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Journal of Clinical Oncology, Vol 25, No 19 (July 1), 2007: pp. 2727-2734 © 2007 American Society of Clinical Oncology. DOI: 10.1200/JCO.2006.10.3465 Vaccination of Patients With Advanced Non–Small-Cell Lung Cancer With an Optimized Cryptic Human Telomerase Reverse Transcriptase Peptide
From the Departments of Transfusion Medicine, Medical Oncology, and Radiology, University General Hospital of Heraklion; Laboratory of Tumor Biology, School of Medicine, University of Crete, Heraklion, Crete; "Iaso" General Hospital, Athens, Greece; and the Department of Pharmacy, University of Patras, Patras; Vaxon Biotech, Genopole, Evry, France Address reprint requests to Dimitris Mavroudis, MD, PhD, Department of Medical Oncology, University Hospital of Heraklion, Voutes, 71110, Crete, Greece; e-mail: mavrudis{at}med.uoc.gr
Purpose: To evaluate the immunological and clinical response as well as the safety of the optimized peptide telomerase reverse transcriptase p572Y (TERT572Y) presented by HLA-A*0201 in patients with advanced non–small-cell lung cancer (NSCLC). Patients and Methods: Twenty-two patients with advanced NSCLC and residual (n = 8) or progressive disease (PD; n = 14) following chemotherapy and/or radiotherapy received two subcutaneous injections of the optimized TERT572Y peptide followed by four injections of the native TERT572 peptide administered every 3 weeks. Peptide-specific immune responses were monitored by enzyme-linked immunosorbent spot assay and/or TERT572Y pentamer staining. Results: Twelve (54.5%) of 22 patients completed the vaccination program. Toxicity consisted primarily of local skin reactions. TERT572-specific CD8+ cells were detected in 16 (76.2%) of 21 patients after the second vaccination, and 10 (90.9%) of 11 patients after the sixth vaccination. Stable disease (SD) occurred in eight (36.4%) of 22 vaccinated patients, with three (13.6%) having had PD before entering the study. The median duration of SD was 11.2 months. After a median follow-up of 10.0 months, patients with early developed immunological response (n = 16) had a significantly longer time to progression and overall survival (OS) than nonresponders (n = 5; log-rank tests P = .046 and P = .012, respectively). The estimated median OS was 30.0 months (range, 2.8 to 40.0 months) and 4.1 months (range, 2.4 to 10.9 months) for responders and nonresponders, respectively. Conclusion: TERT572Y peptide vaccine is well tolerated and effective in eliciting a specific T cell immunity. Immunological response is associated with prolonged survival. These results are encouraging and warrant further evaluation in a randomized study.
Non–small-cell lung cancer (NSCLC) represents 80% of lung cancer cases. Most patients present with stage III/IV disease and have a median survival of less than 12 months with chemotherapy and radiotherapy. Recently, biologic agents have been evaluated with promising results.1 Although NSCLC was initially considered weakly immunogenic or nonimmunogenic, recent studies with vaccines have shown encouraging efficacy.2-4 Antitumor immunotherapy is mainly based on the activation of cytotoxic T lymphocytes (CTL) recognizing endogenously processed peptides derived from tumor antigens and presented at the cell surface in association with HLA class I molecules (HLA I). Dominant peptides exhibit high HLA I affinity and immunogenicity, but most vaccines targeting dominant peptides gave relatively disappointing results in clinical studies due to the presence of tolerance.5-6 One simple way to break tolerance to tumor antigens is to use cryptic peptides. Indeed, we and others have shown that the T cell repertoire specific for cryptic peptides partially or completely escapes tolerance mechanisms.7-10 This suggests that cryptic peptides would be good tumor vaccines provided they are rendered immunogenic. Cryptic peptides, which have low HLA I affinity, and therefore are not immunogenic, have to be optimized by altering their amino acid sequence to increase their HLA I affinity while maintaining their antigenic specificity, thereby transforming them into high-affinity peptides capable of stimulating a specific T cell response. We have previously developed and described such a method for optimizing cryptic peptides presented in association with HLA-A*0201.11 The telomerase reverse transcriptase (TERT) subunit is a promising target for cancer immunotherapy as it is overexpressed in many human tumors and, therefore, is considered a universal tumor antigen, whereas most normal human tissues do not express TERT.12-14 TERT is overexpressed in more than 85% of NSCLC and is associated with poor prognosis.15-20 TERT has recently been targeted in many tumors, including NSCLC.21-23 TERT572Y (Vx-001; Vaxon