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Journal of Clinical Oncology, Vol 25, No 27 (September 20), 2007: pp. 4231-4238 © 2007 American Society of Clinical Oncology. DOI: 10.1200/JCO.2007.10.9744 Specific Clinical and Biological Features Characterize Inflammatory Bowel Disease–Associated Colorectal Cancers Showing Microsatellite Instability
From the Assistance Publique-Hôpitaux de Paris (AP-HP), Hôpital Saint-Antoine, Service d'Anatomie Pathologique; Université Pierre et Marie Curie-Paris; Institut National de la Santé et de la Recherche Médicale, U762, Centre dEtude du Polymorphisme Humain; AP-HP, Hôpital Lariboisière, Service central d'Anatomie et Cytologie Pathologiques; AP-HP, Hôpital Saint-Antoine, Service de Gastroentérologie et Nutrition; AP-HP, Hôpital Saint-Antoine, Service de Chirurgie Viscérale, Paris; Service d'Anatomie Pathologique, Hôpital Hôtel-Dieu, Nantes; Service d'Anatomie Pathologique, Centre Hospitalier Lyon Sud, Lyon; Service d'Anatomie Pathologique, Centre Hospitalier Régional et Universitaire de Lille, Pôle Biologie-Pathologie-Parc Eurosanté, Lille; Service d'Anatomie Pathologique Générale, Centre Hospitalier Universitaire de Hautepierre, Strasbourg, France; and Instituto de Patologia e Immunologia Molecular da Universidade do Porto, Porto, Portugal Address reprint requests to Magali Svrcek, MD, Service d'Anatomie et Cytologie Pathologiques, Hôpital Saint-Antoine, 184, rue du Faubourg Saint-Antoine, F75571 Paris cedex 12, Paris, France; e-mail: magali.svrcek{at}sat.aphp.fr
Purpose Microsatellite instability (MSI) due to mismatch repair (MMR) deficiency has been reported to occur at variable frequencies in inflammatory bowel disease–associated intestinal neoplasias (IBD-Ns). We investigated a large series of IBD-N for associations between MSI and several biologic and clinical parameters related to tumors, patients, and their treatment. Patients and Methods A total of 277 IBD-Ns in 205 patients were screened for MSI. Biologic and clinical variables of patients with high levels of DNA microsatellite instability high (MSI-H) were collected and compared with those associated with 33 MSI-H non-IBD colorectal cancers (CRCs). Results A total of 27 IBD-Ns from 17 patients were found to be MSI-H. Compared with sporadic MSI-H CRCs, patients presented with a younger age at diagnosis, and there was no female predominance and no right-sided predominance. Unlike sporadic MSI-H CRCs, MSI-H IBD-Ns presented with heterogeneous mismatch repair defects involving MLH1, MSH2, MSH6, or PMS2, and a low frequency of MLH1 promoter methylation. They exhibited frequent BRAF mutations and frameshift mutations in genes containing coding repeat sequences. Conclusion The mechanisms underlying MMR deficiency in MSI-H IBD-Ns are different from those in sporadic MSI-H tumors and seem to be more related to those observed in hereditary MSI-H tumors. However, BRAF mutations were observed in MSI-H IBD-Ns, similar to sporadic MSI-H tumors, but unlike hereditary MSI-H tumors. Finally, the mutational events in target genes for instability are the same in MSI-H IBD-N tumors as in non-IBD sporadic and hereditary colorectal MSI-H cancers, indicating a colon-related repertoire of target gene alterations.
