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Journal of Clinical Oncology, Vol 25, No 31 (November 1), 2007: pp. 4974-4981 © 2007 American Society of Clinical Oncology. DOI: 10.1200/JCO.2007.10.7557 Projecting Individualized Probabilities of Developing Bladder Cancer in White Individuals
From the Departments of Epidemiology and Urology, The University of Texas M.D. Anderson Cancer Center, Houston, TX Address reprint requests to Xifeng Wu, MD, PhD, Department of Epidemiology, The University of Texas M.D. Anderson Cancer Center, 1155 Hermann Pressler Blvd, Houston, TX 77030; e-mail: xwu{at}mdanderson.org
Purpose There has been no risk assessment model for bladder cancer (BC). We developed the first model incorporating mutagen sensitivity and epidemiologic factors to predict BC risk. Patients and Methods We used epidemiologic and genetic data from a large case-control study to build the models and constructed receiver operating characteristic curves. The area under the curve (AUC) was used to evaluate model discriminatory ability. We also projected absolute risk of developing BC by taking into account competing causes of death. Results The study included 678 white BC patients and 678 controls. Significant risk factors in the epidemiologic model included pack-years smoked and exposures to diesel, aromatic amines, dry cleaning fluids, radioactive materials, and arsenic. This model yielded good discriminatory ability (AUC = 0.70; 95% CI, 0.67 to 0.73). When mutagen sensitivity data were incorporated, the AUC increased to 0.80 (95% CI, 0.72 to 0.82). The models showed excellent concordance in the internal validation. We also computed an easy to use ordinal risk score and provided examples for projecting absolute risk. Conclusion We have developed the first risk prediction model for BC. The enhanced model integrating the genetic factor exhibited excellent discriminatory ability. Our model only requires an individual to answer a few simple questions during a clinic visit to project individualized probability. This model may be used as a basis for developing a Web-based tool for BC risk assessment. Validation of our model in an external population is an essential next step towards practical use in the clinical setting.
Bladder cancer (BC) is the fourth most common cancer in US men and the second most common urologic malignancy, with approximately 67,160 new diagnoses and approximately 13,750 deaths in 2007.1 The age-adjusted incidence of BC was 20.95 per 100,000 person-years for 2002 to 2003 from the Surveillance, Epidemiology, and End Results (SEER) Program. Cigarette smoking is the key environmental risk factor, followed by exposure to aromatic amines.2-4 Screening for BC in the US general population is not currently recommended because there is no model to identify high-risk subgroups. Statistical models incorporating multiple risk factors for cancer can identify high-risk individuals who may be recruited to prevention trials.5 To date, risk prediction models have been developed to estimate individual risk for coronary artery disease,6 breast cancer,7,8 melanoma,9,10 colorectal cancer,11 and lung cancer.12-14 With the elucidation over the last three decades of major BC risk factors2-4 and the identification of molecular and cytogenetic biomarkers for cancer risk assessment, we now have the means to more accurately define subgroups at high risk for BC. In this study, in addition to traditional epidemiologic factors, we incorporated an in vitro measure of latent genetic instability, mutagen sensitivity, to construct a multivariable risk prediction model for BC. The model was evaluated with respect to both goodness of fit and discriminatory ability. We also computed absolute risks of BC by taking into account competing causes of death.
Study Population Patients were enrolled from a large ongoing BC case-control study, which started patient recruitment in 1999 and is ongoing. BC patients were recruited from The University of Texas M.D. Anderson Cancer Center and from Baylor College of Medicine. The procedures for patient recruitment and eligibility criteria have been described elsewhere.15 Briefly, patient cases are patients with newly diagnosed and histologically confirmed urinary BC who have not previously received any chemotherapy or radiotherapy. There are no recruitment restrictions on age, sex, race, or cancer stage. The controls were recruited from the Kelsey-Seybold clinics, the largest private multispecialty physician group consisting of more than 23 clinics and more than 300 physicians in the Houston metropolitan area. The majority of control participants were healthy individuals coming to the clinics for annual health check-ups.16 Controls had no prior history of cancer (except nonmelanoma skin cancer). Controls were frequency matched to the patient cases by age (± 5 years), sex, and race. The study design to recruit patient cases and controls has proven to be valid and efficient for large-scale molecular epidemiologic studies for cancer.16 We only included white people in this analysis due to the small number of minority populations.
