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Journal of Clinical Oncology, Vol 24, No 9 (March 20), 2006: pp. 1428-1434 © 2006 American Society of Clinical Oncology. DOI: 10.1200/JCO.2005.04.3299 Phase III Study of Gemcitabine and Cisplatin With or Without Aprinocarsen, a Protein Kinase C-Alpha Antisense Oligonucleotide, in Patients With Advanced-Stage NonSmall-Cell Lung Cancer
From the Servicio de Oncología Médica, Doce de Octubre University Hospital, Madrid, Spain; Centre René Gauducheau, Saint Herblain, France; Wojewodzki Szpital Specjalistyczny, Krakow, Poland; Heidelberg University Medical Center, Mannheim, Germany; VU University Medical Center, Amsterdam, the Netherlands; Instituto de Oncología, Clínica Las Condes, Santiago, Chile; Taichung Veterans General Hospital, Taichung, Taiwan, Peoples Republic of China; Commonwealth Cancer Center, Richmond, KY; Eli Lilly and Co, Indianapolis, IN; University of California Davis Cancer Center, Sacramento, CA Address reprint requests to L. Paz-Ares, MD, PhD, Servicio de Oncología Médica, Doce de Octubre University Hospital, Madrid, Spain; e-mail: lpaz.hdoc{at}salud.madrid.org
PURPOSE: To determine whether aprinocarsen, an antisense oligonucleotide directed against protein kinase C-alpha, when added to the chemotherapy regimen of gemcitabine and cisplatin improved survival in patients with advanced nonsmall-cell lung cancer (NSCLC). PATIENTS AND METHODS: Patients with previously untreated stage IIIB/IV NSCLC and Eastern Cooperative Oncology Group performance status of 0 or 1, were randomly assigned to either a control arm of gemcitabine 1,250 mg/m2 on days 1 and 8 and cisplatin 80 mg/m2 on day 1, or experimental arms consisting of the identical chemotherapy plus aprinocarsen 2 mg/kg/d as continuous infusion for 14 days, starting on either day 1 or 3 days before chemotherapy. Cycles were repeated every 21 days. RESULTS: A total of 670 patients were randomly assigned between the control (n = 328) and experimental arms (n = 342). Due to the results from another phase III study of aprinocarsen in NSCLC, further enrollment was stopped, and the study was terminated early. The median number of cycles was four on the control arm and three on the combined experimental arms. Median overall survival was not different between the two groups (control, 10.4 months [95% CI, 8.6 to 12.2]; experimental, 10.0 months [95% CI, 8.4 to 10.8]; P = .613; hazard ratio = 1.05 [95% CI, 0.88 to 1.25]). Response rates (control arm, 35.0%; experimental arms, 28.9%; P = .124) and other time-to-event measures were not significantly different. Grade 3 and 4 toxicities were significantly increased for thrombocytopenia (P < .0001), epistaxis, and thrombosis/embolism in the experimental arms. CONCLUSION: Adding aprinocarsen to gemcitabine and cisplatin regimen did not enhance survival and other efficacy measures in patients with advanced NSCLC.
Nonsmall-cell lung cancer (NSCLC) accounts for over 85% of all new cases of lung cancer. Patients diagnosed with advanced stage (stage IV and some subsets of stage IIIB) NSCLC have a poor prognosis, and chemotherapy remains the only treatment option proven to prolong survival. Platinum-based chemotherapy doublets are the current standard treatment for these patients, but a plateau in efficacy has been reached.1,2 Targeting specific molecules or pathways using antisense technology is a novel approach to improving the efficacy of existing chemotherapy regimens.
