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Journal of Clinical Oncology, Vol 25, No 10 (April 1), 2007: pp. 1239-1246 © 2007 American Society of Clinical Oncology. DOI: 10.1200/JCO.2006.07.1522 Definition of Clinically Distinct Molecular Subtypes in Estrogen ReceptorPositive Breast Carcinomas Through Genomic Grade
From the Jules Bordet Institute; Machine Learning Group, Université Libre de Bruxelles; International Drug and Development Institute, Brussels, Belgium; Peter MacCallum Cancer Center, Melbourne, Australia; Guys Hospital, London; John Radcliffe Hospital, Oxford, United Kingdom; Karolinska Institute, Stockholm, Sweden; Erasmus Medical Center, Daniel den Hoed Cancer Center, Rotterdam, the Netherlands; National Center of Competence in Research Molecular Oncology, Swiss Institute of Cancer Research and Swiss Institute of Bioinformatics, Epalinges, Switzerland Address reprint requests to Christos Sotiriou, MD, PhD, Translational Research Unit, Jules Bordet Institute, Université Libre de Bruxelles, 121 Blvd de Waterloo, 1000 Brussels, Belgium; e-mail: christos.sotiriou{at}bordet.be
Purpose A number of microarray studies have reported distinct molecular profiles of breast cancers (BC), such as basal-like, ErbB2-like, and two to three luminal-like subtypes. These were associated with different clinical outcomes. However, although the basal and the ErbB2 subtypes are repeatedly recognized, identification of estrogen receptor (ER) positive subtypes has been inconsistent. Therefore, refinement of their molecular definition is needed. Materials and Methods We have previously reported a gene expression grade index (GGI), which defines histologic grade based on gene expression profiles. Using this algorithm, we assigned ER-positive BC to either highor lowgenomic grade subgroups and compared these with previously reported ER-positive molecular classifications. As further validation, we classified 666 ER-positive samples into subtypes and assessed their clinical outcome. Results Two ER-positive molecular subgroups (high and low genomic grade) could be defined using the GGI. Despite tracking a single biologic pathway, these were highly comparable to the previously described luminal A and B classification and significantly correlated to the risk groups produced using the 21-gene recurrence score. The two subtypes were associated with statistically distinct clinical outcome in both systemically untreated and tamoxifen-treated populations. Conclusion The use of genomic grade can identify two clinically distinct ER-positive molecular subtypes in a simple and highly reproducible manner across multiple data sets. This study emphasizes the important role of proliferation-related genes in predicting prognosis in ER-positive BC.
Since the advent of microarray analysis, a number of studies have reported that breast cancers (BCs) can be classified into molecular subtypes on the basis of distinct gene expression profiles. These subgroups were associated with different disease outcomes, suggesting a biologic basis behind the clinical heterogeneity of BC.1-4 Up to five subclasses of BCs (basal-like, ErbB2-like, and luminal A, B, and C) have been proposed based on an intrinsic gene set, with the basal-like subtype, which was mainly estrogen receptor (ER) negative, experiencing a worse outcome compared with the luminal subtypes, which were mainly ER positive.1,4. Although the basal-like and ErbB2 subtypes are repeatedly recognized in independent data sets, discernment of the ER-positive subtypes has been difficult. Sorlie et al2 used a nearest centroid predictor based on an intrinsic gene set to identify the luminal subtypes in independent data sets. However, many samples were considered unclassified because they had a low correlation with the subtype centroids,2 and definition of the intrinsic gene set has been inconsistent.1,2,4,5 Recently, a set of 822 estrogen-induced genes was found to be able to predict long-term outcome in ER-positive tumors better than the previously described luminal A/B classification.6 However, this extensive gene list does not yet facilitate itself as a clinical test. The recurrence score (RS) is a commercially available test (Oncotype Dx; Genomic Health, Inc, Redwood City, CA) that uses a complex mathematical algorithm to stratify ER-positive patients.7 The lack of a simple diagnostic test has limited the implementation of a molecular classification into the clinical setting where such stratification could result in the identification of therapeutics that have differential effects in the various subgroups. Overexpression of cell cycle genes is known to be associated with poor clinical outcome. Perou et al4 originally reported a proliferation cluster of genes that correlated with cellular proliferation rates and was noted to have considerable variation between the subgroups.8 Taking this concept further, we have previously defined a gene expression grade index (GGI).9 The GGI is an algorithm derived to enumerate the degree of similarity between a tumor sample and histologic grade. In our previous study, genomic grading using the GGI was a stronger predictor of clinical outcome than histologic grade in systemically untreated BC patients.9 The aim of this study was to determine whether genomic grade could aid in the task of refining ER-positive molecular subtypes and, in particular, how a classification based on high or low genomic grade compares with previously described molecular classifications.