Data Collection
Immediately after the interview, each participant donated a blood sample for molecular and cytogenetic analyses. For each individual, three parallel blood cultures, as previously described,17 were set up and incubated at 37oC for a total of 4 days. One culture was treated with bleomycin 0.03 U/mL for 5 hours; one culture was treated with benzo[a]pyrene diol-epoxide (BPDE) with a final concentration of 2 µmol/L for 24 hours; and one culture was treated with 1.25 Gy of
Statistical Analysis and Model Building Absolute risk of BC was estimated according to the methods of Gail et al7 and Dupont and Plummer,19 in which relative risks estimated from this case-control study were combined with the following two public data resources: the US incidence rates of BC obtained from the SEER registries for the years 2001 to 2003 and the mortality from causes other than BC derived from the National Center for Health Statistics (NCHS) report for the year 2003. See Appendix 2 (online only) for detailed methods for model building and absolute risk calculation. The CIs of absolute risk were calculated as previously described.20 To further evaluate the discriminatory prediction accuracy of the model, we calculated each individual relative risk based on the coefficients from the multivariate logistic regression models, and we categorized individuals into five risk score subgroups on the basis of the distribution of their relative risk (see Appendix 2 for corresponding relative risk and risk score groups).
A total of 678 white patients with BC and 678 controls were included. There were 530 male (78.2%) and 148 female (21.8%) patient cases and sex-matched controls. The mean ages were 63.8 and 62.9 years for the patient cases and controls, respectively (P = .09). The percentage of current smokers in patient cases was higher than in controls (P < .0001). The smoking patient cases were self-reported heavier smokers (mean pack-years, 43.5; standard deviation, 30.9 pack-years) than the smoking controls (mean pack-years, 29.9; SD, 27.8 pack-years; P < .0001).
In the univariate analyses (Table A1, online only), significant main effects were observed for smoking status (former smoker: OR = 1.67; current smoker: OR = 5.39) and pack-years smoked (light smoker, < 40 pack-years: OR = 1.66; heavy smoker,
Mutagen sensitivity, a phenotypic marker reflecting the host DNA repair capacity (DRC) for in vitro mutagen challenges, was quantified by counting the number of induced chromatid breaks. We found that sensitivity to two challenge mutagens had significant main effects (BPDE: OR = 1.48; 95% CI, 1.33 to 1.64; and
Epidemiology Multivariable Risk Model
Epidemiologic-Genetic Multivariable Risk Model In an enhanced risk model incorporating genetic markers (ie, mutagen sensitivity), epidemiologic factors remained statistically significant with slight OR modifications as a result of sample size variation (209 patients without mutagen sensitivity data were excluded during the model-building process). Among the mutagen sensitivity markers, BPDE sensitivity and -radiation–induced sensitivity were both retained, whereas bleomycin sensitivity dropped out. Figure A1 (online only) presents ORs as a function of pack-years smoked, BPDE sensitivity, -radiation sensitivity, duration of arsenic exposure, and duration of diesel fume exposure as continuous variables. Graphic presentation for exposures to aromatic amine, dry cleaning fluids, and radioactive materials showed similar patterns. In CART analysis, defining variables were the same as those identified by stepwise logistic regression selection. The tree structure resulted in 11 terminal nodes, defining a range of risk subgroups (Fig 1). Compared with the reference group (terminal node 1), the ORs for terminal nodes 2 to 11 ranged from 5.6 (node 2) to 67.1 (node 11).
Goodness of Fit and Discrimination Ability The epidemiologic-genetic model fitted our data well with concordance statistics of 0.80 (95% CI, 0.77 to 0.82), 0.81 (95% CI, 0.77 to 0.85), and 0.80 (95% CI, 0.76 to 0.83) for the combined, training, and validation data sets, respectively (Table 2). The Hosmer-Lemeshow test showed a good fit of the model (P > .05; Table 2). The leave one out validation algorithm yielded an average prediction error rate of 28.0%, 27.8%, and 27.9% for patient cases, controls, and all samples, indicating relatively high discriminatory prediction accuracy of the model.
