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Journal of Clinical Oncology, Vol 25, No 5 (February 10), 2007: pp. 587-595
© 2007 American Society of Clinical Oncology.
DOI: 10.1200/JCO.2006.07.3585

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BIOLOGY OF NEOPLASIA

Molecular Predictors of Response to Epidermal Growth Factor Receptor Antagonists in Non–Small-Cell Lung Cancer

Lecia V. Sequist, Daphne W. Bell, Thomas J. Lynch, Daniel A. Haber

From the Massachusetts General Hospital Cancer Center and Harvard Medical School, Boston, MA

Address reprint requests to Daniel Haber, MD, PhD, MGH Cancer Center, CNY-7, Building 149, 13th St, Charlestown, MA 02129; e-mail: Haber{at}helix.mgh.harvard.edu


    ABSTRACT
 TOP
 ABSTRACT
 INTRODUCTION
 CLINICAL EXPERIENCE WITH EGFR...
 PREDICTORS OF RESPONSE TO...
 COMPARISON OF EGFR MOLECULAR...
 PROSPECTIVE TRIALS USING FIRST...
 CONCLUSIONS AND RECOMMENDATIONS
 AUTHORS' DISCLOSURES OF...
 AUTHOR CONTRIBUTIONS
 REFERENCES
 
In the last 5 years the epidermal growth factor receptor (EGFR) has emerged as one of the most important targets for drug development in oncology. Monoclonal antibodies targeting the external domain of EGFR have been shown to have clinical benefit in colorectal and head and neck cancer when combined with chemotherapy and/or radiation. Small molecules that inhibit the tyrosine kinase (TK) domain of EGFR have become critical new weapons in the treatment of non–small-cell lung cancer (NSCLC). The discovery that mutations in the TK domain are associated with dramatic and sustained responses to EGFR TK inhibitors (TKIs) has allowed the design of trials to test these agents as potential first-line therapies and has provided a fascinating window into the future of genotype-directed targeted therapy. Recent advances in understanding the biologic basis of acquired resistance to these agents have great potential to improve the clinical effectiveness of this class of drugs. This review summarizes the biology of EGFR in NSCLC, the clinical and molecular predictors of benefit from treatment with EGFR TKIs, the use of patient-specific molecular profiling, and future directions of clinical and basic scientific research.


    INTRODUCTION
 TOP
 ABSTRACT
 INTRODUCTION
 CLINICAL EXPERIENCE WITH EGFR...
 PREDICTORS OF RESPONSE TO...
 COMPARISON OF EGFR MOLECULAR...
 PROSPECTIVE TRIALS USING FIRST...
 CONCLUSIONS AND RECOMMENDATIONS
 AUTHORS' DISCLOSURES OF...
 AUTHOR CONTRIBUTIONS
 REFERENCES
 
The success of the tyrosine kinase inhibitor (TKI) imatinib in the treatment of chronic myelogenous leukemia has paved the way for similar approaches in common epithelial cancers.1 However, targeting the epithelial growth factor receptor (EGFR) kinase domain using the closely related inhibitors gefitinib and erlotinib has generally been ineffective against solid tumors, many of which overexpress the receptor. A subset of non–small-cell lung cancer (NSCLC) patients do achieve impressive responses, which are both dramatic and durable.2-4 Molecular studies of highly responsive cases revealed that the vast majority of these harbor activating mutations within the EGFR kinase domain that are associated with altered signaling properties of the receptor.5-7 Although the high frequency of EGFR mutations in TKI-responsive NSCLC cases is now well-established, retrospective analyses of clinical trials aimed at defining the predictive value of EGFR mutations have yielded controversial results. Some studies have shown that EGFR mutations are highly predictive of drug response and survival, whereas others have reported that EGFR gene amplification, while not as predictive of response, may be equally or more predictive of improved survival. Differences in technical approaches, clinical design, and interpretation of these studies have led to some confusion in the field, culminating in uncertainty as to the appropriate role of molecular diagnostics in guiding the clinical use of EGFR-targeted therapies. Here, we review the molecular abnormalities identified, their clinical relevance in NSCLC, and implications for current treatment strategies.


