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Originally published as JCO Early Release 10.1200/JCO.2007.14.0988 on March 10 2008 © 2008 American Society of Clinical Oncology. Phase I Pharmacokinetic and Pharmacodynamic Study of the Oral Mammalian Target of Rapamycin Inhibitor Everolimus in Patients With Advanced Solid Tumors
From the Royal Marsden Hospital, Sutton, Surrey; Queen Elizabeth Hospital, Birmingham, United Kingdom; Institut Gustave-Roussy, Villejuif, France; Sarah Cannon Research Institute, Nashville, TN; The University of Texas M.D. Anderson Cancer Center, Houston, TX; Novartis Pharma AG; and Novartis Institutes for BioMedical Research, Oncology, Basel, Switzerland Corresponding author: Anne O'Donnell, MBChB, FRACP, Wellington Cancer Centre, Capital and Coast Health Ltd, Riddiford St, Private Bag 7902, Wellington, New Zealand; e-mail: anne.o'donnell{at}ccdhb.org.nz
Purpose To identify the optimal regimen and dosage of the oral mammalian target of rapamycin inhibitor everolimus (RAD001). Methods We performed a dose-escalation study in advanced cancer patients administering oral everolimus 5 to 30 mg/wk, with pharmacokinetic (PK) and pharmacodynamic (PD) studies. PD data prompted investigation of 50 and 70 mg weekly and daily dosing at 5 and 10 mg.
Results Ninety-two patients were treated. Dose-limiting toxicity was seen in one patient each at 50 mg/wk (stomatitis and fatigue) and 10 mg/d (hyperglycemia); hence, the maximum-tolerated dose was not reached. S6 kinase 1 activity in peripheral-blood mononuclear cells was inhibited for at least 7 days at doses Conclusion Everolimus was satisfactorily tolerated at dosages up to 70 mg/wk and 10 mg/d with predictable PK. Antitumor activity and PD in tumors require further clinical investigation. Doses of 20 mg/wk and 5 mg/d are recommended as appropriate starting doses for these studies.
The mammalian target of rapamycin (mTOR), a highly conserved serine-threonine kinase, is a key regulatory protein in cancer that recognizes stress signals (eg, nutrient and energy depletion, oxidative or hypoxic stress, and proliferative and survival signals) via the PI3K-AKT pathway. mTOR signaling is effected through phosphorylation of substrates p70 ribosomal S6 kinase 1 (S6K1) and eukaryotic initiation factor 4E binding protein 1 (4EBP1). Phosphorylation of 4EBP1 releases eIF-4E, permitting initiation of cap-dependent protein translation. The mTOR kinase also controls angiogenic pathways via hypoxia-inducible factor-1 and vascular endothelial growth factor and via endothelial and smooth muscle cell proliferation.1,2 mTOR substrates, activating signaling pathways, and mTOR itself have been shown to be dysregulated in a variety of human malignancies, making mTOR an attractive target for anticancer therapy.3,4 Everolimus is an orally bioavailable mTOR inhibitor that binds with high affinity to its intracellular receptor FKBP12. The everolimus-FKBP12 complex interacts with mTOR to inhibit downstream signaling events. Preclinical studies show that everolimus inhibits proliferation of a variety of human solid tumors in vitro and in vivo.5-11 Optimal dosing of mTOR inhibitors may be difficult to define based on toxicity.3,12 Thus, before commencing this clinical study, a preclinical model was used to define the biologically active dose of everolimus. Using a syngeneic CA20948 pancreatic rat tumor xenograft model, Boulay et al8 analyzed the mTOR effectors 4EBP1 and S6K1 in tumor, skin, and peripheral-blood mononuclear cell (PBMC) extracts after treatment with everolimus. They showed that suppression of tumor growth correlated with inactivation of S6K1 and reduced 4EBP1 phosphorylation. S6K1 could be measured reliably in human PBMCs and, thus, was selected as a surrogate biomarker for study in patients.