Further descriptions of the methods are available in the Appendix (online only).
Tumor Samples For our unpublished data set, microarray analysis was performed with Affymetrix U133A Genechips (Affymetrix, Santa Clara, CA). This data set contained samples from the John Radcliffe Hospital, Oxford, United Kingdom; Guys Hospital, London, United Kingdom; and Uppsala University Hospital, Uppsala, Sweden. Each hospital's institutional ethics board approved the use of the tissue material, and written informed consent was obtained. We also used five other publicly available data sets in our analysis, described in the following recent publications: Sorlie et al,1,2 van de Vijver et al,10 Wang et al,11 and Sotiriou et al.3 The survival analyses involved (1) only ER-positive tumors from patients who had received no systemic adjuvant treatment to visualize the natural disease history of the subgroups defined by GGI (total of 417 ER-positive patients, henceforth referred to as the untreated data set; van de Vijver et al,10 n = 122; Wang et al,11 n = 209; and 86 samples from our previously published data set) and (2) the tamoxifen-treated data set (n = 249) to gauge the effect of adjuvant tamoxifen monotherapy. All clinical data are listed in Appendix Tables A1 and A2 (online only).
Data Analysis Histologic grade. Histologic grade was based on the Elston-Ellis grading system.12 A single pathologist graded the Oxford and the Swedish populations. Central pathology review grading was available for the data set from van de Vijver et al.10 The Wang et al11 data set was graded by local pathologists. Index based on the expression of proliferation-related genes to quantify genomic grade: GGI. We have previously described a GGI.9 Briefly, this index is a scoring system based on the average expression levels of genes associated with histologic grade. A high GGI corresponds to high grade, and a low GGI corresponds to a low grade. Although it is possible to use the GGI as a continuous variable, we dichotomized the GGI into highand lowgenomic grade subgroups for the generation of Kaplan-Meier curves and hazard ratio estimation between risk groups. The cutoff used was chosen to maximize the separation between histologic grades 1 and 3, and no survival information was used to optimize the high- and low-risk groups. The probe sets of the Affymetrix U133A GeneChip were mapped to other microarray platforms by matching the official gene symbol.9 Of the 128 probe sets (representing 97 genes) that comprise the GGI, we could map 48 and 63 sets in the Sorlie et al1 2001 and Sorlie et al2 2003 data sets, respectively; 49 in the Sotiriou et al3 data set; and 122 in the van de Vijver et al10 data set.
Comparison With Other ER-Positive Molecular Classifications The RS model. Using the microarray data and the 21-gene RS algorithm developed by Paik et al,7 the three risk groups were produced in the tamoxifen-treated data set. The low- and intermediate-risk categories were combined into one low-risk group because their clinical outcomes were not significantly different.
Statistical Analysis The relationship between survival and some continuous variables was assessed using a variant of a method introduced to compute the estimated survival for individual rate of distant metastases plots.15-17 We have plotted the estimated proportion of distant metastasis with respect to the GGI, ESR1, and PgR using a Cox model fitted with only the variable under study.