The microsatellite instability high (MSI-H) phenotype is associated with the hereditary nonpolyposis colorectal cancer (HNPCC) syndrome. It is also observed in approximately 10% to 15% of sporadic colorectal, gastric, and endometrial cancers.1-3 MSI-H colorectal cancers (CRCs) are characterized by particular morphologic features, including frequent location in the proximal colon, poor tumor differentiation, mucinous or signet ring cell pattern, prominent tumor-infiltrating lymphocytes, marked Crohn's-like lymphoid reaction, and expanding margins of invasion.4 In tumor samples, the MSI-H phenotype can be determined by polymerase chain reaction (PCR) according to international criteria.5 It is correlated with the loss of mismatch repair (MMR) protein expression affecting MLH1, MSH2, MSH6, or PMS2 by immunohistochemical study.6 Whereas MSI-H CRCs associated with HNPCC patients are characterized by heterogeneous MMR defects, MMR deficiency in the great majority of MSI-H sporadic CRCs is due to methylation-induced transcriptional silencing of the MLH1 gene.7 In MSI-H CRCs, a high incidence of mutually exclusive somatic mutations of either BRAF or KRAS has been described.8-10 More specifically, HNPCC-related tumors present only with KRAS mutation, whereas BRAF mutations occur almost exclusively in MSI-H sporadic CRCs showing methylation of the MLH1 MMR gene.11-13 Finally, all MSI-H CRCs show a characteristic mutator phenotype, characterized by frequent frameshift mutations that occur in so-called target genes for MSI that contain coding microsatellite sequences.14 In a previous study, we showed that the mutator pathway was a feature of immunodeficiency and chronic inflammation-related post-transplantation non-Hodgkin's lymphomas.15 Intestinal cancers developing in patients suffering from inflammatory bowel disease (IBD; eg, ulcerative colitis [UC] and Crohn's disease [CD]), represent another model of carcinogenesis that could be related to chronic inflammation and/or deficient immune status. MSI previously has been reported to be a feature of some IBD-associated intestinal cancers, with variable frequencies ranging from less than 1% to 45%.16-23 As in MSI-H sporadic CRCs from the general population, MMR deficiency characterizing MSI-H IBD-neoplasm (IBD-N) has been proposed to be due mainly to methylation-induced silencing of MLH1.21-23 However, to date, an extensive analysis of MMR protein expression has not been reported in a large series of MSI-H IBD-Ns. The frequency of KRAS mutations was found to be lower in UC-associated neoplasias than in sporadic CRCs.19,24,25 BRAF mutations have been reported in 9% of IBD-associated CRCs.22 Finally, Schulmann et al23 recently showed significant differences between MSI-H IBD-Ns and MSI-H sporadic CRCs regarding the profile of target gene frameshift mutations at coding microsatellite repeats. We investigated the presence of MSI in a large series of IBD-Ns. We conducted an extensive and systematic analysis of both primary and secondary mutational events characterizing MSI-H carcinogenesis and evaluated the clinical features associated with MSI-H IBD-Ns in comparison to those seen in either hereditary or sporadic MSI-H non–IBD-associated CRCs.
Patients and Tumor Samples Two hundred seventy-seven formalin-fixed (n = 248) or Bouin-fixed (n = 29), paraffin-embedded samples from 205 patients with IBD-N (defined as adenocarcinoma, dysplasia, or sporadic adenoma) were used. Nineteen institutions were involved in this retrospective study. Ethics approval was obtained from the Human Research Ethics Committee of the Saint-Antoine Hospital (Paris, France). Information about family history of cancer was obtained from the clinical charts to identify patients fulfilling the Amsterdam criteria or extended Bethesda guidelines for HNPCC.26 Data on medication for IBD were also collected, in particular immunosuppressive drugs (corticosteroids, cyclosporine, azathioprine, or infliximab) and 5-aminosalicyclic acid therapy. The clinical characteristics, the immunohistochemical pattern of MMR protein expression, and the frequencies of MLH1 promoter methylation and BRAF mutations were compared with those observed in a recently reported series of 33 non-IBD MSI-H tumors, of which 18 showed MLH1 promoter methylation and 15 did not. These latter tumors were considered as likely sporadic and likely HNPCC, respectively.27
MSI Testing With Pentaplex PCR
Construction and Processing of Tissue Microarrays and Immunohistochemistry
Histopathology
BRAF and KRAS Mutations Screening in MSI-H IBD-Ns
Determination of MLH1 Promoter Methylation
Mutation Analysis at Target Genes for MSI
Statistical Analysis
IBD Cohort From 128 UC patients we collected 89 CRCs, 91 colorectal dysplastic lesions, and six colorectal adenomas; from 73 CD patients we collected 50 CRCs, 15 small bowel adenocarcinomas, 14 colorectal dysplastic lesions, and four colorectal and two small bowel adenomas. Four patients with indeterminate colitis suffering from CRC (n = 2) or dysplastic lesions of the colorectum (n = 2) were included in this series (Table 1). Information about the family history of cancer was available in 139 of the 205 patients. None had a family history of colorectal, gastric, or endometrial cancer suggestive of HNPCC.