The model showed moderate discrimination ability, with an AUC of 0.65 when only pack-years of smoking was included. The AUC increased to 0.70 when occupational exposures (aromatic amine, arsenic, diesel fuels, dry cleaning fluids, and radioactive materials) were added. When the mutagen sensitivity variables (both BPDE sensitivity and -radiation sensitivity) were incorporated, the AUC reached 0.80, indicating excellent discrimination ability (Fig 2). Results based on 1,000 bootstrapping samples showed that the distribution of the difference of the AUCs has a mean of 0.1199 (95% CI, 0.1190 to 0.1209), suggesting a significant increase in AUC when the genetic marker was incorporated.
Estimation of Baseline Incidence and Projection of Absolute Risk of BC We provide an example of baseline incidence estimation and risk projection to illustrate the scenario. The SEER incidence rates and the competing hazard rates from NCHS are listed in Appendix 3 (online only). The central questions to be used to determine relative risk, which take a few minutes to answer during a clinic visit, are listed in Appendix 4 (online only). Exploration of attributable risk (AR) estimated from our model showed that AR varied by sex but not by age (Appendix 2). Therefore, we calculated AR for males and females separately without further differentiation by age groups.
Consider first a 67-year-old man who is a heavy smoker (pack-years
Risk Score
Cancer risk prediction models that incorporate individual risk factors can comprehensively summarize the impact of multiple risk factors and provide insights to develop strategies for prevention. Gail et al7 developed the first breast cancer prediction model, which predicts a woman's risk of developing breast cancer in a defined period of time and was used to help design the Breast Cancer Prevention Trial, a randomized, placebo-controlled study of the chemopreventive effects of tamoxifen in a population of women with an elevated risk of breast cancer.21,22 So far, to our knowledge, no risk assessment model for BC has been described in the literature. The most important characteristics of risk model performance are calibration, discrimination, and accuracy.5 In the current study, we used data collected in a large BC case-control study to develop the model and then internally validated its predictability. The cross-validation results showed that the model fitted our data with a relatively high level of calibration. Compared with published models, our epidemiologic model also has comparable discriminatory ability with an AUC of 0.70 (95% CI, 0.67 to 0.73). The Gail et al7 model has a concordance index of 0.67 (95% CI, 0.65 to 0.68), with Chen et al23 recently reporting that adding the mammographic density improved the discriminatory ability. The lung cancer model of Bach et al13 has a concordance index of 0.72. The melanoma models reported a discriminatory accuracy of 0.62 (95% CI, 0.58 to 0.65)10 and 0.70 for women 50 years and older9 to 0.80 for men aged 20 to 49 years, an indication of good discriminatory ability.9 An important observation of our study was that the AUC increased from 0.7 to 0.8 when a genetic susceptibility marker was incorporated into the model. The Harvard Cancer Risk Index24 is a simple scoring system that yields a personalized risk of various cancers, including BC. In this system, risk scores are assigned according to the strength of association and then translated into points, taking into account the prevalence of risk factors in the United States. In this system, occupational exposure and smoking are the two risk factors with the strongest association with BC. Our model supports smoking and several high-risk occupational exposures as important risk factors of BC. The etiologic role of smoking in bladder carcinogenesis is now well established, with the relative risk of BC in smokers being two to four times that of never smokers.25-31 Our model identifies exposure to aromatic amines as an important etiologic factor. Exposure to aromatic amines is the most important determinant of increased incidence of BC observed in workers in dyestuff and rubber manufacturing industries.2,4,32-34 Our model is consistent with diesel exhaust exposure also having a strong etiologic role in BC, with numerous studies showing an excess incidence of BC in truck drivers and those exposed to diesel exhausts.35-44 Consistent with numerous previous epidemiologic studies,45-57 exposures to arsenic, dry cleaning fluids, and radioactive materials were identified as significant predictors of BC. Comparison of the percentages of exposed patients in our study with published BC studies conducted in the United States showed that the percentages are comparable for diesel fume exposures.58-60 Our study population is comparable to other US populations in terms of prevalence of putative risk genotypes for BC.61,62 Frequencies of other exposures are low in both our study and in other reports, so there is more variability in the estimates.