Everolimus has already undergone extensive clinical testing in the renal and cardiac transplantation setting, being well tolerated and effective with daily dosing.13,14 A weekly schedule was selected for the initial phase I study based on persistent antitumor effects and long-term inhibition (
This study was conducted in two parts. Part 1 was initiated at Institut Gustave-Roussy and Royal Marsden Hospital. Toxicity, antitumor activity, PK, and the relationship of dose to inhibition of S6K1 in PBMCs were evaluated with weekly oral everolimus doses of 5, 10, 20, and 30 mg. The 5-mg starting dose was chosen to provide exposure comparable to that in the transplantation setting, where repeated daily doses of up to 3 mg in combination with cyclosporine (which inhibits CYP3A and increases everolimus concentrations two- to three-fold) are well tolerated. These data, along with blood and tumor drug levels and S6K1 activity from a study in tumor-bearing rats,8 were used in an exposure-response model to predict drug-target inhibition relationships in tumors.7 Weekly dosing was justified by the long half-life (30 hours) of everolimus and the prolonged PD effect in preclinical studies.8 Part 2 of the study investigated higher weekly doses (50 and 70 mg) and daily administration (5 and 10 mg) because, in the event that a higher dose was required to inhibit mTOR in human tumors, additional safety data were felt to be desirable at higher weekly dose levels. Furthermore, PK-PD modeling was performed using a direct-link model based on rat PBMC and tumor data, as previously described,7 corrected for human PK. This model proved highly predictive of PD effects in humans (ie, S6K1 inhibition-time profiles in PBMCs; Fig 1) for a given level of drug exposure (Tanaka et al, personal communication, June 2002). Subsequently, the model predicted that daily dosing would provide more sustained target inhibition in tumor tissue, with estimated trough levels of more than 70% inhibition of S6K1 activity (data not shown).7 This higher dose expansion phase, involving three additional institutions (Queen Elizabeth Hospital, Sarah Cannon Research Institute, and M.D. Anderson Cancer Center), did not involve additional PD studies because the effects in PBMCs were maximal. Patients could remain on therapy for as long as tolerated in the absence of disease progression.
Patients were 18 years old and had advanced solid tumors refractory to standard therapy, WHO performance status 2, estimated life expectancy 3 months, adequate bone marrow function (WBC count 3.5 x 109/L, absolute neutrophil count 1.5 x 109/L, platelets 100 x 109/L, and hemoglobin 100 g/L), normal hepatic function (bilirubin upper limit of normal and AST/ALT 3x upper limit of normal), and normal renal function. Exclusion criteria included primary brain tumor or CNS metastasis, active uncontrolled infection, impairment of GI function likely to modify drug absorption, bleeding diathesis or requirement for anticoagulants, and comedication with a strong inhibitor or inducer of CYP3A4. Prior therapies had to be completed for 30 days for chemotherapy (6 weeks for mitomycin or nitrosoureas), 3 weeks for radiotherapy, and 2 weeks for surgery, with full recovery from toxicity.
Dose-limiting toxicity (DLT), which was assessed using National Cancer Institute Common Toxicity Criteria (CTC) version 2.0, was defined as suspected drug toxicity during the first 4 weeks of therapy, either nonhematologic CTC grade In part 1 of the study, four patients were planned per cohort (5, 10, 20, or 30 mg/wk). In cycle 1 only, after 4 weeks of treatment, week 5 remained treatment free to allow PK and PD sampling. Blood was collected for predose PK and PD sampling during the first 4 weeks. During weeks 4 and 5, sampling was conducted before dose; 1, 2, 4, 6, and 12 hours after dose (PK only); 24, 48, and 72 or 96 hours after dose; and 6 or 7, 9, and 10 or 11 days after the beginning of week 4. Everolimus concentrations were assayed in blood with a liquid chromatography/mass spectroscopy assay as previously described.15 S6K1 activity was assayed in PBMC extracts as previously described,8 except that 750 to 800 µg of total protein extract (in 750 µL final volume) was first precleared with Protein A-Sepharose beads (Sigma-Aldrich, St Louis, MO) before S6K1 immunoprecipitation. Quality assurance exercises for sample preparation and handling were conducted with the contributing centers. S6K1 assay controls included human embryo kidney (HEK293) protein extracts prepared after transient expression of recombinant S6K1, untreated controls (positive quality control) or everolimus-treated controls (20 nmol/L for 30 minutes; negative quality control). Immunoblotting for β-tubulin and S6K1 protein acted as internal controls of PBMC extract quality, as described.8 In part 2 of the study, PK assessments were performed at week 4 in the first four to six patients of each cohort. At screening, patients had a clinical history assessment, full clinical examination, and documentation of performance status, CBC, fasting biochemistry panel, and urinalysis, as well as baseline ECG, serum pregnancy test, and tumor evaluation. During the intensive 5-week study period, patients were seen weekly for toxicity and standard laboratory panels. Thereafter, visits were monthly if the previous monitoring was stable. Tumor was measured by conventional imaging every 2 months, and change was assessed by Response Evaluation Criteria in Solid Tumors.16 Positron emission tomography studies were initially incorporated if available at the treating institution. These are not reported here as a result of insufficient data. The study was conducted in accordance with International Conference on Harmonisation Good Clinical Practice standards, with approval by the ethics committees and health authorities of the participating institutions. All patients provided written informed consent to participate.