Applying the GGI to the Luminal Subtypes To investigate the expression of the genes in the GGI in relation to the previously reported molecular subtypes, expression data were extracted and clustered with the samples ordered according to subtypes as presented in the original articles1 (Fig 1A). In general, the ER-negative subtypes, the basal-like and ErbB2-like subtypes, had high GGI values or were classified as having high genomic grade (GGI 0). In contrast, almost all of the ER-positive luminal A subtypes, which had the best clinical outcome, had low GGI values. These GGI values represented low genomic grade similar to the normal-like subtype. However, compared with the luminal A subtype, the luminal B and C tumors had significantly higher GGI values (P < .01; Appendix Table A3, online only). From these results, we can observe that the luminal subtypes were associated with a diverse range of GGI values, whereas the majority of ER-negative tumors were predominantly of high genomic grade.
These findings suggested that the previously reported molecular subtypes generated by hierarchical clustering using the intrinsic gene set and the corresponding cluster centroids could be divided into a similar classification using the GGI, a simple mathematical algorithm. As proof of principle, we applied the GGI algorithm in the same manner as described earlier to samples from the population of Sorlie et al2 2003, which included many tumors that were undefined by the cluster centroids. As seen in Figure 1B, those samples previously classified as luminal A or B were associated with significantly different GGI values (P < .0001). Furthermore, every ER-positive sample could be given a label according to their GGI value, allowing them to be classified as either highor lowgenomic grade subtypes. As an added validation, we assigned GGI values to the five subtypes as defined by the intrinsic gene set to samples from the van de Vijver et al10 data set (Fig 1C). The GGI values were again significantly different between the luminal A and B tumors (P < .0001). As previously noted,13 more than 100 of the 295 tumors could not be confidently assigned to a particular subtype as defined by Sorlie et al,2 but now the unclassified samples have a statistically distinct clinical outcome based on their genomic grade classification (P = .0001; Appendix Fig A1, online only). Overall, these results suggest that, particularly for the ER-positive tumors, the GGI values can distinguish clinically relevant subtypes that are highly comparable to those previously described.
Generation of Two ER-Positive Subtypes Defined by Genomic Grade and Assessment of Their Clinical Relevance
As shown for both untreated (Figs 2A, 2B, and 2C) and tamoxifen-treated ER-positive populations (Figs 2D, 2E, and 2F), the subgroups produced by high and low expression levels of the ER (represented by ESR1) did not have any prognostic value. In contrast, the subgroups generated by both genomic grade and the expression levels of the PgR had significant prognostic value. The ER-positive low GGI subtype (untreated data set, n = 235, 56%; tamoxifen-treated data set, n = 150, 60%) had a significantly better 10-year TDM estimate compared with the ER-positive high-GGI subtype (Fig 2). In addition, it seems that the high-grade subgroup continues to have a poor clinical outcome despite adjuvant tamoxifen monotherapy. As further demonstration of the prognostic value of genomic grade in ER-positive tumors, we generated figures displaying the estimated expected rate of distant recurrence as a continuous function of the GGI and compared this with continuous levels of ESR1 and PgR for each data set used in this analysis (Fig 3; Appendix Fig A2, online only). As shown, the 10-year estimated expected rate of developing distant metastases increased steeply as the GGI score increased, indicating high discriminatory value in ER-positive tumors.
Independent Prognostic Value of Genomic Grade in a Multivariate Model Tables 1 and 2 show the univariate and multivariate analysis of genomic grade with other standard prognostic covariates in the untreated and tamoxifen-treated data sets. In the multivariate Cox regression analysis, only genomic grade, PgR levels, and histologic grade retained significant prognostic value in the untreated data set. For the tamoxifen-treated population, only genomic grade retained significance in the multivariate model. These results confirm the strong prognostic value of genomic grade and its prognostic dominance over histologic grade in systemically untreated and tamoxifen onlytreated ER-positive BC.