The improvement in the discriminatory ability of our model underscores the importance of considering genetic susceptibility in BC etiology. The mutagen sensitivity phenotype is considered as an indirect measure of DRC.63 Numerous epidemiologic studies have shown significant associations between increased mutagen sensitivity and cancer risk.64-69 Using a classical twin study design, we demonstrated that mutagen sensitivity has a strong genetic determinant.70 The two phenotypes, sensitivity to BPDE and The National Cancer Institute's workshop, Cancer Risk Prediction Models: A Workshop on Development, Evaluation, and Application, endorsed incorporating biomarkers into risk assessment models. We did this in our model, which showed excellent discriminatory ability. Thus, our model is not only the first for BC, but also the first BC risk assessment model to include genetic markers. The fact that a simple noninvasive blood test increases discriminatory ability significantly demonstrates the promising future of cancer risk prediction. Although our model demonstrated a high level of goodness of fit and excellent discriminatory ability, validation of our model in an external population is an essential next step towards practical use in the clinical setting. Furthermore, because the model was developed based on a white population, the results may not be generalizable to other racial groups. Although the data set from which our relative risk model is developed consisted predominantly of males, our model is also applicable to females because the association between identified risk factors in the relative risk model and BC risk is in the same direction and trend as in males. It should also be noted that the accurate projection of absolute risk greatly depends on the accuracy of relative risk estimation, which varies over time. Finally, the SEER incidence rates are cross-sectional rates (data based on individuals of different ages); therefore, the temporal fluctuation in age-specific incidence rates can have an appreciable impact in the estimation of projected absolute risk. In conclusion, we developed the first risk prediction model for BC that could greatly facilitate the identification of high-risk populations. The excellent discriminatory ability of the epidemiology-genetic model demonstrates the promising future of cancer risk prediction by incorporating genetic factors. To estimate individualized probability of developing BC, our epidemiology model only requires an individual to answer a few simple questions during a clinic visit. If a person is willing to donate a small blood sample (a few milliliters), we will be able to incorporate results from a simple blood test to refine risk estimates based on the enhanced epidemiology-genetic model. The ordinal risk score may be used as a basis for developing a Web-based tool for BC risk assessment.
The author(s) indicated no potential conflicts of interest.
Conception and design: Xifeng Wu, Margaret R. Spitz Financial support: Xifeng Wu Provision of study materials or patients: Xifeng Wu, H. Barton Grossman, Colin P. Dinney Collection and assembly of data: Xifeng Wu, Jie Lin, Jian Gu Data analysis and interpretation: Xifeng Wu, Jie Lin, Maosheng Huang, Jian Gu, Carol J. Etzel, Christopher I. Amos, Margaret R. Spitz Manuscript writing: Xifeng Wu, Jie Lin, Jian Gu, Final approval of manuscript: Xifeng Wu
Collection of Epidemiologic Data After obtaining written informed consent, M.D. Anderson staff interviewers administered a structured questionnaire to collect epidemiologic data on smoking history, family history, occupational history and exposures, medical history, and other lifestyle factors. Smoking history. Data collected on smoking history include smoking duration, age at smoking initiation, number of cigarettes per day, duration of cessation, and computed pack-years. An individual who has never smoked or has smoked less than 100 cigarettes in his or her lifetime was defined as a never smoker. A former smoker was a person who had quit smoking at least 1 year before diagnosis (patient cases) or before the interview (controls). A current smoker was someone who currently smoked or who had stopped less than 1 year before diagnosis (patient cases) or before the interview (controls). Family history. Family history data included cancer history in all first-degree relatives (biologic parents, siblings, and offspring). Specific information collected included whether the relative ever had cancer (yes or no), the site of cancer, the age at diagnosis, the vital status of the relative at the time of the interview, the current age or age at death of the relative, and the smoking status of the relative (yes or no). Occupation and exposures. For the occupation history, participants were asked to describe the occupations they had held for at least 1 year. Participants were asked to give the job title and to describe the major duties of the job, equipment/materials/chemicals used while performing the job, and the type of work that the employer company did. Participants were also asked how long they had been in each job. Occupations and industries were then coded according to the occupational codes in the Dictionary of Occupational Titles (US Department of Labor, 1991). Data were also collected regarding prior regular (8 h/wk) and prolonged (at least 1 year) exposures to solvents, paint thinners, inks and dyes, paints, pigments, motor oils, gasoline, petroleum, car and truck exhaust, diesel fuels, natural gas, tar, mineral oil, photographic materials, hydrochloric acid, bleach/cleaners, dry cleaning fluids, leather and tanning products, glues, plastics, resins, pesticides, insecticides, herbicides, fertilizers, sawdust, wood dust, coal