Ninety-two patients were treated; 18 were treated weekly in part 1, and in part 2, 37 were treated weekly, and 37 were treated daily. Patient characteristics are listed in Table 1. All patients are accounted for in the safety analysis with data cutoff 6 months after entry of the last patient.
Part 1: Dose Escalation and PD No DLT was seen during part 1. PBMC-derived S6K1 activity was measured in four patients in each cohort. Two patients were replaced; one did not complete the first 5-week study period because of rapidly progressive disease, and the other had inadequate PBMC collection. PBMC-derived S6K1 activity was clearly suppressed 24 hours after the fourth dose at all dose levels; duration of suppression lengthened with increasing dosage (Fig 1) to persist over the complete dosing interval in four of four patients at 20 mg and in three of four patients at 30 mg; one patient had minimal evidence of recovery at day 6. Consequently, 20 mg was presumed to be the minimum dose ensuring target inhibition over 7 days. PK-PD modeling showed an anticipated decline in tumor S6K1 inhibition during weekly dosing, contrasting with more sustained inhibition with daily dosing for the same cumulative dose.7
Part 2: Dose Escalation
Safety Findings
Suspected Drug-Related Adverse Events and Discontinuations
Serum Biochemistry Hyperglycemia, which was considered drug related, was reported in seven patients at the higher dosage levels and was grade 3 in three patients. As mentioned earlier, one of these patients fulfilled the criteria for DLT. Hyperlipidemia (hypercholesterolemia and/or hypertriglyceridemia), which was again considered drug related, was reported in seven patients and was grade 3 (hypertriglyceridemia) in two patients, both of whom improved with statin therapy.
Infections
Suspected Serious Toxicity
PK
Weekly regimen. Stable predose serum trough concentration levels from weeks 2 to 5 indicated minimal accumulation at all weekly dose levels, with steady-state achieved by week 2 of treatment. Dose normalization (maximum serum steady-state concentration [Cmaxss]/dose in Table 3) showed that mean Cmaxss increased in a roughly dose-proportional manner from 5 to 20 mg per week but increased less than proportionally at higher doses. The increase in area under the curve at steady state (AUCss) was dose proportional over the full dose range, with a regression slope of 0.963 (95% CI, 0.814 to 1.114). The corresponding linear regression equation was area under the curve (AUC) = 51 x dose + 93 (r2 = 0.709, P < .001). Elimination half-life averaged 30 ± 8 hours across all patients and was similar to that in healthy controls.17
Daily regimen.
Steady-state was reached within a week. Trough levels were stable thereafter, averaging 5.4 ng/mL (5 mg/d dosing) and 13.2 ng/mL (10 mg/d dosing). Peak concentrations were achieved within 1 hour of daily dosing with one exception (6 hours). Both maximum serum concentration and AUC increased in a dose-proportional manner (Table 4). Steady-state trough levels were highly predictive of AUC, with a coefficient of determination (r2) of 0.96, as has been reported in renal transplantation patients (Fig 2).18 Plasma concentrations and levels of sustained S6K1 inhibition observed at
Tumor Assessments Table 5 lists clinical benefit in progression-free patients for 6 months or more. Partial response (PR) was observed in four patients; one patient (30 mg/wk) had squamous cell lung cancer but discontinued treatment for pneumothorax on day 189, one (5 mg/d) had cancer of the esophagogastric junction, one (10 mg/d) had rectal carcinoma, and a 71-year-old man (70 mg/wk) had renal cell carcinoma (RCC). In another patient with RCC (10 mg/d), adrenal and lung lesions had shrunk with PR evaluation at day 198, but this was unconfirmed because of discontinuation for adverse events (fatigue and depression). Five of the 10 RCC patients remained progression free at 6 months, including the patient with PR after prolonged stable disease mentioned earlier.