    CLINICAL EXPERIENCE WITH EGFR TKIs IN NSCLC
 TOP
 ABSTRACT
 INTRODUCTION
 CLINICAL EXPERIENCE WITH EGFR...
 PREDICTORS OF RESPONSE TO...
 COMPARISON OF EGFR MOLECULAR...
 PROSPECTIVE TRIALS USING FIRST...
 CONCLUSIONS AND RECOMMENDATIONS
 AUTHORS' DISCLOSURES OF...
 AUTHOR CONTRIBUTIONS
 REFERENCES
 
Targeting EGFR as a means of cancer therapy was proposed on the basis of its ubiquitous expression in multiple epithelial cancers.8 Clinical development of anti-EGFR antibodies was initially undertaken in colorectal cancer patients,9 whereas early studies of EGFR TKIs showed efficacy primarily in NSCLC.10,11 Subsequent clinical studies identified a population of NSCLC patients with remarkable response to TKIs,2,3 highlighting the potential value of using molecular markers to direct therapy. We will summarize the key clinical studies of TKIs in NSCLC before addressing data relevant to molecular predictors of response. For reference, newly diagnosed advanced NSCLC patients have a median survival (MS) of 8 to 10 months and a 1-year overall survival (OS) rate of 30% to 35% when treated with standard chemotherapy.12,13 Patients with refractory NSCLC face an MS of only 4 to 5 months and 1-year OS of 11% without further treatment.14 For those able to tolerate additional treatment, second-line chemotherapy yields a MS of 7 months and 1-year OS of 30%.14,15

Gefitinib
Gefitinib is an orally administered TKI that binds competitively with adenosine triphosphate at the catalytic cleft of EGFR, suppressing autophosphorylation and downstream signaling.16-19 Phase I dose-escalation studies in patients with advanced solid tumors showed gefitinib to be well tolerated, with dose-limiting toxicities including acneiform rash and diarrhea at 700 to 1,000 mg/d.10,11,20 A dose of 150 mg/d was sufficient to suppress EGFR signaling in skin biopsy specimens.20 Given this finding in conjunction with the relative intolerance of daily doses above 500 mg with chronic use, 250- and 500-mg doses were recommended for further trials.

Gefitinib was examined as monotherapy for refractory NSCLC in two large phase II studies called the IDEAL trials.2,3 Patients were randomly assigned to 250 mg or 500 mg of daily gefitinib. The objective response rate (RR) was 18% in IDEAL-1 and 10% in IDEAL-2, and did not differ by dose level. MS was 7 months, and 1-year OS was 27% to 35%, similar to that expected with chemotherapy. A key observation from the IDEAL trials was that although responses occurred in a minority of patients, they were often dramatic, accompanied by rapid symptom improvement. The IDEAL trials led to US Food and Drug Administration (FDA) approval of gefitinib as salvage third-line therapy for NSCLC via the accelerated approval mechanism in May 2003. Because efficacy did not differ between dose levels, but toxicity was greater at 500 mg, the 250-mg dose level was used in the new drug application. Notably, responses were more likely among patients with specific characteristics. Univariate analyses found that RR in Japanese patients was more than 2.5 times higher than that in non-Japanese patients (27% v 10%; P = .002), whereas multivariable analyses showed higher RR in females compared with males (odds ratio, 2.65; 95% CI, 1.19 to 5.91) and in patients with adenocarcinoma compared with other histologic types (odds ratio, 3.45; 95% CI, 1.29 to 11.02). Although unexplained at the time, these early clinical correlations proved to be the first evidence that TKI-responsive NSCLC constitutes a distinct subset of the disease.

Given its unique mechanism of action, promising activity as a single agent, and lack of overlapping toxicity with chemotherapy, gefitinib was examined as first-line treatment with chemotherapy in two large randomized phase III trials, known as the INTACT trials.21,22 More than 2,000 patients were randomly assigned to chemotherapy plus 250 mg of gefitinib, 500 mg of gefitinib, or placebo. Although the triplet regimens were well tolerated, both INTACT studies failed to show a survival benefit with the addition of targeted therapy to chemotherapy.

Most recently, the ISEL trial evaluated the role of second-line gefitinib therapy in NSCLC, with 1,692 chemotherapy-refractory patients randomly assigned in a 2:1 fashion to gefitinib (250 mg/d) or placebo.23 MS was 5.6 months in the gefitinib group and 5.1 months in the placebo group (P = .11), and 1-year OS was 27% and 22%, respectively. In June 2005, on the basis of the lack of survival benefit in the ISEL study, the FDA restricted use of gefitinib to patients participating in a clinical trial or continuing to benefit from treatment already initiated. This has effectively removed gefitinib from the US market, although the drug continues to be an important agent in several countries outside of the United States.