The protein kinase C family of serine threonine kinases is involved in signal transduction pathways and is a possible target for anticancer therapy.3,4 Aprinocarsen (Affinitak, LY900003, formerly ISIS 3521; Isis Pharmaceuticals Inc, Carlsbad, CA) is a 20-mer oligonucleotide that binds to the 3'-untranslated region of the human mRNA for protein kinase C-alpha (PKC- The primary objective was to determine the overall survival duration in patients with stage IIIB/IV NSCLC treated with aprinocarsen, gemcitabine, and cisplatin (experimental arms), as compared to chemotherapy alone (control arm). Secondary objectives included comparison of response rate, time-to-event parameters, and toxicity in the two groups.
Eligibility Criteria Eligible patients were 18 years with histologically/cytologically diagnosed stage IV or stage IIIB (N3 and/or pleural effusion) NSCLC not amenable to curative surgery or radiation therapy. Presence of one or more unidimensionally measurable lesions per the Response Evaluation Criteria In Solid Tumors (RECIST) was required.11 Patients must have had an Eastern Cooperative Oncology Group (ECOG) performance status of 0 or 1, and adequate bone marrow, liver, and renal functions. All patients of childbearing potential were required to be abstinent or use approved contraception during and for 3 months after the treatment period. Female patients were also required to be nonlactating and to have a negative serum pregnancy test.
Patients were excluded if they received any prior chemotherapy, biologic therapy, or any treatment The institutional review boards at each participating center approved the study, and all patients provided signed informed consent. The study was conducted in accordance with the ethical principles in the Declaration of Helsinki.
Trial Design Patients were randomly assigned to either a control arm (arm A) or an experimental arm (arm B) using a centralized interactive voice-activated response system. Randomization factors included history of brain metastasis (yes or no), disease stage (IIIB or IV), and ECOG performance status (0 or 1). Following a protocol amendment, another experimental arm (arm C) was added, where gemcitabine and cisplatin was administered 3 days after pretreatment with aprinocarsen.
Treatment For continuous administration of aprinocarsen, portable volumetric infusion pumps (Deltec, St Paul, MN) were used. After 7 days, the cartridge and catheter were changed, and the infusion continued for 7 more days. Dosing was based on the patients weight at initial screening: patients weighing less than 65 kg received 125 mg, those weighing 65 to 90 kg received 175 mg, and those weighing more than 90 kg received 225 mg per day. Aprinocarsen was provided by Isis Pharmaceuticals Inc (Carlsbad, CA).
Dose Adjustments Dose adjustments within a cycle occurred on day 8 (arms A and B) or day 11 (arm C). If gemcitabine was omitted, the cycle continued per protocol. For an ANC of 0.5 to 0.99 or platelets 50 to 99, gemcitabine was reduced 25%; for an ANC less than 0.5 and platelets more than 50, gemcitabine was omitted. For platelets less than 50, gemcitabine was omitted, and aprinocarsen was reduced. If platelets were less than 25, aprinocarsen was omitted. For any grade 3 nonhematologic toxicity (except nausea and vomiting), gemcitabine was reduced 50% or omitted. For any grade 4 toxicity, gemcitabine was omitted, and aprinocarsen was reduced 50 mg or omitted.
Baseline and Treatment Assessments Responses were evaluated using RECIST11 criteria and confirmed 4 to 6 weeks after first observation. The best response was determined from the sequence of responses assessed. Overall survival was measured from the date of random assignment to the date of death. Progression-free survival (PFS) was measured from the date of random assignment to the first date of progressive disease or death. Time to progressive disease (TtPD) was measured from the date of random assignment to the first date of progressive disease. Time to treatment failure (TTF) was measured from the date of random assignment until the date of study discontinuation due to adverse event, progressive disease, or death. Response duration was measured from the date of the first objective status assessment of complete/partial response to the first date of progressive disease or death. Toxicities were assessed according to National Cancer Institute Common Toxicity Criteria (version 2) before each cycle.
Statistical Analyses Efficacy measures were analyzed using Kaplan-Meier estimation and Cox proportional hazard regression models. The estimation and analysis of hazard ratios (HRs) was performed in the intent-to-treat patient population. Two-tailed 95% CIs were constructed. Assuming 450 observed deaths, the primary comparison would have 80% power, for HR = 0.768.