Biotech, Evry, France) is an HLA-A*0201–associated optimized cryptic peptide derived from TERT. TERT572Y was able to induce tumor immunity, but not autoimmunity in HLA-A*0201 transgenic mice.8,24 In vitro, TERT572Y stimulated antitumor CTLs from both healthy donors and prostate cancer patients; CTLs killed TERT-expressing tumor cells, but not TERT-expressing normal cells.24,25 Vx-001 has recently been tested in a phase I clinical study in 19 patients with advanced cancer. Vx-001 was safe (only grade 1/2 toxicity was observed) and immunogenic. TERT572-specific immune response was detected in 13 of 14 assessable patients. Although there was no objective clinical response, four patients (21%) experienced stable disease (SD) for a median of 10.5 months.26 As part of an expanded safety, immunological, and clinical evaluation program, 22 patients with advanced NSCLC were vaccinated with Vx-001. Here we report that in those patients, the vaccine was safe and immunogenic, generating functional CTLs, which recognize the native TERT572 peptide. More important, patients with early developed immunological response had a significantly better overall survival (OS) than those without an immunological response.
Patients All patients enrolled onto the trial had unresectable stage III-IV; histologically or cytologically confirmed NSCLC; and were previously treated with chemotherapy and/or radiotherapy, with radiological evidence of residual or progressive disease (PD). Other eligibility criteria included HLA-A*0201 expression; age older than 18 years; performance status (WHO) of 2 or less; measurable or assessable nonirradiated disease; adequate bone marrow (absolute lymphocyte count 1,300/dL), renal, and liver function. Patients with known immunodeficiency or autoimmune disease were excluded. No treatment with possible antitumor activity (ie, chemotherapy, radiotherapy, biologic agents, or corticosteroids) was allowed 4 weeks before or during the course of vaccination. The protocol was approved by the ethics and scientific committees of the University Hospital of Heraklion and the National Drug Administration of Greece. All patients gave written informed consent to participate in the study.
Peptide Vaccine Preparation Quality assurance studies included confirmation of identity, sterility, and purity (> 95% for both peptides). No decrease in purity or concentration was observed after more than 2 years of storage at –80°C. Each peptide was prepared as a lyophilized powder (2 mg/vial) for reconstitution with 0.5 mL sterile water.
Vaccination Protocol
Patient Evaluation Response to treatment was evaluated after the third and sixth vaccinations and every three months thereafter or sooner if clinically indicated. Response to treatment was scored as complete response (CR), partial response (PR), SD, and PD using the standard Response Evaluation Criteria in Solid Tumors Group criteria.27 Radiological responses and SD findings were confirmed by an independent panel of radiologists. Time to progression (TTP) was determined by the time from the first treatment administration to the first date that disease progression was objectively documented. OS was measured from the date of study entry to the date of death. Follow-up time was measured from the day of first treatment administration to last contact or death. Immune responses were examined before the first injection, after the second and sixth injections, and after each boost vaccination for continuing patients. Peripheral blood mononuclear cells (PBMCs) were collected at each time point and frozen at –80°C until used.
Peptides
Enzyme-Linked Immunosorbent Spot Assay
TERT572Y Pentamer Staining
Statistical Analysis
Patients and Vaccine Administration The characteristics of the 22 patients enrolled onto the trial from February 1, 2003, to July 31, 2006, are presented in Table 1. All patients had received at least one prior chemotherapy regimen for the treatment of advanced/metastatic disease. Different numbers and types of chemotherapy regimens had been previously used. At the time of enrollment, 14 patients (63.6%) and eight patients (36.4%) presented PD and SD, respectively, after the completion of the last chemotherapy regimen. Twelve patients (54.5%) have completed the vaccination protocol, and 10 patients (45.4%) were withdrawn after the second (patients 20 and 22), third (patients 4, 6, 8, 9, and 21), fourth (patients 12 and 17), and fifth (patient 18) vaccinations because of rapid disease progression (Tables 1 and 2). Four (patients 1, 2, 5, and 16) with SD lasting more than 3 months after the sixth vaccine administration received boost vaccinations with the native TERT572 peptide every 3 months. The median follow-up period for the whole group of patients was 10.0 months (range, 2.4 to 40.0 months).
