Genentech (C)
Thinh Q. Pham Genentech (N/R) Genentech (B)
Randall C. Dere Genentech (N/R) Genentech (B)
Beth Y. Karlan Genentech (A)

Dollar Amount Codes (A) < $10,000 (B) $10,000-$99,900 (C) ≥ $100,000 (N/R) Not Required


    Author Contributions
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 Appendix
 Authors' Disclosures of...
 Author Contributions
 GLOSSARY
 REFERENCES
 

Conception and design: Daniela Matei, Mark D. Pegram, David A. Eberhard, Beth Y. Karlan

Provision of study materials or patients: Michael S. Gordon, Carol Aghajanian, Ursula A. Matulonis, Molly Brewer, Gini F. Fleming, John D. Hainsworth, Agustin A. Garcia, Mark D. Pegram, Russell J. Schilder, David E. Cohn, Lynda Roman, Beth Y. Karlan

Collection and assembly of data: Michael S. Gordon, Daniela Matei, Carol Aghajanian, Agustin A. Garcia, Mika K. Derynck, Kimmie Ng, David E. Allison, David A. Eberhard, Thinh Q. Pham, Randall C. Dere, Beth Y. Karlan

Data analysis and interpretation: Michael S. Gordon, Mark D. Pegram, Mika K. Derynck, Kimmie Ng, Benjamin Lyons, David E. Allison, David A. Eberhard, Randall C. Dere, Beth Y. Karlan

Manuscript writing: Michael S. Gordon, Daniela Matei, Mika K. Derynck, Kimmie Ng, David E. Allison, David A. Eberhard, Randall C. Dere, Beth Y. Karlan

Final approval of manuscript: Michael S. Gordon, Daniela Matei, Carol Aghajanian, Ursula A. Matulonis, Gini F. Fleming, John D. Hainsworth, Agustin A. Garcia, Mark D. Pegram, Russell J. Schilder, David E. Cohn, Lynda Roman, Mika K. Derynck, Kimmie Ng, David E. Allison, David A. Eberhard, Randall C. Dere, Beth Y. Karlan

 


    GLOSSARY
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 Appendix
 Authors' Disclosures of...
 Author Contributions
 GLOSSARY
 REFERENCES
 

Pertuzumab:
A humanized monoclonal antibody, pertuzumab (also referred to as Omnitarg), binds to HER-2 at a site used by the receptor to form dimers with other receptors (the "dimerization site") belonging to this family. Signaling via all HER-2 dimers is, therefore, inhibited.

HDI (HER dimerization inhibitor):
HDI inhibits tumor growth and survival by inhibiting HER dimerization.

HER-2/neu (human epithelial growth factor receptor-2):
Also called ErbB2, HER-2/neu belongs to the EGFR family and is overexpressed in several solid tumors. Like EGFR, it is a tyrosine kinase receptor whose activation leads to proliferative signals within the cells. On activation, the HER family of receptors are known to form homodimers and heterodimers, each with a distinct signaling activity. Because HER-2 is the preferred dimerization partner when heterodimers are formed, it is important for signaling through ligands specific for any members of the family. It is typically overexpressed in several epithelial tumors.

pHER2:
Phosphorylated (activated) form of HER-2.

HER1/EGFR:
Also known as ErbB1, HER belongs to the epidermal growth factor receptor (EGFR) receptor family.HER-1/EGFR (ErbB1), HER-2 (ErbB2), HER-3 (ErbB3), and HER-4 (ErbB4) are the four members that comprise this receptor family.

HER3:
Also known as ErbB3, HER belongs to the EGFR receptor family. HER-1/EGFR (ErbB1), HER-2 (ErbB2), HER-3 (ErbB3), and HER-4 (ErbB4) are the four members that comprise this receptor family.

HER4:
Also known as ErbB4, HER belongs to the EGFR receptor family. HER-1/EGFR (ErbB1), HER-2 (ErbB2), HER-3 (ErbB3), and HER-4 (ErbB4) are the four members that comprise this receptor family.

ELISA (enzyme-linked immunosorbent assay):
ELISA is used to detect the presence of an antibody or an antigen in a sample.

Gene amplification:
The presence of multiple copies of a gene or genes that leads to overexpression of that gene or gene.

FISH (fluorescence in situ hybridization):
In situ hybridization is a sensitive method that is generally used to detect specific gene sequences in tissue sections or cell preparations by hybridizing the complementary strand of a nucleotide probe to the sequence of interest. FISH uses a fluorescence probe to increase the sensitivity of in situ hybridization.


    ACKNOWLEDGMENTS
 
We acknowledge Stephen Kelsey and Gracie Lieberman for their contribution to this study.


    NOTES
 
published online ahead of print at www.jco.org on August 7, 2006.

Supported by Genentech Inc, South San Francisco, CA.

Presented in part at the 41st Annual Meeting of the American Society of Clinical Oncology, Orlando, FL, May 13-17, 2005, and the 34th Annual Meeting of the Western Association of Gynecologic Oncologists, Santa Fe, NM, June 15-18, 2005.

Terms in blue are defined in the glossary, found at the end of this article and online at www.jco.org.

Authors' disclosures of potential conflicts of interest and author contributions are found at the end of this article.


    REFERENCES
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 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 Appendix
 Authors' Disclosures of...
 Author Contributions
 GLOSSARY
 REFERENCES
 
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Submitted December 20, 2005; accepted May 1, 2006.




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