Comparison With the 21-Gene RS in the Tamoxifen-Treated Data Set Because the RS has been validated extensively as a stratification factor (albeit using quantitative reverse transcriptase polymerase chain reaction) for ER-positive BCs, we were interested in how the GGI and RS classifications compared, given that the GGI tracks a single biologic pathway, whereas the RS combines several. We found that the GGI and the RS models were significantly correlated (r = 0.7; 95% CI, 0.63 to 0.76; P < .0001). We then compared the risk groups generated by the RS with those obtained using the GGI in the tamoxifen-treated data set. We found that the classifications were significantly correlated (P < .0001). In particular, 90% of samples predicted as low risk by the RS were similarly classified by the GGI (data not shown). Clinical outcomes for risk groups obtained by the GGI and the RS were also compared. Despite a larger proportion of node-negative patients classified as low risk by the GGI compared with the RS (78 v 40 patients), the 10-year TDM results are similar for both classifiers, with figures of 83% and 84%, respectively (Appendix Table A4). Receiver operating characteristic curves demonstrate that the predictive accuracy of the GGI and RS are similar to each other (Fig 4).
In more than 650 ER-positive BC samples, we have shown genomic grade can distinguish two distinct prognostic molecular subtypes within patients whose tumors express at least some positive level of the ER. In univariate and multivariate analyses involving traditional clinical prognostic factors, the GGI was the strongest prognostic variable, reinforcing the role of cell cycle and grade-related genes in dictating prognosis in ER-positive BCs (Table 1). We have shown for the first time that the highgenomic grade subgroup also has an adverse disease outcome in a large population treated with adjuvant tamoxifen only. These results did not change significantly when the samples that overexpressed human epidermal growth factor receptor 2 by immunohistochemistry (10% of assessable tamoxifen-treated population) were excluded (data not shown). The emergence of multiple new strategies of adjuvant endocrine therapy18-23 has recently highlighted the urgent need for markers that can predict outcome in tamoxifen-treated patients. As shown in Figure 1, despite using a different approach to produce molecular subgroups, we have shown that classifications overlap significantly with the previously reported molecular classification that was produced using the intrinsic gene set and hierarchical cluster analysis.1-3 Interestingly, the GGI also is significantly correlated with and performs similarly to the RS algorithm (using the microarray data) in the tamoxifen-treated data set. However, the use of the GGI has a number of potential advantages. First, its value is simply calculated by averaging the expression level of (up to) 97 genes. As demonstrated, a result can be achieved by using only a subset of genes with little loss in performance, independent of the platform used.9 Second, the biologic function of the set of genes used to define the GGI is understood because these genes were selected through their correlation with histologic grade. Because there seems to be significant concordance in outcome predictions among several different gene sets used for prognostication,24 the identification of a common biologic phenomenon is of utmost importance. Therefore, the use of genomic grade to stratify ER-positive patients may facilitate both the introduction of a molecular subtype classification into clinical practice and focused scientific research. Currently, there are several molecular signatures that claim to be able to predict prognosis in ER-positive BC patients treated with tamoxifen.6,7,11,25-27 Proliferation-related genes seem to be the essential component of these existing gene signatures.9 Dai et al28 have previously reported that increased cell proliferation was associated with poor outcome in a subset of BC patients. In the RS,7 the proliferation set of genes has the highest weight or coefficient in the formula, indicating their crucial importance determining prognosis.7 Similarly, another molecular classification using only estrogen-regulated genes to divide ER-positive BC showed a significant association of the poor outcome subgroup with histologic grade and high expression of proliferation genes.6 In this study, we attempt to reconcile the subgroups generated by genomic grade and those previously reported by finding a common biologic thread that may help explain the heterogeneity behind ER-positive BC. In the future, it will be important to further compare the different categorizations to better understand their relationships and to develop an optimal, widely accepted, and easily implemented stratification within tumors classified as endocrine responsive. A prospectively acquired cohort will be also important to eliminate the selection bias that is inevitable with archived frozen tumor samples, as seen with the lack of significance for nodal status and the relatively poor 10-year TDM in the tamoxifen-treated data set compared with what would be expected from a population-based series.29 In conclusion, the use of genomic grade as defined by the GGI can distinguish two subtypes within ER-positive BCs in a reliable and reproducible manner across multiple data sets. In the future, stratification by subtype in prospective clinical trials may elucidate important diverse effects of the various endocrines, chemotherapies, and biologic agents. At present, it is unclear whether the highgenomic grade subgroup will benefit from chemotherapy or alternative antiestrogen agents. In addition, further focused biologic investigation into the upstream oncogenic pathways that drive the cell cycle machinery could be beneficial in developing new agents to treat the high-grade subgroup.30
The authors indicated no potential conflicts of interest.
