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Journal of Clinical Oncology, Vol 25, No 19 (July 1), 2007: pp. 2785-2791 © 2007 American Society of Clinical Oncology. DOI: 10.1200/JCO.2006.09.8897 STAT3 Polymorphism Predicts Interferon-Alfa Response in Patients With Metastatic Renal Cell Carcinoma
From the Department of Urology, Graduate School of Medicine, Kyoto University, Kyoto Department of Urology, Graduate School of Medical Sciences, Kyushu University; Department of Medical Informatics, Graduate School of Medical Sciences, Kyushu University, Fukuoka; Department of Urologic Surgery and Andrology, Sapporo Medical University School of Medicine, Hokkaido; Department of Urology, Tokyo Women's Medical University; Tokyo Women's Medical University Medical Center East; Therapeutic Application Development Department, Gastroenterology/Oncology Group, Otsuka Pharmaceutical Co Ltd, Tokyo; Department of Urology, Nara Medical University, Nara; Department of Urology, Kinki University School of Medicine, Osaka; National University Corporation Tokushima University Hospita; Department of Urology, Faculty of Medicine, the Tokushima University; Theranostics Research Center, Otsuka Pharmaceutical Co Ltd, Tokushima; and the Faculty of Environment Studies, Nagasaki University, Nagasaki, Japan Address reprint requests to Osamu Ogawa, MD, Department of Urology, Graduate School of Medicine, Kyoto University, 54, Shogoin, Kawahara-cho, Sakyo-ku, Kyoto 606-8507, Japan; e-mail: ogawao{at}kuhp.kyoto-u.ac.jp
Purpose To clarify the effect of genetic polymorphisms on the response to interferon alfa (IFN- ) for metastatic renal cell carcinoma (MRCC), and to find a reliable molecular marker to select those patients with MRCC who would benefit from IFN- immunotherapy.
Patients and Methods We carried out an association study in which 463 single nucleotide polymorphisms (SNPs) in 33 candidate genes were genotyped in 75 Japanese patients who had received IFN-
Results After adjusting for lung metastasis, stepwise logistic regression analysis revealed that the SNPs in signal transducer and activator 3 (STAT3) were most significantly associated with better response to IFN-
Conclusion The present study suggested that the STAT3 polymorphism is a useful diagnostic marker to predict the response to IFN-
Renal cell carcinoma (RCC) accounts for approximately 3% of all malignancies. Its age-adjusted incidence rate per 100,000 individuals was 12.4 in the United States in 20021; in Japan in 1997, the rate was 4.9 and 1.8 in the male and female populations, respectively.2 Conventional chemotherapy is not effective in patients with metastatic RCC (MRCC); therefore, immunotherapy with interferon alfa (IFN- ) and/or interleukin-2 (IL-2) has been employed to improve survival. However, the response rate of MRCC to IFN- therapy is 5% to 20%, and median survival is reported to be approximately 67.6 weeks.3 Considering the low response rate and substantial adverse effects associated with IFN- therapy, identification of reliable predictive markers for response to IFN- is essential for establishing optimal treatment strategies for patients with MRCC.
The human genome sequence database and high throughput methods of single nucleotide polymorphism (SNP) typing have made it possible to quickly and easily analyze a large number of genomic polymorphisms. To identify a genetic marker to predict response to IFN-
Case-Control Association Study This study was approved by the ethics committees of the all clinical sites and Otsuka Pharmaceutical (Tokushima, Japan). All patients gave written informed consent. Patients were classified as complete response (CR), partial response (PR), no change, or progressive disease, on the basis of the percentage reduction of the tumor mass in response to three dosages of 3 to 6 million U per week of IFN- treatment.4 CR and PR with a sustained response for 4 weeks were pooled into the responders group and the others into the nonresponders group. To determine the sample size, it was assumed that the proportion of responders among patients with a minor allele (a) of a specific SNP was 50%, whereas that with a major allele (A) was 12.5%. The proportion of type a in patients was assumed to be 20% and that of type A was 80%. These assumptions led to sample sizes of 29 being required for both case and control groups if the power of the test for the association of the SNPs with the end point was to be 80%.
Polymorphism Genotyping
Statistical Analysis
Linkage Disequilibrium Analysis
Cell Lines
Real-Time PCR
RNA Interference
Interferon-Stimulated Response Element Luciferase Reporter Assay
Selection of Candidate Genes and Polymorphisms Based on published papers on IFN- function, 33 genes related to signal transduction via IFN- receptors (11 genes), Th1/Th2 balance (10 genes), IFN- induced gene expression (six genes), and pathogenesis of RCC were selected as candidate genes (Table 1) . In the publicly available single nucleotide polymorphisms database (National Center for Biotechnology Information [NCBI]), 1,167 SNPs were registered in the 33 genes.