Between March 2002 and July 2004, 670 patients were enrolled at 106 study centers in 20 countries. The study was terminated early due to the results from another phase III NSCLC trial of aprinocarsen, carboplatin, and paclitaxel, which indicated that adding aprinocarsen did not improve overall survival.12 When the present study stopped, the control arm (arm A) had 328 patients, experimental arm B had 301 patients, and experimental arm C had 41 patients. Due to the comparatively small number of patients in arm C, data from arms B and C were combined for the subsequent analyses, and the combined results are reported. The outcome data from arm C was numerically very similar to the combined aprinocarsen arms (arm B and arm C). Table 1 summarizes the baseline patient characteristics. The reasons for patient discontinuations are summarized in Table 2.
Overall Survival At the time of this analysis, 237 deaths were recorded in the control arm, and 91 patients were censored. In the experimental arms, 256 deaths were recorded, and 86 patients were censored. Median overall survival was 10.4 months in the control arm and 10.0 months in the experimental arms (Table 3, Fig 1). The HR was 1.05 (95% CI, 0.88 to 1.25), and the two groups were not significantly different (P = .613). The 1-year survival rate was 44.9% in the control arm and 41.8% in the experimental arms. The secondary time-to-event measures (PFS, TtPD, TTF, and response duration) were not significantly different between the control arm and the experimental arms (Table 3).
Response to Treatment According to the protocol, 289 patients on the control arm and 280 on the experimental arms were assessable for response (Table 4). The overall response rate was 35.0% in the control arm and 28.9% in the experimental arms (P = .124).
Treatment On the control arm, a median of four cycles was administered, with 142 patients (44.2%) completing six cycles (Table 5). On the experimental arms, a median of three cycles was administered, with 75 patients (23.3%) completing six cycles (P < .01).
Compared with the experimental arms, the relative dose intensities of the study drugs were higher on the control arm. In particular, gemcitabine was administered at 88% of the planned dose intensity in the control arm, but it was lower (82%) on the experimental arm (P value not significant). This was supported by the higher percentage of gemcitabine dose reductions on the experimental arms (15%) compared with the control arm (8%). Thrombocytopenia and neutropenia were the major causes of gemcitabine dose reductions, and decreased creatinine clearance was the primary reason for the cisplatin dose reduction. On the experimental arms, thrombocytopenia was the major cause of aprinocarsen dose reductions.
Toxicity and Safety
Major safety events are summarized in Table 7. Serious adverse events that were possibly study drugrelated were observed in 35.4% of patients on the experimental arms and in 20.9% patients on the control arm, but deaths on study or during the 30-day follow-up period were comparable between the two groups.