Toxicity Sixteen patients (72.7%) developed grade 1 toxicity. The most common adverse events were local skin reaction (n = 8; 36.4%), anemia (n = 3; 13.6%), thrombocytopenia (n = 3; 13.6%), and fever (n = 3; 13.6%). One patient developed grade 2 fatigue and nausea. No patient presented moderate or severe toxicity.
Vaccine-Induced Immune Response
Clinical Outcome Fourteen (63.6%) of 22 patients progressed either during the vaccination (patients 4, 6, 8, 9, 12, 17, 18, 20, 21, and 22) and were withdrawn from the study or following the completion of vaccination (patients 3, 11, 13, and 19). Seven of these patients with disease progression subsequently received chemotherapy and one radiotherapy. Eight (36.4%; patients 1, 2, 5, 7, 10, 13, 15, and 16) of 22 vaccinated patients showed SD postvaccination, with a median duration of 11.2 months (range, 6.8 to 20.0 months; Table 2). Of the eight patients with SD postvaccination, three (patients 5, 13, and 16) had PD and five (patients 1, 2, 7, 10, and 15) had SD before entering the study. Three (patients 1, 13, and 15, respectively) of these eight patients progressed with a TTP of 13.3, 9.0, and 7.5 months and received chemotherapy, whereas five patients (patients 2, 5, 7, 10, and 16, respectively) are still in SD with a follow-up of 17.7, 20.0, 6.8, 9.1, and 18.0 months. The median TTP for the whole group of patients was 3.8 months (range, 1.4 to 20.0 months). Ten (45.4%) of 22 vaccinated patients have died. Interestingly, 11 (91.7%) of 12 patients who completed the vaccination protocol were alive at the time of analysis, with an estimated median OS of 18.0 months (range, 5.7 to 40.0 months; Table 2). The estimated median OS time for all 22 patients was 30.6 months (95% CI, 10.9 to 48.9 months), and the 1- and 2-year OS rates were 63.3% and 56.3%, respectively.
Clinical Outcome and Immune Response
The aim of the present study was to evaluate toxicity, immune response, and clinical outcome in patients with advanced NSCLC vaccinated with the optimized cryptic TERT572Y peptide (Vx-001) as part of an expanded evaluation program. Our results showed that Vx-001 was safe and immunogenic in almost all vaccinated patients. No objective response was observed, but eight patients showed disease stabilization for 6.8 to more than 20 months. More important, patients who developed early immune response had a significantly better OS than patients who didn't (30 v 4.1 months; P = .012). This difference was observed despite the similar proportions of patients with SD at study entry between early immune responders and nonresponders. Immune response was induced by the Vx-001 vaccine in 76% and 91% of evaluated patients after the second and sixth vaccinations, respectively, thus confirming previous results.26 More important, Vx-001-generated CTLs recognized the native TERT572 peptide and were maintained for at least 9 months in patients boosted with the native TERT572 peptide. Compared with other vaccines tested in patients with NSCLC, Vx-001 induced an immune response in a higher proportion of vaccinated patients. Indeed, an immune response was detected in 20.5% and 54.2% of patients vaccinated with the BLP-25 and GV1001 vaccines, respectively.2,23 None of Vx-001–vaccinated patients showed an objective PR or CR. However, with rare exceptions, tumor regression may not be achievable by most vaccines in patients with advanced cancer.28-30 Four CRs and one PR were observed in a total of 248 NSCLC patients treated with different vaccines.23,31-38 Conversely, an objective response is not always required for a meaningful clinical benefit. Some patients with nonresponding tumors may benefit from prolonged delay in tumor progression.39,40 Indeed, although no objective responses were achieved with BLP-25 vaccine,36 the OS of vaccinated stage IIIB NSCLC patients was significantly higher compared with that of nonvaccinated patients.2 Similarly, Vx-001-vaccinated patients didn't show any objective clinical response but presented a prolonged survival. An interesting observation is