Erlotinib
Erlotinib, like gefitinib, is an orally active reversible competitor for binding at the adenosine triphosphate pocket of the EGFR TK domain.24-26 However, in contrast to gefitinib, the dose selected for further study was the maximum-tolerated dose (MTD; 150 mg/d) defined by phase I trials.27 The relatively higher effective dose of erlotinib selected for clinical trials is unlikely to have had an impact on the response of tumors harboring EGFR mutations, which are hypersensitive to both inhibitors, but may have been significant in its effect in suppressing the wild-type receptor. In a phase II study of refractory NSCLC patients, erlotinib yielded an RR of 12.3%, an MS of 8.4 months, and a 1-year OS of 40%, on par with salvage chemotherapy and the phase II experience with salvage gefitinib.4 As with gefitinib, erlotinib was then combined with chemotherapy for first-line treatment of advanced NSCLC in two large randomized clinical trials, TRIBUTE and TALENT, both of which failed to show a survival benefit with the addition of targeted therapy.28,29

The BR.21 study evaluated the effectiveness of second-line erlotinib with 731 patients randomly assigned in a 2:1 fashion to salvage erlotinib or placebo.30 In contrast to the analogous ISEL trial of gefitinib, BR.21 demonstrated a survival advantage with an MS of 6.7 months in the erlotinib group versus 4.7 months in the placebo group (P < .001). This was the first study in which a novel targeted agent improved survival for patients with advanced NSCLC. On the basis of the BR.21 results, the FDA approved erlotinib for second- and third-line treatment of NSCLC in November 2004, and it is currently used for this indication in the United States. It is unclear why BR.21 demonstrated a survival benefit with erlotinib while ISEL failed to show such benefit with gefitinib, given that the drugs were nearly identical in preclinical models, single-arm clinical trials, and randomized trials with chemotherapy. As noted, erlotinib was administered at its MTD, whereas gefitinib was adminsitered at only one third of its MTD, a distinction that could be significant because the majority of cases treated likely carried wild-type EGFR, and hence would not be hypersensitive to either TKI. Alternatively, the different outcomes might reflect divergent populations enrolled in the two trials, with respect to clinical or molecular characteristics associated with responsive disease.


    PREDICTORS OF RESPONSE TO EGFR TKIs
 TOP
 ABSTRACT
 INTRODUCTION
 CLINICAL EXPERIENCE WITH EGFR...
 PREDICTORS OF RESPONSE TO...
 COMPARISON OF EGFR MOLECULAR...
 PROSPECTIVE TRIALS USING FIRST...
 CONCLUSIONS AND RECOMMENDATIONS
 AUTHORS' DISCLOSURES OF...
 AUTHOR CONTRIBUTIONS
 REFERENCES
 
Clinical Predictors of Response
As noted in initial clinical trials of both gefitinib and erlotinib, predictors of response include female sex, Asian origin, absence of smoking history, and adenocarcinoma histology, often with bronchioloalveolar (BAC) differentiation. Both the ISEL and BR.21 randomized trials further validated these clinical characteristics as predictive of TKI response. In ISEL, never-smoking predicted improved survival with gefitinib treatment compared with placebo (hazard ratio [HR], 0.67; 95% CI, 0.49 to 0.91), whereas there was no difference between treatment arms for patients with a positive smoking history.23 Asian origin also predicted increased survival with gefitinib (HR, 0.66; 95% CI, 0.48 to 0.91). In BR.21, multivariable analyses found that independent predictors of survival included never-smoking (HR, 0.8; 95% CI, 0.6 to 1.0), Asian origin (HR, 0.7; 95% CI, 0.5 to 0.9), and adenocarcinoma histology (HR, 0.8; 95% CI, 0.6 to 0.9).30

To prospectively assess the efficacy of TKIs in patients with the BAC subtype of adenocarcinoma, the Southwest Oncology Group (SWOG) initiated a phase II study of gefitinib (500 mg/d) in this clinically defined subset of patients.31 Survival was prolonged in women (19 months) compared with men (8 months; P = .025); in those who developed rash (16 months) compared with those who did not (5 months; P = .003); and in never-smokers (26 months) compared with former or current smokers (10 months; P = .049). Taken together, the preponderance of data indicate that clinical benefit, in terms of drug response and survival after treatment of NSCLC with EGFR TKIs, is considerably increased in patients with specific clinical characteristics.