In this study, aprinocarsen did not enhance the overall survival as compared with the control arm of gemcitabine and cisplatin. For both groups, the median overall survival was 10 months, and the 1-year survival rate was 41.8%. Similarly, tumor response rates, response duration, PFS, TTF, and TtPD for both arms were also favorable. These results are in the range of the best achieved with current treatment regimens for advanced NSCLC.2,13,14 Many factors may have contributed to this (eg, inclusion criteria [all patients had performance status < 2], disease stage [not restricted to stage IV, as 19% of study population had stage IIIB disease], and the improvements in secondary chemotherapy in the recent years).13 Due to early stoppage of the study, we did not collect complete data on subsequent treatment, but many patients may have received secondary treatments including epidermal growth factor receptor (EGFR) inhibitors. A phase III study of aprinocarsen, paclitaxel, and carboplatin in patients with advanced NSCLC was ongoing at the time this trial was initiated and did not show any significant differences in survival and other efficacy measures with the addition of aprinocarsen.12 Also, a randomized phase II trial of gemcitabine and cisplatin with or without aprinocarsen that only enrolled 18 patients with advanced NSCLC did not show any improvement in efficacy for those patients allocated to the experimental arm.15 Taken together, these results indicate that, irrespective of the treatment regimen, aprinocarsen fails to increase survival or other efficacy measures in patients with advanced NSCLC who are treated with chemotherapy. Many targeted agents have been tested in combination with chemotherapy in patients with advanced NSCLC. To date, these trials have been uniformly negative, with the exception of the recent ECOG study of bevacizumab.14 For example, small molecule inhibitors of the EGFR tyrosine kinase (eg, gefitinib and erlotinib) have been combined with standard chemotherapy regimens in phase III trials in NSCLC.16-18 However, neither gefitinib nor erlotinib enhanced the overall survival achieved with chemotherapy alone. Two potential reasons could explain these negative effects: (1) lack of patient selection by a predictive biomarker, and (2) potential sequence-specific negative interaction between the targeted agent and concurrent chemotherapy.19 In support of position one, recent data suggest that a direct correlation exists between responses to gefitinib or erlotinib and the presence of activating EGFR mutations,20,21 or increased gene copy number measured by fluorescence in situ hybridization (FISH).22 In another therapeutic approach to this signal transduction pathway, a monoclonal antibody to HER2 (trastuzumab) was used in combination with gemcitabine and cisplatin in patients with NSCLC. Results from a randomized trial demonstrated that trastuzumab did not significantly improve patient outcomes. However, the high response rate (85%) and median PFS (8.5 months) observed in six patients with HER2 3+/FISHpositive tumors treated with trastuzumab should be noted.23 These results reinforce the idea that patient selection may be crucial in evaluating the efficacy of targeted therapies. Alternatively, and in support of position two above, data in breast cancer suggest that concurrent administration of the antiestrogen tamoxifen and chemotherapy is less effective than sequential use, perhaps related to G1 cell cycle arrest from tamoxifen and subsequent inhibition of apoptosis from chemotherapy.24
Taking these findings and other observations into account, there are several potential explanations for aprinocarsens lack of efficacy in the current study. First, there is at present no validated biomarker predictive of benefit from aprinocarsen, and patients were not screened for expression levels of the target (PKC- Secondly, toxicities during treatment resulted in aprinocarsen dose reduction and potentially suboptimal concentrations in target tumor tissue. While on-study deaths were comparable in both groups, adverse eventrelated discontinuations were higher in the experimental arms (20.2%) versus the control arm (11.8%). Toxicity-related discontinuations in experimental arms likely explains the lower number of cycles administered (1,150 v 1,366), the lower median number of cycles administered (3 v 4), and the lower percentage of patients completing six or more cycles (23.3% v 44.2%). Similar toxicity patterns have been reported in other studies of aprinocarsen plus chemotherapy.9,15,28 Interestingly, in our study, the cisplatin dose and dose-intensity were not different across arms, and this may have contributed to the lack of outcome differences observed despite the aprinocarsen negative impact on treatment delivery.
Alternatively, aprinocarsen has shown limited cytotoxic activity. Although objective responses were observed in lymphomas and ovarian cancer in early single-agent aprinocarsen trials, growth inhibition more consistent with cytostatic activity (stable disease) was the best response in NSCLC trials.7,8 Unfortunately, and in agreement with recent preclinical data, these clinical results suggest that other PKC isoforms, but not PKC- Finally, an optimal administration sequence of aprinocarsen and cytotoxic agents may not have been realized in the current study.12 Because of the short half-life of the antisense construct, and based on the findings from aprinocarsen phase I/II studies, protracted infusions were selected as the best schedule for the development of this agent.6,9,10,28 Although our study was amended to add a third arm specifically to address this issue, few patients received this alternative dose schedule before study closure. In conclusion, adding aprinocarsen to gemcitabine and cisplatin did not enhance survival and other efficacy measures. Enhanced toxicity in the experimental arms contributed to lower dose delivery and a reduction in therapy completion. Combined with the results of other phase III studies of targeted agents in patients with advanced NSCLC, these results suggest the importance of development of predictive biomarkers and subsequent patient selection in order to optimize the benefits of targeted therapy.