Conception and design: Sherene Loi, Benjamin Haibe-Kains, Christine Desmedt, Mauro Delorenzi, Martine J. Piccart, Christos Sotiriou Financial support: Martine J. Piccart Administrative support: Sherene Loi, Benjamin Haibe-Kains, Christine Desmedt, Cheryl Gillett, Paul Ellis, Jonas Bergh, Martine J. Piccart, Christos Sotiriou Provision of study materials or patients: Sherene Loi, Christine Desmedt, Françoise Lallemand, Andrew M. Tutt, Cheryl Gillett, Paul Ellis, Adrian Harris, Jonas Bergh, Denis Larsimont, Martine J. Piccart, Christos Sotiriou Collection and assembly of data: Sherene Loi, Benjamin Haibe-Kains, Christine Desmedt, Françoise Lallemand, Andrew M. Tutt, Cheryl Gillett, Paul Ellis, Adrian Harris, Jonas Bergh, John A. Foekens, Jan G.M. Klijn, Denis Larsimont, Mauro Delorenzi, Christos Sotiriou Data analysis and interpretation: Sherene Loi, Benjamin Haibe-Kains, Christine Desmedt, Adrian Harris, John A. Foekens, Jan G.M. Klijn, Denis Larsimont, Marc Buyse, Gianluca Bontempi, Mauro Delorenzi, Martine J. Piccart, Christos Sotiriou Manuscript writing: Sherene Loi, Benjamin Haibe-Kains, Christine Desmedt, John A. Foekens, Jan G.M. Klijn, Gianluca Bontempi, Mauro Delorenzi, Martine J. Piccart, Christos Sotiriou Final approval of manuscript: Sherene Loi, Benjamin Haibe-Kains, Christine Desmedt, Andrew M. Tutt, Adrian Harris, John A. Foekens, Jan G.M. Klijn, Marc Buyse, Gianluca Bontempi, Mauro Delorenzi, Martine J. Piccart, Christos Sotiriou
Supplementary Methods Tumor samples. Samples from Oxford and London were shipped to the Jules Bordet Institute in Brussels, Belgium, where RNA was extracted and samples were hybridized. For the samples from Uppsala, RNA was extracted at the Karolinska Institute, Stockholm, Sweden, and samples were hybridized at the Genome Institute of Singapore in Singapore. The quality of the RNA obtained from each tumor sample was assessed via the RNA profile generated by the Agilent bioanalyzer (Agilent, Santa Clara, CA). RNA extraction, amplification, hybridization, and image scanning were performed according to standard Affymetrix protocols (Affymetrix, Santa Clara, CA). Gene expression values from the CEL files were normalized by use of the standard quantile normalization method in Robust Multiarray Analysis (Bolstad BM, Irizarry RA, Astrand M, et al. Bioinformatics 19:185-193, 2003). Each population was normalized separately. Each hospital's institutional ethics board approved the use of the tissue material, and written informed consent was obtained. Derivation of the cutoff for the gene expression grade index. The cutoff defining the gene expression grade index (GGI) low- and high-risk groups is computed from the information provided by histologic grade. This cutoff is the equidistant point between the means of the GGI of histologic grade 1 and grade 3 patient samples. We can classify all of the patients as low or high risk according to their GGI value using a cross-validation procedure and obtain almost identical classification (Sotiriou C, Wirapati P, Loi S, et al. J Natl Cancer Inst 98:262-272, 2006; data not shown). The cutoff was selected to separate, as much as possible, histologic grades 1 and 3 without using any survival information. Therefore, this cutoff was not clinically optimized but was adequate to demonstrate the prognostic abilities of the GGI in estrogen receptor (ER) positive breast cancer samples. Therefore, a better cutoff could be found to classify patients in low- and high-risk groups; however, this clinically optimized cutoff is difficult to estimate and should be studied in a large clinical trial.