dust, soot, aluminum, arsenic, beryllium, chromium, chromates, lead, nickel, tin, zinc and other metals, dusts or fumes, radioactive materials, asbestos, and fiberglass. Participants were classified as positive to these substances if they self-reported such an exposure or if they had occupational codes suggesting they had held a job within a relevant industry. Medical history. For prior medical history data collection, participants were asked whether they had ever been diagnosed by a physician with bladder infection, kidney infection, bladder stones, renal stones, or prostate infection (males only). The age of the patients at the time of diagnosis and/or the year of diagnosis were recorded for every positive response. The frequency of occurrence of these urinary tract diseases was also collected. Information on any surgery for removal of a benign bladder or kidney papilloma or polyps was also recorded, including the year of surgery. Other lifestyle factors. Each participant was also asked about their ever use of hair dye products, the age when they first started using hair dyes, the frequency of use, the types of hair dye used (permanent or semipermanent), and the color of the most frequently used hair dye.
Model Building and Projecting Absolute Risk of Developing Bladder Cancer Main effects model. We first computed descriptive statistics for continuous and categoric variables separately. Contingency table analysis and the Pearson 2 test were used to calculate the distributions of categoric variables between patient cases and controls. For continuous variables, we used the two-sample t test to test the differences between patient cases and controls. Smoothed scatter plots (ie, lowess scatter plots) were also used to ascertain the potential importance of the variables and to identify extreme observations as well as to assess the appropriateness of the scale of the continuous variables. Variables shown by the univariate analysis to be statistically significant (ie, to have a P < .25) were candidates for the multivariate logistic regression analysis. The significance level of P = .25 as a screening criterion was chosen because of the caveat that the traditional P = .05 often fails to identify variables of clinical/biologic importance. Stepwise logistic regression analysis was then performed to choose the final subset of predictors. Both clinical relevance and statistical significance were considered in determining the final variables to be retained in the model. For continuous variables, we further checked the assumption of linearity in the logit via fractional polynomials. Continuous variables that did not satisfy the linearity assumption were transformed accordingly (eg, by quartile smoothing). Before stepwise selection, we also checked correlations between variables to assess the impact of multicolinearity. In the event where two or more variables exhibited multicolinearity, we selected the variable with the most biologic and clinical relevance. In all analyses, we derived the main effect models using the entire data set and stratified by matching variables. When stratified by sex, models derived for men did not differ from the model generated from the overall data set. In the model for women, however, all occupational variables dropped out because of the small number of exposed participants in the sample. However, the trend in the association between these variables and bladder cancer (BC) was similar to that of the males and of the overall data set. Similarly, models stratified by age group were similar to the master model. Therefore, we only presented models derived from the overall data set. Interaction. All variables showing significant main effects in the multivariate model were tested for interactions. Interaction terms were tested by adding pair-wise product terms in the preliminary main effect model. Because no interaction terms were shown to be statistically significant by the likelihood ratio test, no interaction terms were included in the final model. Higher order interactions between variables were explored in a classification and regression tree (CART) analysis in which a tree-based model is created by recursively partitioning the data; CART analysis can identify effect modifications between variables that are less evident in traditional logistic regression analysis and thus further discriminate between low- and high-risk subgroups. CART identifies subgroups with a range of relative risks. The recursive procedure produces subsequent nodes that are more homogeneous (with respect to the response variable) than the original node. Odds ratios (ORs) were calculated at each recursive split or node. We used the Helix Tree software (Golden Helix, Inc, Bozeman, MT) to perform the CART analysis. The terminal node with the lowest risk was chosen as the reference group. Goodness of fit and discriminatory ability. We calculated the specificity and sensitivity of the model by constructing receiver operating characteristic curves and calculating the area under the curve (AUC) as well as the 95% CIs for the AUC. The AUC statistic measures the model's ability to discriminate between patient cases and controls. An AUC of 0.5 indicates no discrimination of the model, an AUC of 0.7 indicates good discrimination, and an AUC of 0.8 suggests excellent discrimination. We also used the leave one out cross-validation algorithm to predict the probabilities of the case-control status and then compared the predicted case-control status to true cancer status. The average prediction error rate was then calculated as an index of the model's discriminatory ability. A low-average prediction error rate indicates good model discrimination. The Hosmer-Lemeshow test was used to test overall goodness of fit of the model.