We sincerely thank the patients and the physicians from the following countries, for participating in this study Argentina: Moises Rosenberg, Claudia I. Bagnes, Daniel Maldonado, Angelis Lucero, Silvia Jovtis Belgium: L. Bosquee, P. Germonpre, D. Schrijvers, W. Verhaeghe, D. Verhoeven Chile: Jose M. Reyes France: Etienne Lemarie, Luc Thiberville, Gilles Robinet, Bernard Milleron, Jean-Yves Douillard, Jean-Louis Pujol, Dominique Spaeth, Jean-Marc Vernejoux Germany: Christian Manegold, Ulrich Gatzemeier, Uwe Keppler, Bernhard Heinrich, Alexander Knuth, A. Chemaissani, H. Wirtz, T. Muller, R.M. Huber, Axel Hanauske, W. Dornoff, P.D. Digel, Helmut Oettle, Martin Hetzel Hungary: Pal Magyar India: Shona Nag, Sunil Gupta, Radhesshyam Nayak, Govind Babu, J.S. Sekhon Italy: Armando Santoro, Anna Ceribelli Netherlands: G. Giaccone, P.E. Postmus, E.F. Smit, F.M.N.H. Schramel, B. Biesma, J.M. Smit, J.A. Stigt Norway: Steinar Aamdal, Jan Vilsvik Poland: Andrzej Deptala, Piotr Koralewski, Tomasz Klaniewski, Piotr Tomczak Puerto Rico: Roberto Velazquez, Luis Baez, Madeline Garcia Romania: Tudor Ciuleanu Russia: Avgust Garin Spain: Rafael Rosell, Mariano Provencio, Luis Paz-Ares, Ales, Nogue, José L. Gonzalez-Larriba, Emilio Esteban, Dolores Isla, Angel Artal, Bartomeu Massuti, Felipe Cardenal, Gumersindo Perez-Manga, Monica Guillot South Africa: Daniel Vorobiof, L. Goedhals Sweden: Florin Sirzen, Christer Sederholm, Ola Brodin, Thomas Brezicka, Sven-Borje Ewers Switzerland: Rolf Stahel Taiwan: Chung-Ming Tsai, Gee-Chen Chang, Thomas Chang Yao Tsao, Chih-Hsin Yang, Te-Chun Hsia United Kingdom: Michael Lind, Penella Woll, Peter Johnson, David Dunlop, Fergus Macbeth United States: Thaddeus Beck, Helen Ross, Timothy Larson, Forrest Swan, Mohammad Khan, Charles Weissman, Timothy Webb, Sumeet Bhatia, Barry Firstenberg, Michael Guarino, John Cole, Peter Kennedy, Nelson Kalil, David Hoffman, Antoinette Wozniak, Peter Raich
Although all authors completed the disclosure declaration, the following authors or their immediate family members indicated a financial interest. No conflict exists for drugs or devices used in a study if they are not being evaluated as part of the investigation. For a detailed description of the disclosure categories, or for more information about ASCOs conflict of interest policy, please refer to the Author Disclosure Declaration and the Disclosures of Potential Conflicts of Interest section in Information for Contributors.
We acknowledge the clinical trial support provided by Irene Tomlin, data management and statistical support provided by Erika Horan, Jennifer Ferguson, Nancy Iturria, and manuscript preparation/editorial support provided by Ghulam Kalimi, Peter Fairfield, and Diana Kelley.
Supported by Eli Lilly and Co, Indianapolis, IN. Presented in part at the 41st Annual Meeting of the American Society of Clinical Oncology, Orlando, FL, May 13-17, 2005. Authors' disclosures of potential conflicts of interest and author contributions are found at the end of this article.
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Copyright © 2006 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
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