Rate of distant metastases plots.
The x-axis represents the GGI or the expression levels of the ESR1 and PgR genes, and each point shows the individual patient levels. All continuous values are scaled to be able to pool all the values in a meta-analysis. The GGI is scaled by dividing each GGI value by the distance between the means of GGI from histologic grade 1 and grade 3 patients. The expression levels are scaled to improve comparison between different data sets. The expression levels of ESR1 and PgR are scaled using the following formula and centered by the median of each population separately.
Comparison with other ERpositive molecular classifications: Hierarchical clustering with the intrinsic gene set. We used the Cluster program to perform average linkage hierarchical cluster analysis (Eisen MB, Spellman PT, Brown PO, et al. Proc Natl Acad Sci U S A 95:14863-14868, 1998) after median centering of each gene in the GGI using an uncentered Pearson correlation as similarity measurement. The cluster results were viewed using TreeView (Java Tree View, Boston, MA). Expression data were downloaded and extracted from data sets of Sorlie et al (Sorlie T, Perou CM, Tibshirani R, et al. Proc Natl Acad Sci U S A 98:10869-10874, 2001; Sorlie T, Tibshirani R, Parker J, et al. Proc Natl Acad Sci U S A 100:8418-8423, 2003). The samples were ordered according to subtype as presented in the figures of the original publications (Sorlie T, Perou CM, Tibshirani R, et al. Proc Natl Acad Sci U S A 98:10869-10874, 2001; Sorlie T, Tibshirani R, Parker J, et al. Proc Natl Acad Sci U S A 100:8418-8423, 2003; Sotiriou C, Neo SY, McShane LM, et al. Proc Natl Acad Sci U S A 100:10393-10398, 2003) to investigate the relationship between the expression of the genes in the GGI and the previously reported molecular breast cancer subtypes. For the data set of van de Vijver et al (van de Vijver MJ, He YD, van't Veer LJ, et al. N Engl J Med 347:1999-2009, 2002), the five-class intrinsic gene signature was assigned by matching the expression value of the intrinsic genes to the nearest expression centroid of the five classes, as previously published (Chang HY, Nuyten DS, Sneddon JB, et al. Proc Natl Acad Sci U S A 102:3738-3743, 2005). Comparison with other ER-positive molecular classifications: The recurrence score model. To classify the tamoxifen-treated data set using the recurrence score (RS) model predictor, we used the 21 genes and RS algorithm as described in Paik et al (Paik S, Shak S, Tang G, et al. N Engl J Med 351:2817-2826, 2004). Briefly, the microarray expression data of the required 16 genes were normalized to the five reference genes. We then used these values and the algorithm to generate an RS score for each sample. The same cutoffs were used (scores of 0 to 18, 19 to 31, or > 31) to assign each patient to a low-, intermediate-, or high-risk category.
Supported by grants from the Jean-Claude Heuson Breast Cancer Foundation (S.L., C.S.), the Belgian National Foundation for Research (FNRS; B.H.-K., C.D., C.S.), the E. Lauder Breast Cancer Foundation (C.S.), and the MEDIC Foundation (C.S.). S.L., B.H.-K., and C.D. contributed equally to this article. Authors disclosures of potential conflicts of interest and author contributions are found at the end of this article.
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Copyright © 2007 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
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