This was the first study of oral everolimus in patients with solid tumors. Everolimus was well tolerated, with toxicities (eg, rash and stomatitis) consistent with other mTOR inhibitors (eg, AP2357319,20 and temsirolimus12). Two patients experienced DLT (stomatitis plus fatigue and hyperglycemia) at different dose levels, and an MTD was not defined. Stomatitis, although relatively frequent, may occur concurrently with oral Candida and herpes simplex infections. The incidence of infection was low, and no relationship was seen between infection and leukocytopenia. Rash, although common, was mild and generally well tolerated. Bone marrow suppression was mild and stabilized with continued dosing. One patient had interstitial lung disease, which has been observed in patients receiving sirolimus and temsirolimus. The condition invariably resolves on dose reduction, drug withdrawal, and glucocorticoid therapy.21-24 Everolimus is extensively metabolized by CYP3A4.25 In the renal transplantation setting, a 35% interpatient variability in AUC has been observed.26,27 In our study, PK characteristics are consistent with those observed both in normal volunteers and in patients in the transplantation setting,28 with dose-proportional increases in AUC. The less than proportional increase in maximum serum concentration at doses greater than 20 mg seems unlikely to be of clinical relevance.
In part 1 of the study, a dose-response relationship between oral administration of everolimus and inhibition of S6K1 indicated sustained activity over 7 days at doses of Although response was not a primary outcome of our study, it was encouraging to note that a significant number of patients had sustained clinical benefit from treatment at all dose levels studied, including PR in patients with non–small-cell lung cancer, adenocarcinoma of the esophageal junction, rectal cancer, and RCC. Future phase II and III studies with everolimus should adopt response criteria and end points assessing both cytostatic and cytoreductive activity.
The activity seen in patients with clear cell RCC is particularly interesting because mTOR regulates hypoxia-inducible factor-1
It is critical that future studies with mTOR inhibitors integrate tumor-based molecular biology. These data support the use of everolimus as a rationally designed molecularly targeted therapy. We acknowledge that these PD results were obtained in surrogate tissue and should be supported by confirmation using serial tumor biopsy. However, clinical surrogates such as sustained clinical benefit and/or tumor shrinkage and, possibly, functional imaging could also be used. From this phase I study, we recommend that such studies should be initiated with doses
Although all authors completed the disclosure declaration, the following author(s) indicated a financial or other interest that is relevant to the subject matter under consideration in this article. Certain relationships marked with a "U" are those for which no compensation was received; those relationships marked with a "C" were compensated. For a detailed description of the disclosure categories, or for more information about ASCO's conflict of interest policy, please refer to the Author Disclosure Declaration and the Disclosures of Potential Conflicts of Interest section in Information for Contributors. Employment or Leadership Position: Nicholas Shand, Novartis Pharma AG (C); Heidi A. Lane, Novartis Pharma AG (C); Katharine Hazell, Novartis Pharma AG (C), Novartis Pharma AG (C); Ulrike Zoellner, Novartis Pharma AG (C); John M. Kovarik, Novartis Pharma AG (C) Consultant or Advisory Role: Sandrine Faivre, Pfizer (C); Daniel Rea, Novartis Pharma AG (C); Vassiliki Papadimitrakopoulou, Novartis Pharmaceuticals Corporation (C); Suzanne