EGFR Mutations As Molecular Predictors of Response
Initial clinical trials of EGFR TKIs in NSCLC failed to find a correlation between expression of the receptor and likelihood of response.32 In 2004, two independent studies discovered an underlying association between mutations in the EGFR TK domain and gefitinib-responsive NSCLC.5,6 Our own group tested the possibility that dramatic drug response might be associated with mutational alterations in the drug target, and indeed found that eight of nine responsive cases had an EGFR mutation, compared with zero of seven unresponsive cases (P < .001).5 In a screen for kinase mutations in untreated NSCLC cases, Paez et al6 observed EGFR mutations predominantly in tumors from Asian patients and found mutations in five of five gefitinib-responsive cases. Pao et al7 extended these findings to erlotinib-responsive cases. These EGFR kinase mutations enhance ligand-dependent activation of EGFR, while simultaneously increasing sensitivity to TKIs (Fig 1A). Mutations are more common in never-smokers, women, Asians, and patients with adenocarcinoma, likely explaining the association of these characteristics with TKI response.6,7,33


Figure 1
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Fig 1. (A) Ligand binding to epidermal growth factor receptor (EGFR) stimulates autophosphorylation and activation of signaling pathways, promoting both cell proliferation (via MAPK/ERK) and survival (via AKT/STAT). Compared with wild-type, mutant receptors preferentially activate survival pathways; their inactivation by tyrosine-kinase inhibitors (TKIs) removes survival signals on which they have become dependent or addicted.5,63,79-83 In addition to altering downstream signaling, EGFR mutations are within the TKI-binding site and enhance inhibition of receptor activation. (B) Distribution of the types of EGFR mutations within the TK domain.33,36

 
Approximately 90% of mutations affect a few specific amino acids. In-frame deletions in exon 19 centered around codons 746 to 750 make up 45% to 50% of mutations, and another 35% to 45% consist of the missense mutation leucine to arginine at codon 858 (L858R) in exon 21 (Fig 1B).33-36 The recurrent nature of these somatic mutations implies specific gain of function properties mediated by these alterations. Although this class of EGFR mutation is rare outside NSCLC, they have been described in cases of gefitinib-responsive ovarian cancer and small-cell lung cancer, as well as in untreated cases of colon cancer, squamous cell head and neck cancer, and cholangiocarcinoma.37-41

A large number of retrospective series have confirmed the link between clinical characteristics associated with TKI response and EGFR mutations.33-36,42-61 The increased prevalence of mutations in Asian (25% to 50%) compared with North American and Western European patients (10%) is currently unexplained. The retrospective RR to TKI treatment in mutation-positive cases is 77%, (range, 30% to 100%, with most series reporting RR > 60%), compared with 10% in mutation-negative cases (range, 0% to 33%; Table 1). Emerging data suggest that cases with exon 19 deletions may have increased response and survival with TKIs compared with L858R cases.35,61,62 This is in contrast to the reported natural history of such patients, where those with exon 19 deletions appear to have a shorter survival than those with L858R.33 Although the biologic basis for these differences is unknown, it is interesting to note that the receptors encoded by each class of mutation appear to have different biochemical signaling properties.63 Several studies have also demonstrated that patients with EGFR mutation-positive tumors gain improved survival with TKIs compared with wild-type cases, with an MS of up to 30 months in mutation-positive cases (Table 2). 35,46-52


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Table 1. EGFR Mutations As Predictors of TKI Response in NSCLC

 

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Table 2. EGFR Mutations As Predictors of Disease Control and Survival in TKI-Treated NSCLC

 
A number of conceptual and technical issues may confound the correlative analysis of EGFR mutations and response. First, most retrospective studies include tumor specimens collected at initial diagnosis, whereas TKI therapy may have been administered after multiple courses of chemotherapy. As such, additional mutations leading to TKI resistance may have arisen in the interim, and may account for some mutation-positive unresponsive cases. Conversely, the limited sensitivity of nucleotide sequencing may in part explain mutation-negative responsive cases. Second, the combination of infrequent EGFR mutations in unselected NSCLC cohorts and the common use of fine-needle aspirates for diagnosis, which are often insufficient for molecular analysis, has resulted in relatively small numbers of mutation-positive cases in most series. Hence, the statistical power of most US and European studies has been limited, whereas studies from Asia, where EGFR mutations are more prevalent, have been more conclusive. Finally, technical difficulties in assessing EGFR mutations by polymerase chain reaction (PCR) amplification from archival formalin-fixed, paraffin-embedded tissue may explain differences in reported mutation frequencies across studies.

EGFR Amplification and Expression Levels As Molecular Predictors of Response
Increased EGFR gene copy number as determined by fluorescent in situ hybridization (FISH) and EGFR protein overexpression measured by immunohistochemistry (IHC) were recently reported to correlate with improved response and survival with gefitinib treatment (Tables 3 and 4). 47,57 A considerable challenge within the field stems from observations that in some tumors, a single EGFR allele undergoes simultaneous mutation and amplification.6,7,36,42-44,50,53,59,64 This necessitates concurrent analyses of gene mutation and copy number to identify independent associations with clinical outcome. Few such studies have been conducted, but here we will review the current state of knowledge.