Genotyping and Association Analysis DNA samples were extracted from 75 Japanese RCC patients who had received IFN- therapy, and these were divided into two groups (29 responders and 46 nonresponders) using the criteria described in Patients and Methods. A total of 1,167 SNPs in the 33 genes were genotyped; only 463 SNPs turned out to be polymorphic, probably due to interracial genetic differences. Pearson's 2 test for the contingency table revealed that IFN- response was associated with the genotypes of the 23 SNPs (P < .1). Because this is an exploratory study, no adjustments have been made for multiple comparisons. Redundant SNPs were eliminated on the basis of the result of Cramer's V statistics analysis, and multivariate logistic regression analysis was applied to the consequent 17 SNPs and 12 clinical factors.
The analysis indicated that the presence or absence of metastasis in the lung was the only factor that was significantly associated with IFN-
LD Mapping of STAT3
Effect of rs4796793 on STAT3 Transcription Because rs4796793 was located in the 5'-flanking region of the gene, we next examined the direct effect of rs4796793 on STAT3 promoter activity by luciferase reporter assay. Although both of the inserted sequences containing the SNP site enhanced the transcription of the reporter gene, no significant difference in the reporter activity between the alleles was observed in either unstimulated (Fig A1, online only) or IL-6–stimulated conditions (data not shown). This result suggested that rs4796793 itself had no direct influence on STAT3 promoter activity.
Under the hypothesis that unidentified SNPs, or a combination of SNPs, in LD with rs4796793 might affect STAT3 mRNA level, we genotyped 32 B lymphocyte cell lines. We then compared STAT3 mRNA expression levels assessed by real-time PCR among the three groups; namely, major homozygote (G/G), heterozygote (G/C) and minor homozygote (C/C). Pearson's correlation analysis revealed a significant correlation between STAT3 expression and rs4796793 SNP genotype (R2 = 0.14; P = .0375; Fig 3). The C allele, which was observed more frequently in IFN-
Enhancement of IFN- –Induced Growth Inhibition by STAT3 SuppressionBecause rs4796793 genotype was correlated with STAT3 expression, we next studied the effect of STAT3 expression level on IFN- –induced growth inhibition in ACHN and HEK293 cell lines. STAT3 mRNA, STAT3 protein and a phosphorylated form of STAT3 (pSTAT3) were apparently decreased by STAT3 siRNA (Fig A2, online only). In this condition, STAT3 siRNA enhanced IFN- -induced growth inhibition in ACHN and HEK293 cells, especially at a concentration of 105 and 104 U/mL IFN- (Fig 4). These results suggest that reduced STAT3 expression enhanced the sensitivity of ACHN and HEK293 cells to IFN- .
Enhancement of IFN- –Induced ISRE Activity by STAT3 SuppressionAlthough suppression on the IFN- pathway, such as phosphorylation of STAT1 and expression of IFN- inducible genes, was not observed by STAT3 suppression, the enhancement of IFN- -induced ISRE activity was observed under a STAT3 suppressed condition by STAT3 siRNA using ISRE-luc reporter gene assay (Fig 5).
We carried out a comprehensive association study of polymorphisms in 33 candidate genes for response to IFN- therapy in Japanese patients with metastatic RCC. We found 11 candidate SNPs that could be predictive genetic markers for the efficacy of IFN- in RCC. Among these, SNPs in STAT3 showed the most significant association with response to IFN- . An extensive search for SNPs in STAT3 and LD analysis revealed that rs4796793, which was located in the 5'-flanking region of STAT3, was the most remarkable candidate marker for the outcome of IFN- therapy in RCC patients. Moreover, judging from the equal frequency of this SNP in STAT3 in our patients and the general population, the SNP seems to have an effect not on susceptibility to RCC but on the outcome of IFN- therapy in established RCC. Although the direct effect of the SNP on the promoter activity of STAT3 was not determined in the reporter assays, genotype-dependent STAT3 mRNA expression was observed in B-lymphocyte cell lines. This implies that an unidentified SNP or a combination of SNPs in tight LD with rs4796793 affects STAT3 promoter activity or the stability of STAT3 mRNA. As well, the enhanced growth inhibitory effects of IFN- and ISRE activity by STAT3 suppression in an RCC cell line supported that STAT3 is a key molecule regulating IFN- response.