Frequency of MSI MSI testing was performed on all samples but was interpretable in only 175 samples because of the low quality of some tumor DNA extracted from paraffin-embedded tissue samples. Immunohistochemical analysis was performed on 252 samples, so that 150 samples were assessed using both methods. A total of 27 IBD-N samples showed MSI (20 CRCs and seven dysplastic lesions [five low grade and two high grade]) by either of these methods, according to international criteria. All neoplastic samples identified as MSI-H by molecular testing and analyzed for IHC (n = 18) were found to harbor the loss of expression of at least one MMR protein, whereas all but one sample identified as MSS showed intact immunohistochemical expression of all MMR proteins. MSI-H IBD-Ns were derived from 17 (8.3%)of the 205 patients, including 10 patients with UC (7.8%; 10 of 128) and seven patients with CD (9.6%; seven of 73). None of the small bowel adenocarcinomas (15 patient samples) or the sporadic adenomas (12 patient samples) exhibited MSI.
Clinicopathologic Features of IBD-Ns According to MSI Status Compared With MSI-H Non-IBD CRCs
Regarding pathological features, MSI-H IBD-Ns showed more frequent expanding margins (P = .01) and partially mucinous or mucinous differentiation (P = .015) in comparison to MSS IBD- N (Appendix Table A1, online only). Data relating to IBD immunosuppressive medical treatment were available for 82 patients. When considering overall immunosuppressive regimens, there was no significant relationship between the occurrence of MSI and the intake of these drugs. Regarding azathioprine alone, there was no significant excess of neoplasia complicating IBD with MSI-H status as compared with MSS neoplasia in the group of patients treated with this drug (four of 10 patients with an MSI-H phenotype v 23 of 82 patients with an MSS phenotype; not significant). A similar percentage of patients received 5-aminosalicylic acid therapy in MSI-H IBD-Ns compared with MSS IBD-N (seven of nine patients with an MSI-H phenotype v 48 of 69 patients with an MSS phenotype; not significant).
Heterogeneous Primary MMR Defects in MSI-H IBD-Ns
BRAF and KRAS Mutations in MSI-H IBD-Ns A total of 23 MSI-H tumors (17 CRCs and six dysplastic lesions from 15 patients) were available for screening of the V600E hotspot transversion in BRAF and 22 MSI-H tumors (16 CRCs and six dysplastic lesions from 14 patients) were available for screening for mutations in KRAS codons 12 and 13. We identified the V600E mutation in BRAF in 13% (three of 23) of patient samples (two CRCs and one dysplastic lesion). In these three patient samples, BRAF alterations were associated with one patient sample each of MLH1, MSH2, or MSH6 loss of expression. Conversely, no mutation in KRAS was detected in any of the MSI-H IBD-Ns (Table 3). BRAF mutation was identified in 33.3% (six of 15) of the patient samples of MSI-H likely sporadic CRCs. No mutation was detected in likely HNPCC CRCs.
MLH1 Promoter Methylation in MSI-H IBD-Ns
Target Gene Frameshift Mutations in MSI-H IBD-Ns Because of limited DNA quantity, the 12 target genes were analyzed for mutations in only 22 MSI-H IBD-Ns (17 CRCs and five dysplastic lesions). Frequencies of mutation observed for each coding mononucleotide tract are listed in Table 4. Ten of these 12 target genes were altered at various frequencies. Eighteen of the 22 MSI-H IBD-Ns tested showed at least one target gene mutation. TGFβ-RII was the most frequently altered target gene (76.47%). MSI-H IBD-Ns presented with the same repertoire of secondary mutational events compared to MSI-H sporadic CRCs previously reported by our group (Table 4).36
The role of MSI in colorectal neoplastic lesions arising in the setting of IBD has been investigated previously but the results are contradictory.16-23 We report here on the largest IBD-N series investigated to date for MSI status. Using a PCR assay that determines MSI status of tumor samples without the requirement for matching normal DNA,29,37 together with IHC to assess the MMR status of tumor cells, MSI was found to occur at a lower frequency (8.3%) in IBD-Ns compared with that recently reported by Schulmann et al23 (15%). Accordingly, MSI is confirmed to be involved in a significant fraction of IBD-Ns. The incidence of this phenotype was approximately the same in CD- and UC-related tumors. It was observed in both the dysplastic lesions (including low-grade dysplasia) and the CRCs of three patients, suggesting that it was an early event during tumor progression of IBD-associated CRCs. Our data reflect fundamental differences in primary MMR defects associated with MSI-H IBD-Ns as compared with sporadic MSI-H CRCs, showing heterogeneous MMR defects that involve MLH1, MSH2, MSH6, or PMS2. Notably, loss of MLH1 expression was found in only a minority of MSI-H IBD-Ns (six of 15; 40%). Moreover, whereas loss of MLH1 as a consequence of the methylation of its promoter site was reported to be the only mechanism