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Table 3. EGFR Copy Number As a Predictor of TKI Response in NSCLC

 

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Table 4. EGFR Copy Number As a Predictor of Disease Control and Survival in TKI-Treated NSCLC

 
In a cohort of patients from Italy, 33% of cases had increased EGFR gene copy number, defined in this study as a composite end point that included gene amplification (tight EGFR gene clusters and a ratio of EGFR gene to chromosome of ≥ 2 or ≥ 15 copies of EGFR per cell in ≥ 10% of cells) and high-level polysomy (at least 4 copies in ≥ 40% of cells), and collectively termed FISH+.47 The FISH+ patients achieved higher RR to gefitinib therapy (36%) compared with FISH–patients (3%; P < .001) and had increased MS (18.7 v 7.0 months; P = .03). FISH+ status was associated with female sex and never-smoking. Within the same cohort, 17% of cases were EGFR mutation positive, which was associated with never-smoking, and had an RR of 53% compared with 5% in wild-type cases (P < .001), with a trend towards improved survival. EGFR protein overexpression (IHC+) was demonstrated in 59% of tumors, and was associated with increased response (21% v 5%; P = .03) and survival (11.5 v 5.0 months; P = .01), but not with specific clinical characteristics. The majority of mutation-positive cases that responded to treatment (seven of eight responders) were also FISH+; however, both IHC+ and EGFR mutations were associated with FISH+ status. Thus, in this cohort, FISH+ and IHC+ were more prevalent, albeit less predictive of response than EGFR mutations, but both FISH and IHC achieved statistical significance as predictors for survival, whereas the more infrequent mutation status did not (Table 4). One factor that may account for the lack of association between mutations and survival in this study was the rare occurrence (only one of 21) of mutations in cases with treatment-induced disease stabilization, which likely contributes substantially to the survival benefit.30 A separate analysis of gefitinib-treated patients with BAC also reported that FISH+ status (as previously defined) was associated with improved survival (MS not reached at 18 months v 8 months; P = .042), although it was not a significant predictor of either response or disease control.57 These tumors were not genotyped; hence, no comparison of mutations and copy number can be made.

A comparison of EGFR amplification and mutations was undertaken in a Japanese NSCLC cohort treated with gefitinib.52 EGFR mutations predicted improved response (82% v 11%; P < .0001) and survival (MS 20.4 v 6.9 months; P = .0001). Increased EGFR copy number, measured by quantitative real-time PCR (qPCR) and defined as at least three copies per cell, was predictive of response (72% v 38%; P = .005) but not survival. However, in this series, increased copy number was observed more frequently in tumors with EGFR mutations (56%) than in wild-type cases (26%; P = .014), and all tumors with high level gain (at least six copies per cell) had amplification of a mutant allele.

As with EGFR mutational analyses, technical considerations are important in assessing gene copy number and protein expression. FISH can be readily performed on tissue sections, and the quantity and distribution of hybridization signal is indicative of gene copy number. Although high-level amplification is readily quantified, scoring systems for increased ploidy are more subjective, reflecting variable degrees of genomic instability rather than specific EGFR gene amplification. In contrast, qPCR provides accurate quantification of copy number and is not subject to interoperator variability, but is affected by tumor purity within analyzed specimens. EGFR protein quantification by IHC is also readily available using tissue sections, but suffers from inherent subjectivity. IHC staining is typically graded using standards that reflect both the fraction of positive cells within a tumor and an estimate of signal intensity, which may depend on experimental conditions.


    COMPARISON OF EGFR MOLECULAR MARKERS IN RANDOMIZED CLINICAL TRIALS
 TOP
 ABSTRACT
 INTRODUCTION
 CLINICAL EXPERIENCE WITH EGFR...
 PREDICTORS OF RESPONSE TO...
 COMPARISON OF EGFR MOLECULAR...
 PROSPECTIVE TRIALS USING FIRST...
 CONCLUSIONS AND RECOMMENDATIONS
 AUTHORS' DISCLOSURES OF...
 AUTHOR CONTRIBUTIONS
 REFERENCES
 