the correlation between early immune response and clinical outcome. Early immune responding patients had a significantly better survival compared with nonresponding patients. However, this encouraging observation should be interpreted with caution because the group of nonresponders is small (five patients) and the decision to compare responders/nonresponders was taken after inspecting the data. It could be argued that the absence of an immune response was due to rapid disease progression, which could explain the early death of nonresponding patients. However, five patients withdrawn from the study due to rapid disease progression developed an early immune response, and three of them survived for 5.5, 5.7 and 17.1 months, respectively. Interestingly, a correlation between immune response and clinical outcome of vaccinated patients is rarely observed.33,38,41 This could be due to poor quality (low avidity) of induced CTLs, high tumor burden, and the criteria used for measuring an objective response that might not be adaptable to tumor vaccines.29 Moreover, immunotherapy may be more effective in patients with low tumor burden, such as in the adjuvant setting or following response to first-line therapy.2,3,42 To determine whether a vaccine improves TTP or survival, a nonvaccinated control arm is always necessary.29 Since our study doesn't provide a controlled comparison, our findings should be interpreted with caution. However, based on these encouraging results, we are planning a multicenter controlled study to appropriately evaluate the true clinical benefit of vaccination with Vx-001 in patients with NSCLC.
Although all authors completed the disclosure declaration, the following authors or their immediate family members indicated a financial interest. No conflict exists for drugs or devices used in a study if they are not being evaluated as part of the investigation. For a detailed description of the disclosure categories, or for more information about ASCO's conflict of interest policy, please refer to the Author Disclosure Declaration and the Disclosures of Potential Conflicts of Interest section in Information for Contributors. Employment: N/A Leadership: N/A Consultant: N/A Stock: Kostas Kosmatopoulos, Vaxon Biotech Honoraria: N/A Research Funds: N/A Testimony: N/A Other: N/A
Conception and design: Irini Bolonaki, Kostas Kosmatopoulos, Vassilis Georgoulias, Dimitris Mavroudis Administrative support: Irini Bolonaki, Athanassios Kotsakis, Elsa Papadimitraki, Irini Nikoloudi, Elefterios Magganas Provision of study materials or patients: Athanassios Kotsakis, Elsa Papadimitraki, Athanassios Galanis, Paul Cordopatis, Vassilis Georgoulias, Dimitris Mavroudis Collection and assembly of data: Irini Bolonaki, Athanassios Kotsakis, Elsa Papadimitraki, Despoina Aggouraki, George Konsolakis, Aphrodite Vagia, Charalambos Christophylakis, Irini Nikoloudi, Elefterios Magganas, Kostas Kosmatopoulos, Vassilis Georgoulias, Dimitris Mavroudis Data analysis and interpretation: Athanassios Kotsakis, Despoina Aggouraki, George Konsolakis, Aphrodite Vagia, Charalambos Christophylakis, Elefterios Magganas, Kostas Kosmatopoulos, Vassilis Georgoulias, Dimitris Mavroudis Manuscript writing: Irini Bolonaki, Kostas Kosmatopoulos, Vassilis Georgoulias, Dimitris Mavroudis Final approval of manuscript: Irini Bolonaki, Athanassios Kotsakis, Elsa Papadimitraki, Despoina Aggouraki, George Konsolakis, Aphrodite Vagia, Charalambos Christophylakis, Irini Nikoloudi, Elefterios Magganas, Athanassios Galanis, Paul Cordopatis, Kostas Kosmatopoulos, Vassilis Georgoulias, Dimitris Mavroudis
We thank Gregorios Chlouverakis, PhD, for reviewing our manuscript.
Supported in part by grants from the Cretan Association for Biomedical Research. Authors' disclosures of potential conflicts of interest and author contributions are found at the end of this article.
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Copyright © 2007 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
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