leading to MMR deficiency in MSI-H IBD-Ns to date,21-23 we report here that it occurs in only half of the MLH1-deficient MSI-H patient samples. The explanation for such a discrepancy is probably related to the fact that previous authors used nonspecific primers for the determination of MLH1 methylation status,38 in contrast to this study.34 Indeed, only a small proximal region of the MLH1 promoter (C region) has been demonstrated to harbor a methylation status that is correlated invariably with the loss of MLH1 expression.39 In contrast, methylation outside this region does not always correlate with the lack of MLH1 expression. Data from our group corroborate these findings.27 Interestingly, a recent study showed that DNA methylation, including MLH1 promoter methylation, was uncommon in UC cancers.40 Conversely, MSI-H IBD-Ns present with a similar repertoire of secondary mutational events compared with MSI-H sporadic CRCs.36 These include comparable frequencies of frameshift alterations affecting TGFβ-RII and other target genes for instability, as well as frequent BRAF-V600E activating mutations.10 Our results contradict those recently reported by Schulmann et al,23 which showed a significantly lower frequency of TGFβ-RII frameshift and other (ACVR2) gene mutations in MSI-H IBD-associated CRCs compared with MSI-H sporadic CRCs. Additional studies of numerous target genes for instability in larger series of MSI-H IBD-Ns are required to determine if the repertoire of target genes involved in MSI-H IBD-Ns is genuinely different from that of sporadic MSI-H CRCs. We also demonstrate here that MSI-H IBD-Ns are characterized by different clinical features compared with MSI-H sporadic CRCs, whereas some of these features (eg, age at diagnosis, sex, or tumor localization) resemble those seen with MSI-H cancers that occur in the HNPCC syndrome. Although the possibility of a familial association between IBD and HNPCC is not clearly defined,41,42 it is highly unlikely that all patients with a MSI-H IBD-N included in this series would be HNPCC carriers. CRCs in patients with IBD occur at a young age,43 and five patients met one of the extended Bethesda guidelines (CRC diagnosed at younger than 50 years). These findings highlight the fact that IBD could be a confounding factor for the diagnosis of HNPCC in some patients, with clinical implications for the genetic counseling of these patients. Thus, in light of the present data, we propose modifying the first and third Bethesda guidelines as follows: "1. CRC diagnosed in a patient <50 y of age in the absence of personal history of IBD" and "3. CRC with MSI-H phenotype diagnosed in a patient <60 y of age in the absence of personal history of IBD." In addition, our data highlight the necessity to perform MSI testing of IBD-Ns by studying the expression of MLH1, MSH2, MSH6, and PMS2 by IHC, whereas the study of MLH1 promoter methylation status alone would not be pertinent in that context. This last point is important because methylation is increasingly being proposed to distinguish MSI-H sporadic CRCs from HNPCC-related CRCs. Chronic inflammation and immunosuppression have been proposed recently to constitute risk factors for the development of MSI-H cancers. We indeed found that both of these parameters were strongly associated with the occurrence of MSI in immunodeficiency-related non-Hodgkin's lymphomas.15 In another study, the intake of azathioprine, an immunosuppressive methylating agent, was proposed to increase the risk of developing acute myeloid leukemia/myelodysplastic syndrome exhibiting MSI,44 through a phenomenon known as methylation tolerance.45 Chronic inflammation induces oxidative stress, a state in which reactive oxygen species are produced in increased abundance and modify DNA structures.46 Recently, an adaptive and imbalanced increase in the activities of base-excision repair proteins was shown to generate MSI in inflamed, non-neoplastic UC specimens.47 Taking account of these observations, MSI in our study was not found to be associated with the intake of immunosuppressive regimens and occurred in patients who had never been treated with azathioprine. Accordingly, we suggest that MSI would mostly be favored in IBD through chronic inflammation leading to inactivation of the MMR system by mechanisms that do not relate to epigenetic and age-related silencing of the MLH1 gene. Additional studies are necessary to determine the molecular pathways leading to MMR deficiency in that context. Of interest, heterogeneous MMR defects with a low incidence of MLH1 methylation also characterize MSI-H post-transplantation non-Hodgkin's lymphomas (Borie et al, manuscript in preparation), suggesting that such pathways would be related to both of these new subtypes of MSI-H neoplasms and probably others whose incidence is favored in related clinical contexts. This makes it important to perform MSI testing in large series of other types of inflammation- or immunosuppression-related neoplasms.