A number of groups have reported molecular analyses of available specimens from the landmark EGFR TKI clinical trials described herein. In an analysis of the IDEAL and INTACT trials with gefitinib, mutations were found in 18% of samples from IDEAL and 10% of samples from INTACT.65 EGFR gene copy number was quantified by qPCR, with amplification observed in 8% of IDEAL samples and 7% of INTACT samples. As expected, EGFR mutations were more common in patients with adenocarcinoma and nonsmoking history, females, and Asians, but remarkably EGFR amplification measured by qPCR defined a distinct patient subgroup and was not correlated with smoking, race/ethnicity, or histology. In IDEAL, patients with an EGFR mutation had an improved RR to gefitinib (46%) compared with wild-type patients (10%; P = .005), but no survival advantage. EGFR amplification was associated with a nonsignificant trend toward higher RR. It should be noted that the number of patients in each of these subgroup analyses was small.

Available samples from the TRIBUTE study of chemotherapy with or without erlotinib were analyzed for EGFR mutations but not gene amplification.64 Mutations were identified in 13% of cases and were associated with an increased RR to erlotinib plus chemotherapy (53%) compared with wild-type cases (18%; P < .01). Here, mutation-positive patients also had increased response to either treatment (38%) compared with wild-type cases (23%; P = .01), and a prolonged survival independent of treatment arm (8 v 5 months for mutation-positive and -negative groups, respectively; P < .001). The overall effect of combining chemotherapeutic agents with TKIs in EGFR mutation-positive patients is uncertain, complicating interpretation of TKI-response in this cohort.66

Available samples from the BR.21 study were analyzed for EGFR mutations and FISH+ status (gene amplification and/or high polysomy).54 In this study, FISH+ (found in as many as 45% of tumors) was predictive for improved survival with erlotinib (HR, 0.44; 95% CI, 0.23 to 0.82); however, no molecular markers were predictive for survival in a multivariable analysis. The EGFR mutational analysis in this trial has come under significant criticism on technical grounds.67 Mutations were initially reported in 23% of tumors and did not correlate with drug response. However, although most studies have confirmed that 80% to 90% of EGFR mutations arise within a small number of hotspots, as many as half of the mutations initially reported in the BR.21 cohort were novel variants of unknown significance, suggestive of PCR artifacts. Subsequent data reanalysis, including only the few tumors with the classical exon 19 deletions and L858R mutations, failed to show a survival benefit over wild-type cases.68

Finally, the molecular subgroup analysis of the ISEL trial was recently reported, including analyses of EGFR mutations and FISH+ status.69 Twelve percent of patients were found to have EGFR mutations; these patients had a higher response rate (37.5%) with gefitinib treatment than mutation-negative patients (2.6%, P value not reported). Survival analysis by EGFR mutation status was not possible because there had been too few deaths in the mutation-positive cohort at the time of publication. FISH+ status was observed in 30.8% of patients and was associated with a nonsignificant trend toward improved survival with gefitinib treatment (HR 0.61; 95% CI, 0.36 to 1.04). However, a significant association was observed when the investigators added an interaction term between FISH+ status and gefitinib treatment to the model (P = .045), suggesting that gene copy number was in fact a predictor of survival benefit with gefitinib compared with placebo. Although it was somewhat unusual that the interaction test was positive when the basic test of treatment benefit in FISH+ patients was negative, this is consistent with the BR.21 analysis results.


    PROSPECTIVE TRIALS USING FIRST-LINE EGFR TKIs
 TOP
 ABSTRACT
 INTRODUCTION
 CLINICAL EXPERIENCE WITH EGFR...
 PREDICTORS OF RESPONSE TO...
 COMPARISON OF EGFR MOLECULAR...
 PROSPECTIVE TRIALS USING FIRST...
 CONCLUSIONS AND RECOMMENDATIONS
 AUTHORS' DISCLOSURES OF...
 AUTHOR CONTRIBUTIONS
 REFERENCES
 
Recent trials in Asia have extended TKI treatment for NSCLC to first-line therapy. A phase II study of gefitinib as primary treatment in a Korean population of never-smokers with adenocarcinoma demonstrated an RR of 69% and an estimated 1-year OS of 73%.70 Molecular analysis has not yet been reported. A similar study in a less stringently defined Japanese cohort, with 75% adenocarcinoma but only 20% never-smokers, yielded an RR of 30% and a 1-year OS of 55%.71 Tissue was available for only 13 cases, of which four (31%) were found to harbor an EGFR mutation; all four responded to therapy. Of note, an unacceptably high rate of interstitial lung disease (ILD) occurred in the Japanese trial, with 10% of patients experiencing fatal ILD. Rates of this rare, but potentially fatal, complication have consistently been higher in Asian populations (2%), compared with US or European populations (0.3%), although ILD was not reported in the Korean phase II trial.72 If confirmed, the elevated risk of ILD in Japan may prove a further incentive to developing reliable approaches to predict drug response and spare those with low chance of response from potentially significant toxicity.