To further evaluate the discriminatory prediction accuracy of the model, we calculated each individual relative risk based on the coefficients from the multivariate logistic regression model, and we categorized individuals into five risk score subgroups on the basis of the distribution of their relative risk. For epidemiology risk model, individuals with an OR of 0 to 1.00 were defined as low risk; individuals with an OR of 1.01 to 1.50 were classified as medium-low risk; individuals with an OR of 1.51 to 3.50 were classified as medium risk; individuals with an OR of 3.51 to 6.50 were classified as medium-high risk; and individuals with an OR of
Projecting absolute risk of developing BC. Absolute risk of bladder cancer is the probability of developing bladder cancer over a specified time interval given age, sex, race, and risk factors. Suppose P (n, a, R) is defined as the probability that a participant whose current age is a with relative risk of R will be diagnosed with BC in the next n years. P (n, a, R) is then calculated as follows:
(t) is the baseline incidence of BC for white males and females separately. F (a, R, t) is the probability that a participant aged a years with a relative risk of R will survive and not develop BC until age t. F (a, R, t) is calculated as follows:
(x) is the baseline incidence as (t) above. µ(x) is the competing risk of BC, which is calculated by subtracting BC mortality rates from the total mortality rates obtained from the National Center for Health Statistics report for the year 2003.
The formula to calculate the baseline hazard
*(x) is the composite age-specific incidence rate obtained from the Surveillance, Epidemiology, and End Results database for 2001 to 2003. AR(x) is attributable risk, which is calculated using the following equation:
We have provided five examples for estimating the probability of developing BC within 5 and 10 years for individuals with different combinations of risk factors. In all examples, we used the enhanced epidemiology-genetic model to estimate relative risks. Table A2 lists the projected probability of developing BC within 5 and 10 years for five hypothetical patients. Exploration of AR estimated from our model showed that AR varied by sex but not by age. In males, the ARs were similar in the four quartile age groups (0.94, 0.93, 0.92, and 0.95 for the first, second, third, and fourth age quartiles, respectively). In females, the ARs were 0.86, 0.86, and 0.89 for the first, second, and third age tertile groups, respectively. Therefore, we calculated AR for males and females separately without further differentiation by age groups. According to the epidemiologic-genetic model, the ARs for males and females were 0.929 and 0.876, respectively. The ARs of the epidemiologic model were 0.56 for males and 0.38 for females (Table A2).
Essential Questions Required to Estimate the Probability of Developing Bladder Cancer Answer the following questions:
If no, stop and the questionnaire is completed. If yes, proceed to get the blood sample draw.
We thank Waun Ki Hong, MD, for his valuable insights in initiating the risk model project and the continuous encouragement in completing the project. We thank Rebecca Ballow and Brandon Bruner for patient recruitment.
Supported by National Cancer Institute Grants No. CA74880 and CA91846. Authors disclosures of potential conflicts of interest and author contributions are found at the end of this article.
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