STATs are ligand-induced transcriptional factors10 that are activated in response to growth factors and cytokines such as IFN-
STAT3 has been reported to be frequently overexpressed in various cancers14 and has, therefore, been recognized as a type of oncogene. Additionally, laboratory-induced mutation, resulting in constitutive STAT3 activation, can transform normal cells,15 whereas no naturally occurring mutations of STAT3 have been reported.16 In previous studies on RCC, the most frequently activated STAT was reported to be STAT3,17 and the expression of pSTAT3 was associated with clinical outcome.18 These findings suggest that inherited STAT3 polymorphisms, which correlate with STAT3 expression, might have a substantial effect on the progression or survival of cancer cells. In this context, SOCS3, a negative regulator of the Janus kinase (Jak)-STAT signaling pathways may have some role in the response because SOCS3 expression was decreased by STAT3 suppression (Fig A3, online only). For example, constitutive SOCS3 expression in cutaneous T-cell lymphoma cell lines,19,20 as well as in several chronic myelogenous leukemia (CML) cell lines and blast cells of CML patients,21 seems to be involved in the respective resistances to IFN-
Research on STAT3 in respect to tumor immunity has been limited because ablating STAT3 leads to embryonic lethality. However, a recent report showed that conditional STAT3 knockout in hematopoietic cells results in enhanced intrinsic antitumor immunity in vivo.22 This report demonstrates that STAT3 activation in tumor-enhancing immune cells is an important contributor to impaired antitumor immunity. Also, that marked activation of dendritic cells (DCs), natural killer (NK) cells and neutrophils in tumor-bearing mice with STAT3–/– hematopoietic cells is responsible for enhanced antitumor immunity.22 Because IFN-
A relationship between STAT3 activation in tumor cells and antitumor immunity has also been reported.23 Activation of STAT3 in tumor cells promotes the expression of factors that inhibit the functional differentiation and mutation of DCs, resulting in suppression of proinflammatory cytokines and the chemokines necessary for antitumor immunity.23 Collectively, these reports support the idea that the inherited genetic polymorphism in STAT3, which affects gene transcription, might influence the outcome of IFN-
This study is exploratory in nature because the number of samples was limited and no statistical adjustment was done to avoid false-positive results caused by multiple testing. However, the SNPs in IL4R were shown to be associated with the response to IFN-
We have now launched a prospective cohort study in Japan to confirm the association with the SNP in STAT3 and the response to IFN-
In conclusion, we showed that rs4796793 in STAT3 is a strong candidate genetic marker for predicting response to IFN-
Although all authors completed the disclosure declaration, the following authors or their immediate family members indicated a financial interest. No conflict exists for drugs or devices used in a study if they are not being evaluated as part of the investigation. For a detailed description of the disclosure categories, or for more information about ASCO's conflict of interest policy, please refer to the Author Disclosure Declaration and the Disclosures of Potential Conflicts of Interest section in Information for Contributors. Employment: Nobuyoshi Jinnai, Otsuka Pharmaceutical Co Ltd; Toyokazu Seki, Otsuka Pharmaceutical Co Ltd; Masanobu Takamatsu, Otsuka Pharmaceutical Co Ltd; Yoshihiro Masui, Otsuka Pharmaceutical Co Ltd Leadership: N/A Consultant: N/A Stock: N/A Honoraria: N/A Research Funds: N/A Testimony: N/A Other: N/A
Conception and design: Noriyuki Ito, Masatoshi Eto, Eijiro Nakamura, Atsushi Takahashi, Taiji Tsukamoto, Hiroshi Toma, Hayakazu Nakazawa, Yoshihiko Hirao, Hirotsugu Uemura, Susumu Kagawa, Hiroomi Kanayama, Yoshiaki Nose, Naoko Kinukawa, Tsuyoshi Nakamura, Nobuyoshi Jinnai, Toyokazu Seki, Masanobu Takamatsu, Yoshihiro Masui, Seiji Naito, Osamu Ogawa Provision of study materials or patients: Noriyuki Ito, Masatoshi Eto, Eijiro Nakamura, Atsushi Takahashi, Taiji Tsukamoto, Hiroshi Toma, Hayakazu Nakazawa, Yoshihiko Hirao, Hirotsugu Uemura, Susumu Kagawa, Hiroomi Kanayama, Nobuyoshi Jinnai, Toyokazu Seki, Masanobu Takamatsu, Yoshihiro Masui, Seiji Naito, Osamu Ogawa Collection and assembly of data: Noriyuki Ito, Masatoshi Eto, Eijiro Nakamura, Atsushi Takahashi, Taiji Tsukamoto, Hiroshi Toma, Hayakazu Nakazawa, Yoshihiko Hirao, Hirotsugu Uemura, Susumu Kagawa, Hiroomi Kanayama, Seiji Naito, Osamu Ogawa Data analysis and interpretation: Noriyuki Ito, Masatoshi Eto, Yoshiaki Nose, Naoko Kinukawa, Tsuyoshi Nakamura, Nobuyoshi Jinnai, Toyokazu Seki, Masanobu Takamatsu, Yoshihiro Masui, Osamu Ogawa Manuscript writing: Noriyuki Ito, Osamu Ogawa Final approval of manuscript: Noriyuki Ito, Masatoshi Eto, Eijiro Nakamura, Atsushi Takahashi, Taiji Tsukamoto, Hiroshi Toma, Hayakazu Nakazawa, Yoshihiko Hirao, Hirotsugu Uemura, Susumu Kagawa, Hiroomi Kanayama, Yoshiaki Nose, Naoko Kinukawa, Tsuyoshi Nakamura, Nobuyoshi Jinnai, Toyokazu Seki, Masanobu Takamatsu, Yoshihiro Masui, Seiji Naito, Osamu Ogawa
We thank K. Nakajima for helpful discussion in preparing the article.
Supported by a grant-in-aid for scientific research from the Ministry of Education, Culture, Sports, Science and Technology, Japan Grant No. 18209049, 18014013, and a research grant from Japan Immunotherapy SNPs-Study Group for Kidney Cancer. N.I. and M.E. contributed equally to this work. Authors' disclosures of potential conflicts of interest and author contributions are found at the end of this article.
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Copyright © 2007 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
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