Thus far, three phase II studies have been reported using EGFR mutation screening to define a population of patients with newly diagnosed advanced NSCLC for first-line EGFR TKI therapy. Inoue et al73 in Japan screened 75 patients for EGFR mutations by direct sequencing of exons 18 to 23. They identified 25 (33%) patients with exon 19 deletions or L858R point mutations and treated 16 (64%) of these with up-front gefitinib. A response rate of 75% and a median progression-free survival of 9.7 months were observed, without any serious adverse events. Similarly, Asahina et al74 in Japan screened 82 patients and identified 20 (24%) with exon 19 deletions or L858R point mutations. Of these, 16 (80%) proceeded with first-line gefitinib treatment and achieved a response rate of 75% and a median PFS of 8.9 months. One patient was removed from study treatment for suspected ILD. Finally, Paz-Ares et al75 from Spain have presented preliminary findings from 428 patients screened specifically for exon 19 deletions or L858R point mutations. They identified 67 (19%) patients harboring mutations and reported the results of first-line erlotinib treatment for 40 (60%) of these. A response rate of 82% and a PFS of 13.3 months were observed, and exon 19 deletions and never-smoking status were significant predictors of response compared with L858R mutations and ever smokers, respectively. No cases of ILD were observed. A similar study performed in North American patients by our group will be reported this year. These three studies confirm that teatment of EGFR mutation-positive patients with first-line EGFR TKI agents is safe and can produce durable response in a high proportion of patients, in stark constrast to results typically observed with standard chemothearpy. Randomized trials comparing chemotherapy with first-line EGFR TKIs in a genotype-defined population are being planned to definitively study this approach.


    CONCLUSIONS AND RECOMMENDATIONS
 TOP
 ABSTRACT
 INTRODUCTION
 CLINICAL EXPERIENCE WITH EGFR...
 PREDICTORS OF RESPONSE TO...
 COMPARISON OF EGFR MOLECULAR...
 PROSPECTIVE TRIALS USING FIRST...
 CONCLUSIONS AND RECOMMENDATIONS
 AUTHORS' DISCLOSURES OF...
 AUTHOR CONTRIBUTIONS
 REFERENCES
 
As is apparent in this review, all current analyses of molecular markers to guide EGFR TKI therapy have been handicapped by small numbers of cases and subgroup bias in analysis. Investigators should be encouraged to require prospective tissue procurement for all patients participating in future clinical studies. This may in fact require a shift in diagnostic practice, from the current emphasis on fine-needle aspiration, which often provides insufficient material for molecular analysis, to obtaining more substantial biopsies. Serial sampling of tumor material during the course of therapy may also eventually become important in monitoring the emergence of drug-resistance mutations. The acquisition of drug resistance in previously sensitive, EGFR-mutated NSCLC is often due to a specific second somatic mutation in EGFR (T790M).76,77 Second-generation EGFR TKIs, which bind irreversibly through covalent bonds to the receptor, are now entering clinical trials, and preclinical data suggest that these new inhibitors may have preserved effectiveness against gefitinib-/erlotinib-resistant cases with a T790M mutation.78 Depending on the outcome of these clinical trials, these drugs may prolong the clinical benefit to TKI treatment in EGFR-mutated tumors, and lead to more significant differences in outcome.

For current clinical practice, the optimal combination of clinical and molecular predictors of response to EGFR TKIs remains to be defined. Given the current knowledge in the field, we recommend different strategies for patients presenting with a new diagnosis of NSCLC and those with disease progression after initial chemotherapy. On the basis of results from the BR.21 study, erlotinib has the potential to provide a modest survival benefit to unselected chemotherapy-refractory NSCLC patients. In this trial, the improvement in OS was driven less by the dramatic responses evident in a small subset of cases than by disease stabilization in a larger fraction of cases. Therefore, erlotinib should be considered as a salvage treatment for any eligible chemotherapy-refractory patient. In contrast, patients apt to have a dramatic response to EGFR TKIs by virtue of tumor-associated EGFR abnormalities may be more likely to benefit from such treatments early in their course, with chemotherapy reserved for salvage treatment. This hypothesis requires validation in clinical trials of genotype-directed, first-line treatment of advanced disease. If successful, this strategy also raises the possibility of adjuvant therapy for patients with resected, early-stage disease at high risk of recurrence, which will also require genotype-guided clinical trials.