Jones, Novartis Pharmaceuticals Corporation (C); Eric Raymond, Pfizer (C), AA I PharmA (C), GlaxoSmithKline (C); Ian Judson, Novartis Pharma AG (C) Stock Ownership: Nicholas Shand, Novartis Pharma AG; Heidi A. Lane, Novartis Pharma AG; Katharine Hazell, Novartis Pharma AG; Ulrike Zoellner, Novartis Pharma AG; John M. Kovarik, Novartis Pharma AG Honoraria: Sandrine Faivre, Pfizer; Howard A. Burris III, Novartis Pharmaceuticals Corporation; Daniel Rea, Novartis Pharma AG; Eric Raymond, Pfizer, Amgen; Ian Judson, Novartis Pharma AG Research Funding: Sandrine Faivre, Novartis Pharma AG; Howard A. Burris, Novartis Pharmaceuticals Corporation; Daniel Rea, Novartis Pharma AG; Heidi A. Lane, Novartis Pharma AG; Eric Raymond, Amgen, Pfizer; Ian Judson, Novartis Pharma AG Expert Testimony: None Other Remuneration: None
Conception and design: Anne O'Donnell, Sandrine Faivre, Nicholas Shand, Heidi A. Lane, Katharine Hazell, Ulrike Zoellner, John M. Kovarik, Eric Raymond, Ian Judson Administrative support: Anne O'Donnell, Katharine Hazell, Cathryn Brock Provision of study materials or patients: Anne O'Donnell, Sandrine Faivre, Howard A. Burris III, Daniel Rea, Vassiliki Papadimitrakopoulou, Cathryn Brock, Suzanne Jones, Eric Raymond Collection and assembly of data: Anne O'Donnell, Howard A. Burris III, Daniel Rea, Vassiliki Papadimitrakopoulou, Heidi A. Lane, Katharine Hazell, John M. Kovarik, Cathryn Brock, Suzanne Jones, Eric Raymond Data analysis and interpretation: Anne O'Donnell, Sandrine Faivre, Howard A. Burris III, Daniel Rea, Nicholas Shand, Heidi A. Lane, Ulrike Zoellner, John M. Kovarik, Suzanne Jones, Eric Raymond, Ian Judson Manuscript writing: Anne O'Donnell, Sandrine Faivre, Daniel Rea, Nicholas Shand, Heidi A. Lane, Ulrike Zoellner, John M. Kovarik, Eric Raymond, Ian Judson Final approval of manuscript: Anne O'Donnell, Sandrine Faivre, Howard A. Burris III, Vassiliki Papadimitrakopoulou, Heidi A. Lane, Katharine Hazell, John M. Kovarik, Cathryn Brock, Suzanne Jones, Eric Raymond, Ian Judson
We thank Sabine Zumstein-Mecker and Christine Stephan, Novartis Institute for Biomedical Research, Cambridge, MA; Anne Boulay, MD, Friedrich Miescher Institute, Basel, Switzerland; George Thomas, PhD, Genome Research Institute, Cincinnati, OH; and the editorial assistance of Dr Richard McCabe, MD.
published online ahead of print at www.jco.org on March 10, 2008. Supported by Novartis Pharma AG. Presented in part at the 39th Annual Meeting of the American Society of Clinical Oncology, May 31-June 3, 2003, Chicago, IL. Authors' disclosures of potential conflicts of interest and author contributions are found at the end of this article.
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Budde K, Neumayer HH, Lehne G, et al: Tolerability and steady-state pharmacokinetics of everolimus in maintenance renal transplant patients. Nephrol Dial Transplant 19:2006-2614, 2004 28. Kovarik JM: Everolimus: A proliferation signal inhibitor targeting primary causes of allograft dysfunction. Drugs Today 40:101-109, 2004[CrossRef][Medline] 29. Di Cosimo S, Scaltriti M, Val D, et al: The PI3-K/AKT/mTOR pathway as a target for breast cancer therapy. J Clin Oncol 25:140s, 2007 (suppl, abstr 3511) 30. Hudes G, Carducci M, Tomczak P, et al: Temsirolimus, interferon alfa, or both for advanced renal-cell carcinoma. N Engl J Med 356:2271-2281, 2007 31. O'Reilly KE, Rojo F, She Q-B, et al: MTOR inhibition induces upstream receptor tyrosine kinase signaling and activates Akt. Cancer Res 66:1500-1508, 2006 Submitted September 9, 2007; accepted November 21, 2007.
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Copyright © 2008 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
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