The author(s) indicated no potential conflicts of interest.
Conception and design: Richard Hamelin, Alex Duval, Jean-François Fléjou Provision of study materials or patients: Céline Bossard, Françoise Berger, Emmanuelle Leteurtre, Anne Lavergne-Slove, Marie-Pierre Chenard, Emmanuel Tiret Collection and assembly of data: Magali Svrcek, Alexandra Chalastanis, Emilie Capel, Sylvie Dumont, Olivier Buhard, Carla Oliveira, Raquel Seruca, Jean-François Mosnier, Jacques Cosnes, Laurent Beaugerie Data analysis and interpretation: Magali Svrcek, Jamila El-Bchiri, Emilie Capel, Olivier Buhard, Carla Oliveira, Raquel Seruca, Richard Hamelin, Alex Duval, Jean-François Fléjou Manuscript writing: Magali Svrcek, Alex Duval, Jean-François Fléjou Final approval of manuscript: Magali Svrcek, Jamila El-Bchiri, Alexandra Chalastanis, Emilie Capel, Sylvie Dumont, Olivier Buhard, Carla Oliveira, Raquel Seruca, Céline Bossard, Jean-François Mosnier, Françoise Berger, Emmanuelle Leteurtre, Anne Lavergne-Slove, Marie-Pierre Chenard, Richard Hamelin, Jacques Cosnes, Laurent Beaugerie, Emmanuel Tiret, Alex Duval, Jean-François Fléjou
We thank Dr Barry Iacopetta for critical reading of the manuscript. We also thank Dr Bordahandy, cabinet d'Anatomie Pathologique, Biarritz, France; center hospitalier de Niort, avenue Charles de Gaulle, Niort, France; Professor Patrice Callard, Assistance Publique-Hôpitaux de Paris (AP-HP), Service d'Anatomie et Cytologie Pathologiques, Hôpital Tenon, Paris, France; Dr Denis Chatelain, Service d'Anatomie et Cytologie Pathologiques, Hôpital Nord, Amiens, France; Dr Anne Couvelard, AP-HP, Service d'Anatomie et Cytologie Pathologiques, Hôpital Beaujon, Clichy, France; Professor Marie-Danielle Diébold, Laboratoire central d'Anatomie et Cytologie Pathologiques, Hôpital Robert Debré, Reims, France; Professor Bernard Flourié, Service d'Hépato-Gastroentérologie, Centre Hospitalier Lyon Sud, France; Dr Yves François, Service de Chirurgie Générale et Digestive; Centre Hospitalier Lyon Sud, France; Dr Isabelle Kleinclaus, Service d'Histologie et Cytologie Pathologiques, Hôpital Pasteur, Colmar, France; Dr Thierry Lazure, AP-HP, Service central d'Anatomie et Cytologie Pathologiques, Le Kremlin-Bicêtre, France; Dr Philippe Rouvier, Service d'Anatomie et Cytologie Pathologiques, Centre hospitalier intercommunal André Grégoire, Montreuil, France; Professor Jean-Yves Scoazec, Hospices Civils de Lyon, Hôpital Edouard Herriot, France; Dr Anne-Sophie Thirouard, Service d'Anatomie et Cytologie Pathologiques, Centre Hospitalier et Universitaire de Rennes, Pontchaillou, Rennes, France; Dr Pierre Validire, Département d'Anatomie Pathologique, Institut Mutualiste Montsouris, Paris, France, for providing samples.
Supported in part by grants from the Association Nationale de Recherche sur le SIDA (Credit No. 03/162) and from the Association pour la Recherche contre le Cancer (Credit No. 3301). J.E.B. and A.C. were recipients of a fellowship from the Ministère Français de la Recherche. Authors disclosures of potential conflicts of interest and author contributions are found at the end of this article.
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