The preponderance of clinical and laboratory data support the notion that EGFR activating mutations identify a subset of NSCLC (ie, a nonsmoker's lung cancer) with an inherently different biology and a marked dependence on the EGFR pathway. Although molecular markers of this NSCLC subtype are imperfect and are likely to be modified by additional currently unknown genetic abnormalities, they do provide a powerful predictive test that may guide increasingly sophisticated use of targeted agents. The clinical utility of EGFR mutational analysis and/or EGFR amplification analysis needs to be formally tested in adequately powered prospective studies with optimal tissue sampling, and which are designed to distinguish between first-line therapy in selected patients and salvage treatment in chemotherapy-refractory NSCLC.

In summary, molecular characterization of EGFR gene abnormalities in NSCLC have provided a fascinating window into the future of genotype-directed targeted therapy for a common epithelial cancer. The lessons learned from the laboratory analysis and clinical application of molecular diagnostics guiding the use of EGFR inhibitors in NSCLC are likely to be important in the development of inhibitors targeting other signaling pathways that may prove effective in other subsets of epithelial cancers.


    AUTHORS' DISCLOSURES OF POTENTIAL CONFLICTS OF INTEREST
 TOP
 ABSTRACT
 INTRODUCTION
 CLINICAL EXPERIENCE WITH EGFR...
 PREDICTORS OF RESPONSE TO...
 COMPARISON OF EGFR MOLECULAR...
 PROSPECTIVE TRIALS USING FIRST...
 CONCLUSIONS AND RECOMMENDATIONS
 AUTHORS' DISCLOSURES OF...
 AUTHOR CONTRIBUTIONS
 REFERENCES
 
Although all authors completed the disclosure declaration, the following authors or their immediate family members indicated a financial interest. No conflict exists for drugs or devices used in a study if they are not being evaluated as part of the investigation. For a detailed description of the disclosure categories, or for more information about ASCO's conflict of interest policy, please refer to the Author Disclosure Declaration and the Disclosures of Potential Conflicts of Interest section in Information for Contributors.

Employment: N/A Leadership: N/A Consultant: Lecia V. Sequist, Genentech; Thomas J. Lynch, Genentech, AstraZeneca Stock: N/A Honoraria: Thomas J. Lynch, Genentech Research Funds: Daphne W. Bell, AstraZeneca; Daniel A. Haber, AstraZeneca Testimony: N/A Other: Daphne Bell, Genzyme (named on patent licensed to Genzyme); Thomas J. Lynch, Genzyme (named on patent licensed to Genzyme); Daniel A. Haber, Genzyme (named on patent licensed to Genzyme)


    AUTHOR CONTRIBUTIONS
 TOP
 ABSTRACT
 INTRODUCTION
 CLINICAL EXPERIENCE WITH EGFR...
 PREDICTORS OF RESPONSE TO...
 COMPARISON OF EGFR MOLECULAR...
 PROSPECTIVE TRIALS USING FIRST...
 CONCLUSIONS AND RECOMMENDATIONS
 AUTHORS' DISCLOSURES OF...
 AUTHOR CONTRIBUTIONS
 REFERENCES
 
Conception and design: Lecia V. Sequist, Daphne W. Bell, Thomas J. Lynch, Daniel A. Haber

Collection and assembly of data: Lecia V. Sequist, Daphne W. Bell, Thomas J. Lynch, Daniel A. Haber

Data analysis and interpretation: Lecia V. Sequist, Daphne W. Bell, Thomas J. Lynch, Daniel A. Haber

Manuscript writing: Lecia V. Sequist, Daphne W. Bell, Thomas J. Lynch, Daniel A. Haber

Final approval of manuscript: Lecia V. Sequist, Daphne W. Bell, Thomas J. Lynch, Daniel A. Haber


    NOTES
 
L.V.S. and D.W.B. contributed equally to this article.

Authors' disclosures of potential conflicts of interest and author contributions are found at the end of this article.


    REFERENCES
 TOP
 ABSTRACT
 INTRODUCTION
 CLINICAL EXPERIENCE WITH EGFR...
 PREDICTORS OF RESPONSE TO...
 COMPARISON OF EGFR MOLECULAR...
 PROSPECTIVE TRIALS USING FIRST...
 CONCLUSIONS AND RECOMMENDATIONS
 AUTHORS' DISCLOSURES OF...
 AUTHOR CONTRIBUTIONS
 REFERENCES
 
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